0000899243-21-014423.txt : 20210401
0000899243-21-014423.hdr.sgml : 20210401
20210401190236
ACCESSION NUMBER: 0000899243-21-014423
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210330
FILED AS OF DATE: 20210401
DATE AS OF CHANGE: 20210401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GS INVESTMENT STRATEGIES, LLC
CENTRAL INDEX KEY: 0001420392
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40249
FILM NUMBER: 21799977
BUSINESS ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 212-902-1000
MAIL ADDRESS:
STREET 1: 200 WEST STREET
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER NAME:
FORMER CONFORMED NAME: GS Investment Strategies, LLC
DATE OF NAME CHANGE: 20071206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ThredUp Inc.
CENTRAL INDEX KEY: 0001484778
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-CATALOG & MAIL-ORDER HOUSES [5961]
IRS NUMBER: 264009181
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
BUSINESS PHONE: 415-402-5202
MAIL ADDRESS:
STREET 1: 969 BROADWAY
STREET 2: SUITE 200
CITY: OAKLAND
STATE: CA
ZIP: 94607
FORMER COMPANY:
FORMER CONFORMED NAME: thredUP
DATE OF NAME CHANGE: 20100222
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-30
0
0001484778
ThredUp Inc.
TDUP
0001420392
GS INVESTMENT STRATEGIES, LLC
200 WEST STREET
NEW YORK
NY
10282
0
0
1
0
Common Stock
2021-03-30
4
C
0
4026666
A
4274140
I
See Footnote
Common Stock
2021-03-30
4
C
0
4394418
A
4664458
I
See Footnote
Common Stock
2021-03-30
4
C
0
764129
A
5038269
I
See Footnote
Common Stock
2021-03-30
4
C
0
833799
A
5498257
I
See Footnote
Common Stock
2021-03-30
4
C
0
125039
A
5163308
I
See Footnote
Common Stock
2021-03-30
4
C
0
136440
A
5634697
I
See Footnote
Common Stock
2021-03-30
4
J
0
5163308
D
0
I
See Footnote
Common Stock
2021-03-30
4
J
0
5634697
D
0
I
See Footnote
Series E Preferred Stock
2021-03-30
4
C
0
4026666
0.00
D
Common Stock
4026666
0
I
See Footnote
Series E Preferred Stock
2021-03-30
4
C
0
4394418
0.00
D
Common Stock
4394418
0
I
See Footnote
Series E-1 Preferred Stock
2021-03-30
4
C
0
764129
0.00
D
Common Stock
764129
0
I
See Footnote
Series E-1 Preferred Stock
2021-03-30
4
C
0
833799
0.00
D
Common Stock
833799
0
I
See Footnote
Series F Preferred Stock
2021-03-30
4
C
0
125039
0.00
D
Common Stock
125039
0
I
See Footnote
Series F Preferred Stock
2021-03-30
4
C
0
136440
0.00
D
Common Stock
136440
0
I
See Footnote
Class B Common Stock
2021-03-30
4
J
0
5163308
0.00
A
Class A Common Stock
5163308
5163308
I
See Footnote
Class B Common Stock
2021-03-30
4
J
0
5634697
0.00
A
Class A Common Stock
5634697
5634697
I
See Footnote
Immediately prior to the closing of the Issuer's initial public offering, each share of Series E Preferred Stock, Series E-1 Preferred Stock and Series F Preferred Stock (collectively, the "Preferred Stock") automatically converted into one share of the Issuer's Common Stock, par value $0.0001 per share, on a one-for-one basis. The Preferred Stock had no expiration date.
These shares are held of record by Global Private Opportunities Partners II LP ("GPO II LP"). GS Investment Strategies, LLC ("GSIS"), a limited liability company incorporated under the laws of Delaware, is the investment manager of the GPOP II. GSIS disclaims beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
These shares are held of record by Global Private Opportunities Partners II Offshore Holdings LP ("GPO II Offshore"). GSIS is the investment manager of the GPOP II Offshore. GSIS disclaims beneficial ownership of all shares of Common Stock in excess of their pecuniary interest, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and upon the occurrence of other events set forth in the Issuer's Certificate of Incorporation.
/s/ Adam Van de Berghe, Authorized Signatory for GS Investment Strategies, LLC
2021-04-01