0001437749-16-024541.txt : 20160202 0001437749-16-024541.hdr.sgml : 20160202 20160202172643 ACCESSION NUMBER: 0001437749-16-024541 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160201 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 1st Century Bancshares, Inc. CENTRAL INDEX KEY: 0001420525 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 261169687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 310-270-9500 MAIL ADDRESS: STREET 1: 1875 CENTURY PARK EAST STREET 2: SUITE 1400 CITY: LOS ANGELES STATE: CA ZIP: 90067 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brooks Dave CENTRAL INDEX KEY: 0001423070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34226 FILM NUMBER: 161382058 MAIL ADDRESS: STREET 1: 25324 PRADO DE LA FELICIDAD CITY: CALABASAS STATE: CA ZIP: 91302 4 1 rdgdoc.xml FORM 4 X0306 4 2016-02-01 0001420525 1st Century Bancshares, Inc. FCTY 0001423070 Brooks Dave 1875 CENTURY PARK EAST SUITE 1400 LOS ANGELES CA 90067 1 Common Stock 2016-02-01 4 A 0 2000 0 A 184969 D Common Stock 36226 I By Spouse Common Stock 66300 I By IRA All 2,000 of these shares are restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Appendix A to the Issuer's Form DEF 14A on April 8, 2013. Includes shares of restricted stock subject to a vesting schedule set forth in the restricted stock grant and subject to forfeiture upon the occurrence of certain events specified in the restricted stock grant, a form of which was previously filed as Appendix A to the Issuer's Form DEF 14A on April 8, 2013. /s/ Dave Brooks 2016-02-02