0001683168-20-004165.txt : 20201203 0001683168-20-004165.hdr.sgml : 20201203 20201203194836 ACCESSION NUMBER: 0001683168-20-004165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201201 FILED AS OF DATE: 20201203 DATE AS OF CHANGE: 20201203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Laurencio Francis CENTRAL INDEX KEY: 0001680612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37850 FILM NUMBER: 201368223 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE, SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Atomera Inc CENTRAL INDEX KEY: 0001420520 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-442-5248 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 FORMER COMPANY: FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC DATE OF NAME CHANGE: 20071206 4 1 ownership.xml X0306 4 2020-12-01 0 0001420520 Atomera Inc ATOM 0001680612 Laurencio Francis C/O ATOMERA, INC. 750 UNIVERSITY AVENUE, SUITE 280 LOS GATOS CA 95032 0 1 0 0 See Remarks Common Stock 2020-12-01 4 S 0 2708 9.50 D 70551 D Common Stock 2020-12-02 4 S 0 1500 9.47 D 69051 D Stock Options (Right to Buy) 3.90 2020-12-02 4 D 0 2000 9.47 D 2029-02-27 Common Stock 2000 72923 D Represents the number of shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock grants that were previously reported. This sale is to satisfy mandatory non-discretionary tax withholding obligations by a "sell to cover" transaction. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person of vested restricted stock. The option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and exercised from a previously reported total number of 74,923 stock options granted to the Reporting Person on February 27, 2019. The Reporting Person is the Chief Financial and Accounting Officer of Issuer. /s/ Francis Laurencio, by Mindi Zimmer, as Attorney-in-Fact 2020-12-03