0001683168-22-001417.txt : 20220303
0001683168-22-001417.hdr.sgml : 20220303
20220303160139
ACCESSION NUMBER: 0001683168-22-001417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220301
FILED AS OF DATE: 20220303
DATE AS OF CHANGE: 20220303
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Laurencio Francis
CENTRAL INDEX KEY: 0001680612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37850
FILM NUMBER: 22708551
MAIL ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE, SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atomera Inc
CENTRAL INDEX KEY: 0001420520
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE
STREET 2: SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
BUSINESS PHONE: 408-442-5248
MAIL ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE
STREET 2: SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
FORMER COMPANY:
FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC
DATE OF NAME CHANGE: 20071206
4
1
ownership.xml
X0306
4
2022-03-01
0
0001420520
Atomera Inc
ATOM
0001680612
Laurencio Francis
C/O ATOMERA, INC.
750 UNIVERSITY AVENUE, SUITE 280
LOS GATOS
CA
95032
0
1
0
0
CFO
Common Stock
2022-03-01
4
S
0
163
15.95
D
67600
D
Common Stock
2022-03-01
4
S
0
758
15.95
D
66842
D
Common Stock
2022-03-01
4
S
0
1044
15.95
D
65798
D
Common Stock
2022-03-01
4
S
0
779
15.95
D
65019
D
Common Stock
2022-03-02
4
S
0
1500
15.14
D
63519
D
Common Stock
2022-03-02
4
M
0
2000
3.90
A
65519
D
Common Stock
2022-03-02
4
S
0
2000
15.15
D
63519
D
Employee Stock Option (right to buy)
3.90
2022-03-02
4
M
0
2000
0
D
2019-06-01
2029-02-27
Common Stock
2000
62923
D
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
/s/ Mindi Zimmer as Attorney in Fact For: Francis Laurencio
2022-03-03