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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22153
DUNHAM FUNDS
________________________________________________________________________
(Exact name of registrant as specified in charter)
10251 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121
(Address of principal executive offices) (Zip code)
Jeffrey A. Dunham
Dunham Funds
1025 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-858-964-0500
Date of fiscal year end: October 31
Date of reporting period: July 1, 2016 – June 30, 2017
| Registrant: Dunham Funds - Dunham Small Cap Growth Fund Item 1 | |||||||||
| Investment Company Act file number: 811-22153 | |||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||
| ITEM 1- PROXY VOTING RECORD | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
| 1 | NANOSTRING TECHNOLOGIES, INC. | NSTG | 63009R109 | Annual; 07/15/2016 | 1. Election of Directors NICHOLAS GALAKATOS, PHD | MGMT | Y | For | For |
| NANOSTRING TECHNOLOGIES, INC. | NSTG | 63009R109 | Annual; 07/15/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| NANOSTRING TECHNOLOGIES, INC. | NSTG | 63009R109 | Annual; 07/15/2016 | 1. Election of Directors WILLIAM D. YOUNG | MGMT | Y | For | For | |
| NANOSTRING TECHNOLOGIES, INC. | NSTG | 63009R109 | Annual; 07/15/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 2 | 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 1. Election of Directors GUY L. HECKER, JR. | MGMT | Y | For | For |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 1. Election of Directors BRYAN R. MARTIN | MGMT | Y | For | For | |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 1. Election of Directors VIKRAM VERMA | MGMT | Y | For | For | |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 1. Election of Directors ERIC SALZMAN | MGMT | Y | For | For | |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 1. Election of Directors IAN POTTER | MGMT | Y | For | For | |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 1. Election of Directors JASWINDER PAL SINGH | MGMT | Y | For | For | |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 1. Election of Directors VLADIMIR JACIMOVIC | MGMT | Y | For | For | |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 8X8, INC. | EGHT | 282914100 | Annual; 07/22/2016 | 3. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| 3 | BOOZ ALLEN HAMILTON HOLDING CORPORATION | BAH | 099502106 | Annual; 07/28/2016 | 1. Election of Directors MELODY C. BARNES | MGMT | Y | For | For |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | BAH | 099502106 | Annual; 07/28/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | BAH | 099502106 | Annual; 07/28/2016 | 1. Election of Directors ARTHUR E. JOHNSON | MGMT | Y | For | For | |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | BAH | 099502106 | Annual; 07/28/2016 | 1. Election of Directors CHARLES O. ROSSOTTI | MGMT | Y | For | For | |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | BAH | 099502106 | Annual; 07/28/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 4 | LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 1. Approve Merger Agreement | MGMT | Y | For | For |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2A. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 2I. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 4. 14A Executive Compensation | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 5. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| LEIDOS HOLDINGS, INC. | LDOS | 525327102 | Annual; 08/08/2016 | 6. Approve Motion to Adjourn Meeting | MGMT | Y | For | For | |
| 5 | CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1I. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 1J. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| CSRA INC. | CSRA | 12650T104 | Annual; 08/09/2016 | 5. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| 6 | RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1I. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 1J. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 4. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| RED HAT, INC. | RHT | 756577102 | Annual; 08/11/2016 | 5. Adopt Employee Stock Purchase Plan | MGMT | Y | For | For | |
| 7 | COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | Annual; 08/18/2016 | 1.1. Election of Directors (Majority Voting) | MGMT | Y | For | For |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | Annual; 08/18/2016 | 1.2. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | Annual; 08/18/2016 | 1.3. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | Annual; 08/18/2016 | 1.4. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | Annual; 08/18/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | Annual; 08/18/2016 | 3. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| COMMVAULT SYSTEMS, INC. | CVLT | 204166102 | Annual; 08/18/2016 | 4. 14A Executive Compensation | MGMT | Y | For | For | |
| 8 | AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors ANDREW B. COGAN | MGMT | Y | For | For |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors MARTHA M. DALLY | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors JAMES G. DAVIS, JR. | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors S. CARY DUNSTON | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors KENT B. GUICHARD | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors DANIEL T. HENDRIX | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors CAROL B. MOERDYK | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors DAVID W. MOON | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 1. Election of Directors VANCE W. TANG | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 3. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| AMERICAN WOODMARK CORPORATION | AMWD | 030506109 | Annual; 08/25/2016 | 4. 14A Executive Compensation | MGMT | Y | For | For | |
| 9 | HIMAX TECHNOLOGIES, INC. | HIMX | 43289P106 | Annual; 08/31/2016 | 1. Adopt Accounts for Past Year | MGMT | Y | For | For |
| HIMAX TECHNOLOGIES, INC. | HIMX | 43289P106 | Annual; 08/31/2016 | 2. Election of Directors (Full Slate) | MGMT | Y | For | For | |
| HIMAX TECHNOLOGIES, INC. | HIMX | 43289P106 | Annual; 08/31/2016 | 3. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| 10 | WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 1. Approve Charter Amendment | MGMT | Y | For | For |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 2A1 . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 2A2 . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 2A3 . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 2.2. Election of Directors (Full Slate) | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 2.3. Election of Directors (Full Slate) | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 3.1. Director Fees | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 3.2. Approve Option Grants | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 3.3. Approve Option Grants | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 09/07/2016 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 11 | ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 1A. . Election of Directors (Full Slate) | MGMT | Y | For | For |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 1B. . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 1C. . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 1D. . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 1E. . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 1F. . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 1G. . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 1H. . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 3. 14A Extraordinary Transaction Executive Compensation | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 09/12/2016 | 4. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| 12 | CASEY'S GENERAL STORES, INC. | CASY | 147528103 | Annual; 09/16/2016 | 1. Election of Directors JOHNNY DANOS | MGMT | Y | For | For |
| CASEY'S GENERAL STORES, INC. | CASY | 147528103 | Annual; 09/16/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| CASEY'S GENERAL STORES, INC. | CASY | 147528103 | Annual; 09/16/2016 | 1. Election of Directors JEFFERY M. LAMBERTI | MGMT | Y | For | For | |
| CASEY'S GENERAL STORES, INC. | CASY | 147528103 | Annual; 09/16/2016 | 1. Election of Directors H. LYNN HORAK | MGMT | Y | For | For | |
| CASEY'S GENERAL STORES, INC. | CASY | 147528103 | Annual; 09/16/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| CASEY'S GENERAL STORES, INC. | CASY | 147528103 | Annual; 09/16/2016 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 13 | TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 1. Election of Directors STRAUSS ZELNICK | MGMT | Y | For | For |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 1. Election of Directors ROBERT A. BOWMAN | MGMT | Y | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 1. Election of Directors MICHAEL DORNEMANN | MGMT | Y | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 1. Election of Directors J MOSES | MGMT | Y | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 1. Election of Directors MICHAEL SHERESKY | MGMT | Y | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 1. Election of Directors SUSAN TOLSON | MGMT | Y | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 3. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| TAKE-TWO INTERACTIVE SOFTWARE, INC. | TTWO | 874054109 | Annual; 09/22/2016 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 14 | SILICON MOTION TECHNOLOGY CORP. | SIMO | 82706C108 | Annual; 09/23/2016 | 1. Election of Directors (Full Slate) | MGMT | Y | For | For |
| SILICON MOTION TECHNOLOGY CORP. | SIMO | 82706C108 | Annual; 09/23/2016 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 15 | WEBMD HEALTH CORP. | WBMD | 94770V102 | Annual; 09/29/2016 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| WEBMD HEALTH CORP. | WBMD | 94770V102 | Annual; 09/29/2016 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| WEBMD HEALTH CORP. | WBMD | 94770V102 | Annual; 09/29/2016 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| WEBMD HEALTH CORP. | WBMD | 94770V102 | Annual; 09/29/2016 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 16 | PRESS GANEY HOLDINGS, INC. | PGND | 74113L102 | Special; 10/19/2016 | 1. Approve Merger Agreement | MGMT | Y | For | For |
| PRESS GANEY HOLDINGS, INC. | PGND | 74113L102 | Special; 10/19/2016 | 2. Approve Motion to Adjourn Meeting | MGMT | Y | For | For | |
| PRESS GANEY HOLDINGS, INC. | PGND | 74113L102 | Special; 10/19/2016 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 17 | MERCURY SYSTEMS, INC. | MRCY | 589378108 | Annual; 10/19/2016 | 1. Election of Directors JAMES K. BASS | MGMT | Y | For | For |
| MERCURY SYSTEMS, INC. | MRCY | 589378108 | Annual; 10/19/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| MERCURY SYSTEMS, INC. | MRCY | 589378108 | Annual; 10/19/2016 | 1. Election of Directors MICHAEL A. DANIELS | MGMT | Y | For | For | |
| MERCURY SYSTEMS, INC. | MRCY | 589378108 | Annual; 10/19/2016 | 2. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| MERCURY SYSTEMS, INC. | MRCY | 589378108 | Annual; 10/19/2016 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| MERCURY SYSTEMS, INC. | MRCY | 589378108 | Annual; 10/19/2016 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 18 | VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 1I. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| VAIL RESORTS, INC. | MTN | 91879Q109 | Annual; 12/08/2016 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 19 | ASPEN TECHNOLOGY, INC. | AZPN | 045327103 | Annual; 12/08/2016 | 1. Election of Directors ROBERT M. WHELAN, JR. | MGMT | Y | For | For |
| ASPEN TECHNOLOGY, INC. | AZPN | 045327103 | Annual; 12/08/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| ASPEN TECHNOLOGY, INC. | AZPN | 045327103 | Annual; 12/08/2016 | 1. Election of Directors DONALD P. CASEY | MGMT | Y | For | For | |
| ASPEN TECHNOLOGY, INC. | AZPN | 045327103 | Annual; 12/08/2016 | 2. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| ASPEN TECHNOLOGY, INC. | AZPN | 45327103 | Annual; 12/08/2016 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 20 | FABRINET | FN | G3323L100 | Annual; 12/15/2016 | 1. Election of Directors DR. HOMA BAHRAMI | MGMT | Y | For | For |
| FABRINET | FN | G3323L100 | Annual; 12/15/2016 | 1. Election of Directors | MGMT | Y | For | For | |
| FABRINET | FN | G3323L100 | Annual; 12/15/2016 | 1. Election of Directors ROLLANCE E. OLSON | MGMT | Y | For | For | |
| FABRINET | FN | G3323L100 | Annual; 12/15/2016 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| FABRINET | FN | G3323L100 | Annual; 12/15/2016 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 21 | MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors SHIRLEY C. FRANKLIN | MGMT | Y | For | For |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors THOMAS J. HANSEN | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors GREGORY E. HYLAND | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors JERRY W. KOLB | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors MARK J. O'BRIEN | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors BERNARD G. RETHORE | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors LYDIA W. THOMAS | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 1. Election of Directors MICHAEL T. TOKARZ | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| MUELLER WATER PRODUCTS, INC. | MWA | 624758108 | Annual; 01/25/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 22 | BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors ROBERT R. BUCK | MGMT | Y | For | For |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors PAUL M. ISABELLA | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors CARL T. BERQUIST | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors RICHARD W. FROST | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors ALAN GERSHENHORN | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors PHILIP W. KNISELY | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors ROBERT M. MCLAUGHLIN | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors NEIL S. NOVICH | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors STUART A. RANDLE | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 1. Election of Directors DOUGLAS L. YOUNG | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| BEACON ROOFING SUPPLY, INC. | BECN | 073685109 | Annual; 02/10/2017 | 5. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| 23 | PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 4. Approve Financial Statements, Allocation of Income, and Discharge Directors | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 5. Approve Financial Statements, Allocation of Income, and Discharge Directors | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 6. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 7. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 8. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 9. Eliminate Pre-Emptive Rights | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 10. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 4. Approve Financial Statements, Allocation of Income, and Discharge Directors | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 5. Approve Financial Statements, Allocation of Income, and Discharge Directors | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 6. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 7. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 8. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 9. Eliminate Pre-Emptive Rights | MGMT | Y | For | For | |
| PATHEON N.V. | PTHN | N6865W105 | Annual; 03/07/2017 | 10. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| 24 | ORBCOMM INC. | ORBC | 68555P100 | Annual; 04/19/2017 | 1. Election of Directors MARC EISENBERG | MGMT | Y | For | For |
| ORBCOMM INC. | ORBC | 68555P100 | Annual; 04/19/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| ORBCOMM INC. | ORBC | 68555P100 | Annual; 04/19/2017 | 1. Election of Directors TIMOTHY KELLEHER | MGMT | Y | For | For | |
| ORBCOMM INC. | ORBC | 68555P100 | Annual; 04/19/2017 | 1. Election of Directors JOHN MAJOR | MGMT | Y | For | For | |
| ORBCOMM INC. | ORBC | 68555P100 | Annual; 04/19/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| ORBCOMM INC. | ORBC | 68555P100 | Annual; 04/19/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| ORBCOMM INC. | ORBC | 68555P100 | Annual; 04/19/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 25 | MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 2A. . Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 3A. . Approve Option Grants | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 4. 14A Executive Compensation | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 5. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 6. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 7. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| MELLANOX TECHNOLOGIES LTD. | MLNX | M51363113 | Annual; 04/25/2017 | 8. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 26 | ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 3. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 4. Adopt Employee Stock Purchase Plan | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 5. 14A Executive Compensation | MGMT | Y | For | For | |
| ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | Annual; 04/26/2017 | 6. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 27 | BROADSOFT, INC. | BSFT | 11133B409 | Annual; 04/27/2017 | 1. Election of Directors JOHN D. MARKLEY, JR. | MGMT | Y | For | For |
| BROADSOFT, INC. | BSFT | 11133B409 | Annual; 04/27/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| BROADSOFT, INC. | BSFT | 11133B409 | Annual; 04/27/2017 | 1. Election of Directors DAVID BERNARDI | MGMT | Y | For | For | |
| BROADSOFT, INC. | BSFT | 11133B409 | Annual; 04/27/2017 | 1. Election of Directors JANE A. DIETZE | MGMT | Y | For | For | |
| BROADSOFT, INC. | BSFT | 11133B409 | Annual; 04/27/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| BROADSOFT, INC. | BSFT | 11133B409 | Annual; 04/27/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| BROADSOFT, INC. | BSFT | 11133B409 | Annual; 04/27/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 28 | WAGEWORKS, INC. | WAGE | 930427109 | Annual; 04/27/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| WAGEWORKS, INC. | WAGE | 930427109 | Annual; 04/27/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| WAGEWORKS, INC. | WAGE | 930427109 | Annual; 04/27/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| WAGEWORKS, INC. | WAGE | 930427109 | Annual; 04/27/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 29 | VANTIV, INC. | VNTV | 92210H105 | Annual; 05/02/2017 | 1. Election of Directors KEVIN COSTELLO | MGMT | Y | For | For |
| VANTIV, INC. | VNTV | 92210H105 | Annual; 05/02/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| VANTIV, INC. | VNTV | 92210H105 | Annual; 05/02/2017 | 1. Election of Directors LISA HOOK | MGMT | Y | For | For | |
| VANTIV, INC. | VNTV | 92210H105 | Annual; 05/02/2017 | 1. Election of Directors DAVID KARNSTEDT | MGMT | Y | For | For | |
| VANTIV, INC. | VNTV | 92210H105 | Annual; 05/02/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| VANTIV, INC. | VNTV | 92210H105 | Annual; 05/02/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 30 | MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors RHYS J. BEST | MGMT | Y | For | For |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors LEONARD M. ANTHONY | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors BARBARA J. DUGANIER | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors CRAIG KETCHUM | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors GERARD P. KRANS | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors ANDREW R. LANE | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors CORNELIS A. LINSE | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors JOHN A. PERKINS | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors H.B. WEHRLE, III | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | I . Election of Directors ROBERT L. WOOD | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | II . 14A Executive Compensation | MGMT | Y | For | For | |
| MRC GLOBAL INC. | MRC | 55345K103 | Annual; 05/02/2017 | III . Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 31 | WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1A. . Miscellaneous Corporate Governance | MGMT | Y | For | For |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1B. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1C. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1D. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1E. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1F. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1G. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1H. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1I. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 1J. . Miscellaneous Corporate Governance | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| WEST PHARMACEUTICAL SERVICES, INC. | WST | 955306105 | Annual; 05/02/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 32 | SURGERY PARTNERS INC. | SGRY | 86881A100 | Annual; 05/02/2017 | 1. Election of Directors MATTHEW I. LOZOW | MGMT | Y | For | For |
| SURGERY PARTNERS INC. | SGRY | 86881A100 | Annual; 05/02/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| SURGERY PARTNERS INC. | SGRY | 86881A100 | Annual; 05/02/2017 | 1. Election of Directors BRENT TURNER | MGMT | Y | For | For | |
| SURGERY PARTNERS INC. | SGRY | 86881A100 | Annual; 05/02/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| SURGERY PARTNERS INC. | SGRY | 86881A100 | Annual; 05/02/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| SURGERY PARTNERS INC. | SGRY | 86881A100 | Annual; 05/02/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 33 | WINGSTOP INC. | WING | 974155103 | Annual; 05/03/2017 | 1. Election of Directors LYNN CRUMP-CAINE | MGMT | Y | For | For |
| WINGSTOP INC. | WING | 974155103 | Annual; 05/03/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| WINGSTOP INC. | WING | 974155103 | Annual; 05/03/2017 | 1. Election of Directors WESLEY S. MCDONALD | MGMT | Y | For | For | |
| WINGSTOP INC. | WING | 974155103 | Annual; 05/03/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 34 | LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 1. Election of Directors RYAN EDONE | MGMT | Y | For | For |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 1. Election of Directors DUNCAN GAGE | MGMT | Y | For | For | |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 1. Election of Directors ERIC LIPAR | MGMT | Y | For | For | |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 1. Election of Directors BRYAN SANSBURY | MGMT | Y | For | For | |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 1. Election of Directors STEVEN SMITH | MGMT | Y | For | For | |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 1. Election of Directors ROBERT VAHRADIAN | MGMT | Y | For | For | |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 3. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| LGI HOMES, INC. | LGIH | 50187T106 | Annual; 05/04/2017 | 4. S/H Proposal - Election of Directors By Majority Vote | SHAREHOLD | Y | Against | Against | |
| 35 | U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 1. Election of Directors PETER BERNARD | MGMT | Y | For | For |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 1. Election of Directors WILLIAM J. KACAL | MGMT | Y | For | For | |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 1. Election of Directors CHARLES SHAVER | MGMT | Y | For | For | |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 1. Election of Directors BRYAN A. SHINN | MGMT | Y | For | For | |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 1. Election of Directors J. MICHAEL STICE | MGMT | Y | For | For | |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 4. Amend Articles-Board Related | MGMT | Y | For | For | |
| U.S. SILICA HOLDINGS, INC | SLCA | 90346E103 | Annual; 05/04/2017 | 5. Approve Charter Amendment | MGMT | Y | For | For | |
| 36 | AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | Annual; 05/05/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | Annual; 05/05/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | Annual; 05/05/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | Annual; 05/05/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | Annual; 05/05/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | Annual; 05/05/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | Annual; 05/05/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| AIR TRANSPORT SERVICES GROUP, INC. | ATSG | 00922R105 | Annual; 05/05/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 37 | PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | Annual; 05/05/2017 | 1. Election of Directors ROBERT A. TINSTMAN | MGMT | Y | For | For |
| PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | Annual; 05/05/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | Annual; 05/05/2017 | 1. Election of Directors DAVID L. KING | MGMT | Y | For | For | |
| PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | Annual; 05/05/2017 | 1. Election of Directors JOHN P. SCHAUERMAN | MGMT | Y | For | For | |
| PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | Annual; 05/05/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | Annual; 05/05/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 3 Years | |
| PRIMORIS SERVICES CORPORATION | PRIM | 74164F103 | Annual; 05/05/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 38 | BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors GEORGE GLEASON | MGMT | Y | For | For |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors NICHOLAS BROWN | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors RICHARD CISNE | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors ROBERT EAST | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors CATHERINE B. FREEDBERG | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors ROSS WHIPPLE | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors LINDA GLEASON | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors PETER KENNY | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors ROBERT PROOST | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors WILLIAM KOEFOED, JR. | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors JOHN REYNOLDS | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors DAN THOMAS | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors HENRY MARIANI | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors PAULA CHOLMONDELEY | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors JACK MULLEN | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 1. Election of Directors KATHLEEN FRANKLIN | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 2. Amend Non-Employee Director Plan | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| BANK OF THE OZARKS, INC. | OZRK | 063904106 | Annual; 05/08/2017 | 4. 14A Executive Compensation | MGMT | Y | For | For | |
| 39 | GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A1 . Receive Consolidated Financial Statements | MGMT | Y | For | For |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A2 . Adopt Accounts for Past Year | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A3 . Approve Financial Statements, Allocation of Income, and Discharge Directors | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A4 . Approve Discharge of MGMT Board | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A5 . Approve Option Grants | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A6 . Miscellaneous Compensation Plans | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A7 . Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A8 . Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A9 . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A10 . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | A11 . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | E1 . Increase Share Capital | MGMT | Y | For | For | |
| GLOBANT S.A. | GLOB | L44385109 | Annual; 05/08/2017 | E2 . Approve Article Amendments | MGMT | Y | For | For | |
| 40 | PLANET FITNESS, INC. | PLNT | 72703H101 | Annual; 05/09/2017 | 1. Election of Directors STEPHEN SPINELLI, JR. | MGMT | Y | For | For |
| PLANET FITNESS, INC. | PLNT | 72703H101 | Annual; 05/09/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| PLANET FITNESS, INC. | PLNT | 72703H101 | Annual; 05/09/2017 | 1. Election of Directors DAVID BERG | MGMT | Y | For | For | |
| PLANET FITNESS, INC. | PLNT | 72703H101 | Annual; 05/09/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 41 | MKS INSTRUMENTS, INC. | MKSI | 55306N104 | Annual; 05/10/2017 | 1. Election of Directors JOHN R. BERTUCCI | MGMT | Y | For | For |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | Annual; 05/10/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | Annual; 05/10/2017 | 1. Election of Directors GREGORY R. BEECHER | MGMT | Y | For | For | |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | Annual; 05/10/2017 | 1. Election of Directors RICK D. HESS | MGMT | Y | For | For | |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | Annual; 05/10/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | Annual; 05/10/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| MKS INSTRUMENTS, INC. | MKSI | 55306N104 | Annual; 05/10/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 42 | TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 1I. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| TYLER TECHNOLOGIES, INC. | TYL | 902252105 | Annual; 05/10/2017 | 5. Transact Other Business | MGMT | Y | For | For | |
| 43 | THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 1I. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| THE KEYW HOLDING CORP (KEYW) | KEYW | 493723100 | Annual; 05/10/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 44 | CALLON PETROLEUM COMPANY | CPE | 13123X102 | Annual; 05/11/2017 | 1. Election of Directors ANTHONY J. NOCCHIERO | MGMT | Y | For | For |
| CALLON PETROLEUM COMPANY | CPE | 13123X102 | Annual; 05/11/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| CALLON PETROLEUM COMPANY | CPE | 13123X102 | Annual; 05/11/2017 | 1. Election of Directors MATTHEW REGIS BOB | MGMT | Y | For | For | |
| CALLON PETROLEUM COMPANY | CPE | 13123X102 | Annual; 05/11/2017 | 1. Election of Directors JAMES M. TRIMBLE | MGMT | Y | For | For | |
| CALLON PETROLEUM COMPANY | CPE | 13123X102 | Annual; 05/11/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| CALLON PETROLEUM COMPANY | CPE | 13123X102 | Annual; 05/11/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| CALLON PETROLEUM COMPANY | CPE | 13123X102 | Annual; 05/11/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 45 | BMC STOCK HOLDINGS, INC. | BMCH | 05591B109 | Annual; 05/11/2017 | 1. Election of Directors DAVID W. BULLOCK | MGMT | Y | For | For |
| BMC STOCK HOLDINGS, INC. | BMCH | 05591B109 | Annual; 05/11/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| BMC STOCK HOLDINGS, INC. | BMCH | 05591B109 | Annual; 05/11/2017 | 1. Election of Directors DAVID L. KELTNER | MGMT | Y | For | For | |
| BMC STOCK HOLDINGS, INC. | BMCH | 05591B109 | Annual; 05/11/2017 | 1. Election of Directors JEFFREY G. REA | MGMT | Y | For | For | |
| BMC STOCK HOLDINGS, INC. | BMCH | 05591B109 | Annual; 05/11/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| BMC STOCK HOLDINGS, INC. | BMCH | 05591B109 | Annual; 05/11/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 46 | JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839104 | Annual; 05/12/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839104 | Annual; 05/12/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839104 | Annual; 05/12/2017 | 2. Adopt Stock Option Plan | MGMT | Y | For | For | |
| JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839104 | Annual; 05/12/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839104 | Annual; 05/12/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839104 | Annual; 05/12/2017 | 5. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 47 | RESOLUTE ENERGY CORPORATION | REN | 76116A306 | Annual; 05/12/2017 | 1. Election of Directors JAMES M. PICCONE | MGMT | Y | For | For |
| RESOLUTE ENERGY CORPORATION | REN | 76116A306 | Annual; 05/12/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| RESOLUTE ENERGY CORPORATION | REN | 76116A306 | Annual; 05/12/2017 | 1. Election of Directors THOMAS O. HICKS, JR. | MGMT | Y | For | For | |
| RESOLUTE ENERGY CORPORATION | REN | 76116A306 | Annual; 05/12/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| RESOLUTE ENERGY CORPORATION | REN | 76116A306 | Annual; 05/12/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| RESOLUTE ENERGY CORPORATION | REN | 76116A306 | Annual; 05/12/2017 | 4. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| RESOLUTE ENERGY CORPORATION | REN | 76116A306 | Annual; 05/12/2017 | 5. Ratify Shareholder Rights Plan | MGMT | Y | For | For | |
| RESOLUTE ENERGY CORPORATION | REN | 76116A306 | Annual; 05/12/2017 | 6. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 48 | FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G103 | Annual; 05/15/2017 | 1. Election of Directors VINCENT S. TESE | MGMT | Y | For | For |
| FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G103 | Annual; 05/15/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G103 | Annual; 05/15/2017 | 1. Election of Directors LES J. LIEBERMAN | MGMT | Y | For | For | |
| FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G103 | Annual; 05/15/2017 | 1. Election of Directors STUART I. ORAN | MGMT | Y | For | For | |
| FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G103 | Annual; 05/15/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G103 | Annual; 05/15/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 49 | FIVE9 INC | FIVN | 338307101 | Annual; 05/15/2017 | 1. Election of Directors KIMBERLY ALEXY | MGMT | Y | For | For |
| FIVE9 INC | FIVN | 338307101 | Annual; 05/15/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| FIVE9 INC | FIVN | 338307101 | Annual; 05/15/2017 | 1. Election of Directors MICHAEL BURKLAND | MGMT | Y | For | For | |
| FIVE9 INC | FIVN | 338307101 | Annual; 05/15/2017 | 1. Election of Directors ROBERT ZOLLARS | MGMT | Y | For | For | |
| FIVE9 INC | FIVN | 338307101 | Annual; 05/15/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 50 | CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors ELIYAHU AYALON | MGMT | Y | For | For |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors ZVI LIMON | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors BRUCE A. MANN | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors MARIA MARCED | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors PETER MCMANAMON | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors SVEN-CHRISTER NILSSON | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors LOUIS SILVER | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 1. Election of Directors GIDEON WERTHEIZER | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 2. Amend Employee Stock Purchase Plan | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 3. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 5. 14A Executive Compensation | MGMT | Y | For | For | |
| CEVA, INC. | CEVA | 157210105 | Annual; 05/15/2017 | 6. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 51 | COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | Annual; 05/15/2017 | 1. Election of Directors NEERAJ AGRAWAL | MGMT | Y | For | For |
| COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | Annual; 05/15/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | Annual; 05/15/2017 | 1. Election of Directors SCOTT THOMPSON | MGMT | Y | For | For | |
| COUPA SOFTWARE INCORPORATED | COUP | 22266L106 | Annual; 05/15/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 52 | SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | Annual; 05/16/2017 | 1. Election of Directors WILLIAM W. DOUGLAS, III | MGMT | Y | For | For |
| SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | Annual; 05/16/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | Annual; 05/16/2017 | 1. Election of Directors MICHAEL J. GREBE | MGMT | Y | For | For | |
| SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | Annual; 05/16/2017 | 1. Election of Directors JERI L. ISBELL | MGMT | Y | For | For | |
| SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | Annual; 05/16/2017 | 1. Election of Directors DAVID H. WASSERMAN | MGMT | Y | For | For | |
| SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | Annual; 05/16/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | Annual; 05/16/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| SITEONE LANDSCAPE SUPPLY, INC. | SITE | 82982L103 | Annual; 05/16/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 53 | ZENDESK, INC. | ZEN | 98936J101 | Annual; 05/16/2017 | 1. Election of Directors MIKKEL SVANE | MGMT | Y | For | For |
| ZENDESK, INC. | ZEN | 98936J101 | Annual; 05/16/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| ZENDESK, INC. | ZEN | 98936J101 | Annual; 05/16/2017 | 1. Election of Directors ELIZABETH NELSON | MGMT | Y | For | For | |
| ZENDESK, INC. | ZEN | 98936J101 | Annual; 05/16/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| ZENDESK, INC. | ZEN | 98936J101 | Annual; 05/16/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 54 | COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 1. Election of Directors DAVID R. PARKER | MGMT | Y | For | For |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 1. Election of Directors WILLIAM T. ALT | MGMT | Y | For | For | |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 1. Election of Directors ROBERT E. BOSWORTH | MGMT | Y | For | For | |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 1. Election of Directors BRADLEY A. MOLINE | MGMT | Y | For | For | |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 1. Election of Directors HERBERT J. SCHMIDT | MGMT | Y | For | For | |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 1. Election of Directors W. MILLER WELBORN | MGMT | Y | For | For | |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| COVENANT TRANSPORTATION GROUP, INC | CVTI | 22284P105 | Annual; 05/16/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 55 | SUMMIT MATERIALS, INC. | SUM | 86614U100 | Annual; 05/17/2017 | 1. Election of Directors TED A. GARDNER | MGMT | Y | For | For |
| SUMMIT MATERIALS, INC. | SUM | 86614U100 | Annual; 05/17/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| SUMMIT MATERIALS, INC. | SUM | 86614U100 | Annual; 05/17/2017 | 1. Election of Directors JOHN R. MURPHY | MGMT | Y | For | For | |
| SUMMIT MATERIALS, INC. | SUM | 86614U100 | Annual; 05/17/2017 | 1. Election of Directors STEVEN H. WUNNING | MGMT | Y | For | For | |
