0001420811-19-000114.txt : 20190801
0001420811-19-000114.hdr.sgml : 20190801
20190801162738
ACCESSION NUMBER: 0001420811-19-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190731
FILED AS OF DATE: 20190801
DATE AS OF CHANGE: 20190801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Breslow Noah
CENTRAL INDEX KEY: 0001627461
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 19993077
MAIL ADDRESS:
STREET 1: C/O ON DECK CAPITAL INC
STREET 2: 1400 BROADWAY 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital, Inc.
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: On Deck Capital Inc
DATE OF NAME CHANGE: 20071210
4
1
wf-form4_156469124208814.xml
FORM 4
X0306
4
2019-07-31
0
0001420811
On Deck Capital, Inc.
ONDK
0001627461
Breslow Noah
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR
NEW YORK
NY
10018
1
1
0
0
CEO & Chairman
Common Stock
2019-07-31
4
A
0
29349
0
A
1001286
D
Common Stock
2019-08-01
4
M
0
60000
0.375
A
1061286
D
Common Stock
32000
I
See footnote
Common Stock
32000
I
See footnote
Employee Stock Option (right to buy)
0.375
2019-08-01
4
M
0
60000
0
D
2021-10-06
Common Stock
60000.0
40000
D
The reported shares relate to performance-based restricted stock units granted on September 19, 2016. Shares are issuable under the grant if the Issuer satisfies certain financial performance metrics for the applicable performance period and if the Reporting Person meets additional vesting requirements. On July 31, 2019 the Compensation Committee of the Board of Directors determined that the Issuer had met the performance metrics for the reported shares. Such shares will vest if the Reporting Person continues to provide service through November 1, 2019.
The reported shares are held directly in a trust for the Reporting Person's minor son for which the Reporting Person's spouse serves as trustee.
The reported shares are held directly in a trust for the Reporting Person's minor daughter for which the Reporting Person's spouse serves as trustee.
Shares subject to the option are fully vested and immediately exercisable.
/s/ Robert A. Zuccaro, by power of attorney
2019-08-01