-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UIv88fuNTtJoDgYV0xZdM62BOY+Qlx26bDYDKLzc5HAHd+Y14cATfULgpfDTqSpJ iCyOM0LkyUASUtM4ZN6sZA== 0001437749-09-000728.txt : 20090706 0001437749-09-000728.hdr.sgml : 20090703 20090706201018 ACCESSION NUMBER: 0001437749-09-000728 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090701 FILED AS OF DATE: 20090706 DATE AS OF CHANGE: 20090706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stover Richard CENTRAL INDEX KEY: 0001429462 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34112 FILM NUMBER: 09932219 MAIL ADDRESS: STREET 1: C/O ENERGY RECOVERY, INC. STREET 2: 1908 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Recovery, Inc. CENTRAL INDEX KEY: 0001421517 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY, NEC [3559] IRS NUMBER: 010616867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1908 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 BUSINESS PHONE: (510) 483-7370 MAIL ADDRESS: STREET 1: 1908 DOOLITTLE DRIVE CITY: SAN LEANDRO STATE: CA ZIP: 94577 4 1 rdgdoc.xml PRIMARY DOCUMENT X0303 4 2009-07-01 0001421517 Energy Recovery, Inc. ERII 0001429462 Stover Richard C/O ENERGY RECOVERY, INC. 1908 DOOLITTLE DRIVE SAN LEANDRO CA 94577 1 SVP Service/CTO Employee Stock Option (Right to Buy) 7.1300 2009-07-01 4 A 0 25000.0000 0.0000 A 2019-06-30 Common Stock 25000.0000 25000.0000 D Restricted Stock Units 2009-07-01 4 A 0 10000.0000 0.0000 A Common Stock 10000.0000 10000.0000 D All shares vest 1/4th on the 1 year anniversary of the vesting commencement date of 07/01/2009 and 1/48th monthly thereafter. Each restricted stock unit represents a contingent right to receive one share of ERI common stock or its equivalent. The restricted stock units vest over four years with 1/4 of the restricted stock units vesting on each anniversary of the vesting commencement date of 07/01/2009. /s/Thomas Willardson, attorney-in-fact for Richard Stover 2009-07-06 -----END PRIVACY-ENHANCED MESSAGE-----