| SUMMIT MATERIALS, INC. | SUM | 86614U100 | Annual; 05/17/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| SUMMIT MATERIALS, INC. | SUM | 86614U100 | Annual; 05/17/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 56 | CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors THOMAS F. ACKERMAN | MGMT | Y | For | For |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors DANIEL J. BEVEVINO | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors JAMES W. BULLOCK | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors RONALD C. ELKINS, M.D. | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors J. PATRICK MACKIN | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors RONALD D. MCCALL, ESQ. | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors HARVEY MORGAN | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 1. Election of Directors JON W. SALVESON | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 4. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 5. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| CRYOLIFE, INC. | CRY | 228903100 | Annual; 05/17/2017 | 6. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 57 | EVERBRIDGE, INC. | EVBG | 29978A104 | Annual; 05/17/2017 | 1. Election of Directors JAIME ELLERTSON | MGMT | Y | For | For |
| EVERBRIDGE, INC. | EVBG | 29978A104 | Annual; 05/17/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| EVERBRIDGE, INC. | EVBG | 29978A104 | Annual; 05/17/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| EVERBRIDGE, INC. | EVBG | 29978A104 | Annual; 05/17/2017 | 3. Transact Other Business | MGMT | Y | For | For | |
| 58 | OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors EARL E. CONGDON | MGMT | Y | For | For |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors DAVID S. CONGDON | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors JOHN R. CONGDON, JR. | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors ROBERT G. CULP, III | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors BRADLEY R. GABOSCH | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors PATRICK D. HANLEY | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors JOHN D. KASARDA | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors LEO H. SUGGS | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 1. Election of Directors D. MICHAEL WRAY | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| OLD DOMINION FREIGHT LINE, INC. | ODFL | 679580100 | Annual; 05/17/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 59 | MASTEC, INC. | MTZ | 576323109 | Annual; 05/18/2017 | 1. Election of Directors C. ROBERT CAMPBELL* | MGMT | Y | For | For |
| MASTEC, INC. | MTZ | 576323109 | Annual; 05/18/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| MASTEC, INC. | MTZ | 576323109 | Annual; 05/18/2017 | 1. Election of Directors ERNST N. CSISZAR# | MGMT | Y | For | For | |
| MASTEC, INC. | MTZ | 576323109 | Annual; 05/18/2017 | 1. Election of Directors JULIA L. JOHNSON# | MGMT | Y | For | For | |
| MASTEC, INC. | MTZ | 576323109 | Annual; 05/18/2017 | 1. Election of Directors JORGE MAS# | MGMT | Y | For | For | |
| MASTEC, INC. | MTZ | 576323109 | Annual; 05/18/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| MASTEC, INC. | MTZ | 576323109 | Annual; 05/18/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| MASTEC, INC. | MTZ | 576323109 | Annual; 05/18/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 60 | HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 1I. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| HERC HOLDINGS INC. | HRI | 42704L104 | Annual; 05/18/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 61 | U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| U.S. CONCRETE, INC. | USCR | 90333L201 | Annual; 05/18/2017 | 4. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| 62 | REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 1. Election of Directors NICOLAS M. BARTHELEMY | MGMT | Y | For | For |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 1. Election of Directors GLENN L. COOPER | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 1. Election of Directors JOHN G. COX | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 1. Election of Directors KAREN A. DAWES | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 1. Election of Directors GLENN P. MUIR | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 1. Election of Directors THOMAS F. RYAN, JR. | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 1. Election of Directors TONY J. HUNT | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 5. Amend Articles-Board Related | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 6. Approve Charter Amendment | MGMT | Y | For | For | |
| REPLIGEN CORPORATION | RGEN | 759916109 | Annual; 05/18/2017 | 7. Amend Articles-Board Related | MGMT | Y | For | For | |
| 63 | POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors WENDY ARIENZO | MGMT | Y | For | For |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors BALU BALAKRISHNAN | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors ALAN D. BICKELL | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors NICHOLAS E. BRATHWAITE | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors WILLIAM GEORGE | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors BALAKRISHNAN S. IYER | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors E. FLOYD KVAMME | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 1. Election of Directors STEVEN J. SHARP | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| POWER INTEGRATIONS, INC. | POWI | 739276103 | Annual; 05/19/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 64 | LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 1. Election of Directors GEORGE A. FISK | MGMT | Y | For | For |
| LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 1. Election of Directors JAMES BRIAN MCCALL | MGMT | Y | For | For | |
| LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 1. Election of Directors KAREN H. O'SHEA | MGMT | Y | For | For | |
| LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 5. Adopt Omnibus Stock Option Plan | MGMT | Y | For | For | |
| LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y106 | Annual; 05/22/2017 | 6. Declassify Board | MGMT | Y | For | For | |
| 65 | NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 1. Election of Directors J. THOMAS BENTLEY | MGMT | Y | For | For |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 1. Election of Directors EDWARD J. BROWN JR. | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 1. Election of Directors ROBERT DEUSTER | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 1. Election of Directors BRUCE C. RHINE | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 1. Election of Directors CHRISTOPHER A. SEAMS | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 1. Election of Directors TIMOTHY J. STULTZ PHD | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 1. Election of Directors CHRISTINE A. TSINGOS | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 4. Approve Cash/Stock Bonus Plan | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 5. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| NANOMETRICS INCORPORATED | NANO | 630077105 | Annual; 05/23/2017 | 6. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 66 | NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1I. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1J. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1K. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 1L. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| NVIDIA CORPORATION | NVDA | 67066G104 | Annual; 05/23/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 67 | STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors JOHN P. CAHILL | MGMT | Y | For | For |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors JAMES F. DEUTSCH | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors NAVY E. DJONOVIC | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors FERNANDO FERRER | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors THOMAS G. KAHN | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors JACK KOPNISKY | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors JAMES J. LANDY | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors ROBERT W. LAZAR | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors RICHARD O'TOOLE | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors BURT STEINBERG | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 1. Election of Directors WILLIAM E. WHISTON | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| STERLING BANCORP | STL | 85917A100 | Annual; 05/23/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 68 | MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | Annual; 05/24/2017 | 1. Election of Directors KENT W. STANGER | MGMT | Y | For | For |
| MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | Annual; 05/24/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | Annual; 05/24/2017 | 1. Election of Directors NOLAN E. KARRAS | MGMT | Y | For | For | |
| MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | Annual; 05/24/2017 | 1. Election of Directors DAVID M. LIU, M.D. | MGMT | Y | For | For | |
| MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | Annual; 05/24/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | Annual; 05/24/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889104 | Annual; 05/24/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 69 | COLLEGIUM PHARMACEUTICAL, INC. | COLL | 19459J104 | Annual; 05/24/2017 | 1. Election of Directors MICHAEL T. HEFFERNAN | MGMT | Y | For | For |
| COLLEGIUM PHARMACEUTICAL, INC. | COLL | 19459J104 | Annual; 05/24/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| COLLEGIUM PHARMACEUTICAL, INC. | COLL | 19459J104 | Annual; 05/24/2017 | 1. Election of Directors GINO SANTINI | MGMT | Y | For | For | |
| COLLEGIUM PHARMACEUTICAL, INC. | COLL | 19459J104 | Annual; 05/24/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 70 | SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 1. Election of Directors RICHARD H. DOZER | MGMT | Y | For | For |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 1. Election of Directors GLENN BROWN | MGMT | Y | For | For | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 1. Election of Directors JOSE A. CARDENAS | MGMT | Y | For | For | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 1. Election of Directors JERRY MOYES | MGMT | Y | For | For | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 1. Election of Directors WILLIAM F. RILEY, III | MGMT | Y | For | For | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 1. Election of Directors DAVID VANDER PLOEG | MGMT | Y | For | For | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 5. S/H Proposal - Corporate Governance | SHAREHOLD | Y | Against | Against | |
| SWIFT TRANSPORTATION CO. | SWFT | 87074U101 | Annual; 05/24/2017 | 6. S/H Proposal - Access To Proxy | SHAREHOLD | Y | Against | Against | |
| 71 | E.L.F. BEAUTY, INC. | ELF | 26856L103 | Annual; 05/24/2017 | 1. Election of Directors KIRK L. PERRY | MGMT | Y | For | For |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | Annual; 05/24/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | Annual; 05/24/2017 | 1. Election of Directors SABRINA L. SIMMONS | MGMT | Y | For | For | |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | Annual; 05/24/2017 | 1. Election of Directors MAUREEN C. WATSON | MGMT | Y | For | For | |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | Annual; 05/24/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | Annual; 05/24/2017 | 3. Approve Charter Amendment | MGMT | Y | For | For | |
| E.L.F. BEAUTY, INC. | ELF | 26856L103 | Annual; 05/24/2017 | 4. Approve Charter Amendment | MGMT | Y | For | For | |
| 72 | INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 1. Election of Directors JOSHUA L. COATES | MGMT | Y | For | For |
| INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 1. Election of Directors STEVEN A. COLLINS | MGMT | Y | For | For | |
| INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 1. Election of Directors WILLIAM M. CONROY | MGMT | Y | For | For | |
| INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 1. Election of Directors ELLEN LEVY | MGMT | Y | For | For | |
| INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 1. Election of Directors JIM STEELE | MGMT | Y | For | For | |
| INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 1. Election of Directors KEVIN THOMPSON | MGMT | Y | For | For | |
| INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 1. Election of Directors LLOYD G. WATERHOUSE | MGMT | Y | For | For | |
| INSTRUCTURE, INC. | INST | 45781U103 | Annual; 05/25/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 73 | INPHI CORPORATION | IPHI | 45772F107 | Annual; 05/25/2017 | 1. Election of Directors NICHOLAS BRATHWAITE | MGMT | Y | For | For |
| INPHI CORPORATION | IPHI | 45772F107 | Annual; 05/25/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| INPHI CORPORATION | IPHI | 45772F107 | Annual; 05/25/2017 | 1. Election of Directors DR. DAVID LIDDLE | MGMT | Y | For | For | |
| INPHI CORPORATION | IPHI | 45772F107 | Annual; 05/25/2017 | 1. Election of Directors DR. BRUCE MCWILLIAMS | MGMT | Y | For | For | |
| INPHI CORPORATION | IPHI | 45772F107 | Annual; 05/25/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| INPHI CORPORATION | IPHI | 45772F107 | Annual; 05/25/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| INPHI CORPORATION | IPHI | 45772F107 | Annual; 05/25/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 74 | NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors JEFFREY H. BURBANK | MGMT | Y | For | For |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors HEYWARD R. DONIGAN | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors ROBERT G. FUNARI | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors DANIEL A. GIANNINI | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors EARL R. LEWIS | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors JEAN K. MIXER | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors CRAIG W. MOORE | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors REID S. PERPER | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 1. Election of Directors JAMES J. PETERS | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 5. Amend Articles-Board Related | MGMT | Y | For | For | |
| NXSTAGE MEDICAL, INC. | NXTM | 67072V103 | Annual; 05/25/2017 | 6. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| 75 | TRI POINTE GROUP, INC. | TPH | 87265H109 | Annual; 05/26/2017 | 1.1. Election of Directors (Majority Voting) | MGMT | Y | For | For |
| TRI POINTE GROUP, INC. | TPH | 87265H109 | Annual; 05/26/2017 | 1.2. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TRI POINTE GROUP, INC. | TPH | 87265H109 | Annual; 05/26/2017 | 1.3. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TRI POINTE GROUP, INC. | TPH | 87265H109 | Annual; 05/26/2017 | 1.4. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TRI POINTE GROUP, INC. | TPH | 87265H109 | Annual; 05/26/2017 | 1.5. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TRI POINTE GROUP, INC. | TPH | 87265H109 | Annual; 05/26/2017 | 1.6. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TRI POINTE GROUP, INC. | TPH | 87265H109 | Annual; 05/26/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| TRI POINTE GROUP, INC. | TPH | 87265H109 | Annual; 05/26/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 76 | MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 3. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| MEDIDATA SOLUTIONS, INC. | MDSO | 58471A105 | Annual; 05/30/2017 | 5. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 77 | PDC ENERGY, INC. | PDCE | 69327R101 | Annual; 05/30/2017 | 1. Election of Directors DAVID C. PARKE | MGMT | Y | For | For |
| PDC ENERGY, INC. | PDCE | 69327R101 | Annual; 05/30/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| PDC ENERGY, INC. | PDCE | 69327R101 | Annual; 05/30/2017 | 1. Election of Directors JEFFREY C. SWOVELAND | MGMT | Y | For | For | |
| PDC ENERGY, INC. | PDCE | 69327R101 | Annual; 05/30/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| PDC ENERGY, INC. | PDCE | 69327R101 | Annual; 05/30/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| PDC ENERGY, INC. | PDCE | 69327R101 | Annual; 05/30/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 78 | DEXCOM, INC. | DXCM | 252131107 | Annual; 05/31/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| DEXCOM, INC. | DXCM | 252131107 | Annual; 05/31/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| DEXCOM, INC. | DXCM | 252131107 | Annual; 05/31/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| DEXCOM, INC. | DXCM | 252131107 | Annual; 05/31/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| DEXCOM, INC. | DXCM | 252131107 | Annual; 05/31/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| DEXCOM, INC. | DXCM | 252131107 | Annual; 05/31/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| DEXCOM, INC. | DXCM | 252131107 | Annual; 05/31/2017 | 5. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| DEXCOM, INC. | DXCM | 252131107 | Annual; 05/31/2017 | 6. Authorize Common Stock Increase | MGMT | Y | For | For | |
| 79 | GLAUKOS CORPORATION | GKOS | 377322102 | Annual; 05/31/2017 | 1. Election of Directors WILLIAM J. LINK, PH.D. | MGMT | Y | For | For |
| GLAUKOS CORPORATION | GKOS | 377322102 | Annual; 05/31/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| GLAUKOS CORPORATION | GKOS | 377322102 | Annual; 05/31/2017 | 1. Election of Directors JONATHAN T. SILVERSTEIN | MGMT | Y | For | For | |
| GLAUKOS CORPORATION | GKOS | 377322102 | Annual; 05/31/2017 | 1. Election of Directors AIMEE S. WEISNER | MGMT | Y | For | For | |
| GLAUKOS CORPORATION | GKOS | 377322102 | Annual; 05/31/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 80 | PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | Annual; 06/01/2017 | 1. Election of Directors COLIN SHANNON | MGMT | Y | For | For |
| PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | Annual; 06/01/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | Annual; 06/01/2017 | 1. Election of Directors JAMES C. MOMTAZEE | MGMT | Y | For | For | |
| PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | Annual; 06/01/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | Annual; 06/01/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | Annual; 06/01/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| PRA HEALTH SCIENCES, INC. | PRAH | 69354M108 | Annual; 06/01/2017 | 5. Adopt Employee Stock Purchase Plan | MGMT | Y | For | For | |
| 81 | CHEGG, INC. | CHGG | 163092109 | Annual; 06/01/2017 | 1. Election of Directors RENEE BUDIG | MGMT | Y | For | For |
| CHEGG, INC. | CHGG | 163092109 | Annual; 06/01/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| CHEGG, INC. | CHGG | 163092109 | Annual; 06/01/2017 | 1. Election of Directors DAN ROSENSWEIG | MGMT | Y | For | For | |
| CHEGG, INC. | CHGG | 163092109 | Annual; 06/01/2017 | 1. Election of Directors TED SCHLEIN | MGMT | Y | For | For | |
| CHEGG, INC. | CHGG | 163092109 | Annual; 06/01/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 82 | MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 1.1. Election of Directors (Majority Voting) | MGMT | Y | For | For |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 1.2. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 1.3. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 1.4. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 1.5. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 1.6. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 2. Authorize Common Stock Increase | MGMT | Y | For | For | |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| MATADOR RESOURCES COMPANY | MTDR | 576485205 | Annual; 06/01/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 83 | INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | Annual; 06/01/2017 | 1. Election of Directors MICHAEL T. MILLER | MGMT | Y | For | For |
| INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | Annual; 06/01/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | Annual; 06/01/2017 | 1. Election of Directors J. MICHAEL NIXON | MGMT | Y | For | For | |
| INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | Annual; 06/01/2017 | 1. Election of Directors VIKAS VERMA | MGMT | Y | For | For | |
| INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | Annual; 06/01/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | Annual; 06/01/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| INSTALLED BUILDING PRODUCTS, INC. | IBP | 45780R101 | Annual; 06/01/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 84 | VOCERA COMMUNICATIONS, INC. | VCRA | 92857F107 | Annual; 06/02/2017 | 1.1. Election of Directors (Majority Voting) | MGMT | Y | For | For |
| VOCERA COMMUNICATIONS, INC. | VCRA | 92857F107 | Annual; 06/02/2017 | 1.2. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VOCERA COMMUNICATIONS, INC. | VCRA | 92857F107 | Annual; 06/02/2017 | 1.3. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VOCERA COMMUNICATIONS, INC. | VCRA | 92857F107 | Annual; 06/02/2017 | 1.4. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| VOCERA COMMUNICATIONS, INC. | VCRA | 92857F107 | Annual; 06/02/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 85 | RING CENTRAL, INC. | RNG | 76680R206 | Annual; 06/02/2017 | 1. Election of Directors VLADIMIR SHMUNIS | MGMT | Y | For | For |
| RING CENTRAL, INC. | RNG | 76680R206 | Annual; 06/02/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| RING CENTRAL, INC. | RNG | 76680R206 | Annual; 06/02/2017 | 1. Election of Directors NEIL WILLIAMS | MGMT | Y | For | For | |
| RING CENTRAL, INC. | RNG | 76680R206 | Annual; 06/02/2017 | 1. Election of Directors ROBERT THEIS | MGMT | Y | For | For | |
| RING CENTRAL, INC. | RNG | 76680R206 | Annual; 06/02/2017 | 1. Election of Directors MICHELLE MCKENNA-DOYLE | MGMT | Y | For | For | |
| RING CENTRAL, INC. | RNG | 76680R206 | Annual; 06/02/2017 | 1. Election of Directors ALLAN THYGESEN | MGMT | Y | For | For | |
| RING CENTRAL, INC. | RNG | 76680R206 | Annual; 06/02/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| RING CENTRAL, INC. | RNG | 76680R206 | Annual; 06/02/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 86 | K2M GROUP HOLDINGS, INC. | KTWO | 48273J107 | Annual; 06/06/2017 | 1. Election of Directors DANIEL PELAK | MGMT | Y | For | For |
| K2M GROUP HOLDINGS, INC. | KTWO | 48273J107 | Annual; 06/06/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| K2M GROUP HOLDINGS, INC. | KTWO | 48273J107 | Annual; 06/06/2017 | 1. Election of Directors CARLOS A. FERRER | MGMT | Y | For | For | |
| K2M GROUP HOLDINGS, INC. | KTWO | 48273J107 | Annual; 06/06/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 87 | IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors NEIL S. BRAUN | MGMT | Y | For | For |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors ERIC A. DEMIRIAN | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors KEVIN DOUGLAS | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors GREG FOSTER | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors RICHARD L. GELFOND | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors DAVID W. LEEBRON | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors MICHAEL LYNNE | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors MICHAEL MACMILLAN | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors DANA SETTLE | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors DARREN THROOP | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 1. Election of Directors BRADLEY J. WECHSLER | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| IMAX CORPORATION | IMAX | 45245E109 | Annual; 06/06/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 88 | TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 1. Adopt Accounts for Past Year | MGMT | Y | For | For |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 2. Dividends | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 3. Dividends | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 4. Receive Directors' Report | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 5. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 6. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 7. Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 8. Adopt Stock Option Plan | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 9. Director Fees | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 10. Approve Article Amendments | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 11. Approve Option Grants | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 12. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 13. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 14. Approve Issuance of Warrants | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 15. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 16. Amend Articles/Charter to Reflect Changes in Capital | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 17. Amend Articles/Charter to Reflect Changes in Capital | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 18. Amend Articles/Charter to Reflect Changes in Capital | MGMT | Y | For | For | |
| TALEND S.A. | TLND | 874224207 | Annual; 06/06/2017 | 19. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| 89 | HUBSPOT, INC. | HUBS | 443573100 | Annual; 06/07/2017 | 1. Election of Directors JULIE HERENDEEN | MGMT | Y | For | For |
| HUBSPOT, INC. | HUBS | 443573100 | Annual; 06/07/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| HUBSPOT, INC. | HUBS | 443573100 | Annual; 06/07/2017 | 1. Election of Directors MICHAEL SIMON | MGMT | Y | For | For | |
| HUBSPOT, INC. | HUBS | 443573100 | Annual; 06/07/2017 | 1. Election of Directors JAY SIMONS | MGMT | Y | For | For | |
| HUBSPOT, INC. | HUBS | 443573100 | Annual; 06/07/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| HUBSPOT, INC. | HUBS | 443573100 | Annual; 06/07/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| HUBSPOT, INC. | HUBS | 443573100 | Annual; 06/07/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 90 | GLOBUS MEDICAL, INC. | GMED | 379577208 | Annual; 06/07/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| GLOBUS MEDICAL, INC. | GMED | 379577208 | Annual; 06/07/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| GLOBUS MEDICAL, INC. | GMED | 379577208 | Annual; 06/07/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| GLOBUS MEDICAL, INC. | GMED | 379577208 | Annual; 06/07/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 91 | PENUMBRA, INC. | PEN | 70975L107 | Annual; 06/07/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| PENUMBRA, INC. | PEN | 70975L107 | Annual; 06/07/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| PENUMBRA, INC. | PEN | 70975L107 | Annual; 06/07/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| PENUMBRA, INC. | PEN | 70975L107 | Annual; 06/07/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| PENUMBRA, INC. | PEN | 70975L107 | Annual; 06/07/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 92 | OLLIE'S BARGAIN OUTLET HOLDINGS INC | OLLI | 681116109 | Annual; 06/07/2017 | 1. Election of Directors ROBERT FISCH | MGMT | Y | For | For |
| OLLIE'S BARGAIN OUTLET HOLDINGS INC | OLLI | 681116109 | Annual; 06/07/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| OLLIE'S BARGAIN OUTLET HOLDINGS INC | OLLI | 681116109 | Annual; 06/07/2017 | 1. Election of Directors RICHARD ZANNINO | MGMT | Y | For | For | |
| OLLIE'S BARGAIN OUTLET HOLDINGS INC | OLLI | 681116109 | Annual; 06/07/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 93 | ETSY, INC. | ETSY | 29786A106 | Annual; 06/08/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| ETSY, INC. | ETSY | 29786A106 | Annual; 06/08/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ETSY, INC. | ETSY | 29786A106 | Annual; 06/08/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| ETSY, INC. | ETSY | 29786A106 | Annual; 06/08/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| ETSY, INC. | ETSY | 29786A106 | Annual; 06/08/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| ETSY, INC. | ETSY | 29786A106 | Annual; 06/08/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 94 | BOJANGLES', INC. | BOJA | 097488100 | Annual; 06/08/2017 | 1. Election of Directors WILLIAM A. KUSSELL* | MGMT | Y | For | For |
| BOJANGLES', INC. | BOJA | 097488100 | Annual; 06/08/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| BOJANGLES', INC. | BOJA | 097488100 | Annual; 06/08/2017 | 1. Election of Directors TOMMY L. HADDOCK* | MGMT | Y | For | For | |
| BOJANGLES', INC. | BOJA | 097488100 | Annual; 06/08/2017 | 1. Election of Directors JAMES R. KIBLER* | MGMT | Y | For | For | |
| BOJANGLES', INC. | BOJA | 097488100 | Annual; 06/08/2017 | 1. Election of Directors MARK A. ROWAN# | MGMT | Y | For | For | |
| BOJANGLES', INC. | BOJA | 097488100 | Annual; 06/08/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| BOJANGLES', INC. | BOJA | 097488100 | Annual; 06/08/2017 | 3. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| 95 | GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | Annual; 06/08/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | Annual; 06/08/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | Annual; 06/08/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | Annual; 06/08/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | Annual; 06/08/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | Annual; 06/08/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | Annual; 06/08/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| GRANITE CONSTRUCTION INCORPORATED | GVA | 387328107 | Annual; 06/08/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 96 | SPLUNK INC. | SPLK | 848637104 | Annual; 06/08/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| SPLUNK INC. | SPLK | 848637104 | Annual; 06/08/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| SPLUNK INC. | SPLK | 848637104 | Annual; 06/08/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| SPLUNK INC. | SPLK | 848637104 | Annual; 06/08/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| SPLUNK INC. | SPLK | 848637104 | Annual; 06/08/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 97 | QUANTENNA COMMUNICATIONS, INC | QTNA | 74766D100 | Annual; 06/09/2017 | 1. Election of Directors EDWARD FRANK | MGMT | Y | For | For |
| QUANTENNA COMMUNICATIONS, INC | QTNA | 74766D100 | Annual; 06/09/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| QUANTENNA COMMUNICATIONS, INC | QTNA | 74766D100 | Annual; 06/09/2017 | 1. Election of Directors SAM HEIDARI | MGMT | Y | For | For | |
| QUANTENNA COMMUNICATIONS, INC | QTNA | 74766D100 | Annual; 06/09/2017 | 1. Election of Directors HAROLD HUGHES | MGMT | Y | For | For | |
| QUANTENNA COMMUNICATIONS, INC | QTNA | 74766D100 | Annual; 06/09/2017 | 2. Approve Reincorporation | MGMT | Y | For | For | |
| QUANTENNA COMMUNICATIONS, INC | QTNA | 74766D100 | Annual; 06/09/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 98 | NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 1. Election of Directors DICKERSON WRIGHT | MGMT | Y | For | For |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 1. Election of Directors ALEXANDER A. HOCKMAN | MGMT | Y | For | For | |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 1. Election of Directors DONALD C. ALFORD | MGMT | Y | For | For | |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 1. Election of Directors JEFFREY A. LISS | MGMT | Y | For | For | |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 1. Election of Directors WILLIAM D. PRUITT | MGMT | Y | For | For | |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 1. Election of Directors GERALD J. SALONTAI | MGMT | Y | For | For | |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 1. Election of Directors FRANCOIS TARDAN | MGMT | Y | For | For | |
| NV5 GLOBAL, INC. | NVEE | 62945V109 | Annual; 06/10/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 99 | SERVICENOW, INC. | NOW | 81762P102 | Annual; 06/13/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| SERVICENOW, INC. | NOW | 81762P102 | Annual; 06/13/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| SERVICENOW, INC. | NOW | 81762P102 | Annual; 06/13/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| SERVICENOW, INC. | NOW | 81762P102 | Annual; 06/13/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| SERVICENOW, INC. | NOW | 81762P102 | Annual; 06/13/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 100 | STERLING BANCORP | STL | 85917A100 | Special; 06/13/2017 | 1. Approve Merger Agreement | MGMT | Y | For | For |
| STERLING BANCORP | STL | 85917A100 | Special; 06/13/2017 | 2. Authorize Common Stock Increase | MGMT | Y | For | For | |
| STERLING BANCORP | STL | 85917A100 | Special; 06/13/2017 | 3. Approve Motion to Adjourn Meeting | MGMT | Y | For | For | |
| 101 | MINDBODY, INC. | MB | 60255W105 | Annual; 06/14/2017 | 1. Election of Directors COURT CUNNINGHAM | MGMT | Y | For | For |
| MINDBODY, INC. | MB | 60255W105 | Annual; 06/14/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| MINDBODY, INC. | MB | 60255W105 | Annual; 06/14/2017 | 1. Election of Directors CIPORA HERMAN | MGMT | Y | For | For | |
| MINDBODY, INC. | MB | 60255W105 | Annual; 06/14/2017 | 1. Election of Directors ERIC LIAW | MGMT | Y | For | For | |
| MINDBODY, INC. | MB | 60255W105 | Annual; 06/14/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 102 | CALLIDUS SOFTWARE INC. | CALD | 13123E500 | Annual; 06/14/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| CALLIDUS SOFTWARE INC. | CALD | 13123E500 | Annual; 06/14/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| CALLIDUS SOFTWARE INC. | CALD | 13123E500 | Annual; 06/14/2017 | 2. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| CALLIDUS SOFTWARE INC. | CALD | 13123E500 | Annual; 06/14/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| CALLIDUS SOFTWARE INC. | CALD | 13123E500 | Annual; 06/14/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| CALLIDUS SOFTWARE INC. | CALD | 13123E500 | Annual; 06/14/2017 | 5. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 103 | SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors GLEN M. ANTLE | MGMT | Y | For | For |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors JAMES P. BURRA | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors BRUCE C. EDWARDS | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors ROCKELL N. HANKIN | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors YE JANE LI | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors JAMES T. LINDSTROM | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors MOHAN R. MAHESWARAN | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors CARMELO J. SANTORO | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 1. Election of Directors SYLVIA SUMMERS | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| SEMTECH CORPORATION | SMTC | 816850101 | Annual; 06/15/2017 | 5. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| 104 | MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | Annual; 06/15/2017 | 1. Election of Directors VICTOR K. LEE | MGMT | Y | For | For |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | Annual; 06/15/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | Annual; 06/15/2017 | 1. Election of Directors JAMES C. MOYER | MGMT | Y | For | For | |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | Annual; 06/15/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | Annual; 06/15/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| MONOLITHIC POWER SYSTEMS, INC. | MPWR | 609839105 | Annual; 06/15/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 105 | HOSTESS BRANDS INC. | TWNK | 44109J106 | Annual; 06/15/2017 | 1. Election of Directors MARK R. STONE | MGMT | Y | For | For |
| HOSTESS BRANDS INC. | TWNK | 44109J106 | Annual; 06/15/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| HOSTESS BRANDS INC. | TWNK | 44109J106 | Annual; 06/15/2017 | 1. Election of Directors WILLIAM D. TOLER | MGMT | Y | For | For | |
| HOSTESS BRANDS INC. | TWNK | 44109J106 | Annual; 06/15/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 106 | FORTERRA, INC. | FRTA | 34960W106 | Annual; 06/19/2017 | 1. Election of Directors KEVIN BARNER | MGMT | Y | For | For |
| FORTERRA, INC. | FRTA | 34960W106 | Annual; 06/19/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| FORTERRA, INC. | FRTA | 34960W106 | Annual; 06/19/2017 | 1. Election of Directors JEFF BRADLEY | MGMT | Y | For | For | |
| FORTERRA, INC. | FRTA | 34960W106 | Annual; 06/19/2017 | 1. Election of Directors ROBERT CORCORAN | MGMT | Y | For | For | |
| FORTERRA, INC. | FRTA | 34960W106 | Annual; 06/19/2017 | 1. Election of Directors CHADWICK S. SUSS | MGMT | Y | For | For | |
| FORTERRA, INC. | FRTA | 34960W106 | Annual; 06/19/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| FORTERRA, INC. | FRTA | 34960W106 | Annual; 06/19/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| FORTERRA, INC. | FRTA | 34960W106 | Annual; 06/19/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 107 | MOMENTA PHARMACEUTICALS, INC. | MNTA | 60877T100 | Annual; 06/20/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| MOMENTA PHARMACEUTICALS, INC. | MNTA | 60877T100 | Annual; 06/20/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MOMENTA PHARMACEUTICALS, INC. | MNTA | 60877T100 | Annual; 06/20/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| MOMENTA PHARMACEUTICALS, INC. | MNTA | 60877T100 | Annual; 06/20/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| MOMENTA PHARMACEUTICALS, INC. | MNTA | 60877T100 | Annual; 06/20/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| MOMENTA PHARMACEUTICALS, INC. | MNTA | 60877T100 | Annual; 06/20/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| MOMENTA PHARMACEUTICALS, INC. | MNTA | 60877T100 | Annual; 06/20/2017 | 5. Amend Stock Compensation Plan | MGMT | Y | For | For | |
| MOMENTA PHARMACEUTICALS, INC. | MNTA | 60877T100 | Annual; 06/20/2017 | 6. Amend Employee Stock Purchase Plan | MGMT | Y | For | For | |
| 108 | FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors ALEXIS BORISY | MGMT | Y | For | For |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors TROY COX | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors MICHAEL DOUGHERTY | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors SANDRA HORNING, M.D. | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors EVAN JONES | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors DANIEL O'DAY | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors MICHAEL PELLINI, M.D. | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors MICHAEL VARNEY, PH.D. | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 1. Election of Directors KRISHNA YESHWANT, M.D. | MGMT | Y | For | For | |
| FOUNDATION MEDICINE, INC. | FMI | 350465100 | Annual; 06/20/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 109 | CAVIUM, INC. | CAVM | 14964U108 | Annual; 06/20/2017 | 1. Election of Directors EDWARD H. FRANK | MGMT | Y | For | For |
