0001214659-11-003566.txt : 20111026
0001214659-11-003566.hdr.sgml : 20111026
20111026110017
ACCESSION NUMBER: 0001214659-11-003566
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111026
DATE AS OF CHANGE: 20111026
EFFECTIVENESS DATE: 20111026
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C.
CENTRAL INDEX KEY: 0001420473
IRS NUMBER: 943250323
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12703
FILM NUMBER: 111158239
BUSINESS ADDRESS:
STREET 1: 1804 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
BUSINESS PHONE: 650-565-4900
MAIL ADDRESS:
STREET 1: 1804 EMBARCADERO ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94303
13F-HR
1
a102111113fhr.txt
REPORT FOR THE QUARTER ENDED SEPTEMBER 30, 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number: __
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Financial Engines Advisors L.L.C
Address: 1804 Embarcadero Road
Palo Alto, CA 94303
Form 13F File Number: 28-12703
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Lewis E. Antone
Title: Deputy General Counsel and Chief Compliance Officer
Phone: 650-565-4900
Signature, Place, and Date of Signing:
/s/ Lewis E. Antone Palo Alto, CA 10/21/2011
------------------------ ------------------------ --------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 50
Form 13F Information Table Value Total: 136,045,000
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
------------------------------------------------------------------------------------------------------------------------------------
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
ALLERGAN INC COM 018490102 9031 109631 SH Sole NONE
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1375 25944 SH Sole NONE
AON CORP COM 037389103 1684 40120 SH Sole NONE
ARCH CHEMICALS INC COM 03937R102 1575 33574 SH Sole NONE
ARCH COAL INC COM 039380100 621 42606 SH Sole NONE
BANK OF NEW YORK MELLON CORP COM 064058100 515 27683 SH Sole NONE
BEMIS INC COM 081437105 3129 106747 SH Sole NONE
BON-TON STORES INC COM 09776J101 15 2963 SH Sole NONE
CABLEVISION SYS CORP CL A NY CABLVS 12686C109 40 2556 SH Sole NONE
CARPENTER TECHNOLOGY CORP COM 144285103 1176 26192 SH Sole NONE
COCA COLA CO COM 191216100 80 1180 SH Sole NONE
COMCAST CORP NEW CL A 20030N101 7538 360303 SH Sole NONE
COMCAST CORP NEW CL A SPL 20030N200 1019 49184 SH Sole NONE
CORELOGIC INC COM 21871D103 528 49439 SH Sole NONE
CRANE CO COM 224399105 1537 43054 SH Sole NONE
DELTA AIR LINES INC DEL COM NEW 247361702 2168 289031 SH Sole NONE
DTE ENERGY CO COM 233331107 17339 353719 SH Sole NONE
DOMINION RES INC VA NEW COM 25746U109 36793 724695 SH Sole NONE
DU PONT E I DE NEMOURS & CO COM 263534109 125 3124 SH Sole NONE
EL PASO CORP COM 28336L109 5329 304888 SH Sole NONE
FEDEX CORP COM 31428X106 1361 20111 SH Sole NONE
FIFTH THIRD BANCORP COM 316773100 2417 239328 SH Sole NONE
FIRST AMERN FINL CORP COM 31847R102 1710 133598 SH Sole NONE
GARDNER DENVER INC COM 365558105 882 13874 SH Sole NONE
GREAT PLAINS ENERGY INC COM 391164100 1102 57075 SH Sole NONE
HOSPIRA INC COM 441060100 2104 56856 SH Sole NONE
ITT EDUCATIONAL SERVICES INC COM 45068B109 355 6171 SH Sole NONE
INTERPUBLIC GROUP COS INC COM 460690100 152 21042 SH Sole NONE
KELLOGG CO COM 487836108 1910 35912 SH Sole NONE
KINDER MORGAN INC DEL COM 49456B101 4841 186975 SH Sole NONE
KULICKE & SOFFA INDS INC COM 501242101 95 12751 SH Sole NONE
LIBBEY INC COM 529898108 231 21923 SH Sole NONE
MADISON SQUARE GARDEN CO CL A 55826P100 6 278 SH Sole NONE
MARATHON OIL CORP COM 565849106 5856 271354 SH Sole NONE
MARATHON PETE CORP COM 56585A102 4227 156211 SH Sole NONE
MEAD JOHNSON NUTRITION CO COM 582839106 0 0 SH Sole NONE
MOVADO GROUP INC COM 624580106 62 5071 SH Sole NONE
OLD DOMINION FGHT LINES INC COM 679580100 2667 92057 SH Sole NONE
OLIN CORP COM PAR $1 680665205 263 14585 SH Sole NONE
POTLATCH CORP NEW COM 737630103 2738 86854 SH Sole NONE
SONOCO PRODS CO COM 835495102 619 21943 SH Sole NONE
SUN LIFE FINL INC COM 866796105 320 13466 SH Sole NONE
SUNTRUST BKS INC COM 867914103 4514 251472 SH Sole NONE
THOMSON REUTERS CORP COM 884903105 813 30057 SH Sole NONE
TITAN INTL INC ILL COM 88830M102 416 27735 SH Sole NONE
TRINITY INDS INC COM 896522109 743 34698 SH Sole NONE
VALASSIS COMMUNICATIONS INC COM 918866104 543 28991 SH Sole NONE
VIASAT INC COM 92552V100 380 11416 SH Sole NONE
VIACOM INC NEW CL A 92553P102 35 715 SH Sole NONE
VIACOM INC NEW CL B 92553P201 3068 79207 SH Sole NONE