0001420811-17-000066.txt : 20170510
0001420811-17-000066.hdr.sgml : 20170510
20170510162030
ACCESSION NUMBER: 0001420811-17-000066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170510
DATE AS OF CHANGE: 20170510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital, Inc.
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: On Deck Capital Inc
DATE OF NAME CHANGE: 20071210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katzenberg Howard
CENTRAL INDEX KEY: 0001627468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 17830560
MAIL ADDRESS:
STREET 1: C/O ON DECK CAPITAL INC.
STREET 2: 1400 BROADWAY 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
wf-form4_149444761069716.xml
FORM 4
X0306
4
2017-05-09
0
0001420811
On Deck Capital, Inc.
ONDK
0001627468
Katzenberg Howard
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR
NEW YORK
NY
10018
0
1
0
0
Chief Financial Officer
Common Stock
2017-05-09
4
M
0
7350
0.68
A
401230
D
Common Stock
25000
I
See footnote
Employee Stock Option (right to buy)
0.68
2017-05-09
4
M
0
7350
0
D
2023-10-25
Common Stock
7350.0
75483
D
Includes 11,043 shares previously reported as held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee which were re-registered in the name of the Reporting Person on March 17, 2017 and are now held directly by the Reporting Person.
The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.
One-fourth of the shares subject to the option vested on October 25, 2014 and one forty-eighth of the shares vest monthly thereafter.
/s/ Robert A. Zuccaro, by power of attorney
2017-05-10