0000919574-11-004680.txt : 20110815
0000919574-11-004680.hdr.sgml : 20110815
20110815094116
ACCESSION NUMBER: 0000919574-11-004680
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BRIGADE CAPITAL MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001421306
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12820
FILM NUMBER: 111033494
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-745-9717
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE
STREET 2: 16TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d1214987_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended June 30, 2011
Check here if Amendment: |_|; Amendment Number:
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Brigade Capital Management, LLC
Address: 399 Park Avenue, 16th Floor
New York, New York 10022
13F File Number: 028-12820
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Donald E. Morgan, III
Title: Managing Member
Phone: (212) 745-9700
Signature, Place and Date of Signing:
/s/ Donald E. Morgan, III New York, NY August 15, 2011
-------------------------- ---------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[_] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 49
Form 13F Information Table Value Total: $2,582,724
(thousands)
List of Other Included Managers:
Form 13F File Number Name
1. 028-12821 Brigade Leveraged Capital Structures Fund Ltd.
FORM 13F INFORMATION TABLE
June 30, 2011
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE
-------------- --------------- ------ --------- -------- ---- ----- ----------- ----- ----- ------ ----
ALASKA AIR GROUP INC COM 011659109 10,954 160,000 SH Shared-Defined 1 160,000
ALASKA AIR GROUP INC COM 011659109 2,738 40,000 SH Sole 40,000
ALLIANCE HEALTHCARE SRVCS IN COM NEW 018606202 6,460 1,700,000 SH Shared-Defined 1 1,700,000
AMERISTAR CASINOS INC COM 03070Q101 10,186 429,626 SH Shared-Defined 1 429,626
ANADARKO PETE CORP COM 032511107 28,401 370,000 CALL Shared-Defined 1 370,000
BON-TON STORES INC COM 09776J101 3,901 401,382 SH Shared-Defined 1 401,382
CARDTRONICS INC COM 14161H108 5,863 250,000 SH Shared-Defined 1 250,000
CHENIERE ENERGY INC COM NEW 16411R208 5,496 600,000 CALL Shared-Defined 1 600,000
CHILDRENS PL RETAIL STORES I COM 168905107 17,796 400,000 PUT Shared-Defined 1 400,000
CINEMARK HOLDINGS INC COM 17243V102 4,142 200,000 SH Shared-Defined 1 200,000
COLLECTIVE BRANDS INC COM 19421W100 7,345 500,000 SH Shared-Defined 1 500,000
DIANA CONTAINERSHIPS INC COM Y2069P101 352 49,390 SH Sole 49,390
DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 18,000 20,000,000 PRN Shared-Defined 1 20,000,000
ENSIGN GROUP INC COM 29358P101 3,039 100,000 PUT Shared-Defined 1 100,000
EVERGREEN SOLAR INC NOTE 13.000% 4/1 30033RAE8 4,228 11,200,000 PRN Shared-Defined 1 11,200,000
FAMILY DLR STORES INC COM 307000109 10,512 200,000 PUT Shared-Defined 1 200,000
FINISH LINE INC CL A 317923100 8,560 400,000 SH Shared-Defined 1 400,000
HEALTHSPRING INC COM 42224N101 28,219 612,000 SH Shared-Defined 1 612,000
HOLOGIC INC FRNT 2.000%12/1 436440AA9 22,000 22,680,000 PRN Shared-Defined 1 22,680,000
HOLOGIC INC FRNT 2.000%12/1 436440AA9 4,700 4,845,000 PRN Sole 4,845,000
KENDLE INTERNATIONAL INC NOTE 3.375% 7/1 48880LAA5 12,160 12,160,000 PRN Shared-Defined 1 12,160,000
LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 21,960 37,700,000 PRN Shared-Defined 1 37,700,000
LIBERTY MEDIA CORP DEB 4.000%11/1 530715AG6 5,857 10,055,000 PRN Sole 10,055,000
LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 9,705 17,370,000 PRN Shared-Defined 1 17,370,000
LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 6,339 11,345,000 PRN Sole 11,345,000
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 9,329 123,989 SH Shared-Defined 1 123,989
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 16,553 220,000 PUT Shared-Defined 1 220,000
LIVE NATION ENTERTAINMENT IN COM 538034109 9,750 850,000 SH Shared-Defined 1 850,000
LIZ CLAIBORNE INC COM 539320101 18,504 3,458,700 SH Shared-Defined 1 3,458,700
LORILLARD INC COM 544147101 97,983 900,000 PUT Shared-Defined 1 900,000
M & F WORLDWIDE CORP COM 552541104 8,398 325,000 SH Shared-Defined 1 325,000
MACYS INC COM 55616P104 8,772 300,000 SH Shared-Defined 1 300,000
MARATHON OIL CORP COM 565849106 19,755 375,000 CALL Shared-Defined 1 375,000
MTR GAMING GROUP INC COM 553769100 8,090 2,670,022 SH Shared-Defined 1 2,670,022
SANDERSON FARMS INC COM 800013104 4,778 100,000 CALL Shared-Defined 1 100,000
SANDERSON FARMS INC COM 800013104 49,213 1,030,000 PUT Shared-Defined 1 1,030,000
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 20,482 550,000 CALL Shared-Defined 1 550,000
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 313 8,400 CALL Sole 8,400
SOUTHWEST AIRLS CO COM 844741108 8,428 738,000 CALL Shared-Defined 1 738,000
SOUTHWEST AIRLS CO COM 844741108 4,134 362,000 CALL Sole 362,000
SPANSION INC COM CL A NEW 84649R200 29,423 1,526,856 SH Shared-Defined 1 1,526,856
SPDR S&P 500 ETF TR TR UNIT 78462F103 382,713 2,900,000 CALL Sole 2,900,000
SPDR S&P 500 ETF TR TR UNIT 78462F103 1,570,443 11,900,000 PUT Shared-Defined 1 11,900,000
SUN HEALTHCARE GROUP INC COM 86677E100 14,808 1,846,381 SH Shared-Defined 1 1,846,381
SUN HEALTHCARE GROUP INC COM 86677E100 361 45,000 SH Sole 45,000
SUNPOWER CORP COM CL A 867652109 6,766 350,000 PUT Shared-Defined 1 350,000
SUPERVALU INC COM 868536103 11,292 1,200,000 PUT Shared-Defined 1 1,200,000
SYNOVUS FINL CORP COM 87161C105 624 300,000 SH Shared-Defined 1 300,000
TEMPLE INLAND INC COM 879868107 22,900 770,000 CALL Shared-Defined 1 770,000
SK 25586 0003 1214987