| CAVIUM, INC. | CAVM | 14964U108 | Annual; 06/20/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| CAVIUM, INC. | CAVM | 14964U108 | Annual; 06/20/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| CAVIUM, INC. | CAVM | 14964U108 | Annual; 06/20/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| CAVIUM, INC. | CAVM | 14964U108 | Annual; 06/20/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 110 | EAGLE PHARMACEUTICALS, INC. | EGRX | 269796108 | Annual; 06/20/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| EAGLE PHARMACEUTICALS, INC. | EGRX | 269796108 | Annual; 06/20/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| EAGLE PHARMACEUTICALS, INC. | EGRX | 269796108 | Annual; 06/20/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| EAGLE PHARMACEUTICALS, INC. | EGRX | 269796108 | Annual; 06/20/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| 111 | FIVE BELOW, INC. | FIVE | 33829M101 | Annual; 06/20/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| FIVE BELOW, INC. | FIVE | 33829M101 | Annual; 06/20/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| FIVE BELOW, INC. | FIVE | 33829M101 | Annual; 06/20/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| FIVE BELOW, INC. | FIVE | 33829M101 | Annual; 06/20/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 112 | HABIT RESTAURANTS INC | HABT | 40449J103 | Annual; 06/21/2017 | 1. Election of Directors RUSSELL W. BENDEL | MGMT | Y | For | For |
| HABIT RESTAURANTS INC | HABT | 40449J103 | Annual; 06/21/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| HABIT RESTAURANTS INC | HABT | 40449J103 | Annual; 06/21/2017 | 1. Election of Directors IRA ZECHER | MGMT | Y | For | For | |
| HABIT RESTAURANTS INC | HABT | 40449J103 | Annual; 06/21/2017 | 1. Election of Directors A. WILLIAM ALLEN III | MGMT | Y | For | For | |
| HABIT RESTAURANTS INC | HABT | 40449J103 | Annual; 06/21/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 113 | BOX INC | BOX | 10316T104 | Annual; 06/21/2017 | 1. Election of Directors RORY O'DRISCOLL | MGMT | Y | For | For |
| BOX INC | BOX | 10316T104 | Annual; 06/21/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| BOX INC | BOX | 10316T104 | Annual; 06/21/2017 | 1. Election of Directors DYLAN SMITH | MGMT | Y | For | For | |
| BOX INC | BOX | 10316T104 | Annual; 06/21/2017 | 1. Election of Directors BRYAN TAYLOR | MGMT | Y | For | For | |
| BOX INC | BOX | 10316T104 | Annual; 06/21/2017 | 2. Miscellaneous Corporate Actions | MGMT | Y | For | For | |
| BOX INC | BOX | 10316T104 | Annual; 06/21/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| BOX INC | BOX | 10316T104 | Annual; 06/21/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 114 | UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 1A. . Election of Directors (Majority Voting) | MGMT | Y | For | For |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 1B. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 1C. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 1D. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 1E. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 1F. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 1G. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 1H. . Election of Directors (Majority Voting) | MGMT | Y | For | For | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| UNIVERSAL DISPLAY CORPORATION | OLED | 91347P105 | Annual; 06/22/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 115 | HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors ROBERT W. SELANDER | MGMT | Y | For | For |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors JON KESSLER | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors STEPHEN D. NEELEMAN, MD | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors FRANK A. CORVINO | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors ADRIAN T. DILLON | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors EVELYN DILSAVER | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors FRANK T. MEDICI | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 1. Election of Directors IAN SACKS | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 2. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 3. 14A Executive Compensation | MGMT | Y | For | For | |
| HEALTHEQUITY INC. | HQY | 42226A107 | Annual; 06/22/2017 | 4. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| 116 | APOGEE ENTERPRISES, INC. | APOG | 037598109 | Annual; 06/22/2017 | 1. Election of Directors DONALD A. NOLAN* | MGMT | Y | For | For |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | Annual; 06/22/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | Annual; 06/22/2017 | 1. Election of Directors PATRICIA K. WAGNER* | MGMT | Y | For | For | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | Annual; 06/22/2017 | 1. Election of Directors ROBERT J. MARZEC# | MGMT | Y | For | For | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | Annual; 06/22/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | Annual; 06/22/2017 | 3. 14A Executive Compensation Vote Frequency | MGMT | Y | 1 Year | 1 Year | |
| APOGEE ENTERPRISES, INC. | APOG | 037598109 | Annual; 06/22/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 117 | WIX.COM LTD | WIX | M98068105 | Annual; 06/26/2017 | 1A . Election of Directors (Full Slate) | MGMT | Y | For | For |
| WIX.COM LTD | WIX | M98068105 | Annual; 06/26/2017 | 1B . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 06/26/2017 | 2A . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 06/26/2017 | 2B . 14A Executive Compensation | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 06/26/2017 | 3. Approve Option Grants | MGMT | Y | For | For | |
| WIX.COM LTD | WIX | M98068105 | Annual; 06/26/2017 | 4. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| 118 | GIGAMON INC. | GIMO | 37518B102 | Annual; 06/29/2017 | 1. Election of Directors ARTHUR W. COVIELLO, JR. | MGMT | Y | For | For |
| GIGAMON INC. | GIMO | 37518B102 | Annual; 06/29/2017 | 1. Election of Directors | MGMT | Y | For | For | |
| GIGAMON INC. | GIMO | 37518B102 | Annual; 06/29/2017 | 1. Election of Directors PAUL J. MILBURY | MGMT | Y | For | For | |
| GIGAMON INC. | GIMO | 37518B102 | Annual; 06/29/2017 | 1. Election of Directors MICHAEL C. RUETTGERS | MGMT | Y | For | For | |
| GIGAMON INC. | GIMO | 37518B102 | Annual; 06/29/2017 | 1. Election of Directors DARIO ZAMARIAN | MGMT | Y | For | For | |
| GIGAMON INC. | GIMO | 37518B102 | Annual; 06/29/2017 | 2. 14A Executive Compensation | MGMT | Y | For | For | |
| GIGAMON INC. | GIMO | 37518B102 | Annual; 06/29/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| GIGAMON INC. | GIMO | 37518B102 | Annual; 06/29/2017 | 4. Approve Stock Compensation Plan | MGMT | Y | For | For | |
| 119 | ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 1A . Election of Directors (Full Slate) | MGMT | Y | For | For |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 1B . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 1C . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 1D . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 1E . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 1F . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 1G . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 1H . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 2A . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 2B . Election of Directors (Full Slate) | MGMT | Y | For | For | |
| ORBOTECH LTD. | ORBK | M75253100 | Annual; 06/29/2017 | 3. Ratify Appointment of Independent Auditors | MGMT | Y | For | For | |
| Registrant: Dunham Funds - Dunham Alternative Strategy Fund Item 1 | |||||||||
| Investment Company Act file number: 811-22153 | |||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||
| ITEM 1- PROXY VOTING RECORD | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
| There were no proxy votes to report during the Reporting Period. | |||||||||
| Registrant: Dunham Funds - Dunham Alternative Dividend Fund Item 1 | |||||||||
| Investment Company Act file number: 811-22153 | |||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||
| ITEM 1- PROXY VOTING RECORD | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
| PPG Industries, Inc | PPG | 693506-107 | 4/20/2017 | 1. To elect as directors the four named nominees; 2. To vote on a nonbinding resolution to approve the compensation of the Company’s named executive officers on an advisory basis; 3. To vote, on an advisory basis, on the frequency of future advisory votes on executive compensation; 4. To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2017; and 5. To transact any other business that may properly come before the meeting. |
Issuer | N | Abstained | N/A | |
| PPG Industries, Inc | PPG | 693506-107 | 4/20/2017 | 1A. ELECTION OF DIRECTOR: STEPHEN F. ANGEL |
Issuer | N | Abstained | N/A | |
| PPG Industries, Inc | PPG | 693506-107 | 4/20/2017 | 1B. ELECTION OF DIRECTOR: HUGH GRANT |
Issuer | N | Abstained | N/A | |
| PPG Industries, Inc | PPG | 693506-107 | 4/20/2017 | 1C. ELECTION OF DIRECTOR: MELANIE L. HEALEY |
Issuer | N | Abstained | N/A | |
| PPG Industries, Inc | PPG | 693506-107 | 4/20/2017 | 1D. ELECTION OF DIRECTOR: MICHELE J. HOOPER |
Issuer | N | Abstained | N/A | |
| PPG Industries, Inc | PPG | 693506-107 | 4/20/2017 | 2. APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS |
Issuer | N | Abstained | N/A | |
| PPG Industries, Inc | PPG | 693506-107 | 4/20/2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| PPG Industries, Inc | PPG | 693506-107 | 4/20/2017 | 4. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1A. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. CHENAULT |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1B. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. ESKEW |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1C. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1D. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1E. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1F. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. JACKSON |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1G. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. LIVERIS |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1H. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. MCNERNEY, JR. |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1I. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. OLAYAN |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1J. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. OWENS |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1K. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. ROMETTY |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1L. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 1M. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. VOSER |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 3. ADVISORY VOTE ON EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 4. ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 5. STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE |
Shareholder | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 6. STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS |
Shareholder | N | Abstained | N/A | |
| INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200-101 | 4/25/2017 | 7. STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BY-LAW |
Shareholder | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1B. ELECTION OF DIRECTOR: RONALD W. ALLEN |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1C. ELECTION OF DIRECTOR: MARC BOLLAND |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1D. ELECTION OF DIRECTOR: ANA BOTIN |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1E. ELECTION OF DIRECTOR: RICHARD M. DALEY |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1F. ELECTION OF DIRECTOR: BARRY DILLER |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1G. ELECTION OF DIRECTOR: HELENE D. GAYLE |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1I. ELECTION OF DIRECTOR: MUHTAR KENT |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1K. ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1L. ELECTION OF DIRECTOR: SAM NUNN |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1M. ELECTION OF DIRECTOR: JAMES QUINCEY |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 1N. ELECTION OF DIRECTOR: DAVID B. WEINBERG |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Issuer | N | Abstained | N/A | |
| The Coca-Cola Company | KO | 191216-100 | 4/26/2017 | 5. SHAREOWNER PROPOSAL REGARDING A HUMAN RIGHTS REVIEW |
Shareholder | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A1 ELECTION OF DIRECTOR: SÉBASTIEN M. BAZIN |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A6 ELECTION OF DIRECTOR: PETER B. HENRY |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A9 ELECTION OF DIRECTOR: ANDREA JUNG |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A10 ELECTION OF DIRECTOR: ROBERT W. LANE |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A15 ELECTION OF DIRECTOR: JAMES J. MULVA |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A16 ELECTION OF DIRECTOR: JAMES E. ROHR |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | A18 ELECTION OF DIRECTOR: JAMES S. TISCH |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 |
Issuer | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | C1 REPORT ON LOBBYING ACTIVITIES |
Shareholder | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT |
Shareholder | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS |
Shareholder | N | Abstained | N/A | |
| General Electric Company | GE | 369604-103 | 4/26/2017 | C4 REPORT ON CHARITABLE CONTRIBUTIONS |
Shareholder | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1B. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1C. ELECTION OF DIRECTOR: W. DON CORNWELL |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1D. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1E. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1F. ELECTION OF DIRECTOR: HELEN H. HOBBS |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1G. ELECTION OF DIRECTOR: JAMES M. KILTS |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1J. ELECTION OF DIRECTOR: IAN C. READ |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 1L. ELECTION OF DIRECTOR: JAMES C. SMITH |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 2. RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 5. SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES |
Shareholder | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 6. SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS |
Shareholder | N | Abstained | N/A | |
| Pfizer Inc. | PFE | 717081-103 | 4/27/2017 | 7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY |
Shareholder | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1B. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1C. ELECTION OF DIRECTOR: RICHARD W. FISHER |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1D. ELECTION OF DIRECTOR: SCOTT T. FORD |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1F. ELECTION OF DIRECTOR: WILLIAM E. KENNARD |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1G. ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1H. ELECTION OF DIRECTOR: BETH E. MOONEY |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1K. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1L. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 1M. ELECTION OF DIRECTOR: GEOFFREY Y. YANG |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 4. ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 5. PREPARE POLITICAL SPENDING REPORT. |
Shareholder | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 6. PREPARE LOBBYING REPORT. |
Shareholder | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 7. MODIFY PROXY ACCESS REQUIREMENTS. |
Shareholder | N | Abstained | N/A | |
| AT&T INC. | T | 00206R-102 | 4/28/2017 | 8. REDUCE VOTE REQUIRED FOR WRITTEN CONSENT |
Shareholder | N | Abstained | N/A | |
| REGAL ENTERTAINMENT GROUP | RGC | 758766-109 | 5/3/2017 | 1. DIRECTOR STEPHEN A. KAPLAN JACK TYRRELL |
Issuer | N | Abstained | N/A | |
| REGAL ENTERTAINMENT GROUP | RGC | 758766-109 | 5/3/2017 | TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Issuer | N | Abstained | N/A | |
| REGAL ENTERTAINMENT GROUP | RGC | 758766-109 | 5/3/2017 | 3. TO DETERMINE, ON AN ADVISORY, NON-BINDING BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| REGAL ENTERTAINMENT GROUP | RGC | 758766-109 | 5/3/2017 | 4. TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 1. TO RECEIVE AND ADOPT THE 2016 ANNUAL REPORT |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 2. TO APPROVE THE ANNUAL REPORT ON REMUNERATION |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 3. TO APPROVE THE REMUNERATION POLICY |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 4. TO ELECT EMMA WALMSLEY AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 5. TO ELECT DR VIVIENNE COX AS A DIRECTOR. |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 6. TO ELECT DR PATRICK VALLANCE AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 7. TO RE-ELECT PHILIP HAMPTON AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 8. TO RE-ELECT PROFESSOR SIR ROY ANDERSON AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 9. TO RE-ELECT VINDI BANGA AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 10. TO RE-ELECT SIMON DINGEMANS AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 11. TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 12. TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 13. TO RE-ELECT JUDY LEWENT AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 14. TO RE-ELECT URS ROHNER AS A DIRECTOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 15. TO RE-APPOINT AUDITORS |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 16. TO DETERMINE REMUNERATION OF AUDITORS |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 17. TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 18. TO AUTHORISE ALLOTMENT OF SHARES |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 19. TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER (SPECIAL RESOLUTION) |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 20. TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT (SPECIAL RESOLUTION) |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 21. TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES (SPECIAL RESOLUTION) |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 22. TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 23. TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM (SPECIAL RESOLUTION) |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 24. TO APPROVE THE GLAXOSMITHKLINE 2017 PERFORMANCE SHARE PLAN |
Issuer | N | Abstained | N/A | |
| GLAXOSMITHKLINE PLC | GSK | 37733W-105 | 5/4/2017 | 25. TO APPROVE THE GLAXOSMITHKLINE 2017 DEFERRED ANNUAL BONUS PLAN |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1C. ELECTION OF DIRECTOR: RICHARD L. CARRION |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1E. ELECTION OF DIRECTOR: M. FRANCES KEETH |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1I. ELECTION OF DIRECTOR: RODNEY E. SLATER |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1K. ELECTION OF DIRECTOR: GREGORY D. WASSON |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 1L. ELECTION OF DIRECTOR: GREGORY G. WEAVER |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 4. ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 5. APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN |
Issuer | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 6. HUMAN RIGHTS COMMITTEE |
Shareholder | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 7. REPORT ON GREENHOUSE GAS REDUCTION TARGETS |
Shareholder | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 8. SPECIAL SHAREOWNER MEETINGS |
Shareholder | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 9. EXECUTIVE COMPENSATION CLAWBACK POLICY |
Shareholder | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 10. STOCK RETENTION POLICY |
Shareholder | N | Abstained | N/A | |
| VERIZON COMMUNICATIONS INC. | VZ | 92343V-104 | 5/4/2017 | 11. LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES |
Shareholder | N | Abstained | N/A | |
| ABBVIE INC. | ABBV | 00287Y-109 | 5/5/2017 | 1. DIRECTOR ROBERT J. ALPERN EDWARD M. LIDDY MELODY B. MEYER FREDERICK H. WADDELL |
Issuer | N | Abstained | N/A | |
| ABBVIE INC. | ABBV | 00287Y-109 | 5/5/2017 | 2. RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Issuer | N | Abstained | N/A | |
| ABBVIE INC. | ABBV | 00287Y-109 | 5/5/2017 | 3. SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| ABBVIE INC. | ABBV | 00287Y-109 | 5/5/2017 | 4. APPROVAL OF A MANAGEMENT PROPOSAL REGARDING AMENDMENT OF THE CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS |
Issuer | N | Abstained | N/A | |
| ABBVIE INC. | ABBV | 00287Y-109 | 5/5/2017 | 5. STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON LOBBYING |
Shareholder | N | Abstained | N/A | |
| ABBVIE INC. | ABBV | 00287Y-109 | 5/5/2017 | 6. STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR AND CEO |
Shareholder | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1A. ELECTION OF DIRECTOR: M. S. BATEMAN |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1B. ELECTION OF DIRECTOR: P. J. CONDON |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1C. ELECTION OF DIRECTOR: L. P. DENAULT |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1D. ELECTION OF DIRECTOR: K. H. DONALD |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1E. ELECTION OF DIRECTOR: P. L. FREDERICKSON |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1F. ELECTION OF DIRECTOR: A. M. HERMAN |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1G. ELECTION OF DIRECTOR: D. C. HINTZ |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1H. ELECTION OF DIRECTOR: S. L. LEVENICK |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1I. ELECTION OF DIRECTOR: B. L. LINCOLN |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1J. ELECTION OF DIRECTOR: K. A. PUCKETT |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 1K. ELECTION OF DIRECTOR: W. J. TAUZIN |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 3. RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 4. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. |
Issuer | N | Abstained | N/A | |
| ENTERGY CORPORATION | ETR | 29364G-103 | 5/5/2017 | 5. SHAREHOLDER PROPOSAL REGARDING REPORT ON DISTRIBUTED RENEWABLE GENERATION RESOURCES. |
Shareholder | N | Abstained | N/A | |
| HAWAIIAN ELECTRIC INDUSTRIES, INC. | HE | 419870-100 | 5/5/2017 | 1. DIRECTOR PEGGY Y. FOWLER* KEITH P. RUSSELL* BARRY K. TANIGUCHI* RICHARD J. DAHL# |
Issuer | N | Abstained | N/A | |
| HAWAIIAN ELECTRIC INDUSTRIES, INC. | HE | 419870-100 | 5/5/2017 | 2. ADVISORY VOTE TO APPROVE HEI'S EXECUTIVE COMPENSATIO |
Issuer | N | Abstained | N/A | |
| HAWAIIAN ELECTRIC INDUSTRIES, INC. | HE | 419870-100 | 5/5/2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON HEI'S EXECUTIVE COMPENSATION |
Issuer | N | Abstained | N/A | |
| HAWAIIAN ELECTRIC INDUSTRIES, INC. | HE | 419870-100 | 5/5/2017 | 4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1A. ELECTION OF DIRECTOR: PETER BONEPARTH |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1B. ELECTION OF DIRECTOR: STEVEN A. BURD |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1C. ELECTION OF DIRECTOR: KEVIN MANSELL |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1D. ELECTION OF DIRECTOR: JONAS PRISING |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1E. ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1F. ELECTION OF DIRECTOR: ADRIANNE SHAPIRA |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1G. ELECTION OF DIRECTOR: FRANK V. SICA |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1H. ELECTION OF DIRECTOR: STEPHANIE A. STREETER |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1I. ELECTION OF DIRECTOR: NINA G. VACA |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 1J. ELECTION OF DIRECTOR: STEPHEN E. WATSON |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 3. ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 5. APPROVE THE KOHL'S CORPORATION 2017 LONG-TERM COMPENSATION PLAN. |
Issuer | N | Abstained | N/A | |
| KOHL'S CORPORATION | KSS | 500255-104 | 5/10/2017 | 6. SHAREHOLDER PROPOSAL: INDEPENDENT CHAIR. |
Shareholder | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1A. ELECTION OF DIRECTOR: MARY L. BAGLIVO |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1B. ELECTION OF DIRECTOR: SHEILA C. BAIR |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1C. ELECTION OF DIRECTOR: SANDEEP L. MATHRANI |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1D. ELECTION OF DIRECTOR: ANN M. KOROLOGOS |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1E. ELECTION OF DIRECTOR: RICHARD E. MARRIOTT |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1F. ELECTION OF DIRECTOR: JOHN B. MORSE, JR. |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1G. ELECTION OF DIRECTOR: WALTER C. RAKOWICH |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1H. ELECTION OF DIRECTOR: JAMES F. RISOLEO |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 1I. ELECTION OF DIRECTOR: GORDON H. SMITH |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 2. RATIFY APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| HOST HOTELS & RESORTS, INC. | HST | 44107P-104 | 5/11/2017 | 4. ADVISORY RESOLUTION ON THE FREQUENCY OF VOTES ON EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1A. ELECTION OF DIRECTOR: ANDREW H. CARD JR. |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1B. ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1C. ELECTION OF DIRECTOR: DAVID B. DILLON |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1D. ELECTION OF DIRECTOR: LANCE M. FRITZ |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1E. ELECTION OF DIRECTOR: DEBORAH C. HOPKINS |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1F. ELECTION OF DIRECTOR: JANE H. LUTE |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1H. ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1I. ELECTION OF DIRECTOR: THOMAS F. MCLARTY III |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 1K. ELECTION OF DIRECTOR: JOSE H. VILLARREAL |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 3. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY ON PAY"). |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). |
Issuer | N | Abstained | N/A | |
| Union Pacific Corporation | UNP | 907818-108 | 5/11/2017 | 5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1A. ELECTION OF DIRECTOR: RODNEY C. ADKINS |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1B. ELECTION OF DIRECTOR: JOHN W. CONWAY |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1C. ELECTION OF DIRECTOR: STEVEN G. ELLIOTT |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1D. ELECTION OF DIRECTOR: RAJA RAJAMANNAR |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1E. ELECTION OF DIRECTOR: CRAIG A. ROGERSON |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1F. ELECTION OF DIRECTOR: WILLIAM H. SPENCE |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1G. ELECTION OF DIRECTOR: NATICA VON ALTHANN |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1H. ELECTION OF DIRECTOR: KEITH H. WILLIAMSON |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 1I. ELECTION OF DIRECTOR: ARMANDO ZAGALO DE LIMA |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 2. ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 4. APPROVE AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 5. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Issuer | N | Abstained | N/A | |
| PPL CORPORATION | PPL | 69351T-106 | 5/17/2017 | 6. SHAREOWNER PROPOSAL - PUBLISH ASSESSMENT OF IMPACT ON COMPANY'S PORTFOLIO, OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES SEEKING TO LIMIT GLOBAL WARMING |
Shareholder | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1B. ELECTION OF DIRECTOR: JAY A. BROWN |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1C. ELECTION OF DIRECTOR: CINDY CHRISTY |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1D. ELECTION OF DIRECTOR: ARI Q. FITZGERALD |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1E. ELECTION OF DIRECTOR: ROBERT E. GARRISON II |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1F. ELECTION OF DIRECTOR: LEE W. HOGAN |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1G. ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR. |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1H. ELECTION OF DIRECTOR: J. LANDIS MARTIN |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1I. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1J. ELECTION OF DIRECTOR: ANTHONY J. MELONE |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 1K. ELECTION OF DIRECTOR: W. BENJAMIN MORELAND |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 2. THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2017. |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 3. THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Issuer | N | Abstained | N/A | |
| CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V-101 | 5/18/2017 | 4. A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED. |
Shareholder | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1A. ELECTION OF DIRECTOR: MELODY C. BARNES |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1B. ELECTION OF DIRECTOR: DEBRA A. CAFARO |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1C. ELECTION OF DIRECTOR: JAY M. GELLERT |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1D. ELECTION OF DIRECTOR: RICHARD I. GILCHRIST |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1E. ELECTION OF DIRECTOR: MATTHEW J. LUSTIG |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1F. ELECTION OF DIRECTOR: ROXANNE M. MARTINO |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1G. ELECTION OF DIRECTOR: WALTER C. RAKOWICH |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1H. ELECTION OF DIRECTOR: ROBERT D. REED |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1I. ELECTION OF DIRECTOR: GLENN J. RUFRANO |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 1J. ELECTION OF DIRECTOR: JAMES D. SHELTON |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 2. RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| VENTAS, INC. | VTR | 92276F-100 | 5/18/2017 | 4. ADVISORY VOTE AS TO THE FREQUENCY OF ADVISORY VOTES TO APPROVE OUR EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| ANNALY CAPITAL MANAGEMENT, INC. | NLY | 35710-409 | 5/25/2017 | 1A. ELECTION OF DIRECTOR: FRANCINE J. BOVICH |
Issuer | N | Abstained | N/A | |
| ANNALY CAPITAL MANAGEMENT, INC. | NLY | 35710-409 | 5/25/2017 | 1B. ELECTION OF DIRECTOR: JONATHAN D. GREEN |
Issuer | N | Abstained | N/A | |
| ANNALY CAPITAL MANAGEMENT, INC. | NLY | 35710-409 | 5/25/2017 | 1C. ELECTION OF DIRECTOR: JOHN H. SCHAEFER |
Issuer | N | Abstained | N/A | |
| ANNALY CAPITAL MANAGEMENT, INC. | NLY | 35710-409 | 5/25/2017 | 2. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| ANNALY CAPITAL MANAGEMENT, INC. | NLY | 35710-409 | 5/25/2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| ANNALY CAPITAL MANAGEMENT, INC. | NLY | 35710-409 | 5/25/2017 | 4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Issuer | N | Abstained | N/A | |
| EPR PROPERTIES | EPR | 26884U-109 | 5/31/2017 | 1. DIRECTOR ROBERT J. DRUTEN GREGORY K. SILVERS ROBIN P. STERNECK |
Issuer | N | Abstained | N/A | |
| EPR PROPERTIES | EPR | 26884U-109 | 5/31/2017 | 2. TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THESE PROXY MATERIALS. |
Issuer | N | Abstained | N/A | |
| EPR PROPERTIES | EPR | 26884U-109 | 5/31/2017 | 3. TO APPROVE, ON A NON-BINDING BASIS, HOLDING A SHAREHOLDER ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS EVERY ONE, TWO OR THREE YEARS,AS INDICATED. |
Issuer | N | Abstained | N/A | |
| EPR PROPERTIES | EPR | 26884U-109 | 5/31/2017 | 4. TO APPROVE THE PERFORMANCE GOALS UNDER THE COMPANY'S ANNUAL PERFORMANCE-BASED INCENTIVE PLAN FOR COMPLIANCE WITH INTERNAL REVENUE CODE SECTION 162(M). |
Issuer | N | Abstained | N/A | |
| EPR PROPERTIES | EPR | 26884U-109 | 5/31/2017 | 5. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Issuer | N | Abstained | N/A | |
| STIT TREASURY PORTFOLIO INSTITUTIONAL | TRPXX | 825252-406 | 6/6/2017 | 1. DIRECTOR DAVID C. ARCH JAMES T. BUNCH BRUCE L. CROCKETT JACK M. FIELDS MARTIN L. FLANAGAN CYNTHIA HOSTETLER DR. ELI JONES DR. PREMA MATHAI-DAVIS TERESA M. RESSEL DR. LARRY SOLL ANN BARNETT STERN RAYMOND STICKEL, JR. PHILIP A. TAYLOR ROBERT C. TROCCOLI CHRISTOPHER L. WILSON |
Issuer | N | Abstained | N/A | |
| STIT TREASURY PORTFOLIO INSTITUTIONAL | TRPXX | 825252-406 | 6/6/2017 | 2. TO APPROVE AN AMENDMENT TO EACH TRUST'S AGREEMENT AND DECLARATION OF TRUST THAT WOULD PERMIT FUND MERGERS AND OTHER SIGNIFICANT TRANSACTIONS UPON THE BOARD'S APPROVAL BUT WITHOUT SHAREHOLDER APPROVAL OF SUCH TRANSACTIONS. |
Issuer | N | Abstained | N/A | |
| STIT TREASURY PORTFOLIO INSTITUTIONAL | TRPXX | 825252-406 | 6/6/2017 | 3. TO APPROVE CHANGING THE FUNDAMENTAL INVESTMENT RESTRICTION REGARDING THE PURCHASE OR SALE OF PHYSICAL COMMODITIES. |
Issuer | N | Abstained | N/A | |
| STIT TREASURY PORTFOLIO INSTITUTIONAL | TRPXX | 825252-406 | 6/6/2017 | 4A. TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO POWERSHARES CAPITAL MANAGEMENT LLC. |
Issuer | N | Abstained | N/A | |
| STIT TREASURY PORTFOLIO INSTITUTIONAL | TRPXX | 825252-406 | 6/6/2017 | 4B. TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO ASSET MANAGEMENT (INDIA) PRIVATE LIMITED. |
Issuer | N | Abstained | N/A | |
| LAS VEGAS SANDS CORP. | LVS | 517834-107 | 6/8/2017 | 1. DIRECTOR CHARLES D. FORMAN STEVEN L. GERARD GEORGE JAMIESON LEWIS KRAMER |
Issuer | N | Abstained | N/A | |
| LAS VEGAS SANDS CORP. | LVS | 517834-107 | 6/8/2017 | 2. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 |
Issuer | N | Abstained | N/A | |
| LAS VEGAS SANDS CORP. | LVS | 517834-107 | 6/8/2017 | 3. AN ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS |
Issuer | N | Abstained | N/A | |
| LAS VEGAS SANDS CORP. | LVS | 517834-107 | 6/8/2017 | 4. AN ADVISORY (NON-BINDING) VOTE ON HOW FREQUENTLY STOCKHOLDERS SHOULD VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS |
Issuer | N | Abstained | N/A | |
| ISHARES INTERNATIONAL DIVIDEND ETF | IDV | 464288-448 | 6/19/2017 | 1. DIRECTOR JANE D. CARLIN RICHARD L. FAGNANI DREW E. LAWTON MADHAV V. RAJAN MARK WIEDMAN |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1A. ELECTION OF DIRECTOR: NORA A. AUFREITER |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1B. ELECTION OF DIRECTOR: ROBERT D. BEYER |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1C. ELECTION OF DIRECTOR: ANNE GATES |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1D. ELECTION OF DIRECTOR: SUSAN J. KROPF |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1E. ELECTION OF DIRECTOR: W. RODNEY MCMULLEN |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1F. ELECTION OF DIRECTOR: JORGE P. MONTOYA |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1G. ELECTION OF DIRECTOR: CLYDE R. MOORE |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1H. ELECTION OF DIRECTOR: JAMES A. RUNDE |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1I. ELECTION OF DIRECTOR: RONALD L. SARGENT |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1J. ELECTION OF DIRECTOR: BOBBY S. SHACKOULS |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 1K. ELECTION OF DIRECTOR: MARK S. SUTTON |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 3. ADVISORY VOTE TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP, AS AUDITORS. |
Issuer | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 5. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF USING UNRECYCLABLE PACKAGING FOR PRIVATE LABEL BRANDS. |
Shareholder | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 6. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT ASSESSING THE CLIMATE BENEFITS AND FEASIBILITY OF ADOPTING ENTERPRISE-WIDE, QUANTITATIVE, TIME BOUND TARGETS FOR INCREASING RENEWABLE ENERGY SOURCING. |
Shareholder | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 7. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ISSUE A REPORT PROVIDING QUANTITATIVE METRICS ON SUPPLY CHAIN IMPACTS ON DEFORESTATION, INCLUDING PROGRESS ON TIME BOUND GOALS FOR REDUCING SUCH IMPACTS. |
Shareholder | N | Abstained | N/A | |
| THE KROGER CO. | KR | 501044-101 | 6/22/2017 | 8. A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, TO ADOPT A POLICY AND AMEND THE BYLAWS AS NECESSARY TO REQUIRE THE CHAIR OF THE BOARD TO BE INDEPENDENT. |
Shareholder | N | Abstained | N/A | |
| RIO TINTO PLC | RIO | 767204-100 | 6/27/2017 | 1. TO AUTHORISE THE SALE OF COAL & ALLIED INDUSTRIES LIMITED TO YANCOAL AUSTRALIA LIMITED. THIS IS A RELATED PARTY TRANSACTION AS DESCRIBED IN THE CIRCULAR DATED 19 MAY 2017 PROVIDED TO SHAREHOLDERS. |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 1A. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 ANNUAL MEETING: DR. SOL J. BARER |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 1B. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 ANNUAL MEETING: MR. JEAN-MICHEL HALFON |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 1C. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 ANNUAL MEETING: MR. MURRAY A. GOLDBERG |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 1D. ELECTION OF DIRECTOR TO SERVE UNTIL 2020 ANNUAL MEETING: MR. NECHEMIA (CHEMI) J. PERES |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 1E. ELECTION OF DIRECTOR TO SERVE UNTIL 2019 ANNUAL MEETING: MR. ROBERTO MIGNONE |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 1F. ELECTION OF DIRECTOR TO SERVE UNTIL 2019 ANNUAL MEETING: DR. PERRY D. NISEN |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 2. TO APPROVE THE COMPENSATION OF DR. SOL J. BARER AS CHAIRMAN OF THE BOARD OF DIRECTORS. |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 3. TO APPROVE THE TERMS OF OFFICE AND EMPLOYMENT OF DR. YITZHAK PETERBURG AS INTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER. |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 4. TO APPROVE A MEMBERSHIP FEE FOR DIRECTORS SERVING ON SPECIAL OR AD-HOC COMMITTEES. |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 5. TO APPROVE AN AMENDMENT TO THE 2015 LONG-TERM EQUITY-BASED INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE THEREUNDER. |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 6. TO APPROVE TEVA'S 2017 EXECUTIVE INCENTIVE COMPENSATION PLAN. |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 7. TO REDUCE TEVA'S REGISTERED SHARE CAPITAL TO NIS 249,434,338, ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). |
Issuer | N | Abstained | N/A | |
| TEVA PHARMACEUTICAL INDUSTRIES LIMITED | TEVA | 881624-209 | 7/13/2017 | 8. TO APPOINT KESSELMAN & KESSELMAN, A MEMBER OF PRICEWATERHOUSECOOPERS INTERNATIONAL LTD., AS TEVA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM UNTIL THE 2018 ANNUAL MEETING OF SHAREHOLDERS. |
Issuer | N | Abstained | N/A | |
