0001683168-21-006095.txt : 20211203 0001683168-21-006095.hdr.sgml : 20211203 20211203170636 ACCESSION NUMBER: 0001683168-21-006095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Laurencio Francis CENTRAL INDEX KEY: 0001680612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37850 FILM NUMBER: 211470980 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE, SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Atomera Inc CENTRAL INDEX KEY: 0001420520 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-442-5248 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 FORMER COMPANY: FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC DATE OF NAME CHANGE: 20071206 4 1 ownership.xml X0306 4 2021-12-01 0 0001420520 Atomera Inc ATOM 0001680612 Laurencio Francis C/O ATOMERA, INC. 750 UNIVERSITY AVENUE, SUITE 280 LOS GATOS CA 95032 0 1 0 0 CFO Common Stock 2021-12-01 4 S 0 221 24.24 D 60566 D Common Stock 2021-12-01 4 S 0 1083 24.24 D 59483 D Common Stock 2021-12-01 4 S 0 894 24.24 D 58589 D Common Stock 2021-12-01 4 S 0 1438 24.24 D 57151 D Common Stock 2021-12-02 4 M 0 2000 3.9 A 59151 D Common Stock 2021-12-02 4 S 0 2000 22.70 D 57151 D Common Stock 2021-12-02 4 S 0 1500 22.69 D 55651 D Stock Option (right to buy) 3.90 2021-12-02 4 M 0 2000 0 D 2019-06-01 2029-02-27 Common Stock 2000 64923 D Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. /s/ Mindi Zimmer Attorney in Fact For Francis Laurencio 2021-12-03