0001209191-17-032078.txt : 20170512
0001209191-17-032078.hdr.sgml : 20170512
20170512171849
ACCESSION NUMBER: 0001209191-17-032078
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160810
FILED AS OF DATE: 20170512
DATE AS OF CHANGE: 20170512
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atomera Inc
CENTRAL INDEX KEY: 0001420520
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE
STREET 2: SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
BUSINESS PHONE: 408-442-5248
MAIL ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE
STREET 2: SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
FORMER COMPANY:
FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC
DATE OF NAME CHANGE: 20071206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stadheim Rolf
CENTRAL INDEX KEY: 0001680488
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37850
FILM NUMBER: 17839936
MAIL ADDRESS:
STREET 1: 750 UNIVERSITY AVENUE, SUITE 280
CITY: LOS GATOS
STATE: CA
ZIP: 95032
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2016-08-10
2016-08-11
0
0001420520
Atomera Inc
ATOM
0001680488
Stadheim Rolf
750 UNIVERSITY AVENUE, SUITE 280
LOS GATOS
CA
95032
1
0
0
0
Common Stock
2016-08-10
4
C
0
319037
A
343681
D
10% Senior Secured Convertible Promissory Note
2016-08-10
4
C
0
1079839.75
0.00
D
2017-05-31
Common Stock
319037
0
D
Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO").
All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share.
Rolf Stadheim
2017-05-11