| AGRIUM | AGU | 008916-108 | 11/3/2016 | 01 THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE ACCOMPANYING JOINT INFORMATION CIRCULAR DATED OCTOBER 3, 2016 (THE "INFORMATION CIRCULAR"), APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING, AMONG OTHERS, AGRIUM INC.("AGRIUM"), SHAREHOLDERS OF AGRIUM, POTASH CORPORATION OF SASKATCHEWAN INC. ("POTASHCORP"), SHAREHOLDERS OF POTASHCORP AND A NEWLY−INCORPORATED PARENT ENTITY FORMED TO MANAGE AND HOLD THE COMBINED BUSINESSES OF AGRIUM AND POTASHCORP, ALL AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1A. ELECTION OF DIRECTOR: MARTIN I. COLE |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1B. ELECTION OF DIRECTOR: KATHLEEN A. COTE |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1C. ELECTION OF DIRECTOR: HENRY T. DENERO |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1D. ELECTION OF DIRECTOR: MICHAEL D. LAMBERT |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1E. ELECTION OF DIRECTOR: LEN J. LAUER |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1F. ELECTION OF DIRECTOR: MATTHEW E. MASSENGILL |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1G. ELECTION OF DIRECTOR: SANJAY MEHROTRA |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1H. ELECTION OF DIRECTOR: STEPHEN D. MILLIGAN |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 1I. ELECTION OF DIRECTOR: PAULA A. PRICE |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 2. TO APPROVE ON AN ADVISORY BASIS THE NAMED EXECUTIVE OFFICER COMPENSATION DISCLOSED IN THE PROXY STATEMENT. |
Issuer | N | Abstained | N/A | |
| WESTERN DIGITAL CORPORATION | WDC | 958102-105 | 11/4/2016 | 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2017. |
Issuer | N | Abstained | N/A | |
| EMERSON ELECTRIC CO. | EMR | 291011-104 | 2/7/2017 | 1. DIRECTOR D.N. FARR W.R. JOHNSON M.S. LEVATICH J.W. PRUEHER |
Issuer | N | Abstained | N/A | |
| EMERSON ELECTRIC CO. | EMR | 291011-104 | 2/7/2017 | 2. APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. |
Issuer | N | Abstained | N/A | |
| EMERSON ELECTRIC CO. | EMR | 291011-104 | 2/7/2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. |
Issuer | N | Abstained | N/A | |
| EMERSON ELECTRIC CO. | EMR | 291011-104 | 2/7/2017 | 4. RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Issuer | N | Abstained | N/A | |
| EMERSON ELECTRIC CO. | EMR | 291011-104 | 2/7/2017 | 5. APPROVAL OF THE STOCKHOLDER PROPOSAL TO ADOPT AN INDEPENDENT BOARD CHAIR POLICY AS DESCRIBED IN THE PROXY STATEMENT. |
Shareholder | N | Abstained | N/A | |
| EMERSON ELECTRIC CO. | EMR | 291011-104 | 2/7/2017 | 6. APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. |
Shareholder | N | Abstained | N/A | |
| EMERSON ELECTRIC CO. | EMR | 291011-104 | 2/7/2017 | 7. APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. |
Shareholder | N | Abstained | N/A | |
|
EMERSON ELECTRIC CO. | EMR | 291011-104 | 2/7/2017 | 8. APPROVAL OF THE STOCKHOLDER PROPOSAL ON GREENHOUSE GAS EMISSIONS AS DESCRIBED IN THE PROXY STATEMENT. |
Shareholder | N | Abstained | N/A |
| Registrant: Dunham Funds - Focused Large Cap Growth Fund Item 1 | ||||||||
| Investment Company Act file number: 811-22153 | ||||||||
| Reporting Period: July 1, 2016 through June 30, 2107 | ||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| LINKEDIN CORPORATION | LNKD | 53578A108 | 19-Aug-2016 | 1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 11, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG LINKEDIN CORPORATION, MICROSOFT CORPORATION AND LIBERTY MERGER SUB INC. (THE "MERGER AGREEMENT"). | Management | Y | For | For |
| LINKEDIN CORPORATION | LNKD | 53578A108 | 19-Aug-2016 | 2. TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | Y | For | For |
| LINKEDIN CORPORATION | LNKD | 53578A108 | 19-Aug-2016 | 3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY LINKEDIN CORPORATION TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | Y | Against | Against |
| NIKE, INC. | NKE | 654106103 | 22-Sep-2016 | 1. ELECTION OF DIRECTORS | Management | Y | FOR | For |
| NIKE, INC. | NKE | 654106104 | 22-Sep-2017 | ALAN B. GRAF, JR. | Management | Y | FOR | For |
| NIKE, INC. | NKE | 654106105 | 22-Sep-2018 | MICHELLE A. PELUSO | Management | Y | FOR | For |
| NIKE, INC. | NKE | 654106106 | 22-Sep-2019 | PHYLLIS M. WISE | Management | Y | FOR | For |
| NIKE, INC. | NKE | 654106103 | 22-Sep-2016 | 2. TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. | Management | Y | Against | Against |
| NIKE, INC. | NKE | 654106103 | 22-Sep-2016 | 3. TO APPROVE AN AMENDMENT TO THE NIKE, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | Y | For | For |
| NIKE, INC. | NKE | 654106103 | 22-Sep-2016 | 4. TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Y | Against | For |
| NIKE, INC. | NKE | 654106103 | 22-Sep-2016 | 5. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Y | For | For |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 08-Dec-2016 | 1A. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN | Management | Y | For | For |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 08-Dec-2016 | 1B. ELECTION OF DIRECTOR: ASHEEM CHANDNA | Management | Y | For | For |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 08-Dec-2016 | 1C. ELECTION OF DIRECTOR: JAMES J. GOETZ | Management | Y | For | For |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 08-Dec-2016 | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS PALO ALTO NETWORKS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING JULY 31, 2017. | Management | Y | For | For |
| PALO ALTO NETWORKS, INC. | PANW | 697435105 | 08-Dec-2016 | 3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF PALO ALTO NETWORKS, INC.'S NAMED EXECUTIVE OFFICERS. | Management | Y | Against | Against |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1B. ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1D. ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1F. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1G. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1H. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Y | 1 Year | For |
| VISA INC. | V | 92826C839 | 31-Jan-2017 | 4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 01-Mar-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641101 | 01-Mar-2017 | WILLIAM DRIES | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641102 | 01-Mar-2017 | MERVIN DUNN | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641103 | 01-Mar-2017 | MICHAEL GRAFF | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641104 | 01-Mar-2017 | SEAN HENNESSY | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641105 | 01-Mar-2017 | W. NICHOLAS HOWLEY | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641106 | 01-Mar-2017 | RAYMOND LAUBENTHAL | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641107 | 01-Mar-2017 | DOUGLAS PEACOCK | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641108 | 01-Mar-2017 | ROBERT SMALL | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641109 | 01-Mar-2017 | JOHN STAER | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 01-Mar-2017 | 2. TO APPROVE (IN AN ADVISORY VOTE) COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Y | For | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 01-Mar-2017 | 3. TO DETERMINE HOW OFTEN TO CONDUCT THE ADVISORY VOTE REGARDING COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | Y | 1 Year | For |
| TRANSDIGM GROUP INCORPORATED | TDG | 893641100 | 01-Mar-2017 | 4. TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017 | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1B. ELECTION OF DIRECTOR: JOHN S. CHEN | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1C. ELECTION OF DIRECTOR: JACK DORSEY | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1D. ELECTION OF DIRECTOR: ROBERT A. IGER | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1E. ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1I. ELECTION OF DIRECTOR: MARK G. PARKER | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 1K. ELECTION OF DIRECTOR: ORIN C. SMITH | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | Y | For | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 3. TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Y | Against | Against |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 4. TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Management | Y | 1 Year | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 5. TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. | Shareholder | Y | Against | For |
| THE WALT DISNEY COMPANY | DIS | 254687106 | 08-Mar-2017 | 6. TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. | Shareholder | Y | Against | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1C. ELECTION OF DIRECTOR: ROSALIND BREWER | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1D. ELECTION OF DIRECTOR: MARY N. DILLON | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1E. ELECTION OF DIRECTOR: ROBERT M. GATES | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1F. ELECTION OF DIRECTOR: MELLODY HOBSON | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1G. ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1H. ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1I. ELECTION OF DIRECTOR: SATYA NADELLA | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1J. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1K. ELECTION OF DIRECTOR: CLARA SHIH | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1L. ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1M. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 1N. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 2. ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Y | 1 Year | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 4. RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | Y | For | For |
| STARBUCKS CORPORATION | SBUX | 855244109 | 22-Mar-2017 | 5. AMEND PROXY ACCESS BYLAW. | Shareholder | Y | Against | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1A. ELECTION OF DIRECTOR: AMY BANSE | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1B. ELECTION OF DIRECTOR: EDWARD BARNHOLT | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1C. ELECTION OF DIRECTOR: ROBERT BURGESS | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1D. ELECTION OF DIRECTOR: FRANK CALDERONI | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1E. ELECTION OF DIRECTOR: JAMES DALEY | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1F. ELECTION OF DIRECTOR: LAURA DESMOND | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1G. ELECTION OF DIRECTOR: CHARLES GESCHKE | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1I. ELECTION OF DIRECTOR: DANIEL ROSENSWEIG | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 1J. ELECTION OF DIRECTOR: JOHN WARNOCK | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 2. APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 4. APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | Y | For | For |
| ADOBE SYSTEMS INCORPORATED | ADBE | 00724F101 | 12-Apr-2017 | 5. APPROVAL ON AN ADVISORY BASIS OF THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Y | 1 Year | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A201 | 25-Apr-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A202 | 25-Apr-2017 | DAVID A. BRANDON | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A203 | 25-Apr-2017 | C. ANDREW BALLARD | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A204 | 25-Apr-2017 | ANDREW B. BALSON | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A205 | 25-Apr-2017 | DIANA F. CANTOR | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A206 | 25-Apr-2017 | J. PATRICK DOYLE | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A207 | 25-Apr-2017 | RICHARD L. FREDERICO | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A208 | 25-Apr-2017 | JAMES A. GOLDMAN | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A207 | 25-Apr-2017 | GREGORY A. TROJAN | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A201 | 25-Apr-2017 | 2. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY FOR THE 2017 FISCAL YEAR. | Management | Y | For | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A201 | 25-Apr-2017 | 3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Management | Y | Against | Against |
| DOMINO'S PIZZA, INC. | DPZ | 25754A201 | 25-Apr-2017 | 4. ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Management | Y | 1 Year | For |
| DOMINO'S PIZZA, INC. | DPZ | 25754A201 | 25-Apr-2017 | 5. SHAREHOLDER PROPOSAL REGARDING DEFORESTATION. | Shareholder | Y | Against | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1A. ELECTION OF DIRECTOR: DAVID O'REILLY | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1B. ELECTION OF DIRECTOR: CHARLES H. O'REILLY, JR. | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1C. ELECTION OF DIRECTOR: LARRY O'REILLY | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1D. ELECTION OF DIRECTOR: ROSALIE O'REILLY WOOTEN | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1E. ELECTION OF DIRECTOR: JAY D. BURCHFIELD | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1F. ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1G. ELECTION OF DIRECTOR: PAUL R. LEDERER | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1H. ELECTION OF DIRECTOR: JOHN R. MURPHY | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 1I. ELECTION OF DIRECTOR: RONALD RASHKOW | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY VOTES. | Management | Y | 1 Year | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 4. APPROVAL OF THE 2017 INCENTIVE AWARD PLAN. | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 5. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| O'REILLY AUTOMOTIVE, INC. | ORLY | 67103H107 | 09-May-2017 | 6. SHAREHOLDER PROPOSAL ENTITLED "SPECIAL SHAREOWNER MEETINGS." | Shareholder | Y | For | Against |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 09-May-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278102 | 09-May-2017 | SELIM A. BASSOUL | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278103 | 09-May-2017 | SARAH PALISI CHAPIN | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278104 | 09-May-2017 | ROBERT B. LAMB | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278105 | 09-May-2017 | CATHY L. MCCARTHY | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278106 | 09-May-2017 | JOHN R. MILLER III | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278107 | 09-May-2017 | GORDON O'BRIEN | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278108 | 09-May-2017 | NASSEM ZIYAD | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 09-May-2017 | 2. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE CURRENT FISCAL YEAR ENDING DECEMBER 30, 2017. | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 09-May-2017 | 3. APPROVAL, BY AN ADVISORY VOTE, OF THE 2016 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION ("SEC"). | Management | Y | Against | Against |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 09-May-2017 | 4. SELECTION, BY AN ADVISORY VOTE, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Y | 1 Year | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 09-May-2017 | 5. APPROVAL OF AN AMENDMENT TO AUTHORIZE ADDITIONAL SHARES UNDER THE COMPANY'S 2011 LONG-TERM INCENTIVE PLAN. | Management | Y | For | For |
| THE MIDDLEBY CORPORATION | MIDD | 596278101 | 09-May-2017 | 6. STOCKHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING. | Shareholder | Y | For | Against |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1A. ELECTION OF DIRECTOR: FELIX J. BAKER | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1B. ELECTION OF DIRECTOR: DAVID R. BRENNAN | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1C. ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1D. ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1E. ELECTION OF DIRECTOR: LUDWIG N. HANTSON | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1F. ELECTION OF DIRECTOR: JOHN T. MOLLEN | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1G. ELECTION OF DIRECTOR: R. DOUGLAS NORBY | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1H. ELECTION OF DIRECTOR: ALVIN S. PARVEN | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1I. ELECTION OF DIRECTOR: ANDREAS RUMMELT | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 1J. ELECTION OF DIRECTOR: ANN M. VENEMAN | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 2. TO APPROVE ALEXION'S 2017 INCENTIVE PLAN. | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 3. RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 4. APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE 2016 COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE OFFICERS. | Management | Y | For | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 5. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Y | 1 Year | For |
| ALEXION PHARMACEUTICALS, INC. | ALXN | 015351109 | 10-May-2017 | 6. TO REQUEST THE BOARD IMPLEMENT CONFIDENTIAL SHAREHOLDER VOTING ON EXECUTIVE PAY MATTERS. | Shareholder | Y | Against | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 1A. ELECTION OF DIRECTOR: MICHAEL A. MUSSALLEM | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 1B. ELECTION OF DIRECTOR: KIERAN T. GALLAHUE | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 1C. ELECTION OF DIRECTOR: LESLIE S. HEISZ | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 1D. ELECTION OF DIRECTOR: WILLIAM J. LINK, PH.D. | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 1E. ELECTION OF DIRECTOR: STEVEN R. LORANGER | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 1F. ELECTION OF DIRECTOR: MARTHA H. MARSH | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 1G. ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 1H. ELECTION OF DIRECTOR: NICHOLAS J. VALERIANI | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS | Management | Y | 1 Year | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 3. ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 4. AMENDMENT AND RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 5. AMENDMENT AND RESTATEMENT OF THE U.S. EMPLOYEE STOCK PURCHASE PLAN | Management | Y | For | For |
| EDWARDS LIFESCIENCES CORPORATION | EW | 28176E108 | 11-May-2017 | 6. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | Y | For | For |
| THE ULTIMATE SOFTWARE GROUP, INC. | ULTI | 90385D107 | 15-May-2017 | 1A. ELECTION OF DIRECTOR: JONATHAN D. MARINER | Management | Y | For | For |
| THE ULTIMATE SOFTWARE GROUP, INC. | ULTI | 90385D107 | 15-May-2017 | 1B. ELECTION OF DIRECTOR: JASON DORSEY | Management | Y | For | For |
| THE ULTIMATE SOFTWARE GROUP, INC. | ULTI | 90385D107 | 15-May-2017 | 2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS ULTIMATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| THE ULTIMATE SOFTWARE GROUP, INC. | ULTI | 90385D107 | 15-May-2017 | 3. TO APPROVE BY NON-BINDING ADVISORY VOTE COMPENSATION PAID TO ULTIMATE'S NAMED EXECUTIVE OFFICERS. | Management | Y | Against | Against |
| THE ULTIMATE SOFTWARE GROUP, INC. | ULTI | 90385D107 | 15-May-2017 | 4. TO RECOMMEND, BY NON-ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO ULTIMATE'S NAMED EXECUTIVE OFFICERS. | Management | Y | 1 Year | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 1A. ELECTION OF DIRECTOR: WILLIAM S. HARAF | Management | Y | For | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 1B. ELECTION OF DIRECTOR: FRANK C. HERRINGER | Management | Y | For | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 1C. ELECTION OF DIRECTOR: STEPHEN T. MCLIN | Management | Y | For | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 1D. ELECTION OF DIRECTOR: ROGER O. WALTHER | Management | Y | For | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 1E. ELECTION OF DIRECTOR: ROBERT N. WILSON | Management | Y | For | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 2. RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS | Management | Y | For | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 3. FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | Y | 1 Year | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 4. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Y | For | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 5. STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE OF LOBBYING POLICY, PROCEDURES AND OVERSIGHT; LOBBYING EXPENDITURES; AND PARTICIPATION IN ORGANIZATIONS ENGAGED IN LOBBYING | Shareholder | Y | Against | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 6. STOCKHOLDER PROPOSAL REQUESTING ANNUAL DISCLOSURE OF EEO-1 DATA | Shareholder | Y | Against | For |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 7. STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A PROXY ACCESS BYLAW FOR DIRECTOR NOMINATIONS BY STOCKHOLDERS | Shareholder | Y | For | Against |
| THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 16-May-2017 | 8. STOCKHOLDER PROPOSAL REQUESTING MAJORITY VOTE TABULATION FOR ALL NON-BINDING MATTERS PRESENTED BY STOCKHOLDERS | Shareholder | Y | Against | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1A. ELECTION OF DIRECTOR: JOSEPH M. HOGAN | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1B. ELECTION OF DIRECTOR: JOSEPH LACOB | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1C. ELECTION OF DIRECTOR: C. RAYMOND LARKIN, JR. | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1D. ELECTION OF DIRECTOR: GEORGE J. MORROW | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1E. ELECTION OF DIRECTOR: THOMAS M. PRESCOTT | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1F. ELECTION OF DIRECTOR: ANDREA L. SAIA | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1G. ELECTION OF DIRECTOR: GREG J. SANTORA | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1H. ELECTION OF DIRECTOR: SUSAN E. SIEGEL | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 1I. ELECTION OF DIRECTOR: WARREN S. THALER | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 2. PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Y | For | For |
| ALIGN TECHNOLOGY, INC. | ALGN | 016255101 | 17-May-2017 | 4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Y | 1 Year | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1A. ELECTION OF DIRECTOR: GERARD J. ARPEY | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1B. ELECTION OF DIRECTOR: ARI BOUSBIB | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1C. ELECTION OF DIRECTOR: JEFFERY H. BOYD | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1E. ELECTION OF DIRECTOR: J. FRANK BROWN | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1F. ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1G. ELECTION OF DIRECTOR: ARMANDO CODINA | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1H. ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1I. ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1J. ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1K. ELECTION OF DIRECTOR: KAREN L. KATEN | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1L. ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 1M. ELECTION OF DIRECTOR: MARK VADON | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP. | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | Y | For | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY-ON-PAY VOTES. | Management | Y | 1 Year | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 5. SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT. | Shareholder | Y | Against | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 6. SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON POLITICAL CONTRIBUTIONS. | Shareholder | Y | Against | For |
| THE HOME DEPOT, INC. | HD | 437076102 | 18-May-2017 | 7. SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 15% OF OUTSTANDING SHARES. | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1B. ELECTION OF DIRECTOR: TOM A. ALBERG | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1E. ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1G. ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1H. ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1I. ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | Y | 1 Year | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 5. APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | Y | Against | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 7. SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN EXECUTIVE COMPENSATION PERFORMANCE MEASURE | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 23-May-2017 | 8. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS | Shareholder | Y | Against | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1A. ELECTION OF DIRECTOR: WENCES CASARES | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1B. ELECTION OF DIRECTOR: JONATHAN CHRISTODORO | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1C. ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1D. ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1E. ELECTION OF DIRECTOR: BELINDA JOHNSON | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1F. ELECTION OF DIRECTOR: GAIL J. MCGOVERN | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1G. ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1H. ELECTION OF DIRECTOR: DANIEL H. SCHULMAN | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 1I. ELECTION OF DIRECTOR: FRANK D. YEARY | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 3. APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF STOCKHOLDERS WHO MAY, FOR PROXY ACCESS PURPOSES, AGGREGATE THEIR HOLDINGS FROM 15 TO 20. | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 4. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2017. | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 5. STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER WRITTEN CONSENT WITHOUT A MEETING. | Shareholder | Y | For | Against |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 6. STOCKHOLDER PROPOSAL REGARDING A SUSTAINABILITY REPORT. | Shareholder | Y | For | Against |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 24-May-2017 | 7. STOCKHOLDER PROPOSAL REGARDING A "NET-ZERO" GREENHOUSE GAS EMISSIONS REPORT. | Shareholder | Y | Against | For |
| INCYTE CORPORATION | INCY | 45337C102 | 26-May-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C103 | 26-May-2017 | JULIAN C. BAKER | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C104 | 26-May-2017 | JEAN-JACQUES BIENAIME | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C105 | 26-May-2017 | PAUL A. BROOKE | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C106 | 26-May-2017 | PAUL J. CLANCY | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C107 | 26-May-2017 | WENDY L. DIXON | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C108 | 26-May-2017 | PAUL A. FRIEDMAN | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C109 | 26-May-2017 | HERVE HOPPENOT | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C102 | 26-May-2017 | 2. TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Y | For | For |
| INCYTE CORPORATION | INCY | 45337C102 | 26-May-2017 | 3. TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE NON-BINDING ADVISORY STOCKHOLDER VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Y | 1 Year | For |
| INCYTE CORPORATION | INCY | 45337C102 | 26-May-2017 | 4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | Y | For | For |
| ILLUMINA, INC. | ILMN | 452327109 | 30-May-2017 | 1A. ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | Y | For | For |
| ILLUMINA, INC. | ILMN | 452327109 | 30-May-2017 | 1B. ELECTION OF DIRECTOR: ROBERT S. EPSTEIN, M.D. | Management | Y | For | For |
| ILLUMINA, INC. | ILMN | 452327109 | 30-May-2017 | 1C. ELECTION OF DIRECTOR: PHILIP W. SCHILLER | Management | Y | For | For |
| ILLUMINA, INC. | ILMN | 452327109 | 30-May-2017 | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| ILLUMINA, INC. | ILMN | 452327109 | 30-May-2017 | 3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Y | For | For |
| ILLUMINA, INC. | ILMN | 452327109 | 30-May-2017 | 4. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | Y | 1 Year | For |
| ILLUMINA, INC. | ILMN | 452327109 | 30-May-2017 | 5. TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO REMOVE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311107 | 31-May-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311108 | 31-May-2017 | KEVIN A. PLANK | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311109 | 31-May-2017 | GEORGE W. BODENHEIMER | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311110 | 31-May-2017 | DOUGLAS E. COLTHARP | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311111 | 31-May-2017 | ANTHONY W. DEERING | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311112 | 31-May-2017 | JERRI L. DEVARD | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311113 | 31-May-2017 | KAREN W. KATZ | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311114 | 31-May-2017 | A.B. KRONGARD | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311115 | 31-May-2017 | WILLIAM R. MCDERMOTT | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311116 | 31-May-2017 | ERIC T. OLSON | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311117 | 31-May-2017 | HARVEY L. SANDERS | Management | Y | For | For |
| UNDER ARMOUR, INC. | UAA | 904311107 | 31-May-2017 | 2. TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE "EXECUTIVE COMPENSATION" SECTION OF THE PROXY STATEMENT, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS AND TABLES. | Management | Y | Against | Against |
| UNDER ARMOUR, INC. | UAA | 904311107 | 31-May-2017 | 3. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | Y | 1 Year | For |
| UNDER ARMOUR, INC. | UAA | 904311107 | 31-May-2017 | 4. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Y | For | For |
| DEXCOM, INC. | DXCM | 252131107 | 31-May-2017 | 1A. ELECTION OF DIRECTOR: RICHARD COLLINS | Management | Y | For | For |
| DEXCOM, INC. | DXCM | 252131107 | 31-May-2017 | 1B. ELECTION OF DIRECTOR: MARK FOLETTA | Management | Y | For | For |
| DEXCOM, INC. | DXCM | 252131107 | 31-May-2017 | 1C. ELECTION OF DIRECTOR: ERIC J. TOPOL | Management | Y | For | For |
| DEXCOM, INC. | DXCM | 252131107 | 31-May-2017 | 2. TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| DEXCOM, INC. | DXCM | 252131107 | 31-May-2017 | 3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Y | Against | Against |
| DEXCOM, INC. | DXCM | 252131107 | 31-May-2017 | 4. TO RECOMMEND A NON-BINDING ADVISORY RESOLUTION ON THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | Y | 1 Year | For |
| DEXCOM, INC. | DXCM | 252131107 | 31-May-2017 | 5. TO APPROVE OUR AMENDED AND RESTATED 2015 EQUITY INCENTIVE PLAN. | Management | Y | For | For |
| DEXCOM, INC. | DXCM | 252131107 | 31-May-2017 | 6. TO APPROVE AN AMENDMENT TO DEXCOM'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100 MILLION TO 200 MILLION. | Management | Y | Against | Against |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S304 | 01-Jun-2017 | MICHELLE L. COLLINS | Management | Y | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S305 | 01-Jun-2017 | DENNIS K. ECK | Management | Y | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S306 | 01-Jun-2017 | CHARLES J. PHILIPPIN | Management | Y | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S307 | 01-Jun-2017 | VANESSA A. WITTMAN | Management | Y | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2017 | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, FOR OUR FISCAL YEAR 2017, ENDING FEBRUARY 3, 2018 | Management | Y | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2017 | 3. ADVISORY RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | Y | For | For |
| ULTA BEAUTY, INC. | ULTA | 90384S303 | 01-Jun-2017 | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION | Management | Y | 1 Year | For |
| FACEBOOK INC. | FB | 30303M102 | 01-Jun-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M103 | 01-Jun-2017 | MARK L ANDREESSEN | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M104 | 01-Jun-2017 | ERSKINE B. BOWLES | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M105 | 01-Jun-2017 | S.D. DESMOND-HELLMANN | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M106 | 01-Jun-2017 | REED HASTINGS | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M107 | 01-Jun-2017 | JAN KOUM | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M108 | 01-Jun-2017 | SHERYL K. SANDBERG | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M109 | 01-Jun-2017 | PETER A. THIEL | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M110 | 01-Jun-2017 | MARK ZUCKERBERG | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M102 | 01-Jun-2017 | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| FACEBOOK INC. | FB | 30303M102 | 01-Jun-2017 | 3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Y | For | Against |
| FACEBOOK INC. | FB | 30303M102 | 01-Jun-2017 | 4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | Y | Against | For |
| FACEBOOK INC. | FB | 30303M102 | 01-Jun-2017 | 5. A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. | Shareholder | Y | Against | For |
| FACEBOOK INC. | FB | 30303M102 | 01-Jun-2017 | 6. A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Y | Against | For |
| FACEBOOK INC. | FB | 30303M102 | 01-Jun-2017 | 7. A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | Y | Against | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252505 | 06-Jun-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252506 | 06-Jun-2017 | DAVID C. ARCH | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252507 | 06-Jun-2017 | JAMES T. BUNCH | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252508 | 06-Jun-2017 | BRUCE L. CROCKETT | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252509 | 06-Jun-2017 | JACK M. FIELDS | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252510 | 06-Jun-2017 | MARTING L. FLANAGAN | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252511 | 06-Jun-2017 | CYNTHIA HOSTETLER | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252512 | 06-Jun-2017 | DR. ELI JONES | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252513 | 06-Jun-2017 | DR. PREMA MATHAI-DAVIS | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252514 | 06-Jun-2017 | TERESA M. RESSEL | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252515 | 06-Jun-2017 | DR. LARRY SOLL | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252516 | 06-Jun-2017 | ANN BARNETT STERN | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252517 | 06-Jun-2017 | RAYMOND STICKEL, JR. | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252518 | 06-Jun-2017 | PHILIP A TAYLOR | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252519 | 06-Jun-2017 | ROBERT C. TROCCOLI | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252520 | 06-Jun-2017 | CHRISTOPHER L. WILSON | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252505 | 06-Jun-2017 | 2. TO APPROVE AN AMENDMENT TO EACH TRUST'S AGREEMENT AND DECLARATION OF TRUST THAT WOULD PERMIT FUND MERGERS AND OTHER SIGNIFICANT TRANSACTIONS UPON THE BOARD'S APPROVAL BUT WITHOUT SHAREHOLDER APPROVAL OF SUCH TRANSACTIONS. | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252505 | 06-Jun-2017 | 3. TO APPROVE CHANGING THE FUNDAMENTAL INVESTMENT RESTRICTION REGARDING THE PURCHASE OR SALE OF PHYSICAL COMMODITIES. | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252505 | 06-Jun-2017 | 4A. TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO POWERSHARES CAPITAL MANAGEMENT LLC. | Management | Y | For | For |
| INVESCO SHORT-TERM INVESTMENTS TRUST | TSPXX | 825252505 | 06-Jun-2017 | 4B. TO APPROVE AN AMENDMENT TO THE CURRENT MASTER INTERGROUP SUB-ADVISORY CONTRACT TO ADD INVESCO ASSET MANAGEMENT (INDIA) PRIVATE LIMITED. | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G101 | 06-Jun-2017 | ELECTION OF DIRECTORS | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G102 | 06-Jun-2017 | JEAN-JACQUES BIENAIME | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G103 | 06-Jun-2017 | WILLARD DERE | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G104 | 06-Jun-2017 | MICHAEL GREY | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G105 | 06-Jun-2017 | ELAINE J. HERON | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G106 | 06-Jun-2017 | V. BRYAN LAWLIS | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G107 | 06-Jun-2017 | ALAN J. LEWIS | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G108 | 06-Jun-2017 | RICHARD A MEIER | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G109 | 06-Jun-2017 | DAVID PYOTT | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G110 | 06-Jun-2017 | DENNIS J. SLAMON | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G101 | 06-Jun-2017 | 2. TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BIOMARIN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G101 | 06-Jun-2017 | 3. TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE STOCKHOLDERS' APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Y | 1 Year | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G101 | 06-Jun-2017 | 4. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G101 | 06-Jun-2017 | 5. TO APPROVE THE 2017 EQUITY INCENTIVE PLAN. | Management | Y | For | For |
| BIOMARIN PHARMACEUTICAL INC. | BMRN | 09061G101 | 06-Jun-2017 | 6. TO APPROVE AMENDMENTS TO BIOMARIN'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO (I) INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 250,000,000 SHARES TO 500,000,000 SHARES, AND (II) MAKE CERTAIN MINOR ADMINISTRATIVE CHANGES. | Management | Y | Against | Against |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1A. ELECTION OF DIRECTOR: MARC BENIOFF | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1B. ELECTION OF DIRECTOR: KEITH BLOCK | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1C. ELECTION OF DIRECTOR: CRAIG CONWAY | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1D. ELECTION OF DIRECTOR: ALAN HASSENFELD | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1E. ELECTION OF DIRECTOR: NEELIE KROES | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1F. ELECTION OF DIRECTOR: COLIN POWELL | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1G. ELECTION OF DIRECTOR: SANFORD ROBERTSON | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1H. ELECTION OF DIRECTOR: JOHN V. ROOS | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1I. ELECTION OF DIRECTOR: ROBIN WASHINGTON | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1J. ELECTION OF DIRECTOR: MAYNARD WEBB | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 1K. ELECTION OF DIRECTOR: SUSAN WOJCICKI | Management | Y | Against | Against |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 2. APPROVAL TO AMEND OUR 2013 EQUITY INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR GRANT BY 37 MILLION SHARES. | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 3. APPROVAL TO AMEND OUR 2004 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR EMPLOYEE PURCHASE BY 8 MILLION SHARES. | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2018. | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 5. TO APPROVE, ON AN ADVISORY BASIS, THE FISCAL 2017 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Y | For | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 6. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | Y | 1 Year | For |
