0001214659-12-000323.txt : 20120130
0001214659-12-000323.hdr.sgml : 20120130
20120130151505
ACCESSION NUMBER: 0001214659-12-000323
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120130
DATE AS OF CHANGE: 20120130
EFFECTIVENESS DATE: 20120130
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C.
CENTRAL INDEX KEY: 0001420473
IRS NUMBER: 943250323
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12703
FILM NUMBER: 12555248
BUSINESS ADDRESS:
STREET 1: 1804 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 650-565-4900
MAIL ADDRESS:
STREET 1: 1804 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
13F-HR
1
a12712113f.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Financial Engines Advisors L.L.C
Address: 1804 Embarcadero Road
Palo Alto, CA 94303
Form 13F File Number: 28-12703
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Debra Babbitt
Title: Chief Compliance Officer
Phone: 617-556-2357
Signature, Place, and Date of Signing:
/s/ Debra Babbitt Palo Alto, CA 1/30/2012
------------------------ ------------------------ --------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 50
Form 13F Information Table Value Total: 114,774
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
------------------------------------------------------------------------------------------------------------------------------------
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN INC COM 018490102 5117 58323 SH Sole NONE
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1583 25961 SH Sole NONE
AON CORP COM 037389103 1270 27129 SH Sole NONE
ARCH COAL INC COM 039380100 546 37606 SH Sole NONE
BANK OF NEW YORK MELLON CORP COM 064058100 667 33505 SH Sole NONE
BEMIS INC COM 081437105 2720 90420 SH Sole NONE
BON-TON STORES INC COM 09776J101 7 2020 SH Sole NONE
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 92 6463 SH Sole NONE
CARPENTER TECHNOLOGY CORP COM 144285103 1307 25384 SH Sole NONE
CHEVRONTEXACO CORP COM 166764100 5038 47346 SH Sole NONE
COMCAST CORP NEW CL A 20030N101 5253 221563 SH Sole NONE
COMCAST CORP NEW CL A SPL 20030N200 461 19573 SH Sole NONE
CONOCOPHILLIPS COM 20825C104 2460 33760 SH Sole NONE
CORELOGIC INC COM 21871D103 355 27469 SH Sole NONE
CRANE CO COM 224399105 2061 44122 SH Sole NONE
DELTA AIR LINES INC DEL COM NEW 247361702 124 15303 SH Sole NONE
DTE ENERGY CO COM 233331107 20352 373783 SH Sole NONE
DOMINION RES INC VA NEW COM 25746U109 17825 335807 SH Sole NONE
DU PONT E I DE NEMOURS & CO COM 263534109 144 3144 SH Sole NONE
EL PASO CORP COM 28336L109 6620 249143 SH Sole NONE
EXXON MOBIL CORP COM 30231G102 502 5924 SH Sole NONE
FEDEX CORP COM 31428X106 1679 20103 SH Sole NONE
FIFTH THIRD BANCORP COM 316773100 2954 232206 SH Sole NONE
FIRST AMERN FINL CORP COM 31847R102 1214 95843 SH Sole NONE
GARDNER DENVER INC COM 365558105 1146 14875 SH Sole NONE
GREAT PLAINS ENERGY INC COM 391164100 1524 69986 SH Sole NONE
HOSPIRA INC COM 441060100 1786 58806 SH Sole NONE
ITT EDUCATIONAL SERVICES INC COM 45068B109 623 10954 SH Sole NONE
INTERPUBLIC GROUP COS INC COM 460690100 171 17602 SH Sole NONE
KELLOGG CO COM 487836108 1376 27216 SH Sole NONE
KINDER MORGAN INC DEL COM 49456B101 7718 239922 SH Sole NONE
KULICKE & SOFFA INDS INC COM 501242101 104 11259 SH Sole NONE
LIBBEY INC COM 529898108 199 15601 SH Sole NONE
MADISON SQUARE GARDEN CO CL A 55826P100 38 1310 SH Sole NONE
MARATHON OIL CORP COM 565849106 3986 136165 SH Sole NONE
MARATHON PETE CORP COM 56585A102 2203 66170 SH Sole NONE
MOVADO GROUP INC COM 624580106 64 3531 SH Sole NONE
OLD DOMINION FGHT LINES INC COM 679580100 2935 72407 SH Sole NONE
OLIN CORP COM PAR $1 680665205 404 20577 SH Sole NONE
POTLATCH CORP NEW COM 737630103 1224 39353 SH Sole NONE
SONOCO PRODS CO COM 835495102 1001 30359 SH Sole NONE
SUN LIFE FINL INC COM 866796105 227 12261 SH Sole NONE
SUNTRUST BKS INC COM 867914103 2820 159320 SH Sole NONE
THOMSON REUTERS CORP COM 884903105 494 18533 SH Sole NONE
TITAN INTL INC ILL COM 88830M102 496 25485 SH Sole NONE
TRINITY INDS INC COM 896522109 398 13224 SH Sole NONE
VALASSIS COMMUNICATIONS INC COM 918866104 295 15329 SH Sole NONE
VIASAT INC COM 92552V100 683 14815 SH Sole NONE
VIACOM INC NEW CL A 92553P102 28 531 SH Sole NONE
VIACOM INC NEW CL B 92553P201 2480 54622 SH Sole NONE