0001209191-16-143643.txt : 20161003 0001209191-16-143643.hdr.sgml : 20161003 20161003164315 ACCESSION NUMBER: 0001209191-16-143643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160929 FILED AS OF DATE: 20161003 DATE AS OF CHANGE: 20161003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Colfax CORP CENTRAL INDEX KEY: 0001420800 STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561] IRS NUMBER: 541887631 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 NATIONAL BUSINESS PARKWAY STREET 2: 5TH FLOOR CITY: ANNAPOLIS JUNCTION STATE: MD ZIP: 20701 BUSINESS PHONE: (301) 323-9000 MAIL ADDRESS: STREET 1: 420 NATIONAL BUSINESS PARKWAY STREET 2: 5TH FLOOR CITY: ANNAPOLIS JUNCTION STATE: MD ZIP: 20701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Puckett A. Lynne CENTRAL INDEX KEY: 0001502389 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34045 FILM NUMBER: 161916190 MAIL ADDRESS: STREET 1: 200 AMERICAN METRO BLVD., SUITE 111 CITY: HAMILTON TOWNSHIP STATE: NJ ZIP: 08619 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-29 0 0001420800 Colfax CORP CFX 0001502389 Puckett A. Lynne 420 NATIONAL BUSINESS PARKWAY 5TH FLOOR ANNAPOLIS JUNCTION MD 20701 0 1 0 0 SVP, GC & Secretary Common Stock, par value $.001 2016-09-29 4 M 0 1 14.48 A 20370 D Common Stock, par value $.001 2016-09-29 4 S 0 1 31.00 D 20369 D Common Stock, par value $.001 2016-09-30 4 M 0 21036 14.48 A 41405 D Common Stock, par value $.001 2016-09-30 4 S 0 21036 31.00 D 20369 D Common Stock, par value $.001 2016-10-03 4 M 0 8098 14.48 A 28467 D Common Stock, par value $.001 1111 I By spouse Employee Stock Option (right to buy) 14.48 2016-09-29 4 M 0 1 0.00 D 2017-09-26 Common Stock, par value $.001 1 29134 D Employee Stock Option (right to buy) 14.48 2016-09-30 4 M 0 21036 0.00 D 2017-09-26 Common Stock, par value $.001 21036 8098 D Employee Stock Option (right to buy) 14.48 2016-10-03 4 M 0 8098 0.00 D 2017-09-26 Common Stock, par value $.001 8098 0 D The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person. The option vested in three equal annual installments beginning on September 27, 2011. /s/ A. Lynne Puckett 2016-10-03