| SALESFORCE.COM, INC. | CRM | 79466L302 | 06-Jun-2017 | 7. A STOCKHOLDER PROPOSAL REQUESTING, ON AN ADVISORY BASIS, ACTION TO ALLOW STOCKHOLDERS TO REQUEST SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | Y | For | Against |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1A. ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1C. ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1D. ELECTION OF DIRECTOR: DAVID T. CHING | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1E. ELECTION OF DIRECTOR: ERNIE HERRMAN | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1F. ELECTION OF DIRECTOR: MICHAEL F. HINES | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1G. ELECTION OF DIRECTOR: AMY B. LANE | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1H. ELECTION OF DIRECTOR: CAROL MEYROWITZ | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1I. ELECTION OF DIRECTOR: JACKWYN L. NEMEROV | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 2. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2018 | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 3. REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE STOCK INCENTIVE PLAN | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 4. REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE CASH INCENTIVE PLANS | Management | Y | For | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 5. ADVISORY APPROVAL OF TJX'S EXECUTIVE COMPENSATION (THE SAY-ON-PAY VOTE) | Management | Y | Against | Against |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 6. ADVISORY APPROVAL OF THE FREQUENCY OF TJX'S SAY-ON-PAY VOTES | Management | Y | 1 Year | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 7. SHAREHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE | Shareholder | Y | Against | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 8. SHAREHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES | Shareholder | Y | Against | For |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 9. SHAREHOLDER PROPOSAL FOR A REPORT ON COMPENSATION DISPARITIES BASED ON RACE, GENDER, OR ETHNICITY | Shareholder | Y | For | Against |
| THE TJX COMPANIES, INC. | TJX | 872540109 | 06-Jun-2017 | 10. SHAREHOLDER PROPOSAL FOR A REPORT ON NET-ZERO GREENHOUSE GAS EMISSIONS | Shareholder | Y | Against | For |
| THE PRICELINE GROUP INC. | PCLN | 741503403 | 08-Jun-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503404 | 08-Jun-2017 | TIMOTHY M. ARMSTRONG | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503405 | 08-Jun-2017 | JEFFERY H. BOYD | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503406 | 08-Jun-2017 | JAN L. DOCTER | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503407 | 08-Jun-2017 | JEFFREY E. EPSTEIN | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503408 | 08-Jun-2017 | GLENN D. FOGEL | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503409 | 08-Jun-2017 | JAMES M. GUYETTE | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503410 | 08-Jun-2017 | ROBERT J. MYLOK, JR. | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503411 | 08-Jun-2017 | CHARLES H. NOSKI | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503412 | 08-Jun-2017 | NANCY B. PERETSMAN | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503413 | 08-Jun-2017 | THOMAS E. ROTHMAN | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503414 | 08-Jun-2017 | CRAIG W. RYDIN | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503415 | 08-Jun-2017 | LYNN M. VOJVODICH | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503403 | 08-Jun-2017 | 2. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503403 | 08-Jun-2017 | 3. TO APPROVE ON A NON-BINDING ADVISORY BASIS THE 2016 COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | Y | For | For |
| THE PRICELINE GROUP INC. | PCLN | 741503403 | 08-Jun-2017 | 4. TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | Y | 1 Year | For |
| THE PRICELINE GROUP INC. | PCLN | 741503403 | 08-Jun-2017 | 5. TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. | Shareholder | Y | For | Against |
| SPLUNK INC. | SPLK | 848637104 | 08-Jun-2017 | 1A. ELECTION OF CLASS II DIRECTOR: JOHN CONNORS | Management | Y | For | For |
| SPLUNK INC. | SPLK | 848637104 | 08-Jun-2017 | 1B. ELECTION OF CLASS II DIRECTOR: PATRICIA MORRISON | Management | Y | For | For |
| SPLUNK INC. | SPLK | 848637104 | 08-Jun-2017 | 1C. ELECTION OF CLASS II DIRECTOR: STEPHEN NEWBERRY | Management | Y | For | For |
| SPLUNK INC. | SPLK | 848637104 | 08-Jun-2017 | 2. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 31, 2018. | Management | Y | For | For |
| SPLUNK INC. | SPLK | 848637104 | 08-Jun-2017 | 3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT. | Management | Y | For | For |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 1.1 ELECTION OF DIRECTOR: BONNIE L. BASSLER | Management | Y | For | For |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 1.2 ELECTION OF DIRECTOR: N. ANTHONY COLES | Management | Y | For | For |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 1.3 ELECTION OF DIRECTOR: JOSEPH L. GOLDSTEIN | Management | Y | For | For |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 1.4 ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | Y | For | For |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 1.5 ELECTION OF DIRECTOR: P. ROY VAGELOS | Management | Y | For | For |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 1.6 ELECTION OF DIRECTOR: HUDA Y. ZOGHBI | Management | Y | Against | Against |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 2 RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 3 PROPOSAL TO APPROVE THE AMENDED AND RESTATED REGENERON PHARMACEUTICALS, INC. 2014 LONG-TERM INCENTIVE PLAN | Management | Y | Against | Against |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 4 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | Y | Against | Against |
| REGENERON PHARMACEUTICALS, INC. | REGN | 75886F107 | 09-Jun-2017 | 5 PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | Y | 1 Year | Against |
| CELGENE CORPORATION | CELG | 151020104 | 14-Jun-2017 | 1. ELECTON OF DIRECTORS | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020105 | 14-Jun-2017 | ROBER J. HUGIN | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020106 | 14-Jun-2017 | MARK J. ALLES | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020107 | 14-Jun-2017 | RICHARD W BARKER D PHIL | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020108 | 14-Jun-2017 | MICHAEL W. BONNEY | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020109 | 14-Jun-2017 | MICHAEL D. CASEY | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020110 | 14-Jun-2017 | CARRIE S. COX | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020111 | 14-Jun-2017 | MICHAEL A. FRIEDMAN, MD | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020112 | 14-Jun-2017 | JULIA A. HALLER, M.D. | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020113 | 14-Jun-2017 | GILLA S. KAPLAN, PH.D. | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020114 | 14-Jun-2017 | JAMES J. LOUGHLIN | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020115 | 14-Jun-2017 | ERNEST MARIO, PH.D. | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020104 | 14-Jun-2017 | 2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020104 | 14-Jun-2017 | 3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S STOCK INCENTIVE PLAN. | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020104 | 14-Jun-2017 | 4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Y | For | For |
| CELGENE CORPORATION | CELG | 151020104 | 14-Jun-2017 | 5. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | Y | 1 Year | For |
| CELGENE CORPORATION | CELG | 151020104 | 14-Jun-2017 | 6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION LIMITING MANAGEMENT'S ACCESS TO VOTE TALLIES PRIOR TO THE ANNUAL MEETING WITH RESPECT TO CERTAIN EXECUTIVE PAY MATTERS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. | Shareholder | Y | Against | For |
| WORKDAY, INC. | WDAY | 98138H101 | 20-Jun-2017 | 1. ELECTION OF DIRECTORS | Management | Y | FOR | FOR |
| WORKDAY, INC. | WDAY | 98138H102 | 20-Jun-2017 | CHRISTA DAVIES | Management | Y | FOR | FOR |
| WORKDAY, INC. | WDAY | 98138H103 | 20-Jun-2017 | MICHAEL A. STANKEY | Management | Y | FOR | FOR |
| WORKDAY, INC. | WDAY | 98138H104 | 20-Jun-2017 | GEORGE J. STILL, JR. | Management | Y | FOR | FOR |
| WORKDAY, INC. | WDAY | 98138H101 | 20-Jun-2017 | 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS WORKDAY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2018. | Management | Y | For | For |
| WORKDAY, INC. | WDAY | 98138H101 | 20-Jun-2017 | 3. ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Y | For | For |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 21-Jun-2017 | 1. ELECTION OF DIRECTORS | Management | Y | For | For |
| VEEVA SYSTEMS INC. | VEEV | 922475109 | 21-Jun-2017 | PAUL E. CHAMBERLAIN | Management | Y | For | For |
| VEEVA SYSTEMS INC. | VEEV | 922475110 | 21-Jun-2017 | PAUL SEKHRI | Management | Y | For | For |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 21-Jun-2017 | 2. TO APPROVE THE MATERIAL TERMS OF THE COMPANY'S 2013 EQUITY INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | Y | Against | Against |
| VEEVA SYSTEMS INC. | VEEV | 922475108 | 21-Jun-2017 | 3. TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2018. | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1A. ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1B. ELECTION OF DIRECTOR: AJAY BANGA | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1C. ELECTION OF DIRECTOR: SILVIO BARZI | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1G. ELECTION OF DIRECTOR: MERIT E. JANOW | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1H. ELECTION OF DIRECTOR: NANCY J. KARCH | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1I. ELECTION OF DIRECTOR: OKI MATSUMOTO | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1J. ELECTION OF DIRECTOR: RIMA QURESHI | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 1L. ELECTION OF DIRECTOR: JACKSON TAI | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 2. ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | Y | 1 Year | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 4. RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER MASTERCARD'S 2006 LONG TERM INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR 162(M) PURPOSES | Management | Y | For | For |
| MASTERCARD INCORPORATED | MA | 57636Q104 | 27-Jun-2017 | 5. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2017 | Management | Y | For | For |
MASTERCARD INCORPORATED
|
MA | 57636Q104 | 27-Jun-2017 | 6. CONSIDERATION OF A STOCKHOLDER PROPOSAL ON GENDER PAY EQUITY | Shareholder | Y | Against | For |
| Registrant: Dunham Funds - Large Cap Value Fund Item 1 | |||||||||
| Investment Company Act file number: 811-22153 | |||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||
| ITEM 1- PROXY VOTING RECORD | |||||||||
| Company Name | Ticker | Primary Security ID | Meeting Date | Proponent | Proposal Text | Vote Instruction | Voted | Vote For or Against Management | |
| The Dow Chemical Company | DOW | 260543103 | 20-Jul-16 | Management | Approve Merger Agreement | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 20-Jul-16 | Management | Adjourn Meeting | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 20-Jul-16 | Management | Advisory Vote on Golden Parachutes | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director Francis S. Blake | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director Angela F. Braly | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director Kenneth I. Chenault | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director Scott D. Cook | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director Terry J. Lundgren | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director W. James McNerney, Jr. | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director David S. Taylor | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director Margaret C. Whitman | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director Patricia A. Woertz | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Elect Director Ernesto Zedillo | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Share Holder | Report on Consistency Between Corporate Values and Political Activities | Against | Yes | For | |
| The Procter & Gamble Company | PG | 742718109 | 11-Oct-16 | Share Holder | Report on Application of Company Non-Discrimination Policies in States with Pro-Discrimination Laws | Against | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director David J. Anderson | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director Colleen F. Arnold | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director George S. Barrett | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director Carrie S. Cox | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director Calvin Darden | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director Bruce L. Downey | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director Patricia A. Hemingway Hall | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director Clayton M. Jones | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director Gregory B. Kenny | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director Nancy Killefer | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Elect Director David P. King | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Cardinal Health, Inc. | CAH | 14149Y108 | 03-Nov-16 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director William H. Gates, lll | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director Teri L. List-Stoll | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director G. Mason Morfit | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director Satya Nadella | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director Charles H. Noski | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director Helmut Panke | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director Sandra E. Peterson | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director Charles W. Scharf | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director John W. Stanton | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director John W. Thompson | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Elect Director Padmasree Warrior | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Amend Right to Call Special Meeting | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Microsoft Corporation | MSFT | 594918104 | 30-Nov-16 | Share Holder | Proxy Access | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director Carol A. Bartz | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director M. Michele Burns | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director Michael D. Capellas | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director John T. Chambers | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director Amy L. Chang | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director John L. Hennessy | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director Kristina M. Johnson | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director Roderick C. McGeary | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director Charles H. Robbins | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director Arun Sarin | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Elect Director Steven M. West | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Share Holder | Report on Arab and non-Arab Employees using EEO-1 Categories | Against | Yes | For | |
| Cisco Systems, Inc. | CSCO | 17275R102 | 12-Dec-16 | Share Holder | Establish Board Committee on Operations in Israeli Settlements | Against | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Basil L. Anderson | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Catherine M. Burzik | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director R. Andrew Eckert | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Vincent A. Forlenza | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Claire M. Fraser | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Christopher Jones | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Marshall O. Larsen | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Gary A. Mecklenburg | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director James F. Orr | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Willard J. Overlock, Jr. | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Claire Pomeroy | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Rebecca W. Rimel | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Elect Director Bertram L. Scott | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Becton, Dickinson and Company | BDX | 075887109 | 24-Jan-17 | Share Holder | Require Independent Board Chairman | Against | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director John Tyson | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Gaurdie E. Banister, Jr. | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Mike Beebe | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Mikel A. Durham | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Tom Hayes | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Kevin M. McNamara | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Cheryl S. Miller | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Brad T. Sauer | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Jeffrey K. Schomburger | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Robert Thurber | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Elect Director Barbara A. Tyson | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | Against | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Share Holder | Board Diversity | Against | Yes | For | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Share Holder | Proxy Access | For | Yes | Against | |
| Tyson Foods, Inc. | TSN | 902494103 | 09-Feb-17 | Share Holder | Implement a Water Quality Stewardship Policy | For | Yes | Against | |
| Time Warner Inc. | TWX | 887317303 | 15-Feb-17 | Management | Approve Merger Agreement | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Feb-17 | Management | Advisory Vote on Golden Parachutes | Against | Yes | Against | |
| Time Warner Inc. | TWX | 887317303 | 15-Feb-17 | Management | Adjourn Meeting | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Elect Director James Bell | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Elect Director Tim Cook | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Elect Director Al Gore | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Elect Director Bob Iger | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Elect Director Andrea Jung | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Elect Director Art Levinson | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Elect Director Ron Sugar | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Elect Director Sue Wagner | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Share Holder | Disclose Charitable Contributions | Against | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Share Holder | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Against | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Share Holder | Proxy Access Amendments | For | Yes | Against | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Share Holder | Engage Outside Independent Experts for Compensation Reforms | Against | Yes | For | |
| Apple Inc. | AAPL | 037833100 | 28-Feb-17 | Share Holder | Adopt Share Retention Policy For Senior Executives | For | Yes | Against | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Barbara T. Alexander | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Jeffrey W. Henderson | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Thomas W. Horton | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Paul E. Jacobs | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Ann M. Livermore | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Harish Manwani | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Mark D. McLaughlin | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Steve Mollenkopf | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Clark T. "Sandy" Randt, Jr. | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Francisco Ros | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Elect Director Anthony J. Vinciquerra | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| QUALCOMM Incorporated | QCOM | 747525103 | 07-Mar-17 | Share Holder | Proxy Access Amendments | For | Yes | Against | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Daniel Ammann | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Marc L. Andreessen | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Michael J. Angelakis | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Leslie A. Brun | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Pamela L. Carter | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Klaus Kleinfeld | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Raymond J. Lane | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Ann M. Livermore | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Raymond E. Ozzie | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Gary M. Reiner | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Patricia F. Russo | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Lip-Bu Tan | Against | Yes | Against | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Margaret C. Whitman | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Elect Director Mary Agnes Wilderotter | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Hewlett Packard Enterprise Company | HPE | 42824C109 | 22-Mar-17 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Willie A. Deese | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Albert R. Gamper, Jr. | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director William V. Hickey | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Ralph Izzo | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Shirley Ann Jackson | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director David Lilley | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Thomas A. Renyi | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Hak Cheol (H.C.) Shin | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Richard J. Swift | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Susan Tomasky | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Elect Director Alfred W. Zollar | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Public Service Enterprise Group Incorporated | PEG | 744573106 | 18-Apr-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Lizabeth Ardisana | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Ann B. "Tanny" Crane | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Robert S. Cubbin | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Steven G. Elliott | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Michael J. Endres | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Gina D. France | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director J. Michael Hochschwender | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Chris Inglis | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Peter J. Kight | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Jonathan A. Levy | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Eddie R. Munson | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Richard W. Neu | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director David L. Porteous | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Kathleen H. Ransier | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Elect Director Stephen D. Steinour | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Huntington Bancshares Incorporated | HBAN | 446150104 | 20-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director Andrea J. Ayers | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director George W. Buckley | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director Patrick D. Campbell | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director Carlos M. Cardoso | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director Robert B. Coutts | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director Debra A. Crew | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director Michael D. Hankin | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director James M. Loree | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director Marianne M. Parrs | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Elect Director Robert L. Ryan | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Amend Executive Incentive Bonus Plan | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Stanley Black & Decker, Inc. | SWK | 854502101 | 20-Apr-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Nicholas K. Akins | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director David J. Anderson | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director J. Barnie Beasley, Jr. | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Ralph D. Crosby, Jr. | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Linda A. Goodspeed | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Thomas E. Hoaglin | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Sandra Beach Lin | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Richard C. Notebaert | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Lionel L. Nowell, III | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Stephen S. Rasmussen | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Oliver G. Richard, III | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Elect Director Sara Martinez Tucker | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Amend Executive Incentive Bonus Plan | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| American Electric Power Company, Inc. | AEP | 025537101 | 25-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Milton Cooper | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Philip E. Coviello | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Richard G. Dooley | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Conor C. Flynn | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Joe Grills | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Frank Lourenso | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Colombe M. Nicholas | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Mary Hogan Preusse | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Elect Director Richard B. Saltzman | Against | Yes | Against | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Kimco Realty Corporation | KIM | 49446R109 | 25-Apr-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Dallas S. Clement | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Paul R. Garcia | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director M. Douglas Ivester | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Kyle Prechtl Legg | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Donna S. Morea | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director David M. Ratcliffe | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director William H. Rogers, Jr. | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Agnes Bundy Scanlan | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Frank P. Scruggs, Jr. | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Bruce L. Tanner | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Thomas R. Watjen | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Elect Director Phail Wynn, Jr. | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| SunTrust Banks, Inc. | STI | 867914103 | 25-Apr-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director John D. Baker, II | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director John S. Chen | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Lloyd H. Dean | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Elizabeth A. Duke | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Enrique Hernandez, Jr. | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Donald M. James | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Cynthia H. Milligan | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Karen B. Peetz | For | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Federico F. Peña | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director James H. Quigley | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Stephen W. Sanger | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Ronald L. Sargent | For | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Timothy J. Sloan | For | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Susan G. Swenson | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Elect Director Suzanne M. Vautrinot | Against | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Share Holder | Review and Report on Business Standards | For | Yes | Against | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Share Holder | Provide for Cumulative Voting | Against | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Share Holder | Report on Divesting Non-Core Business | Against | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Share Holder | Report on Gender Pay Gap | Against | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Share Holder | Report on Lobbying Payments and Policy | Against | Yes | For | |
| Wells Fargo & Company | WFC | 949746101 | 25-Apr-17 | Share Holder | Adopt Global Policy Regarding the Rights of Indigenous People | For | Yes | Against | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director James M. Cracchiolo | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director Dianne Neal Blixt | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director Amy DiGeso | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director Lon R. Greenberg | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director Siri S. Marshall | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director Jeffrey Noddle | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director H. Jay Sarles | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director Robert F. Sharpe, Jr. | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Elect Director Christopher J. Williams | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Ameriprise Financial, Inc. | AMP | 03076C106 | 26-Apr-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Sharon L. Allen | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Susan S. Bies | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Jack O. Bovender, Jr. | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Frank P. Bramble, Sr. | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Pierre J.P. de Weck | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Arnold W. Donald | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Linda P. Hudson | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Monica C. Lozano | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Thomas J. May | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Brian T. Moynihan | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Lionel L. Nowell, III | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Michael D. White | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director Thomas D. Woods | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Elect Director R. David Yost | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Share Holder | Amend the General Clawback Policy | Against | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Share Holder | Non-core banking operations | Against | Yes | For | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Share Holder | Require Independent Board Chairman | For | Yes | Against | |
| Bank of America Corporation | BAC | 060505104 | 26-Apr-17 | Share Holder | Report on Gender Pay Gap | Against | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Sebastien M. Bazin | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director W. Geoffrey Beattie | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director John J. Brennan | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Francisco D'Souza | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Marijn E. Dekkers | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Peter B. Henry | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Susan J. Hockfield | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Jeffrey R. Immelt | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Andrea Jung | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Robert W. Lane | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Risa Lavizzo-Mourey | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Rochelle B. Lazarus | For | Yes | No | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Lowell C. McAdam | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Steven M. Mollenkopf | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director James J. Mulva | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director James E. Rohr | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director Mary L. Schapiro | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Elect Director James S. Tisch | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Approve Material Terms of Senior Officer Performance Goals | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Share Holder | Require Independent Board Chairman | Against | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Share Holder | Restore or Provide for Cumulative Voting | Against | Yes | For | |
| General Electric Company | GE | 369604103 | 26-Apr-17 | Share Holder | Report on Charitable Contributions | Against | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director Vanessa C.L. Chang | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director Louis Hernandez, Jr. | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director James T. Morris | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director Pedro J. Pizarro | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director Linda G. Stuntz | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director William P. Sullivan | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director Ellen O. Tauscher | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director Peter J. Taylor | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Elect Director Brett White | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Edison International | EIX | 281020107 | 27-Apr-17 | Share Holder | Amend Proxy Access Right | For | Yes | Against | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Elect Director Janet F. Clark | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Elect Director Charles R. Crisp | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Elect Director Robert P. Daniels | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Elect Director James C. Day | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Elect Director Donald F. Textor | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Elect Director William R. Thomas | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Elect Director Frank G. Wisner | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Increase Authorized Common Stock | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| EOG Resources, Inc. | EOG | 26875P101 | 27-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director Mary C. Beckerle | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director D. Scott Davis | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director Ian E. L. Davis | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director Alex Gorsky | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director Mark B. McClellan | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director Anne M. Mulcahy | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director William D. Perez | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director Charles Prince | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director A. Eugene Washington | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Elect Director Ronald A. Williams | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Johnson & Johnson | JNJ | 478160104 | 27-Apr-17 | Share Holder | Require Independent Board Chairman | For | Yes | Against | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Dennis A. Ausiello | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Ronald E. Blaylock | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director W. Don Cornwell | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Joseph J. Echevarria | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Frances D. Fergusson | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Helen H. Hobbs | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director James M. Kilts | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Shantanu Narayen | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Suzanne Nora Johnson | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Ian C. Read | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director Stephen W. Sanger | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Elect Director James C. Smith | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Share Holder | Adopt Holy Land Principles | Against | Yes | For | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Share Holder | Amend Bylaws - Call Special Meetings | For | Yes | Against | |
| Pfizer Inc. | PFE | 717081103 | 27-Apr-17 | Share Holder | Require Independent Board Chairman | Against | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Randall L. Stephenson | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Samuel A. Di Piazza, Jr. | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Richard W. Fisher | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Scott T. Ford | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Glenn H. Hutchins | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director William E. Kennard | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Michael B. McCallister | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Beth E. Mooney | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Joyce M. Roche | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Matthew K. Rose | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Cynthia B. Taylor | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Laura D'Andrea Tyson | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Elect Director Geoffrey Y. Yang | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Share Holder | Report on Indirect Political Contributions | For | Yes | Yes | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Yes | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Share Holder | Amend Proxy Access Right | For | Yes | Yes | |
