0001420811-19-000126.txt : 20190917
0001420811-19-000126.hdr.sgml : 20190917
20190917164205
ACCESSION NUMBER: 0001420811-19-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190913
FILED AS OF DATE: 20190917
DATE AS OF CHANGE: 20190917
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Breslow Noah
CENTRAL INDEX KEY: 0001627461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 191097500
MAIL ADDRESS:
STREET 1: C/O ON DECK CAPITAL INC
STREET 2: 1400 BROADWAY 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital, Inc.
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: On Deck Capital Inc
DATE OF NAME CHANGE: 20071210
4
1
wf-form4_156875290956282.xml
FORM 4
X0306
4
2019-09-13
0
0001420811
On Deck Capital, Inc.
ONDK
0001627461
Breslow Noah
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR
NEW YORK
NY
10018
1
1
0
0
CEO & Chairman
Common Stock
2019-09-13
4
A
0
1277
3.1025
A
1050645
D
Common Stock
32000
I
See footnote
Common Stock
32000
I
See footnote
The reported shares were acquired under the On Deck Capital, Inc. 2014 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(c) and Rule 16b-3(d).
The reported shares are held directly in a trust for the Reporting Person's minor son for which the Reporting Person's spouse serves as trustee.
The reported shares are held directly in a trust for the Reporting Person's minor daughter for which the Reporting Person's spouse serves as trustee.
/s/ Robert A. Zuccaro, by power of attorney
2019-09-17