0001420811-20-000002.txt : 20200106 0001420811-20-000002.hdr.sgml : 20200106 20200106164108 ACCESSION NUMBER: 0001420811-20-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200103 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breslow Noah CENTRAL INDEX KEY: 0001627461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 20510308 MAIL ADDRESS: STREET 1: C/O ON DECK CAPITAL INC STREET 2: 1400 BROADWAY 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 4 1 wf-form4_157834685028880.xml FORM 4 X0306 4 2020-01-03 0 0001420811 On Deck Capital, Inc. ONDK 0001627461 Breslow Noah C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 1 1 0 0 CEO & Chairman Common Stock 2020-01-03 4 M 0 40000 0.375 A 1056184 D Common Stock 32000 I See footnote Common Stock 32000 I See footnote Employee Stock Option (right to buy) 0.375 2020-01-03 4 M 0 40000 0 D 2021-10-06 Common Stock 40000.0 0 D The reported shares are held directly in a trust for the Reporting Person's minor son for which the Reporting Person's spouse serves as trustee. The reported shares are held directly in a trust for the Reporting Person's minor daughter for which the Reporting Person's spouse serves as trustee. One-fourth of the shares subject to the option vested on October 6, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Robert A. Zuccaro, by power of attorney 2020-01-06