| AT&T Inc. | T | 00206R102 | 28-Apr-17 | Share Holder | Provide Right to Act by Written Consent | For | Yes | Yes | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Charlene Barshefsky | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director John J. Brennan | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Ursula M. Burns | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Kenneth I. Chenault | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Peter Chernin | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Ralph de la Vega | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Anne L. Lauvergeon | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Michael O. Leavitt | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Theodore J. Leonsis | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Richard C. Levin | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Samuel J. Palmisano | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Daniel L. Vasella | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Robert D. Walter | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Elect Director Ronald A. Williams | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Yes | |
| American Express Company | AXP | 025816109 | 01-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| American Express Company | AXP | 025816109 | 01-May-17 | Share Holder | Provide Right to Act by Written Consent | For | Yes | Yes | |
| American Express Company | AXP | 025816109 | 01-May-17 | Share Holder | Report on Gender Pay Gap | Against | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Elect Director Michael L. Eskew | Against | Yes | Yes | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Elect Director William G. Kaelin, Jr. | For | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Elect Director John C. Lechleiter | For | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Elect Director David A. Ricks | For | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Elect Director Marschall S. Runge | For | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Management | Amend Deferred Compensation Plan | For | Yes | For | |
| Eli Lilly and Company | LLY | 532457108 | 01-May-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director Philip Calian | Withhold | Yes | Against | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director David Contis | Withhold | Yes | Against | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director Thomas Heneghan | For | Yes | For | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director Tao Huang | Withhold | Yes | Against | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director Marguerite Nader | For | Yes | For | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director Sheli Rosenberg | Withhold | Yes | Against | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director Howard Walker | For | Yes | For | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director Matthew Williams | For | Yes | For | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director William Young | Withhold | Yes | Against | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Elect Director Samuel Zell | For | Yes | For | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Equity LifeStyle Properties, Inc. | ELS | 29472R108 | 02-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Energen Corporation | EGN | 29265N108 | 03-May-17 | Management | Elect Director Kenneth W. Dewey | For | Yes | For | |
| Energen Corporation | EGN | 29265N108 | 03-May-17 | Management | Elect Director M. James Gorrie | For | Yes | For | |
| Energen Corporation | EGN | 29265N108 | 03-May-17 | Management | Elect Director James T. McManus, II | For | Yes | No | |
| Energen Corporation | EGN | 29265N108 | 03-May-17 | Management | Elect Director Laurence M. Downes | For | Yes | No | |
| Energen Corporation | EGN | 29265N108 | 03-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Energen Corporation | EGN | 29265N108 | 03-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Energen Corporation | EGN | 29265N108 | 03-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Shona L. Brown | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director George W. Buckley | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Cesar Conde | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Ian M. Cook | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Dina Dublon | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Rona A. Fairhead | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Richard W. Fisher | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director William R. Johnson | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Indra K. Nooyi | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director David C. Page | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Robert C. Pohlad | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Daniel Vasella | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Darren Walker | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Elect Director Alberto Weisser | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Share Holder | Report on Plans to Minimize Pesticides' Impact on Pollinators | Against | Yes | For | |
| Pepsico, Inc. | PEP | 713448108 | 03-May-17 | Share Holder | Adopt Holy Land Principles | Against | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director Hamid R. Moghadam | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director George L. Fotiades | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director Lydia H. Kennard | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director J. Michael Losh | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director Irving F. Lyons, III | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director David P. O'Connor | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director Olivier Piani | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director Jeffrey L. Skelton | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director Carl B. Webb | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Elect Director William D. Zollars | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Prologis, Inc. | PLD | 74340W103 | 03-May-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Brian P. Anderson | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Bryce Blair | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Richard W. Dreiling | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Thomas J. Folliard | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Joshua Gotbaum | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Cheryl W. Grise | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Andre J. Hawaux | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Ryan R. Marshall | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Patrick J. O'Leary | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director John R. Peshkin | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director Scott F. Powers | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Elect Director William J. Pulte | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| PulteGroup, Inc. | PHM | 745867101 | 03-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director Pamela M. Arway | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director John P. Bilbrey | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director James W. Brown | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director Michele G. Buck | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director Charles A. Davis | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director Mary Kay Haben | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director M. Diane Koken | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director Robert M. Malcolm | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director James M. Mead | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director Anthony J. Palmer | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director Thomas J. Ridge | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Elect Director David L. Shedlarz | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| The Hershey Company | HSY | 427866108 | 03-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director H. Paulett Eberhart | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Joseph W. Gorder | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Kimberly S. Greene | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Deborah P. Majoras | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Donald L. Nickles | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Philip J. Pfeiffer | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Robert A. Profusek | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Susan Kaufman Purcell | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Stephen M. Waters | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Randall J. Weisenburger | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Elect Director Rayford Wilkins, Jr. | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Valero Energy Corporation | VLO | 91913Y100 | 03-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director Gerard M. Anderson | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director David A. Brandon | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director W. Frank Fountain, Jr. | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director Charles G. McClure, Jr. | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director Gail J. McGovern | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director Mark A. Murray | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director James B. Nicholson | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director Charles W. Pryor, Jr. | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director Josue Robles, Jr. | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director Ruth G. Shaw | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director David A. Thomas | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Elect Director James H. Vandenberghe | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| DTE Energy Company | DTE | 233331107 | 04-May-17 | Share Holder | Assess Portfolio Impacts of Policies to Meet 2 Degree Scenario | For | Yes | Against | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Peter K. Barker | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Alan M. Bennett | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Rosemary T. Berkery | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Peter J. Fluor | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director James T. Hackett | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Samuel J. Locklear, III | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Deborah D. McWhinney | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Armando J. Olivera | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Joseph W. Prueher | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Matthew K. Rose | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director David T. Seaton | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Nader H. Sultan | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Elect Director Lynn C. Swann | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Approve Omnibus Stock Plan | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Fluor Corporation | FLR | 343412102 | 04-May-17 | Share Holder | Adopt Quantitative Company-wide GHG Goals | For | Yes | Against | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Shellye L. Archambeau | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Mark T. Bertolini | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Richard L. Carrion | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Melanie L. Healey | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director M. Frances Keeth | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Karl-Ludwig Kley | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Lowell C. McAdam | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Clarence Otis, Jr. | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Rodney E. Slater | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Kathryn A. Tesija | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Gregory D. Wasson | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Elect Director Gregory G. Weaver | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Management | Approve Omnibus Stock Plan | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Share Holder | Establish Board Committee on Human Rights | Against | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Share Holder | Report on Feasibility of Adopting GHG Emissions Targets | Against | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Share Holder | Amend Bylaws - Call Special Meetings | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Share Holder | Amend Clawback Policy | For | Yes | For | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Share Holder | Stock Retention/Holding Period | For | Yes | Against | |
| Verizon Communications Inc. | VZ | 92343V104 | 04-May-17 | Share Holder | Limit Matching Contributions to Executive Retirement Plans | Against | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Warren E. Buffett | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Charles T. Munger | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Howard G. Buffett | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Stephen B. Burke | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Susan L. Decker | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director William H. Gates, III | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director David S. Gottesman | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Charlotte Guyman | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Thomas S. Murphy | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Ronald L. Olson | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Walter Scott, Jr. | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Elect Director Meryl B. Witmer | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | Against | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Share Holder | Report on Political Contributions | For | Yes | Against | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Share Holder | Assess and Report on Exposure to Climate Change Risks | For | Yes | Against | |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | 06-May-17 | Share Holder | Require Divestment from Fossil Fuels | Against | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Donald J. Ehrlich | Against | Yes | Against | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Linda Hefner Filler | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Robert J. Hugin | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Thomas P. Joyce, Jr. | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Teri List-Stoll | Against | Yes | Against | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Walter G. Lohr, Jr. | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Mitchell P. Rales | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Steven M. Rales | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director John T. Schwieters | Against | Yes | Against | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Alan G. Spoon | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Raymond C. Stevens | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Elect Director Elias A. Zerhouni | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Amend Executive Incentive Bonus Plan | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Danaher Corporation | DHR | 235851102 | 09-May-17 | Share Holder | Report on Goals to Reduce Greenhouse Gas Emissions | For | Yes | Against | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director John F. Cogan | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Kelly A. Kramer | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Kevin E. Lofton | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director John C. Martin | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director John F. Milligan | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Nicholas G. Moore | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Richard J. Whitley | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Gayle E. Wilson | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Elect Director Per Wold-Olsen | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Share Holder | Provide Right to Act by Written Consent | For | Yes | Against | |
| Gilead Sciences, Inc. | GILD | 375558103 | 10-May-17 | Share Holder | Require Independent Board Chairman | For | Yes | Against | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Jeffrey S. Aronin | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Mary K. Bush | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Gregory C. Case | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Candace H. Duncan | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Joseph F. Eazor | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Cynthia A. Glassman | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Richard H. Lenny | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Thomas G. Maheras | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Michael H. Moskow | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director David W. Nelms | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Mark A. Thierer | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Elect Director Lawrence A. Weinbach | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Discover Financial Services | DFS | 254709108 | 11-May-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Elect Director Patrick J. Dempsey | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Elect Director John J. Ferriola | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Elect Director Gregory J. Hayes | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Elect Director Victoria F. Haynes | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Elect Director Bernard L. Kasriel | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Elect Director Christopher J. Kearney | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Elect Director Laurette T. Koellner | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Elect Director John H. Walker | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | Against | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| Nucor Corporation | NUE | 670346105 | 11-May-17 | Share Holder | Adopt Quantitative Compnay-Wide GHG Goals | For | Yes | Against | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Ajay Banga | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Jacqueline K. Barton | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director James A. Bell | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Richard K. Davis | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Jeff M. Fettig | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Andrew N. Liveris | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Mark Loughridge | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Raymond J. Milchovich | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Robert S. (Steve) Miller | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Paul Polman | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Dennis H. Reilley | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director James M. Ringler | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Elect Director Ruth G. Shaw | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| The Dow Chemical Company | DOW | 260543103 | 11-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director Bradbury H. Anderson | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director Frank M. Clark, Jr. | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director James C. Fish, Jr. | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director Andres R. Gluski | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director Patrick W. Gross | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director Victoria M. Holt | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director Kathleen M. Mazzarella | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director John C. Pope | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Elect Director Thomas H. Weidemeyer | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Waste Management, Inc. | WM | 94106L109 | 12-May-17 | Share Holder | Pro-rata Vesting of Equity Awards | For | Yes | Against | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Richard L. Armitage | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Richard H. Auchinleck | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Charles E. Bunch | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director John V. Faraci | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Jody L. Freeman | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Gay Huey Evans | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Ryan M. Lance | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Arjun N. Murti | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Robert A. Niblock | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Elect Director Harald J. Norvik | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Against | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| ConocoPhillips | COP | 20825C104 | 16-May-17 | Share Holder | Report on Executive Compensation Incentives Aligned with Low Carbon Scenarios | Against | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director Linda B. Bammann | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director James A. Bell | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director Crandall C. Bowles | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director Stephen B. Burke | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director Todd A. Combs | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director James S. Crown | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director James Dimon | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director Timothy P. Flynn | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director Laban P. Jackson, Jr. | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director Michael A. Neal | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director Lee R. Raymond | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Elect Director William C. Weldon | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Share Holder | Require Independent Board Chairman | For | Yes | Against | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Share Holder | Prohibit Accelerated Vesting of Awards to Pursue Government Service | For | Yes | Against | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Share Holder | Clawback Amendment | Against | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Share Holder | Report on Gender Pay Gap | Against | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Share Holder | Provide Vote Counting to Exclude Abstentions | Against | Yes | For | |
| JPMorgan Chase & Co. | JPM | 46625H100 | 16-May-17 | Share Holder | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | For | Yes | Against | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Abdulaziz F. Al Khayyal | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director William E. Albrecht | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Alan M. Bennett | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director James R. Boyd | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Milton Carroll | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Nance K. Dicciani | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Murry S. Gerber | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Jose C. Grubisich | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director David J. Lesar | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Robert A. Malone | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director J. Landis Martin | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Jeffrey A. Miller | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Elect Director Debra L. Reed | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Halliburton Company | HAL | 406216101 | 17-May-17 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Wesley G. Bush | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Marianne C. Brown | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Victor H. Fazio | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Donald E. Felsinger | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Ann M. Fudge | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Bruce S. Gordon | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director William H. Hernandez | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Madeleine A. Kleiner | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Karl J. Krapek | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Gary Roughead | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Thomas M. Schoewe | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director James S. Turley | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Elect Director Mark A. Welsh, III | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Northrop Grumman Corporation | NOC | 666807102 | 17-May-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Kennett F. Burnes | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Patrick de Saint-Aignan | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Lynn A. Dugle | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Amelia C. Fawcett | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director William C. Freda | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Linda A. Hill | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Joseph L. Hooley | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Sean O'Sullivan | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Richard P. Sergel | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Elect Director Gregory L. Summe | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Approve Omnibus Stock Plan | For | Yes | For | |
| State Street Corporation | STT | 857477103 | 17-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director Gail K. Boudreaux | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director Richard K. Davis | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director Ben Fowke | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director Richard T. O'Brien | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director Christopher J. Policinski | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director James T. Prokopanko | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director A. Patricia Sampson | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director James J. Sheppard | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director David A. Westerlund | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director Kim Williams | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director Timothy V. Wolf | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Elect Director Daniel Yohannes | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| Xcel Energy Inc. | XEL | 98389B100 | 17-May-17 | Share Holder | Require Independent Board Chairman | Against | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Charlene Barshefsky | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Aneel Bhusri | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Andy D. Bryant | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Reed E. Hundt | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Omar Ishrak | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Brian M. Krzanich | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Tsu-Jae King Liu | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director David S. Pottruck | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Gregory D. Smith | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director Frank D. Yeary | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Elect Director David B. Yoffie | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Share Holder | Political Contributions Disclosure | Against | Yes | For | |
| Intel Corporation | INTC | 458140100 | 18-May-17 | Share Holder | Provide Vote Counting to Exclude Abstentions | Against | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Gerard J. Arpey | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Ari Bousbib | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Jeffery H. Boyd | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Gregory D. Brenneman | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director J. Frank Brown | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Albert P. Carey | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Armando Codina | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Helena B. Foulkes | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Linda R. Gooden | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Wayne M. Hewett | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Karen L. Katen | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Craig A. Menear | Against | Yes | Against | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Elect Director Mark Vadon | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Ratify KPMG LLP as Auditors | Against | Yes | Against | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Share Holder | Prepare Employment Diversity Report and Report on Diversity Policies | For | Yes | Against | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Share Holder | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Yes | For | |
| The Home Depot, Inc. | HD | 437076102 | 18-May-17 | Share Holder | Amend Articles/Bylaws/Charter - Call Special Meetings | For | Yes | Against | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director David Baltimore | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Robert A. Bradway | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Francois de Carbonnel | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Robert A. Eckert | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Greg C. Garland | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Fred Hassan | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Rebecca M. Henderson | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Frank C. Herringer | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Charles M. Holley, Jr. | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Tyler Jacks | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Ellen J. Kullman | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director Ronald D. Sugar | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Elect Director R. Sanders Williams | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Amgen Inc. | AMGN | 031162100 | 19-May-17 | Share Holder | Provide Vote Counting to Exclude Abstentions | Against | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Erskine B. Bowles | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Alistair Darling | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Thomas H. Glocer | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director James P. Gorman | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Robert H. Herz | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Nobuyuki Hirano | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Klaus Kleinfeld | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Jami Miscik | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Dennis M. Nally | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Hutham S. Olayan | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director James W. Owens | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Ryosuke Tamakoshi | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Perry M. Traquina | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Elect Director Rayford Wilkins, Jr. | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Amend Omnibus Stock Plan | Against | Yes | Against | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Management | Amend Non-Employee Director Omnibus Stock Plan | For | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Share Holder | Provide Vote Counting to Exclude Abstentions | Against | Yes | For | |
| Morgan Stanley | MS | 617446448 | 22-May-17 | Share Holder | Prohibit Accelerated Vesting of Awards to Pursue Government Service | For | Yes | Against | |
| Skechers U.S.A., Inc. | SKX | 830566105 | 23-May-17 | Management | Elect Director Geyer Kosinski | For | Yes | For | |
| Skechers U.S.A., Inc. | SKX | 830566105 | 23-May-17 | Management | Elect Director Richard Rappaport | For | Yes | For | |
| Skechers U.S.A., Inc. | SKX | 830566105 | 23-May-17 | Management | Elect Director Richard Siskind | For | Yes | For | |
| Skechers U.S.A., Inc. | SKX | 830566105 | 23-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Skechers U.S.A., Inc. | SKX | 830566105 | 23-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | Against | |
| Skechers U.S.A., Inc. | SKX | 830566105 | 23-May-17 | Management | Approve Omnibus Stock Plan | Against | Yes | Against | |
| Skechers U.S.A., Inc. | SKX | 830566105 | 23-May-17 | Management | Approve Qualified Employee Stock Purchase Plan | Against | Yes | Against | |
| Skechers U.S.A., Inc. | SKX | 830566105 | 23-May-17 | Share Holder | Report on Plans to Increase Board Diversity | For | Yes | Against | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director Tracy A. Atkinson | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director Robert E. Beauchamp | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director Vernon E. Clark | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director Stephen J. Hadley | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director Thomas A. Kennedy | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director Letitia A. Long | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director George R. Oliver | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director Dinesh C. Paliwal | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director William R. Spivey | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Elect Director James A. Winnefeld, Jr. | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Approve Executive Incentive Bonus Plan | For | Yes | For | |
| Raytheon Company | RTN | 755111507 | 25-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Kermit R. Crawford | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Michael L. Eskew | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Siddharth N. (Bobby) Mehta | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Jacques P. Perold | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Andrea Redmond | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director John W. Rowe | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Judith A. Sprieser | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Mary Alice Taylor | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Perry M. Traquina | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Elect Director Thomas J. Wilson | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Approve Non-Employee Director Omnibus Stock Plan | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Share Holder | Require Independent Board Chairman | Against | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Share Holder | Lead Director Qualifications | Against | Yes | For | |
| The Allstate Corporation | ALL | 020002101 | 25-May-17 | Share Holder | Political Contributions Disclosure | Against | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Wanda M. Austin | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Linnet F. Deily | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Robert E. Denham | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Alice P. Gast | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Enrique Hernandez, Jr. | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Jon M. Huntsman, Jr. | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Charles W. Moorman, IV | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Dambisa F. Moyo | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Ronald D. Sugar | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Inge G. Thulin | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director John S. Watson | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Elect Director Michael K. Wirth | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Share Holder | Report on Risks of Doing Business in Conflict-Affected Areas | Against | Yes | For | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Share Holder | Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* | Yes | For | ||
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Share Holder | Assess and Report on Transition to a Low Carbon Economy | For | Yes | Against | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Share Holder | Require Independent Board Chairman | For | Yes | Against | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Share Holder | Require Director Nominee with Environmental Experience | For | Yes | Against | |
| Chevron Corporation | CVX | 166764100 | 31-May-17 | Share Holder | Amend Articles/Bylaws/Charter -- Call Special Meetings | For | Yes | Against | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Susan K. Avery | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Michael J. Boskin | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Angela F. Braly | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Ursula M. Burns | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Henrietta H. Fore | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Kenneth C. Frazier | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Douglas R. Oberhelman | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Samuel J. Palmisano | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Steven S. Reinemund | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director William C. Weldon | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Elect Director Darren W. Woods | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Against | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Require Independent Board Chairman | For | Yes | Against | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Require a Majority Vote for the Election of Directors | For | Yes | Against | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Amend Bylaws -- Call Special Meetings | For | Yes | Against | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Amend Bylaws to Prohibit Precatory Proposals | Against | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Disclose Percentage of Females at Each Percentile of Compensation | Against | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Against | Yes | For | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Report on Climate Change Policies | For | Yes | Against | |
