0001420811-16-000203.txt : 20160801
0001420811-16-000203.hdr.sgml : 20160801
20160801171023
ACCESSION NUMBER: 0001420811-16-000203
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160728
FILED AS OF DATE: 20160801
DATE AS OF CHANGE: 20160801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: On Deck Capital, Inc.
CENTRAL INDEX KEY: 0001420811
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 421709682
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
BUSINESS PHONE: 888-269-4246
MAIL ADDRESS:
STREET 1: 1400 BROADWAY
STREET 2: 25TH FLOOR
CITY: New York
STATE: ny
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: On Deck Capital Inc
DATE OF NAME CHANGE: 20071210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Katzenberg Howard
CENTRAL INDEX KEY: 0001627468
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36779
FILM NUMBER: 161798149
MAIL ADDRESS:
STREET 1: C/O ON DECK CAPITAL INC.
STREET 2: 1400 BROADWAY 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
wf-form4_147008581053387.xml
FORM 4
X0306
4
2016-07-28
0
0001420811
On Deck Capital, Inc.
ONDK
0001627468
Katzenberg Howard
C/O ON DECK CAPITAL, INC.
1400 BROADWAY, 25TH FLOOR
NEW YORK
NY
10018
0
1
0
0
Chief Financial Officer
Common Stock
2016-07-28
4
S
0
24000
5.2342
D
388396
D
Common Stock
2016-08-01
4
F
0
5559
5.20
D
382837
D
Common Stock
11034
I
See footnote
Common Stock
25000
I
See footnote
The reported shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 28, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.20 to $5.33, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The reported shares were withheld to satisfy the Reporting Person's tax liability in connection with the vesting of restricted stock units. No shares were sold.
The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.
/s/ Robert A. Zuccaro, by power of attorney
2016-08-01