0001209191-17-032078.txt : 20170512 0001209191-17-032078.hdr.sgml : 20170512 20170512171849 ACCESSION NUMBER: 0001209191-17-032078 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160810 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Atomera Inc CENTRAL INDEX KEY: 0001420520 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 BUSINESS PHONE: 408-442-5248 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE STREET 2: SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 FORMER COMPANY: FORMER CONFORMED NAME: MEARS TECHNOLOGIES INC DATE OF NAME CHANGE: 20071206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stadheim Rolf CENTRAL INDEX KEY: 0001680488 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37850 FILM NUMBER: 17839936 MAIL ADDRESS: STREET 1: 750 UNIVERSITY AVENUE, SUITE 280 CITY: LOS GATOS STATE: CA ZIP: 95032 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2016-08-10 2016-08-11 0 0001420520 Atomera Inc ATOM 0001680488 Stadheim Rolf 750 UNIVERSITY AVENUE, SUITE 280 LOS GATOS CA 95032 1 0 0 0 Common Stock 2016-08-10 4 C 0 319037 A 343681 D 10% Senior Secured Convertible Promissory Note 2016-08-10 4 C 0 1079839.75 0.00 D 2017-05-31 Common Stock 319037 0 D Calculated based on the conversion price of $3.75 per share, upon the completion of the Issuer's initial public offering ("IPO"). All principal and interest under the 10% senior secured convertible promissory note are convertible into shares of the Issuer's common stock as follows: (i) upon the consummation of an IPO by the Issuer, all principal and interest shall automatically convert at 50% of the IPO price, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; (ii) in the event of a subsequent private placement approved by the holders of 50% or more of the aggregate principal amount of all convertible notes, all principal and interest shall automatically convert at 50% of the offer price in the subsequent private placement, provided, however, in no event shall the conversion price be greater than $7.362 nor less than $3.681 per share; and (iii) until the 10th day prior to the consummation of an IPO by the Issuer, the reporting person, at his option, may convert at a conversion price of $7.362 per share. Rolf Stadheim 2017-05-11