| Exxon Mobil Corporation | XOM | 30231G102 | 31-May-17 | Share Holder | Report on Methane Emissions | For | Yes | Against | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director William C. Ballard, Jr. | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director Richard T. Burke | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director Timothy P. Flynn | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director Stephen J. Hemsley | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director Michele J. Hooper | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director Rodger A. Lawson | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director Glenn M. Renwick | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director Kenneth I. Shine | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Elect Director Gail R. Wilensky | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 05-Jun-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Kenneth J. Bacon | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Madeline S. Bell | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Sheldon M. Bonovitz | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Edward D. Breen | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Gerald L. Hassell | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Jeffrey A. Honickman | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Asuka Nakahara | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director David C. Novak | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Brian L. Roberts | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Elect Director Johnathan A. Rodgers | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Share Holder | Report on Lobbying Payments and Policy | For | Yes | Against | |
| Comcast Corporation | CMCSA | 20030N101 | 08-Jun-17 | Share Holder | Approve Recapitalization Plan for all Stock to Have One-vote per Share | For | Yes | Against | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director Cheryl W. Grise | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director Carlos M. Gutierrez | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director David L. Herzog | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director R. Glenn Hubbard | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director Steven A. Kandarian | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director Alfred F. Kelly, Jr. | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director Edward J. Kelly, III | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director William E. Kennard | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director James M. Kilts | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director Catherine R. Kinney | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Elect Director Denise M. Morrison | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Ratify Deloitte & Touche LLP as Auditors | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| MetLife, Inc. | MET | 59156R108 | 13-Jun-17 | Share Holder | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For | Yes | Against | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Robert J. Hugin | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Mark J. Alles | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Richard W. Barker | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Michael W. Bonney | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Michael D. Casey | Withhold | Yes | Against | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Carrie S. Cox | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Michael A. Friedman | Withhold | Yes | Against | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Julia A. Haller | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Gilla S. Kaplan | Withhold | Yes | Against | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director James J. Loughlin | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Elect Director Ernest Mario | Withhold | Yes | Against | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Amend Omnibus Stock Plan | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Celgene Corporation | CELG | 151020104 | 14-Jun-17 | Share Holder | Provide For Confidential Running Vote Tallies On Executive Pay Matters | Against | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Mary Baglivo | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Brent Callinicos | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Emanuel Chirico | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Juan R. Figuereo | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Joseph B. Fuller | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director V. James Marino | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director G. Penny McIntyre | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Amy McPherson | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Henry Nasella | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Edward R. Rosenfeld | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Craig Rydin | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Elect Director Amanda Sourry | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| PVH Corp. | PVH | 693656100 | 15-Jun-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director William P. Barr | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director Jeffrey L. Bewkes | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director Robert C. Clark | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director Mathias Dopfner | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director Jessica P. Einhorn | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director Carlos M. Gutierrez | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director Fred Hassan | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director Paul D. Wachter | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Elect Director Deborah C. Wright | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Time Warner Inc. | TWX | 887317303 | 15-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Antero Resources Corporation | AR | 03674X106 | 21-Jun-17 | Management | Elect Director Paul M. Rady | For | Yes | For | |
| Antero Resources Corporation | AR | 03674X106 | 21-Jun-17 | Management | Elect Director Glen C. Warren, Jr. | For | Yes | For | |
| Antero Resources Corporation | AR | 03674X106 | 21-Jun-17 | Management | Elect Director James R. Levy | For | Yes | For | |
| Antero Resources Corporation | AR | 03674X106 | 21-Jun-17 | Management | Ratify KPMG LLP as Auditors | For | Yes | For | |
| Antero Resources Corporation | AR | 03674X106 | 21-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | Yes | Against | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Nora A. Aufreiter | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Robert D. Beyer | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Anne Gates | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Susan J. Kropf | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director W. Rodney McMullen | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Jorge P. Montoya | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Clyde R. Moore | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director James A. Runde | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Ronald L. Sargent | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Bobby S. Shackouls | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Elect Director Mark S. Sutton | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Management | Ratify PricewaterhouseCoopers LLP as Auditors | For | Yes | For | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Share Holder | Assess Environmental Impact of Non-Recyclable Packaging | For | Yes | Against | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Share Holder | Assess Benefits of Adopting Renewable Energy Goals | For | Yes | Against | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Share Holder | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | For | Yes | Against | |
| The Kroger Co. | KR | 501044101 | 22-Jun-17 | Share Holder | Require Independent Board Chairman | Against | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director Edward H. Bastian | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director Francis S. Blake | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director Daniel A. Carp | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director David G. DeWalt | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director William H. Easter, III | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director Mickey P. Foret | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director Jeanne P. Jackson | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director George N. Mattson | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director Douglas R. Ralph | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director Sergio A.L. Rial | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Elect Director Kathy N. Waller | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Advisory Vote on Say on Pay Frequency | One Year | Yes | For | |
| Delta Air Lines, Inc. | DAL | 247361702 | 30-Jun-17 | Management | Ratify Ernst & Young LLP as Auditors | For | Yes | For | |
| Registrant: Dunham Funds - Appreciation & Income Fund Item 1 | |||||||||
| Investment Company Act file number: 811-22153 | |||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||
| ITEM 1- PROXY VOTING RECORD | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
| There were no proxy votes to report during the Reporting Period. | |||||||||
| Registrant: Dunham Funds - Small Cap Value Fund Item 1 | |||||||||||||||||||||||||
| Investment Company Act file number: 811-22153 | |||||||||||||||||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||||||||||||||||||
| Vote Summary | |||||||||||||||||||||||||
| HAEMONETICS CORPORATION | |||||||||||||||||||||||||
| Security | 405024100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | HAE | Meeting Date | 21-Jul-2016 | ||||||||||||||||||||||
| ISIN | US4050241003 | Agenda | 934448451 - Management | ||||||||||||||||||||||
| Record Date | 03-Jun-2016 | Holding Recon Date | 03-Jun-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 20-Jul-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | SUSAN BARTLETT FOOTE | For | For | For | |||||||||||||||||||||
| 2 | PEDRO P. GRANADILLO | For | For | For | |||||||||||||||||||||
| 3 | MARK W. KROLL, PHD | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Amend Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||||
| 4. | Approve Cash/Stock Bonus Plan | Management | For | For | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| SPOK HOLDINGS, INC. | |||||||||||||||||||||||||
| Security | 84863T106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SPOK | Meeting Date | 25-Jul-2016 | ||||||||||||||||||||||
| ISIN | US84863T1060 | Agenda | 934446609 - Management | ||||||||||||||||||||||
| Record Date | 27-May-2016 | Holding Recon Date | 27-May-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-Jul-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | N. BLAIR BUTTERFIELD | For | For | For | |||||||||||||||||||||
| 2 | NICHOLAS A. GALLOPO | For | For | For | |||||||||||||||||||||
| 3 | STACIA A. HYLTON | For | For | For | |||||||||||||||||||||
| 4 | VINCENT D. KELLY | For | For | For | |||||||||||||||||||||
| 5 | BRIAN O'REILLY | For | For | For | |||||||||||||||||||||
| 6 | MATTHEW ORISTANO | For | For | For | |||||||||||||||||||||
| 7 | SAMME L. THOMPSON | For | For | For | |||||||||||||||||||||
| 8 | ROYCE YUDKOFF | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | Adopt Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||||
| COUSINS PROPERTIES INCORPORATED | |||||||||||||||||||||||||
| Security | 222795106 | Meeting Type | Special | ||||||||||||||||||||||
| Ticker Symbol | CUZ | Meeting Date | 23-Aug-2016 | ||||||||||||||||||||||
| ISIN | US2227951066 | Agenda | 934464330 - Management | ||||||||||||||||||||||
| Record Date | 15-Jul-2016 | Holding Recon Date | 15-Jul-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-Aug-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Stock Issuance | Management | For | For | For | ||||||||||||||||||||
| 2. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | ||||||||||||||||||||
| BOB EVANS FARMS, INC. | |||||||||||||||||||||||||
| Security | 096761101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | BOBE | Meeting Date | 24-Aug-2016 | ||||||||||||||||||||||
| ISIN | US0967611015 | Agenda | 934458250 - Management | ||||||||||||||||||||||
| Record Date | 30-Jun-2016 | Holding Recon Date | 30-Jun-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-Aug-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| JOHN B. SANFILIPPO & SON, INC. | |||||||||||||||||||||||||
| Security | 800422107 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | JBSS | Meeting Date | 02-Nov-2016 | ||||||||||||||||||||||
| ISIN | US8004221078 | Agenda | 934482732 - Management | ||||||||||||||||||||||
| Record Date | 07-Sep-2016 | Holding Recon Date | 07-Sep-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-Nov-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
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| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | GOVERNOR JIM R. EDGAR | For | For | For | |||||||||||||||||||||
| 2 | ELLEN C. TAAFFE | For | For | For | |||||||||||||||||||||
| 3 | DANIEL M. WRIGHT | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| II-VI INCORPORATED | |||||||||||||||||||||||||
| Security | 902104108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | IIVI | Meeting Date | 04-Nov-2016 | ||||||||||||||||||||||
| ISIN | US9021041085 | Agenda | 934480346 - Management | ||||||||||||||||||||||
| Record Date | 02-Sep-2016 | Holding Recon Date | 02-Sep-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 03-Nov-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| LANCASTER COLONY CORPORATION | |||||||||||||||||||||||||
| Security | 513847103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | LANC | Meeting Date | 21-Nov-2016 | ||||||||||||||||||||||
| ISIN | US5138471033 | Agenda | 934491779 - Management | ||||||||||||||||||||||
| Record Date | 23-Sep-2016 | Holding Recon Date | 23-Sep-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Nov-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | KENNETH L. COOKE | For | For | For | |||||||||||||||||||||
| 2 | ALAN F. HARRIS | For | For | For | |||||||||||||||||||||
| 3 | ZUHEIR SOFIA | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| OCEANFIRST FINANCIAL CORP. | |||||||||||||||||||||||||
| Security | 675234108 | Meeting Type | Special | ||||||||||||||||||||||
| Ticker Symbol | OCFC | Meeting Date | 22-Nov-2016 | ||||||||||||||||||||||
| ISIN | US6752341080 | Agenda | 934494179 - Management | ||||||||||||||||||||||
| Record Date | 27-Sep-2016 | Holding Recon Date | 27-Sep-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Nov-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Stock Issuance | Management | For | For | For | ||||||||||||||||||||
| 2. | Approve Motion to Adjourn Meeting | Management | For | For | For | ||||||||||||||||||||
| XCERRA CORPORATION | |||||||||||||||||||||||||
| Security | 98400J108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | XCRA | Meeting Date | 07-Dec-2016 | ||||||||||||||||||||||
| ISIN | US98400J1088 | Agenda | 934495119 - Management | ||||||||||||||||||||||
| Record Date | 20-Oct-2016 | Holding Recon Date | 20-Oct-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Dec-2016 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Amend Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| COMMERCIAL METALS COMPANY | |||||||||||||||||||||||||
| Security | 201723103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CMC | Meeting Date | 11-Jan-2017 | ||||||||||||||||||||||
| ISIN | US2017231034 | Agenda | 934508738 - Management | ||||||||||||||||||||||
| Record Date | 21-Nov-2016 | Holding Recon Date | 21-Nov-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-Jan-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| SPIRE INC. | |||||||||||||||||||||||||
| Security | 84857L101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SR | Meeting Date | 26-Jan-2017 | ||||||||||||||||||||||
| ISIN | US84857L1017 | Agenda | 934512294 - Management | ||||||||||||||||||||||
| Record Date | 30-Nov-2016 | Holding Recon Date | 30-Nov-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Jan-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | EDWARD L. GLOTZBACH | For | For | For | |||||||||||||||||||||
| 2 | ROB L. JONES | For | For | For | |||||||||||||||||||||
| 3 | JOHN P. STUPP JR. | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| CENTRAL GARDEN & PET COMPANY | |||||||||||||||||||||||||
| Security | 153527106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CENT | Meeting Date | 14-Feb-2017 | ||||||||||||||||||||||
| ISIN | US1535271068 | Agenda | 934517814 - Management | ||||||||||||||||||||||
| Record Date | 16-Dec-2016 | Holding Recon Date | 16-Dec-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Feb-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1 | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JOHN B. BALOUSEK | For | For | For | |||||||||||||||||||||
| 2 | WILLIAM E. BROWN | Withheld | For | Against | |||||||||||||||||||||
| 3 | THOMAS J. COLLIGAN | For | For | For | |||||||||||||||||||||
| 4 | BROOKS M.PENNINGTON III | For | For | For | |||||||||||||||||||||
| 5 | ALFRED A. PIERGALLINI | For | For | For | |||||||||||||||||||||
| 6 | JOHN R. RANELLI | For | For | For | |||||||||||||||||||||
| 7 | GEORGE C. ROETH | For | For | For | |||||||||||||||||||||
| 8 | M. BETH SPRINGER | For | For | For | |||||||||||||||||||||
| 9 | ANDREW K. WOEBER | For | For | For | |||||||||||||||||||||
| 2 | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| 3 | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4 | Amend Non-Employee Director Plan | Management | Against | For | Against | ||||||||||||||||||||
| 5 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| CABOT CORPORATION | |||||||||||||||||||||||||
| Security | 127055101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CBT | Meeting Date | 09-Mar-2017 | ||||||||||||||||||||||
| ISIN | US1270551013 | Agenda | 934528425 - Management | ||||||||||||||||||||||
| Record Date | 18-Jan-2017 | Holding Recon Date | 18-Jan-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Mar-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| OMNOVA SOLUTIONS INC. | |||||||||||||||||||||||||
| Security | 682129101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | OMN | Meeting Date | 22-Mar-2017 | ||||||||||||||||||||||
| ISIN | US6821291019 | Agenda | 934527055 - Management | ||||||||||||||||||||||
| Record Date | 23-Jan-2017 | Holding Recon Date | 23-Jan-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 21-Mar-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 6. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 7. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| NORTHWEST BANCSHARES, INC. | |||||||||||||||||||||||||
| Security | 667340103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | NWBI | Meeting Date | 19-Apr-2017 | ||||||||||||||||||||||
| ISIN | US6673401039 | Agenda | 934535571 - Management | ||||||||||||||||||||||
| Record Date | 24-Feb-2017 | Holding Recon Date | 24-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | WILLIAM J. WAGNER | For | For | For | |||||||||||||||||||||
| 2 | SONIA M. PROBST | For | For | For | |||||||||||||||||||||
| 3 | WILLIAM F. MCKNIGHT | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| UMPQUA HOLDINGS CORPORATION | |||||||||||||||||||||||||
| Security | 904214103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | UMPQ | Meeting Date | 19-Apr-2017 | ||||||||||||||||||||||
| ISIN | US9042141039 | Agenda | 934537296 - Management | ||||||||||||||||||||||
| Record Date | 10-Feb-2017 | Holding Recon Date | 10-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | S/H Proposal - Election of Directors By Majority Vote |
Shareholder | For | Against | Against | ||||||||||||||||||||
| WESBANCO, INC. | |||||||||||||||||||||||||
| Security | 950810101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | WSBC | Meeting Date | 19-Apr-2017 | ||||||||||||||||||||||
| ISIN | US9508101014 | Agenda | 934546562 - Management | ||||||||||||||||||||||
| Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | ABIGAIL M. FEINKNOPF@ | For | For | For | |||||||||||||||||||||
| 2 | JAY T. MCCAMIC@ | For | For | For | |||||||||||||||||||||
| 3 | F. ERIC NELSON, JR.@ | For | For | For | |||||||||||||||||||||
| 4 | TODD F. CLOSSIN@ | For | For | For | |||||||||||||||||||||
| 5 | DENISE KNOUSE-SNYDER@ | For | For | For | |||||||||||||||||||||
| 6 | GARY L. LIBS# | For | For | For | |||||||||||||||||||||
| 7 | KERRY M. STEMLER* | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 5. | Amend Cash/Stock Bonus Plan | Management | For | For | For | ||||||||||||||||||||
| SIMMONS FIRST NATIONAL CORPORATION | |||||||||||||||||||||||||
| Security | 828730200 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SFNC | Meeting Date | 19-Apr-2017 | ||||||||||||||||||||||
| ISIN | US8287302009 | Agenda | 934547805 - Management | ||||||||||||||||||||||
| Record Date | 22-Feb-2017 | Holding Recon Date | 22-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Fix Number of Directors | Management | For | For | For | ||||||||||||||||||||
| 2. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JAY D. BURCHFIELD | For | For | For | |||||||||||||||||||||
| 2 | WILLIAM E. CLARK, II | For | For | For | |||||||||||||||||||||
| 3 | STEVEN A. COSSE | For | For | For | |||||||||||||||||||||
| 4 | MARK C. DORAMUS | For | For | For | |||||||||||||||||||||
| 5 | EDWARD DRILLING | For | For | For | |||||||||||||||||||||
| 6 | EUGENE HUNT | For | For | For | |||||||||||||||||||||
| 7 | JERRY HUNTER | For | For | For | |||||||||||||||||||||
| 8 | CHRIS R. KIRKLAND | For | For | For | |||||||||||||||||||||
| 9 | GEORGE A. MAKRIS, JR. | For | For | For | |||||||||||||||||||||
| 10 | W. SCOTT MCGEORGE | For | For | For | |||||||||||||||||||||
| 11 | JOE D. PORTER | Withheld | For | Against | |||||||||||||||||||||
| 12 | ROBERT L. SHOPTAW | For | For | For | |||||||||||||||||||||
| 13 | MINDY WEST | For | For | For | |||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 6. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 7. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| FIRST FINANCIAL CORPORATION | |||||||||||||||||||||||||
| Security | 320218100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | THFF | Meeting Date | 19-Apr-2017 | ||||||||||||||||||||||
| ISIN | US3202181000 | Agenda | 934551955 - Management | ||||||||||||||||||||||
| Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | B. GUILLE COX, JR. | For | For | For | |||||||||||||||||||||
| 2 | ANTON H. GEORGE | For | For | For | |||||||||||||||||||||
| 3 | GREGORY L. GIBSON | For | For | For | |||||||||||||||||||||
| 4 | VIRGINIA L. SMITH | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Adopt Omnibus Stock Option Plan | Management | For | For | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| ASSOCIATED BANC-CORP | |||||||||||||||||||||||||
| Security | 045487105 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | ASB | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||||
| ISIN | US0454871056 | Agenda | 934541524 - Management | ||||||||||||||||||||||
| Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JOHN F. BERGSTROM | For | For | For | |||||||||||||||||||||
| 2 | PHILIP B. FLYNN | For | For | For | |||||||||||||||||||||
| 3 | R. JAY GERKEN | For | For | For | |||||||||||||||||||||
| 4 | JUDITH P. GREFFIN | For | For | For | |||||||||||||||||||||
| 5 | WILLIAM R. HUTCHINSON | For | For | For | |||||||||||||||||||||
| 6 | ROBERT A. JEFFE | For | For | For | |||||||||||||||||||||
| 7 | EILEEN A. KAMERICK | For | For | For | |||||||||||||||||||||
| 8 | GALE E. KLAPPA | For | For | For | |||||||||||||||||||||
| 9 | RICHARD T. LOMMEN | For | For | For | |||||||||||||||||||||
| 10 | CORY L. NETTLES | For | For | For | |||||||||||||||||||||
| 11 | KAREN T. VAN LITH | For | For | For | |||||||||||||||||||||
| 12 | JOHN (JAY) B. WILLIAMS | For | For | For | |||||||||||||||||||||
| 2. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| TRUSTMARK CORPORATION | |||||||||||||||||||||||||
| Security | 898402102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | TRMK | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||||
| ISIN | US8984021027 | Agenda | 934541942 - Management | ||||||||||||||||||||||
| Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | ADOLPHUS B. BAKER | For | For | For | |||||||||||||||||||||
| 2 | WILLIAM A. BROWN | For | For | For | |||||||||||||||||||||
| 3 | JAMES N. COMPTON | For | For | For | |||||||||||||||||||||
| 4 | TRACY T. CONERLY | For | For | For | |||||||||||||||||||||
| 5 | TONI D. COOLEY | For | For | For | |||||||||||||||||||||
| 6 | J. CLAY HAYS, JR., M.D. | For | For | For | |||||||||||||||||||||
| 7 | GERARD R. HOST | For | For | For | |||||||||||||||||||||
| 8 | JOHN M. MCCULLOUCH | For | For | For | |||||||||||||||||||||
| 9 | HARRIS V. MORRISSETTE | For | For | For | |||||||||||||||||||||
| 10 | RICHARD H. PUCKETT | For | For | For | |||||||||||||||||||||
| 11 | R. MICHAEL SUMMERFORD | For | For | For | |||||||||||||||||||||
| 12 | HARRY M. WALKER | For | For | For | |||||||||||||||||||||
| 13 | LEROY G. WALKER, JR. | For | For | For | |||||||||||||||||||||
| 14 | WILLIAM G. YATES III | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| FIRST CITIZENS BANCSHARES, INC. | |||||||||||||||||||||||||
| Security | 31946M103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FCNCA | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||||
| ISIN | US31946M1036 | Agenda | 934542968 - Management | ||||||||||||||||||||||
| Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JOHN M. ALEXANDER, JR. | For | For | For | |||||||||||||||||||||
| 2 | VICTOR E. BELL III | For | For | For | |||||||||||||||||||||
| 3 | PETER M. BRISTOW | For | For | For | |||||||||||||||||||||
| 4 | HOPE H. BRYANT | For | For | For | |||||||||||||||||||||
| 5 | H. LEE DURHAM, JR. | For | For | For | |||||||||||||||||||||
| 6 | DANIEL L. HEAVNER | For | For | For | |||||||||||||||||||||
| 7 | FRANK B. HOLDING, JR. | For | For | For | |||||||||||||||||||||
| 8 | ROBERT R. HOPPE | For | For | For | |||||||||||||||||||||
| 9 | LUCIUS S. JONES | For | For | For | |||||||||||||||||||||
| 10 | FLOYD L. KEELS | For | For | For | |||||||||||||||||||||
| 11 | ROBERT E. MASON IV | For | For | For | |||||||||||||||||||||
| 12 | ROBERT T. NEWCOMB | For | For | For | |||||||||||||||||||||
| 13 | JAMES M. PARKER | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| UMB FINANCIAL CORPORATION | |||||||||||||||||||||||||
| Security | 902788108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | UMBF | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||||
| ISIN | US9027881088 | Agenda | 934543249 - Management | ||||||||||||||||||||||
| Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | ROBIN C. BEERY | For | For | For | |||||||||||||||||||||
| 2 | KEVIN C. GALLAGHER | For | For | For | |||||||||||||||||||||
| 3 | GREG M. GRAVES | For | For | For | |||||||||||||||||||||
| 4 | ALEXANDER C. KEMPER | For | For | For | |||||||||||||||||||||
| 5 | J. MARINER KEMPER | For | For | For | |||||||||||||||||||||
| 6 | GORDON LANSFORD, III | For | For | For | |||||||||||||||||||||
| 7 | TIMOTHY R. MURPHY | For | For | For | |||||||||||||||||||||
| 8 | KRIS A. ROBBINS | For | For | For | |||||||||||||||||||||
| 9 | L. JOSHUA SOSLAND | For | For | For | |||||||||||||||||||||
| 10 | DYLAN E. TAYLOR | For | For | For | |||||||||||||||||||||
| 11 | PAUL UHLMANN III | For | For | For | |||||||||||||||||||||
| 12 | LEROY J. WILLIAMS, JR. | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 5. | S/H Proposal - Establish Independent Chairman |
Shareholder | Against | Against | For | ||||||||||||||||||||
| CAMDEN NATIONAL CORPORATION | |||||||||||||||||||||||||
| Security | 133034108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CAC | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||||
| ISIN | US1330341082 | Agenda | 934552921 - Management | ||||||||||||||||||||||
| Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 6. | Authorize Common Stock Increase | Management | For | For | For | ||||||||||||||||||||
| PS BUSINESS PARKS, INC. | |||||||||||||||||||||||||
| Security | 69360J107 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | PSB | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||||
| ISIN | US69360J1079 | Agenda | 934561386 - Management | ||||||||||||||||||||||
| Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | RONALD L. HAVNER, JR. | For | For | For | |||||||||||||||||||||
| 2 | MARIA R. HAWTHORNE | For | For | For | |||||||||||||||||||||
| 3 | JENNIFER HOLDEN DUNBAR | For | For | For | |||||||||||||||||||||
| 4 | JAMES H. KROPP | For | For | For | |||||||||||||||||||||
| 5 | SARA GROOTWASSINK LEWIS | For | For | For | |||||||||||||||||||||
| 6 | GARY E. PRUITT | For | For | For | |||||||||||||||||||||
| 7 | ROBERT S. ROLLO | For | For | For | |||||||||||||||||||||
| 8 | JOSEPH D. RUSSELL, JR. | For | For | For | |||||||||||||||||||||
| 9 | PETER SCHULTZ | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| BANNER CORPORATION | |||||||||||||||||||||||||
| Security | 06652V208 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | BANR | Meeting Date | 25-Apr-2017 | ||||||||||||||||||||||
| ISIN | US06652V2088 | Agenda | 934561540 - Management | ||||||||||||||||||||||
| Record Date | 01-Mar-2017 | Holding Recon Date | 01-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| ASPEN INSURANCE HOLDINGS LIMITED | |||||||||||||||||||||||||
| Security | G05384105 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | AHL | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||||
| ISIN | BMG053841059 | Agenda | 934538565 - Management | ||||||||||||||||||||||
| Record Date | 27-Feb-2017 | Holding Recon Date | 27-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | Bermuda | Vote Deadline Date | 25-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | MR. CHRISTOPHER O'KANE | For | For | For | |||||||||||||||||||||
| 2 | MR. JOHN CAVOORES | For | For | For | |||||||||||||||||||||
| 3 | MR. ALBERT BEER | For | For | For | |||||||||||||||||||||
| 4 | MS. HEIDI HUTTER | For | For | For | |||||||||||||||||||||
| 5 | MR. MATTHEW BOTEIN | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| GULF ISLAND FABRICATION, INC. | |||||||||||||||||||||||||
| Security | 402307102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | GIFI | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||||
| ISIN | US4023071024 | Agenda | 934554898 - Management | ||||||||||||||||||||||
| Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | GREGORY J. COTTER | For | For | For | |||||||||||||||||||||
| 2 | CHRISTOPHER M.HARDING | For | For | For | |||||||||||||||||||||
| 3 | JOHN P."JACK" LABORDE | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| BANCORPSOUTH, INC. | |||||||||||||||||||||||||
| Security | 059692103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | BXS | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||||
| ISIN | US0596921033 | Agenda | 934556892 - Management | ||||||||||||||||||||||
| Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | GUS J. BLASS III | For | For | For | |||||||||||||||||||||
| 2 | SHANNON A. BROWN | For | For | For | |||||||||||||||||||||
| 3 | DEBORAH M. CANNON | For | For | For | |||||||||||||||||||||
| 4 | WARREN A. HOOD, JR. | For | For | For | |||||||||||||||||||||
| 5 | LARRY G. KIRK | For | For | For | |||||||||||||||||||||
| 6 | GUY W. MITCHELL III | For | For | For | |||||||||||||||||||||
| 7 | ALAN W. PERRY | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| SELECTIVE INSURANCE GROUP, INC. | |||||||||||||||||||||||||
| Security | 816300107 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SIGI | Meeting Date | 26-Apr-2017 | ||||||||||||||||||||||
| ISIN | US8163001071 | Agenda | 934563986 - Management | ||||||||||||||||||||||
| Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| CENTERSTATE BANKS, INC. | |||||||||||||||||||||||||
| Security | 15201P109 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CSFL | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||||
| ISIN | US15201P1093 | Agenda | 934536597 - Management | ||||||||||||||||||||||
| Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JAMES H. BINGHAM | For | For | For | |||||||||||||||||||||
| 2 | G. ROBERT BLANCHARD, JR | For | For | For | |||||||||||||||||||||
| 3 | C. DENNIS CARLTON | For | For | For | |||||||||||||||||||||
| 4 | JOHN C. CORBETT | For | For | For | |||||||||||||||||||||
| 5 | GRIFFIN A. GREENE | For | For | For | |||||||||||||||||||||
| 6 | CHARLES W. MCPHERSON | For | For | For | |||||||||||||||||||||
| 7 | G. TIERSO NUNEZ II | For | For | For | |||||||||||||||||||||
| 8 | THOMAS E. OAKLEY | For | For | For | |||||||||||||||||||||
| 9 | ERNEST S. PINNER | For | For | For | |||||||||||||||||||||
| 10 | WILLIAM K. POU, JR | For | For | For | |||||||||||||||||||||
| 11 | JOSHUA A. SNIVELY | For | For | For | |||||||||||||||||||||
| 12 | MICHAEL F. CIFERRI | For | For | For | |||||||||||||||||||||
| 13 | DANIEL R. RICHEY | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| PEOPLES BANCORP INC. | |||||||||||||||||||||||||
| Security | 709789101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | PEBO | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||||
| ISIN | US7097891011 | Agenda | 934544544 - Management | ||||||||||||||||||||||
| Record Date | 28-Feb-2017 | Holding Recon Date | 28-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | TARA M. ABRAHAM | For | For | For | |||||||||||||||||||||
| 2 | JAMES S. HUGGINS | For | For | For | |||||||||||||||||||||
| 3 | BROOKE W. JAMES | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| NRG ENERGY, INC. | |||||||||||||||||||||||||
| Security | 629377508 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | NRG | Meeting Date | 27-Apr-2017 | ||||||||||||||||||||||
| ISIN | US6293775085 | Agenda | 934546738 - Management | ||||||||||||||||||||||
| Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1M. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 3. | Amend Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | ||||||||||||||||||||
| CYRUSONE INC. | |||||||||||||||||||||||||
| Security | 23283R100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CONE | Meeting Date | 28-Apr-2017 | ||||||||||||||||||||||
| ISIN | US23283R1005 | Agenda | 934544683 - Management | ||||||||||||||||||||||
| Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | GARY J. WOJTASZEK | For | For | For | |||||||||||||||||||||
| 2 | DAVID H. FERDMAN | For | For | For | |||||||||||||||||||||
| 3 | JOHN W. GAMBLE, JR. | For | For | For | |||||||||||||||||||||
| 4 | MICHAEL A. KLAYKO | For | For | For | |||||||||||||||||||||
| 5 | T. TOD NIELSEN | For | For | For | |||||||||||||||||||||
| 6 | ALEX SHUMATE | For | For | For | |||||||||||||||||||||
| 7 | WILLIAM E. SULLIVAN | For | For | For | |||||||||||||||||||||
| 8 | LYNN A. WENTWORTH | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| LYDALL, INC. | |||||||||||||||||||||||||
| Security | 550819106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | LDL | Meeting Date | 28-Apr-2017 | ||||||||||||||||||||||
| ISIN | US5508191062 | Agenda | 934549328 - Management | ||||||||||||||||||||||
| Record Date | 03-Mar-2017 | Holding Recon Date | 03-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | DALE G. BARNHART | For | For | For | |||||||||||||||||||||
| 2 | KATHLEEN BURDETT | For | For | For | |||||||||||||||||||||
| 3 | JAMES J. CANNON | For | For | For | |||||||||||||||||||||
| 4 | MATTHEW T. FARRELL | For | For | For | |||||||||||||||||||||
| 5 | MARC T. GILES | For | For | For | |||||||||||||||||||||
| 6 | WILLIAM D. GURLEY | For | For | For | |||||||||||||||||||||
| 7 | SUZANNE HAMMETT | For | For | For | |||||||||||||||||||||
| 8 | S. CARL SODERSTROM, JR. | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| REGAL BELOIT CORPORATION | |||||||||||||||||||||||||
| Security | 758750103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | RBC | Meeting Date | 01-May-2017 | ||||||||||||||||||||||
| ISIN | US7587501039 | Agenda | 934546853 - Management | ||||||||||||||||||||||
| Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 28-Apr-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| AMKOR TECHNOLOGY, INC. | |||||||||||||||||||||||||
| Security | 031652100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | AMKR | Meeting Date | 02-May-2017 | ||||||||||||||||||||||
| ISIN | US0316521006 | Agenda | 934579737 - Management | ||||||||||||||||||||||
| Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 01-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JAMES J. KIM | For | For | For | |||||||||||||||||||||
| 2 | STEPHEN D. KELLEY | For | For | For | |||||||||||||||||||||
| 3 | ROGER A. CAROLIN | For | For | For | |||||||||||||||||||||
| 4 | WINSTON J. CHURCHILL | For | For | For | |||||||||||||||||||||
| 5 | JOHN T. KIM | Withheld | For | Against | |||||||||||||||||||||
| 6 | SUSAN Y. KIM | For | For | For | |||||||||||||||||||||
| 7 | ROBERT R. MORSE | For | For | For | |||||||||||||||||||||
| 8 | JOHN F. OSBORNE | For | For | For | |||||||||||||||||||||
| 9 | DAVID N. WATSON | For | For | For | |||||||||||||||||||||
| 10 | JAMES W. ZUG | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 5. | Amend Cash/Stock Bonus Plan | Management | For | For | For | ||||||||||||||||||||
| 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| MAIDEN HOLDINGS, LTD. | |||||||||||||||||||||||||
| Security | G5753U112 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | MHLD | Meeting Date | 02-May-2017 | ||||||||||||||||||||||
| ISIN | BMG5753U1128 | Agenda | 934580780 - Management | ||||||||||||||||||||||
| Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | Bermuda | Vote Deadline Date | 01-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | BARRY D. ZYSKIND | For | For | For | |||||||||||||||||||||
| 2 | SIMCHA G. LYONS | For | For | For | |||||||||||||||||||||
| 3 | RAYMOND M. NEFF | For | For | For | |||||||||||||||||||||
| 4 | YEHUDA L. NEUBERGER | For | For | For | |||||||||||||||||||||
| 5 | STEVEN H. NIGRO | For | For | For | |||||||||||||||||||||
| 2. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| INVESCO MORTGAGE CAPITAL INC. | |||||||||||||||||||||||||
| Security | 46131B100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | IVR | Meeting Date | 03-May-2017 | ||||||||||||||||||||||
| ISIN | US46131B1008 | Agenda | 934543504 - Management | ||||||||||||||||||||||
| Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| DCT INDUSTRIAL TRUST INC. | |||||||||||||||||||||||||
| Security | 233153204 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | DCT | Meeting Date | 03-May-2017 | ||||||||||||||||||||||
| ISIN | US2331532042 | Agenda | 934546132 - Management | ||||||||||||||||||||||
| Record Date | 07-Mar-2017 | Holding Recon Date | 07-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| UNIT CORPORATION | |||||||||||||||||||||||||
