0001420811-17-000066.txt : 20170510 0001420811-17-000066.hdr.sgml : 20170510 20170510162030 ACCESSION NUMBER: 0001420811-17-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170509 FILED AS OF DATE: 20170510 DATE AS OF CHANGE: 20170510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: On Deck Capital, Inc. CENTRAL INDEX KEY: 0001420811 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 421709682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 BUSINESS PHONE: 888-269-4246 MAIL ADDRESS: STREET 1: 1400 BROADWAY STREET 2: 25TH FLOOR CITY: New York STATE: ny ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: On Deck Capital Inc DATE OF NAME CHANGE: 20071210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Katzenberg Howard CENTRAL INDEX KEY: 0001627468 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36779 FILM NUMBER: 17830560 MAIL ADDRESS: STREET 1: C/O ON DECK CAPITAL INC. STREET 2: 1400 BROADWAY 25TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_149444761069716.xml FORM 4 X0306 4 2017-05-09 0 0001420811 On Deck Capital, Inc. ONDK 0001627468 Katzenberg Howard C/O ON DECK CAPITAL, INC. 1400 BROADWAY, 25TH FLOOR NEW YORK NY 10018 0 1 0 0 Chief Financial Officer Common Stock 2017-05-09 4 M 0 7350 0.68 A 401230 D Common Stock 25000 I See footnote Employee Stock Option (right to buy) 0.68 2017-05-09 4 M 0 7350 0 D 2023-10-25 Common Stock 7350.0 75483 D Includes 11,043 shares previously reported as held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee which were re-registered in the name of the Reporting Person on March 17, 2017 and are now held directly by the Reporting Person. The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee. One-fourth of the shares subject to the option vested on October 25, 2014 and one forty-eighth of the shares vest monthly thereafter. /s/ Robert A. Zuccaro, by power of attorney 2017-05-10