0001209191-16-143643.txt : 20161003
0001209191-16-143643.hdr.sgml : 20161003
20161003164315
ACCESSION NUMBER: 0001209191-16-143643
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160929
FILED AS OF DATE: 20161003
DATE AS OF CHANGE: 20161003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Colfax CORP
CENTRAL INDEX KEY: 0001420800
STANDARD INDUSTRIAL CLASSIFICATION: PUMPS & PUMPING EQUIPMENT [3561]
IRS NUMBER: 541887631
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 NATIONAL BUSINESS PARKWAY
STREET 2: 5TH FLOOR
CITY: ANNAPOLIS JUNCTION
STATE: MD
ZIP: 20701
BUSINESS PHONE: (301) 323-9000
MAIL ADDRESS:
STREET 1: 420 NATIONAL BUSINESS PARKWAY
STREET 2: 5TH FLOOR
CITY: ANNAPOLIS JUNCTION
STATE: MD
ZIP: 20701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Puckett A. Lynne
CENTRAL INDEX KEY: 0001502389
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34045
FILM NUMBER: 161916190
MAIL ADDRESS:
STREET 1: 200 AMERICAN METRO BLVD., SUITE 111
CITY: HAMILTON TOWNSHIP
STATE: NJ
ZIP: 08619
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-09-29
0
0001420800
Colfax CORP
CFX
0001502389
Puckett A. Lynne
420 NATIONAL BUSINESS PARKWAY
5TH FLOOR
ANNAPOLIS JUNCTION
MD
20701
0
1
0
0
SVP, GC & Secretary
Common Stock, par value $.001
2016-09-29
4
M
0
1
14.48
A
20370
D
Common Stock, par value $.001
2016-09-29
4
S
0
1
31.00
D
20369
D
Common Stock, par value $.001
2016-09-30
4
M
0
21036
14.48
A
41405
D
Common Stock, par value $.001
2016-09-30
4
S
0
21036
31.00
D
20369
D
Common Stock, par value $.001
2016-10-03
4
M
0
8098
14.48
A
28467
D
Common Stock, par value $.001
1111
I
By spouse
Employee Stock Option (right to buy)
14.48
2016-09-29
4
M
0
1
0.00
D
2017-09-26
Common Stock, par value $.001
1
29134
D
Employee Stock Option (right to buy)
14.48
2016-09-30
4
M
0
21036
0.00
D
2017-09-26
Common Stock, par value $.001
21036
8098
D
Employee Stock Option (right to buy)
14.48
2016-10-03
4
M
0
8098
0.00
D
2017-09-26
Common Stock, par value $.001
8098
0
D
The exercise and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan (the "10b5-1 Plan") adopted by the reporting person on September 8, 2016. The 10b5-1 Plan provided for the exercise of this option tranche, which expires in September 2017, with corresponding sales to cover the exercise price and related taxes. The remaining underlying shares following this net exercise and tax sale continue to be held by the reporting person.
The option vested in three equal annual installments beginning on September 27, 2011.
/s/ A. Lynne Puckett
2016-10-03