0001437749-16-034746.txt : 20160701
0001437749-16-034746.hdr.sgml : 20160701
20160701165236
ACCESSION NUMBER: 0001437749-16-034746
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160701
FILED AS OF DATE: 20160701
DATE AS OF CHANGE: 20160701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 1st Century Bancshares, Inc.
CENTRAL INDEX KEY: 0001420525
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 261169687
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-270-9500
MAIL ADDRESS:
STREET 1: 1875 CENTURY PARK EAST
STREET 2: SUITE 1400
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brooks Dave
CENTRAL INDEX KEY: 0001423070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34226
FILM NUMBER: 161747474
MAIL ADDRESS:
STREET 1: 25324 PRADO DE LA FELICIDAD
CITY: CALABASAS
STATE: CA
ZIP: 91302
4
1
rdgdoc.xml
FORM 4
X0306
4
2016-07-01
0001420525
1st Century Bancshares, Inc.
FCTY
0001423070
Brooks Dave
1875 CENTURY PARK EAST
SUITE 1400
LOS ANGELES
CA
90067
1
Common Stock
2016-07-01
4
D
0
184869
11.22
D
0
D
Common Stock
2016-07-01
4
D
0
36226
11.22
D
0
I
By Spouse
Common Stock
2016-07-01
4
D
0
66400
11.22
D
0
I
By IRA
Disposed of pursuant to the Agreement and Plan of Merger, dated as of March 10, 2016, among 1st Century Bancshares, Inc. (the "Company"), Midland Financial Co. ("Midland") and MC 2016 Corp., a wholly-owned subsidiary of Midland (the "Merger Agreement").
Includes restricted shares.
Disposed of pursuant to the Merger Agreement in exchange for $11.22 for each share of the Company's common stock.
Pursuant to the terms of the Merger Agreement, each restricted share of the Company held by the reporting person was cancelled and converted into the right to receive $11.22.
/s/ Dave Brooks
2016-07-01