0000919574-11-006121.txt : 20111114
0000919574-11-006121.hdr.sgml : 20111111
20111114111104
ACCESSION NUMBER: 0000919574-11-006121
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRIGADE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001421306
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12820
FILM NUMBER: 111199152
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-745-9717
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d1236880_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended September 30, 2011
Check here if Amendment: |_|; Amendment Number:
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Brigade Capital Management, LLC
Address: 399 Park Avenue, 16th Floor
New York, New York 10022
13F File Number: 028-12820
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Donald E. Morgan, III
Title: Managing Member
Phone: (212) 745-9700
Signature, Place and Date of Signing:
/s/ Donald E. Morgan, III New York, NY November 14, 2011
-------------------------- ---------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: [If there are no entries in
this list, omit this section.]
NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 37
Form 13F Information Table Value Total: $1,214,174
(thousands)
List of Other Included Managers:
Form 13F File Number Name
-------------------- ---------------------------------------------
1. 028-12821 Brigade Leveraged Capital Structures Fund Ltd.
FORM 13F INFORMATION TABLE
September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------- --------------- -------- -------- -------------------- -------------- -------- --------------------
VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
-------------- --------------- -------- -------- ------- --- ---- -------------- -------- -------- ------ ----
ALLIANCE HEALTHCARE SRVCS IN COM NEW 18606202 2,508 2,200,000 SH Shared-Defined 1 2,200,000
AMR CORP COM 001765106 7,400 2,500,000 PUT Shared-Defined 1 2,500,000
ANADARKO PETE CORP COM 032511107 23,329 370,000 CALL Shared-Defined 1 370,000
APPLE INC COM 37833100 15,253 40,000 PUT Shared-Defined 1 40,000
CHENIERE ENERGY INC COM NEW 16411R208 3,605 700,000 CALL Shared-Defined 1 700,000
DIANA CONTAINERSHIPS INC COM Y2069P101 213 46,490 SH Sole 46,490
FORBES ENERGY SVCS LTD COM 345143101 1,910 374,550 SH Shared-Defined 1 374,550
HEALTHSPRING INC COM 42224N101 22,314 612,000 SH Shared-Defined 1 612,000
HOLOGIC INC FRNT 2.000%12/1 436440AA9 1,994 2,130,000 PRN Sole 2,130,000
ISHARES TR RUSSELL 2000 464287655 443,670 6,900,000 PUT Shared-Defined 1 6,900,000
ISHARES TR DJ US REAL EST 464287739 5,057 100,000 PUT Shared-Defined 1 100,000
LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 6,041 11,345,000 PRN Sole 11,345,000
LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 9,250 17,370,000 PRN Shared-Defined 1 17,370,000
LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 5,555 10,055,000 PRN Sole 10,055,000
LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 20,829 37,700,000 PRN Shared-Defined 1 37,700,000
LIVE NATION ENTERTAINMENT IN COM 538034109 6,809 850,000 SH Shared-Defined 1 850,000
LIZ CLAIBORNE INC COM 539320101 24,750 4,950,000 SH Shared-Defined 1 4,950,000
MARATHON OIL CORP COM 565849106 8,093 375,000 CALL Shared-Defined 1 375,000
MTR GAMING GROUP INC COM 553769100 5,073 2,670,022 SH Shared-Defined 1 2,670,022
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 4,461 200,000 PUT Sole 200,000
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 198,515 8,900,000 PUT Shared-Defined 1 8,900,000
RITE AID CORP COM 767754104 5,880 6,000,000 SH Shared-Defined 1 6,000,000
SANDERSON FARMS INC COM 800013104 25,175 530,000 PUT Shared-Defined 1 530,000
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 10,039 850,000 PUT Shared-Defined 1 850,000
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 538 18,400 CALL Sole 18,400
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 29,220 1,000,000 CALL Shared-Defined 1 1,000,000
SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 14,220 500,000 CALL Shared-Defined 1 500,000
SPANSION INC COM CL A NEW 84649R200 14,797 1,210,868 SH Shared-Defined 1 1,210,868
SPDR S&P 500 ETF TR TR UNIT 78462F103 242,141 2,140,000 PUT Shared-Defined 1 2,140,000
SUN HEALTHCARE GROUP INC NEW COM 86677E100 5,239 1,940,227 SH Shared-Defined 1 1,940,227
SUPERVALU INC COM 868536103 5,328 800,000 PUT Shared-Defined 1 800,000
TITAN INTL INC ILL COM 88830M102 3,750 250,000 CALL Shared-Defined 1 250,000
VISTEON CORP COM NEW 92839U206 456 10,600 SH Sole 10,600
VISTEON CORP COM NEW 92839U206 28,664 666,600 SH Shared-Defined 1 666,600
WARNER CHILCOTT PLC IRELAND SHS A G94368100 2,145 150,000 SH Shared-Defined 1 150,000
WARNER CHILCOTT PLC IRELAND SHS A G94368100 7,150 500,000 CALL Shared-Defined 1 500,000
WHITING PETE CORP NEW COM 966387102 2,806 80,000 SH Shared-Defined 1 80,000
SK 25586 0003 1236880