0000902664-11-001379.txt : 20110815 0000902664-11-001379.hdr.sgml : 20110815 20110815164129 ACCESSION NUMBER: 0000902664-11-001379 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Serengeti Asset Management LP CENTRAL INDEX KEY: 0001420299 IRS NUMBER: 208914538 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12866 FILM NUMBER: 111037061 BUSINESS ADDRESS: STREET 1: 632 BROADWAY, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: (212) 672-2232 MAIL ADDRESS: STREET 1: 632 BROADWAY, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 13F-HR 1 p11-1463form13fhr.txt SERENGETI ASSET MANAGEMENT LP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 --------------------------- Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SERENGETI ASSET MANAGEMENT LP ---------------------------------- Address: 632 Broadway 12th Floor ---------------------------------- New York, New York 10012 ---------------------------------- ---------------------------------- Form 13F File Number: 28-12866 ---------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Shaker Choudhury ---------------------------------- Title: Authorized Person ---------------------------------- Phone: 212-672-2248 ---------------------------------- Signature, Place, and Date of Signing: /s/ Shaker Choudhury New York, New York 8/15/2011 --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $ 1,149,549 -------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ---------------------------- ---------------- --------- -------- ----------------- ---------- -------- ------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- -------- --- ---- ---------- -------- ------- ------ ---- BANK OF AMERICA CORPORATION COM 060505104 19180 1750000 SH CALL SOLE 1750000 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 26315 4750000 SH SOLE 4750000 BLOCK H & R INC COM 093671105 56140 3500000 SH PUT SOLE 3500000 CAPITALSOURCE INC COM 14055X102 19350 3000000 SH SOLE 3000000 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 281819 2300000 SH PUT SOLE 2300000 E M C CORP MASS COM 268648102 24795 900000 SH CALL SOLE 900000 ENERGY XXI (BERMUDA) LTD USD UNRS SHS G10082140 29898 900000 SH SOLE 900000 FORTRESS INVESTMENT GROUP LL CL A 34958B106 26028 5400000 SH SOLE 5400000 GEORGIA GULF CORP COM PAR$0.01 NEW 373200302 6639 275001 SH SOLE 275001 GOLDMAN SACHS GROUP INC COM 38141G104 3327 25000 SH SOLE 25000 GOLDMAN SACHS GROUP INC COM 38141G104 31942 240000 SH CALL SOLE 240000 ISHARES TR FTSE CHINA25 IDX 464287184 6443 150000 SH PUT SOLE 150000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4710 200000 SH SOLE 200000 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 4715 350000 SH SOLE 350000 KKR & CO L P DEL COM UNITS 48248M102 66912 4100000 SH SOLE 4100000 MICROSOFT CORP COM 594918104 39000 1500000 SH CALL SOLE 1500000 OCH ZIFF CAP MGMT GROUP CL A 67551U105 2774 200000 SH SOLE 200000 OFFICE DEPOT INC COM 676220106 16036 3800000 SH SOLE 3800000 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 42440 2000000 SH CALL SOLE 2000000 ROCK-TENN CO CL A 772739207 36487 550000 SH SOLE 550000 ROCK-TENN CO CL A 772739207 26536 400000 SH CALL SOLE 400000 SANOFI SPONSORED ADR 80105N105 16068 400000 SH SOLE 400000 SANOFI RIGHT 12/31/2020 80105N113 904 375000 SH SOLE 375000 SEAGATE TECHNOLOGY PLC SHS G7945M107 12524 775000 SH CALL SOLE 775000 SHUFFLE MASTER INC COM 825549108 7016 750000 SH SOLE 750000 SPDR GOLD TRUST GOLD SHS 78463V107 36500 250000 SH PUT SOLE 250000 SPDR S&P 500 ETF TR TR UNIT 78462F103 283736 2150000 SH PUT SOLE 2150000 SUPERMEDIA INC COM 868447103 750 200000 SH SOLE 200000 UNITED STATES STL CORP NEW COM 912909108 16114 350000 SH PUT SOLE 350000 UNIVERSAL CORP VA COM 913456109 4453 118200 SH PUT SOLE 118200