0001437749-16-034746.txt : 20160701 0001437749-16-034746.hdr.sgml : 20160701 20160701165236 ACCESSION NUMBER: 0001437749-16-034746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160701 FILED AS OF DATE: 20160701 DATE AS OF CHANGE: 20160701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Century Bancshares, Inc. CENTRAL INDEX KEY: 0001420525 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 261169687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-270-9500 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Dave CENTRAL INDEX KEY: 0001423070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34226 FILM NUMBER: 161747474 MAIL ADDRESS: STREET 1: 25324 PRADO DE LA FELICIDAD CITY: CALABASAS STATE: CA ZIP: 91302 4 1 rdgdoc.xml FORM 4 X0306 4 2016-07-01 0001420525 1st Century Bancshares, Inc. FCTY 0001423070 Brooks Dave 1875 CENTURY PARK EAST SUITE 1400 LOS ANGELES CA 90067 1 Common Stock 2016-07-01 4 D 0 184869 11.22 D 0 D Common Stock 2016-07-01 4 D 0 36226 11.22 D 0 I By Spouse Common Stock 2016-07-01 4 D 0 66400 11.22 D 0 I By IRA Disposed of pursuant to the Agreement and Plan of Merger, dated as of March 10, 2016, among 1st Century Bancshares, Inc. (the "Company"), Midland Financial Co. ("Midland") and MC 2016 Corp., a wholly-owned subsidiary of Midland (the "Merger Agreement"). Includes restricted shares. Disposed of pursuant to the Merger Agreement in exchange for $11.22 for each share of the Company's common stock. Pursuant to the terms of the Merger Agreement, each restricted share of the Company held by the reporting person was cancelled and converted into the right to receive $11.22. /s/ Dave Brooks 2016-07-01