0001420811-19-000114.txt : 20190801 0001420811-19-000114.hdr.sgml : 20190801 20190801162738 ACCESSION NUMBER: 0001420811-19-000114 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190731 FILED AS OF DATE: 20190801 DATE AS OF CHANGE: 20190801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Breslow Noah CENTRAL INDEX KEY: 0001627461 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 19993077 MAIL ADDRESS: STREET 1: C/O ON DECK CAPITAL INC STREET 2: 1400 BROADWAY 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 4 1 wf-form4_156469124208814.xml FORM 4 X0306 4 2019-07-31 0 0001420811 On Deck Capital, Inc. ONDK 0001627461 Breslow Noah C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 1 1 0 0 CEO & Chairman Common Stock 2019-07-31 4 A 0 29349 0 A 1001286 D Common Stock 2019-08-01 4 M 0 60000 0.375 A 1061286 D Common Stock 32000 I See footnote Common Stock 32000 I See footnote Employee Stock Option (right to buy) 0.375 2019-08-01 4 M 0 60000 0 D 2021-10-06 Common Stock 60000.0 40000 D The reported shares relate to performance-based restricted stock units granted on September 19, 2016. Shares are issuable under the grant if the Issuer satisfies certain financial performance metrics for the applicable performance period and if the Reporting Person meets additional vesting requirements. On July 31, 2019 the Compensation Committee of the Board of Directors determined that the Issuer had met the performance metrics for the reported shares. Such shares will vest if the Reporting Person continues to provide service through November 1, 2019. The reported shares are held directly in a trust for the Reporting Person's minor son for which the Reporting Person's spouse serves as trustee. The reported shares are held directly in a trust for the Reporting Person's minor daughter for which the Reporting Person's spouse serves as trustee. Shares subject to the option are fully vested and immediately exercisable. /s/ Robert A. Zuccaro, by power of attorney 2019-08-01