0001683168-21-004095.txt : 20210903
0001683168-21-004095.hdr.sgml : 20210903
20210903160243
ACCESSION NUMBER: 0001683168-21-004095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210901
FILED AS OF DATE: 20210903
DATE AS OF CHANGE: 20210903
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Laurencio Francis
CENTRAL INDEX KEY: 0001680612
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37850
FILM NUMBER: 211236440
MAIL ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE, SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atomera Inc
CENTRAL INDEX KEY: 0001420520
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE
STREET 2: SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
BUSINESS PHONE: 408-442-5248
MAIL ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE
STREET 2: SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
FORMER COMPANY:
FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC
DATE OF NAME CHANGE: 20071206
4
1
ownership.xml
X0306
4
2021-09-01
0
0001420520
Atomera Inc
ATOM
0001680612
Laurencio Francis
C/O ATOMERA, INC.
750 UNIVERSITY AVENUE, SUITE 280
LOS GATOS
CA
95032
0
1
0
0
See Remarks
Common Stock
2021-09-01
4
S
0
3655
24.40
D
62287
D
Common Stock
2021-09-02
4
S
0
1500
24.54
D
60787
D
Common Stock
2021-09-02
4
M
0
2000
3.90
A
62787
D
Common Stock
2021-09-02
4
S
0
2000
24.53
D
60787
D
Stock Options (Right to Buy)
3.90
2021-09-02
4
M
0
2000
0
D
2019-06-01
2029-02-27
Common Stock
2000
66923
D
Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction.
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total.
The Reporting Person is the Chief Financial and Accounting Officer of Issuer.
/s/ Francis Laurencio, by Mindi Zimmer, as Attorney-in-Fact
2021-09-03