| Security | 909218109 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | UNT | Meeting Date | 03-May-2017 | ||||||||||||||||||||||
| ISIN | US9092181091 | Agenda | 934548857 - Management | ||||||||||||||||||||||
| Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 02-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| TETRA TECHNOLOGIES, INC. | |||||||||||||||||||||||||
| Security | 88162F105 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | TTI | Meeting Date | 05-May-2017 | ||||||||||||||||||||||
| ISIN | US88162F1057 | Agenda | 934544443 - Management | ||||||||||||||||||||||
| Record Date | 06-Mar-2017 | Holding Recon Date | 06-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | MARK E. BALDWIN | For | For | For | |||||||||||||||||||||
| 2 | THOMAS R. BATES, JR. | For | For | For | |||||||||||||||||||||
| 3 | STUART M. BRIGHTMAN | For | For | For | |||||||||||||||||||||
| 4 | PAUL D. COOMBS | For | For | For | |||||||||||||||||||||
| 5 | JOHN F. GLICK | For | For | For | |||||||||||||||||||||
| 6 | STEPHEN A. SNIDER | For | For | For | |||||||||||||||||||||
| 7 | WILLIAM D. SULLIVAN | For | For | For | |||||||||||||||||||||
| 8 | KENNETH E. WHITE, JR. | For | For | For | |||||||||||||||||||||
| 9 | JOSEPH C. WINKLER III | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Miscellaneous Corporate Actions | Management | For | For | For | ||||||||||||||||||||
| COOPER TIRE & RUBBER COMPANY | |||||||||||||||||||||||||
| Security | 216831107 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CTB | Meeting Date | 05-May-2017 | ||||||||||||||||||||||
| ISIN | US2168311072 | Agenda | 934545344 - Management | ||||||||||||||||||||||
| Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | THOMAS P. CAPO | For | For | For | |||||||||||||||||||||
| 2 | STEVEN M. CHAPMAN | For | For | For | |||||||||||||||||||||
| 3 | SUSAN F. DAVIS | For | For | For | |||||||||||||||||||||
| 4 | JOHN J. HOLLAND | For | For | For | |||||||||||||||||||||
| 5 | BRADLEY E. HUGHES | For | For | For | |||||||||||||||||||||
| 6 | GARY S. MICHEL | For | For | For | |||||||||||||||||||||
| 7 | JOHN H. SHUEY | For | For | For | |||||||||||||||||||||
| 8 | ROBERT D. WELDING | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| HURON CONSULTING GROUP INC. | |||||||||||||||||||||||||
| Security | 447462102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | HURN | Meeting Date | 05-May-2017 | ||||||||||||||||||||||
| ISIN | US4474621020 | Agenda | 934564762 - Management | ||||||||||||||||||||||
| Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | H. EUGENE LOCKHART | For | For | For | |||||||||||||||||||||
| 2 | GEORGE E. MASSARO | For | For | For | |||||||||||||||||||||
| 2. | Amend Omnibus Stock Option Plan | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| OCEANEERING INTERNATIONAL, INC. | |||||||||||||||||||||||||
| Security | 675232102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | OII | Meeting Date | 05-May-2017 | ||||||||||||||||||||||
| ISIN | US6752321025 | Agenda | 934569015 - Management | ||||||||||||||||||||||
| Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 04-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | WILLIAM B. BERRY | For | For | For | |||||||||||||||||||||
| 2 | T. JAY COLLINS | For | For | For | |||||||||||||||||||||
| 3 | JON ERIK REINHARDSEN | For | For | For | |||||||||||||||||||||
| 2. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| THE TIMKEN COMPANY | |||||||||||||||||||||||||
| Security | 887389104 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | TKR | Meeting Date | 09-May-2017 | ||||||||||||||||||||||
| ISIN | US8873891043 | Agenda | 934548972 - Management | ||||||||||||||||||||||
| Record Date | 22-Feb-2017 | Holding Recon Date | 22-Feb-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | MARIA A. CROWE | For | For | For | |||||||||||||||||||||
| 2 | RICHARD G. KYLE | For | For | For | |||||||||||||||||||||
| 3 | JOHN A. LUKE, JR. | For | For | For | |||||||||||||||||||||
| 4 | CHRISTOPHER L. MAPES | For | For | For | |||||||||||||||||||||
| 5 | JAMES F. PALMER | For | For | For | |||||||||||||||||||||
| 6 | AJITA G. RAJENDRA | For | For | For | |||||||||||||||||||||
| 7 | JOSEPH W. RALSTON | For | For | For | |||||||||||||||||||||
| 8 | FRANK C.SULLIVAN | For | For | For | |||||||||||||||||||||
| 9 | JOHN M. TIMKEN, JR. | For | For | For | |||||||||||||||||||||
| 10 | WARD J. TIMKEN, JR. | For | For | For | |||||||||||||||||||||
| 11 | JACQUELINE F. WOODS | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| FIRST DEFIANCE FINANCIAL CORP. | |||||||||||||||||||||||||
| Security | 32006W106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FDEF | Meeting Date | 09-May-2017 | ||||||||||||||||||||||
| ISIN | US32006W1062 | Agenda | 934553101 - Management | ||||||||||||||||||||||
| Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JEAN A. HUBBARD | For | For | For | |||||||||||||||||||||
| 2 | BARBARA A. MITZEL | For | For | For | |||||||||||||||||||||
| 3 | CHARLES D. NIEHAUS | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Declassify Board | Management | For | For | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| DST SYSTEMS, INC. | |||||||||||||||||||||||||
| Security | 233326107 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | DST | Meeting Date | 09-May-2017 | ||||||||||||||||||||||
| ISIN | US2333261079 | Agenda | 934553391 - Management | ||||||||||||||||||||||
| Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JOSEPH C. ANTONELLIS | For | For | For | |||||||||||||||||||||
| 2 | JEROME H. BAILEY | For | For | For | |||||||||||||||||||||
| 3 | LYNN DORSEY BLEIL | For | For | For | |||||||||||||||||||||
| 4 | GARY D. FORSEE | For | For | For | |||||||||||||||||||||
| 5 | STEPHEN C. HOOLEY | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| FIRST AMERICAN FINANCIAL CORPORATION | |||||||||||||||||||||||||
| Security | 31847R102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FAF | Meeting Date | 09-May-2017 | ||||||||||||||||||||||
| ISIN | US31847R1023 | Agenda | 934574220 - Management | ||||||||||||||||||||||
| Record Date | 16-Mar-2017 | Holding Recon Date | 16-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JAMES L. DOTI | For | For | For | |||||||||||||||||||||
| 2 | MICHAEL D. MCKEE | For | For | For | |||||||||||||||||||||
| 3 | THOMAS V. MCKERNAN | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| M/I HOMES, INC. | |||||||||||||||||||||||||
| Security | 55305B101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | MHO | Meeting Date | 09-May-2017 | ||||||||||||||||||||||
| ISIN | US55305B1017 | Agenda | 934577199 - Management | ||||||||||||||||||||||
| Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | PHILLIP G. CREEK | For | For | For | |||||||||||||||||||||
| 2 | NANCY J. KRAMER | For | For | For | |||||||||||||||||||||
| 3 | NORMAN L. TRAEGER | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| IBERIABANK CORPORATION | |||||||||||||||||||||||||
| Security | 450828108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | IBKC | Meeting Date | 09-May-2017 | ||||||||||||||||||||||
| ISIN | US4508281080 | Agenda | 934586489 - Management | ||||||||||||||||||||||
| Record Date | 21-Mar-2017 | Holding Recon Date | 21-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | HARRY V. BARTON, JR. | For | For | For | |||||||||||||||||||||
| 2 | E. STEWART SHEA III | For | For | For | |||||||||||||||||||||
| 3 | DAVID H. WELCH | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| LAREDO PETROLEUM, INC. | |||||||||||||||||||||||||
| Security | 516806106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | LPI | Meeting Date | 10-May-2017 | ||||||||||||||||||||||
| ISIN | US5168061068 | Agenda | 934546043 - Management | ||||||||||||||||||||||
| Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | RANDY A. FOUTCH | For | For | For | |||||||||||||||||||||
| 2 | PETER R. KAGAN | For | For | For | |||||||||||||||||||||
| 3 | EDMUND P. SEGNER, III | For | For | For | |||||||||||||||||||||
| 4 | DR. MYLES W. SCOGGINS | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| HUB GROUP, INC. | |||||||||||||||||||||||||
| Security | 443320106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | HUBG | Meeting Date | 10-May-2017 | ||||||||||||||||||||||
| ISIN | US4433201062 | Agenda | 934546891 - Management | ||||||||||||||||||||||
| Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | DAVID P. YEAGER | For | For | For | |||||||||||||||||||||
| 2 | DONALD G. MALTBY | For | For | For | |||||||||||||||||||||
| 3 | GARY D. EPPEN | For | For | For | |||||||||||||||||||||
| 4 | JAMES C. KENNY | For | For | For | |||||||||||||||||||||
| 5 | CHARLES R. REAVES | For | For | For | |||||||||||||||||||||
| 6 | MARTIN P. SLARK | For | For | For | |||||||||||||||||||||
| 7 | JONATHAN P. WARD | For | For | For | |||||||||||||||||||||
| 8 | PETER B. MCNITT | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 5. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| ITT INC | |||||||||||||||||||||||||
| Security | 45073V108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | ITT | Meeting Date | 10-May-2017 | ||||||||||||||||||||||
| ISIN | US45073V1089 | Agenda | 934558757 - Management | ||||||||||||||||||||||
| Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| UNITED COMMUNITY BANKS, INC. | |||||||||||||||||||||||||
| Security | 90984P303 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | UCBI | Meeting Date | 10-May-2017 | ||||||||||||||||||||||
| ISIN | US90984P3038 | Agenda | 934563784 - Management | ||||||||||||||||||||||
| Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JIMMY C. TALLENT | For | For | For | |||||||||||||||||||||
| 2 | ROBERT H. BLALOCK | For | For | For | |||||||||||||||||||||
| 3 | L. CATHY COX | For | For | For | |||||||||||||||||||||
| 4 | KENNETH L. DANIELS | For | For | For | |||||||||||||||||||||
| 5 | H. LYNN HARTON | For | For | For | |||||||||||||||||||||
| 6 | W.C. NELSON, JR. | For | For | For | |||||||||||||||||||||
| 7 | THOMAS A. RICHLOVSKY | For | For | For | |||||||||||||||||||||
| 8 | DAVID C. SHAVER | For | For | For | |||||||||||||||||||||
| 9 | TIM R. WALLIS | For | For | For | |||||||||||||||||||||
| 10 | DAVID H. WILKINS | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| FIVE PRIME THERAPEUTICS, INC. | |||||||||||||||||||||||||
| Security | 33830X104 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FPRX | Meeting Date | 10-May-2017 | ||||||||||||||||||||||
| ISIN | US33830X1046 | Agenda | 934568291 - Management | ||||||||||||||||||||||
| Record Date | 13-Mar-2017 | Holding Recon Date | 13-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| CORPORATE OFFICE PROPERTIES TRUST | |||||||||||||||||||||||||
| Security | 22002T108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | OFC | Meeting Date | 11-May-2017 | ||||||||||||||||||||||
| ISIN | US22002T1088 | Agenda | 934551501 - Management | ||||||||||||||||||||||
| Record Date | 14-Mar-2017 | Holding Recon Date | 14-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 6. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| AVISTA CORP. | |||||||||||||||||||||||||
| Security | 05379B107 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | AVA | Meeting Date | 11-May-2017 | ||||||||||||||||||||||
| ISIN | US05379B1070 | Agenda | 934552907 - Management | ||||||||||||||||||||||
| Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| PIPER JAFFRAY COMPANIES | |||||||||||||||||||||||||
| Security | 724078100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | PJC | Meeting Date | 11-May-2017 | ||||||||||||||||||||||
| ISIN | US7240781002 | Agenda | 934557236 - Management | ||||||||||||||||||||||
| Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 10-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| FARO TECHNOLOGIES, INC. | |||||||||||||||||||||||||
| Security | 311642102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FARO | Meeting Date | 12-May-2017 | ||||||||||||||||||||||
| ISIN | US3116421021 | Agenda | 934559987 - Management | ||||||||||||||||||||||
| Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | STEPHEN R. COLE | For | For | For | |||||||||||||||||||||
| 2 | MARVIN R. SAMBUR, PH. D | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| GROUP 1 AUTOMOTIVE, INC. | |||||||||||||||||||||||||
| Security | 398905109 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | GPI | Meeting Date | 12-May-2017 | ||||||||||||||||||||||
| ISIN | US3989051095 | Agenda | 934586631 - Management | ||||||||||||||||||||||
| Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JOHN L. ADAMS | For | For | For | |||||||||||||||||||||
| 2 | CARIN M. BARTH | For | For | For | |||||||||||||||||||||
| 3 | EARL J. HESTERBERG | For | For | For | |||||||||||||||||||||
| 4 | LINCOLN PEREIRA | For | For | For | |||||||||||||||||||||
| 5 | STEPHEN D. QUINN | For | For | For | |||||||||||||||||||||
| 6 | J. TERRY STRANGE | For | For | For | |||||||||||||||||||||
| 7 | CHARLES L. SZEWS | For | For | For | |||||||||||||||||||||
| 8 | MAX P. WATSON, JR. | For | For | For | |||||||||||||||||||||
| 9 | MARYANN WRIGHT | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| QUAD/GRAPHICS, INC. | |||||||||||||||||||||||||
| Security | 747301109 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | QUAD | Meeting Date | 15-May-2017 | ||||||||||||||||||||||
| ISIN | US7473011093 | Agenda | 934579686 - Management | ||||||||||||||||||||||
| Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | MARK A. ANGELSON | For | For | For | |||||||||||||||||||||
| 2 | DOUGLAS P. BUTH | For | For | For | |||||||||||||||||||||
| 3 | JOHN C. FOWLER | For | For | For | |||||||||||||||||||||
| 4 | STEPHEN M. FULLER | For | For | For | |||||||||||||||||||||
| 5 | CHRISTOPHER B. HARNED | For | For | For | |||||||||||||||||||||
| 6 | J. JOEL QUADRACCI | For | For | For | |||||||||||||||||||||
| 7 | KATHRYN Q. FLORES | For | For | For | |||||||||||||||||||||
| 8 | JAY O. ROTHMAN | For | For | For | |||||||||||||||||||||
| 9 | JOHN S. SHIELY | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| INSIGHT ENTERPRISES, INC. | |||||||||||||||||||||||||
| Security | 45765U103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | NSIT | Meeting Date | 15-May-2017 | ||||||||||||||||||||||
| ISIN | US45765U1034 | Agenda | 934586946 - Management | ||||||||||||||||||||||
| Record Date | 24-Mar-2017 | Holding Recon Date | 24-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| ACCO BRANDS CORPORATION | |||||||||||||||||||||||||
| Security | 00081T108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | ACCO | Meeting Date | 16-May-2017 | ||||||||||||||||||||||
| ISIN | US00081T1088 | Agenda | 934561069 - Management | ||||||||||||||||||||||
| Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| WEST CORPORATION | |||||||||||||||||||||||||
| Security | 952355204 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | WSTC | Meeting Date | 16-May-2017 | ||||||||||||||||||||||
| ISIN | US9523552043 | Agenda | 934562338 - Management | ||||||||||||||||||||||
| Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| ORASURE TECHNOLOGIES, INC. | |||||||||||||||||||||||||
| Security | 68554V108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | OSUR | Meeting Date | 16-May-2017 | ||||||||||||||||||||||
| ISIN | US68554V1089 | Agenda | 934571185 - Management | ||||||||||||||||||||||
| Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | RONNY B. LANCASTER | For | For | For | |||||||||||||||||||||
| 2 | RONALD H. SPAIR | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Amend Stock Option Plan | Management | Against | For | Against | ||||||||||||||||||||
| RAMCO-GERSHENSON PROPERTIES TRUST | |||||||||||||||||||||||||
| Security | 751452202 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | RPT | Meeting Date | 16-May-2017 | ||||||||||||||||||||||
| ISIN | US7514522025 | Agenda | 934571197 - Management | ||||||||||||||||||||||
| Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | STEPHEN R. BLANK | For | For | For | |||||||||||||||||||||
| 2 | DENNIS GERSHENSON | For | For | For | |||||||||||||||||||||
| 3 | ARTHUR GOLDBERG | For | For | For | |||||||||||||||||||||
| 4 | DAVID J. NETTINA | For | For | For | |||||||||||||||||||||
| 5 | JOEL M. PASHCOW | For | For | For | |||||||||||||||||||||
| 6 | MARK K. ROSENFELD | For | For | For | |||||||||||||||||||||
| 7 | LAURIE M. SHAHON | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| INTERFACE, INC. | |||||||||||||||||||||||||
| Security | 458665304 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | TILE | Meeting Date | 16-May-2017 | ||||||||||||||||||||||
| ISIN | US4586653044 | Agenda | 934571628 - Management | ||||||||||||||||||||||
| Record Date | 10-Mar-2017 | Holding Recon Date | 10-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 15-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JOHN P. BURKE | For | For | For | |||||||||||||||||||||
| 2 | ANDREW B. COGAN | For | For | For | |||||||||||||||||||||
| 3 | CARL I. GABLE | For | For | For | |||||||||||||||||||||
| 4 | JAY D. GOULD | For | For | For | |||||||||||||||||||||
| 5 | DANIEL T. HENDRIX | For | For | For | |||||||||||||||||||||
| 6 | CHRISTOPHER G. KENNEDY | For | For | For | |||||||||||||||||||||
| 7 | K. DAVID KOHLER | For | For | For | |||||||||||||||||||||
| 8 | ERIN A. MATTS | For | For | For | |||||||||||||||||||||
| 9 | JAMES B. MILLER, JR. | For | For | For | |||||||||||||||||||||
| 10 | SHERYL D. PALMER | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| F.N.B. CORPORATION | |||||||||||||||||||||||||
| Security | 302520101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FNB | Meeting Date | 17-May-2017 | ||||||||||||||||||||||
| ISIN | US3025201019 | Agenda | 934556715 - Management | ||||||||||||||||||||||
| Record Date | 08-Mar-2017 | Holding Recon Date | 08-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | WILLIAM B. CAMPBELL | For | For | For | |||||||||||||||||||||
| 2 | JAMES D. CHIAFULLO | For | For | For | |||||||||||||||||||||
| 3 | VINCENT J. DELIE, JR. | For | For | For | |||||||||||||||||||||
| 4 | LAURA E. ELLSWORTH | For | For | For | |||||||||||||||||||||
| 5 | STEPHEN J. GURGOVITS | For | For | For | |||||||||||||||||||||
| 6 | ROBERT A. HORMELL | For | For | For | |||||||||||||||||||||
| 7 | DAVID J. MALONE | For | For | For | |||||||||||||||||||||
| 8 | D. STEPHEN MARTZ | For | For | For | |||||||||||||||||||||
| 9 | ROBERT J. MCCARTHY, JR. | For | For | For | |||||||||||||||||||||
| 10 | FRANK C. MENCINI | For | For | For | |||||||||||||||||||||
| 11 | DAVID L. MOTLEY | For | For | For | |||||||||||||||||||||
| 12 | HEIDI A. NICHOLAS | For | For | For | |||||||||||||||||||||
| 13 | JOHN S. STANIK | For | For | For | |||||||||||||||||||||
| 14 | WILLIAM J. STRIMBU | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| HEARTLAND FINANCIAL USA, INC. | |||||||||||||||||||||||||
| Security | 42234Q102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | HTLF | Meeting Date | 17-May-2017 | ||||||||||||||||||||||
| ISIN | US42234Q1022 | Agenda | 934591252 - Management | ||||||||||||||||||||||
| Record Date | 22-Mar-2017 | Holding Recon Date | 22-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Authorize Common Stock Increase | Management | Abstain | For | Against | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | Abstain | For | Against | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Abstain | For | Against | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| LPL FINANCIAL HOLDINGS INC. | |||||||||||||||||||||||||
| Security | 50212V100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | LPLA | Meeting Date | 17-May-2017 | ||||||||||||||||||||||
| ISIN | US50212V1008 | Agenda | 934593105 - Management | ||||||||||||||||||||||
| Record Date | 20-Mar-2017 | Holding Recon Date | 20-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | Against | For | Against | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| PIEDMONT OFFICE REALTY TRUST, INC | |||||||||||||||||||||||||
| Security | 720190206 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | PDM | Meeting Date | 18-May-2017 | ||||||||||||||||||||||
| ISIN | US7201902068 | Agenda | 934561728 - Management | ||||||||||||||||||||||
| Record Date | 09-Mar-2017 | Holding Recon Date | 09-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | KELLY H. BARRETT | For | For | For | |||||||||||||||||||||
| 2 | WESLEY E. CANTRELL | For | For | For | |||||||||||||||||||||
| 3 | BARBARA B. LANG | For | For | For | |||||||||||||||||||||
| 4 | FRANK C. MCDOWELL | For | For | For | |||||||||||||||||||||
| 5 | DONALD A. MILLER, CFA | For | For | For | |||||||||||||||||||||
| 6 | RAYMOND G. MILNES, JR. | For | For | For | |||||||||||||||||||||
| 7 | JEFFREY L. SWOPE | For | For | For | |||||||||||||||||||||
| 8 | DALE H. TAYSOM | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Amend Omnibus Stock Option Plan | Management | For | For | For | ||||||||||||||||||||
| LA QUINTA HOLDINGS INC. | |||||||||||||||||||||||||
| Security | 50420D108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | LQ | Meeting Date | 18-May-2017 | ||||||||||||||||||||||
| ISIN | US50420D1081 | Agenda | 934581566 - Management | ||||||||||||||||||||||
| Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 17-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JAMES R. ABRAHAMSON | For | For | For | |||||||||||||||||||||
| 2 | GLENN ALBA | For | For | For | |||||||||||||||||||||
| 3 | SCOTT O. BERGREN | For | For | For | |||||||||||||||||||||
| 4 | ALAN J. BOWERS | For | For | For | |||||||||||||||||||||
| 5 | HENRY G. CISNEROS | For | For | For | |||||||||||||||||||||
| 6 | KEITH A. CLINE | For | For | For | |||||||||||||||||||||
| 7 | GIOVANNI CUTAIA | For | For | For | |||||||||||||||||||||
| 8 | BRIAN KIM | For | For | For | |||||||||||||||||||||
| 9 | MITESH B. SHAH | For | For | For | |||||||||||||||||||||
| 10 | GARY M. SUMERS | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | Approve Reverse Stock Split | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| FLAGSTAR BANCORP, INC. | |||||||||||||||||||||||||
| Security | 337930705 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FBC | Meeting Date | 23-May-2017 | ||||||||||||||||||||||
| ISIN | US3379307057 | Agenda | 934579232 - Management | ||||||||||||||||||||||
| Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 4. | Authorize Common Stock Increase | Management | For | For | For | ||||||||||||||||||||
| 5. | Adopt Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||||
| NANOMETRICS INCORPORATED | |||||||||||||||||||||||||
| Security | 630077105 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | NANO | Meeting Date | 23-May-2017 | ||||||||||||||||||||||
| ISIN | US6300771051 | Agenda | 934580211 - Management | ||||||||||||||||||||||
| Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | J. THOMAS BENTLEY | For | For | For | |||||||||||||||||||||
| 2 | EDWARD J. BROWN JR. | For | For | For | |||||||||||||||||||||
| 3 | ROBERT DEUSTER | For | For | For | |||||||||||||||||||||
| 4 | BRUCE C. RHINE | For | For | For | |||||||||||||||||||||
| 5 | CHRISTOPHER A. SEAMS | For | For | For | |||||||||||||||||||||
| 6 | TIMOTHY J. STULTZ PHD | For | For | For | |||||||||||||||||||||
| 7 | CHRISTINE A. TSINGOS | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Approve Cash/Stock Bonus Plan | Management | For | For | For | ||||||||||||||||||||
| 5. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| SM ENERGY COMPANY | |||||||||||||||||||||||||
| Security | 78454L100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SM | Meeting Date | 23-May-2017 | ||||||||||||||||||||||
| ISIN | US78454L1008 | Agenda | 934583041 - Management | ||||||||||||||||||||||
| Record Date | 04-Apr-2017 | Holding Recon Date | 04-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Amend Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||||
| TRICO BANCSHARES | |||||||||||||||||||||||||
| Security | 896095106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | TCBK | Meeting Date | 23-May-2017 | ||||||||||||||||||||||
| ISIN | US8960951064 | Agenda | 934600467 - Management | ||||||||||||||||||||||
| Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 22-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | WILLIAM J. CASEY | For | For | For | |||||||||||||||||||||
| 2 | DONALD J. AMARAL | For | For | For | |||||||||||||||||||||
| 3 | L. GAGE CHRYSLER III | For | For | For | |||||||||||||||||||||
| 4 | CRAIG S. COMPTON | For | For | For | |||||||||||||||||||||
| 5 | CORY W. GIESE | For | For | For | |||||||||||||||||||||
| 6 | JOHN S. A. HASBROOK | For | For | For | |||||||||||||||||||||
| 7 | PATRICK W. KILKENNY | For | For | For | |||||||||||||||||||||
| 8 | MICHAEL W. KOEHNEN | For | For | For | |||||||||||||||||||||
| 9 | MARTIN A. MARIANI | For | For | For | |||||||||||||||||||||
| 10 | RICHARD P. SMITH | For | For | For | |||||||||||||||||||||
| 11 | W. VIRGINIA WALKER | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| FOSSIL GROUP, INC. | |||||||||||||||||||||||||
| Security | 34988V106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FOSL | Meeting Date | 24-May-2017 | ||||||||||||||||||||||
| ISIN | US34988V1061 | Agenda | 934568330 - Management | ||||||||||||||||||||||
| Record Date | 28-Mar-2017 | Holding Recon Date | 28-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.8 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.9 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| TUTOR PERINI CORPORATION | |||||||||||||||||||||||||
| Security | 901109108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | TPC | Meeting Date | 24-May-2017 | ||||||||||||||||||||||
| ISIN | US9011091082 | Agenda | 934582859 - Management | ||||||||||||||||||||||
| Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | RONALD N. TUTOR | For | For | For | |||||||||||||||||||||
| 2 | PETER ARKLEY | For | For | For | |||||||||||||||||||||
| 3 | SIDNEY J. FELTENSTEIN | For | For | For | |||||||||||||||||||||
| 4 | JAMES A. FROST | For | For | For | |||||||||||||||||||||
| 5 | MICHAEL R. KLEIN | For | For | For | |||||||||||||||||||||
| 6 | THOMAS C. LEPPERT | For | For | For | |||||||||||||||||||||
| 7 | ROBERT C. LIEBER | For | For | For | |||||||||||||||||||||
| 8 | DENNIS D. OKLAK | For | For | For | |||||||||||||||||||||
| 9 | RAYMOND R. ONEGLIA | For | For | For | |||||||||||||||||||||
| 10 | DALE A. REISS | For | For | For | |||||||||||||||||||||
| 11 | DONALD D. SNYDER | For | For | For | |||||||||||||||||||||
| 12 | DICKRAN M. TEVRIZIAN JR | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| FIRST INTERSTATE BANCSYSTEM,INC | |||||||||||||||||||||||||
| Security | 32055Y201 | Meeting Type | Special | ||||||||||||||||||||||
| Ticker Symbol | FIBK | Meeting Date | 24-May-2017 | ||||||||||||||||||||||
| ISIN | US32055Y2019 | Agenda | 934591365 - Management | ||||||||||||||||||||||
| Record Date | 17-Mar-2017 | Holding Recon Date | 17-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 23-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Approve Merger Agreement | Management | For | For | For | ||||||||||||||||||||
| 2. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | ||||||||||||||||||||
| 4.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 4.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 4.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 4.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 6. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 2 Years | Against | ||||||||||||||||||||
| 7. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 8. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| SEACOAST BANKING CORPORATION OF FLORIDA | |||||||||||||||||||||||||
| Security | 811707801 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SBCF | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US8117078019 | Agenda | 934577339 - Management | ||||||||||||||||||||||
| Record Date | 23-Mar-2017 | Holding Recon Date | 23-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | STEPHEN E. BOHNER | For | For | For | |||||||||||||||||||||
| 2 | ALVARO J. MONSERRAT | For | For | For | |||||||||||||||||||||
| 3 | JULIE H. DAUM | For | For | For | |||||||||||||||||||||
| 4 | DENNIS S. HUDSON, III | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| EL PASO ELECTRIC COMPANY | |||||||||||||||||||||||||
| Security | 283677854 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | EE | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US2836778546 | Agenda | 934581667 - Management | ||||||||||||||||||||||
| Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | CATHERINE A. ALLEN | For | For | For | |||||||||||||||||||||
| 2 | EDWARD ESCUDERO | For | For | For | |||||||||||||||||||||
| 3 | ERIC B. SIEGEL | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| WINTRUST FINANCIAL CORPORATION | |||||||||||||||||||||||||
| Security | 97650W108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | WTFC | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US97650W1080 | Agenda | 934583964 - Management | ||||||||||||||||||||||
| Record Date | 31-Mar-2017 | Holding Recon Date | 31-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1L. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| GREEN DOT CORPORATION | |||||||||||||||||||||||||
| Security | 39304D102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | GDOT | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US39304D1028 | Agenda | 934592139 - Management | ||||||||||||||||||||||
| Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Declassify Board | Management | For | For | For | ||||||||||||||||||||
| 2.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 6. | Amend Stock Compensation Plan | Management | Against | For | Against | ||||||||||||||||||||
| NORTHWEST NATURAL GAS COMPANY | |||||||||||||||||||||||||
| Security | 667655104 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | NWN | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US6676551046 | Agenda | 934593751 - Management | ||||||||||||||||||||||
| Record Date | 06-Apr-2017 | Holding Recon Date | 06-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | DAVID H. ANDERSON | For | For | For | |||||||||||||||||||||
| 2 | MARTHA L. BYORUM | For | For | For | |||||||||||||||||||||
| 3 | JOHN D. CARTER | For | For | For | |||||||||||||||||||||
| 4 | C. SCOTT GIBSON | For | For | For | |||||||||||||||||||||
| 2. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| STATE BANK FINANCIAL CORPORATION | |||||||||||||||||||||||||
| Security | 856190103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | STBZ | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US8561901039 | Agenda | 934596175 - Management | ||||||||||||||||||||||
| Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| NATIONAL STORAGE AFFILIATES TRUST | |||||||||||||||||||||||||
| Security | 637870106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | NSA | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US6378701063 | Agenda | 934605746 - Management | ||||||||||||||||||||||
| Record Date | 27-Mar-2017 | Holding Recon Date | 27-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | ARLEN D. NORDHAGEN | Withheld | For | Against | |||||||||||||||||||||
| 2 | GEORGE L. CHAPMAN | For | For | For | |||||||||||||||||||||
| 3 | KEVIN M. HOWARD | Withheld | For | Against | |||||||||||||||||||||
| 4 | PAUL W. HYLBERT, JR. | For | For | For | |||||||||||||||||||||
| 5 | CHAD L. MEISINGER | For | For | For | |||||||||||||||||||||
| 6 | STEVEN G. OSGOOD | Withheld | For | Against | |||||||||||||||||||||
| 7 | DOMINIC M. PALAZZO | For | For | For | |||||||||||||||||||||
| 8 | MARK VAN MOURICK | Withheld | For | Against | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| BANCFIRST CORPORATION | |||||||||||||||||||||||||
| Security | 05945F103 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | BANF | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US05945F1030 | Agenda | 934608071 - Management | ||||||||||||||||||||||
| Record Date | 07-Apr-2017 | Holding Recon Date | 07-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | DENNIS L. BRAND | For | For | For | |||||||||||||||||||||
| 2 | C.L. CRAIG, JR. | For | For | For | |||||||||||||||||||||
| 3 | WILLIAM H. CRAWFORD | For | For | For | |||||||||||||||||||||
| 4 | JAMES R DANIEL | For | For | For | |||||||||||||||||||||
| 5 | F. FORD DRUMMOND | For | For | For | |||||||||||||||||||||
| 6 | DAVID R. HARLOW | For | For | For | |||||||||||||||||||||
| 7 | WILLIAM O. JOHNSTONE | For | For | For | |||||||||||||||||||||
| 8 | FRANK KEATING | For | For | For | |||||||||||||||||||||
| 9 | DAVE R. LOPEZ | For | For | For | |||||||||||||||||||||
| 10 | TOM H. MCCASLAND III | For | For | For | |||||||||||||||||||||
| 11 | RONALD J. NORICK | For | For | For | |||||||||||||||||||||
| 12 | DAVID E. RAINBOLT | For | For | For | |||||||||||||||||||||
| 13 | H.E. RAINBOLT | For | For | For | |||||||||||||||||||||
| 14 | MICHAEL S. SAMIS | For | For | For | |||||||||||||||||||||
| 15 | DARRYL SCHMIDT | For | For | For | |||||||||||||||||||||
| 16 | NATALIE SHIRLEY | For | For | For | |||||||||||||||||||||
| 17 | MICHAEL K. WALLACE | For | For | For | |||||||||||||||||||||
| 18 | GREGORY G. WEDEL | For | For | For | |||||||||||||||||||||
| 19 | G. RAINEY WILLIAMS, JR. | For | For | For | |||||||||||||||||||||
| 2. | Authorize Common Stock Increase | Management | Against | For | Against | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| HOMESTREET, INC. | |||||||||||||||||||||||||
| Security | 43785V102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | HMST | Meeting Date | 25-May-2017 | ||||||||||||||||||||||
| ISIN | US43785V1026 | Agenda | 934612967 - Management | ||||||||||||||||||||||
| Record Date | 20-Apr-2017 | Holding Recon Date | 20-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 24-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| TAYLOR MORRISON HOME CORP (TMHC) | |||||||||||||||||||||||||
| Security | 87724P106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | TMHC | Meeting Date | 31-May-2017 | ||||||||||||||||||||||
| ISIN | US87724P1066 | Agenda | 934586427 - Management | ||||||||||||||||||||||
| Record Date | 04-Apr-2017 | Holding Recon Date | 04-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | SHERYL D. PALMER | For | For | For | |||||||||||||||||||||
| 2 | JASON KELLER | For | For | For | |||||||||||||||||||||
| 3 | PETER LANE | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 4. | Amend Stock Option Plan | Management | Against | For | Against | ||||||||||||||||||||
| MICROSTRATEGY INCORPORATED | |||||||||||||||||||||||||
| Security | 594972408 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | MSTR | Meeting Date | 31-May-2017 | ||||||||||||||||||||||
| ISIN | US5949724083 | Agenda | 934595729 - Management | ||||||||||||||||||||||
| Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 30-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | MICHAEL J. SAYLOR | For | For | For | |||||||||||||||||||||
| 2 | ROBERT H. EPSTEIN | For | For | For | |||||||||||||||||||||
| 3 | STEPHEN X. GRAHAM | For | For | For | |||||||||||||||||||||
| 4 | JARROD M. PATTEN | For | For | For | |||||||||||||||||||||
| 5 | CARL J. RICKERTSEN | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| AMERICAN EQUITY INVESTMENT LIFE HLDG CO | |||||||||||||||||||||||||
| Security | 025676206 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | AEL | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||||
| ISIN | US0256762065 | Agenda | 934587619 - Management | ||||||||||||||||||||||
| Record Date | 06-Apr-2017 | Holding Recon Date | 06-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 31-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JOYCE A. CHAPMAN# | For | For | For | |||||||||||||||||||||
| 2 | JAMES M. GERLACH# | For | For | For | |||||||||||||||||||||
| 3 | ROBERT L. HOWE# | For | For | For | |||||||||||||||||||||
| 4 | WILLIAM R. KUNKEL# | For | For | For | |||||||||||||||||||||
| 5 | DEBRA J. RICHARDSON# | For | For | For | |||||||||||||||||||||
| 6 | BRENDA J. CUSHING* | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| CHIMERA INVESTMENT CORPORATION | |||||||||||||||||||||||||
| Security | 16934Q208 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CIM | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||||
| ISIN | US16934Q2084 | Agenda | 934589372 - Management | ||||||||||||||||||||||
| Record Date | 03-Apr-2017 | Holding Recon Date | 03-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 31-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| WASHINGTON REAL ESTATE INVESTMENT TRUST | |||||||||||||||||||||||||
| Security | 939653101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | WRE | Meeting Date | 01-Jun-2017 | ||||||||||||||||||||||
| ISIN | US9396531017 | Agenda | 934595680 - Management | ||||||||||||||||||||||
| Record Date | 15-Mar-2017 | Holding Recon Date | 15-Mar-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 31-May-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| 2. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||||
| 3.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 3.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 3.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| INVESCO SHORT-TERM INVESTMENTS TRUST | |||||||||||||||||||||||||
| Security | 825252406 | Meeting Type | Special | ||||||||||||||||||||||
| Ticker Symbol | TRPXX | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||||
| ISIN | US8252524066 | Agenda | 934522118 - Management | ||||||||||||||||||||||
| Record Date | 12-Dec-2016 | Holding Recon Date | 12-Dec-2016 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | DAVID C. ARCH | For | For | For | |||||||||||||||||||||
| 2 | JAMES T. BUNCH | For | For | For | |||||||||||||||||||||
| 3 | BRUCE L. CROCKETT | For | For | For | |||||||||||||||||||||
| 4 | JACK M. FIELDS | For | For | For | |||||||||||||||||||||
| 5 | MARTIN L. FLANAGAN | For | For | For | |||||||||||||||||||||
| 6 | CYNTHIA HOSTETLER | For | For | For | |||||||||||||||||||||
| 7 | DR. ELI JONES | For | For | For | |||||||||||||||||||||
| 8 | DR. PREMA MATHAI-DAVIS | For | For | For | |||||||||||||||||||||
| 9 | TERESA M. RESSEL | For | For | For | |||||||||||||||||||||
| 10 | DR. LARRY SOLL | For | For | For | |||||||||||||||||||||
| 11 | ANN BARNETT STERN | For | For | For | |||||||||||||||||||||
| 12 | RAYMOND STICKEL, JR. | For | For | For | |||||||||||||||||||||
| 13 | PHILIP A. TAYLOR | For | For | For | |||||||||||||||||||||
| 14 | ROBERT C. TROCCOLI | For | For | For | |||||||||||||||||||||
| 15 | CHRISTOPHER L. WILSON | For | For | For | |||||||||||||||||||||
| 2. | Approve Merger Agreement | Management | For | For | For | ||||||||||||||||||||
| 3. | Amend Investment Policy | Management | For | For | For | ||||||||||||||||||||
| 4A. | Approve Sub-Investment Advisory Agreement |
Management | For | For | For | ||||||||||||||||||||
| 4B. | Amend Sub-Investment Advisory Agreement |
Management | For | For | For | ||||||||||||||||||||
| FTD COMPANIES, INC. | |||||||||||||||||||||||||
| Security | 30281V108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | FTD | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||||
| ISIN | US30281V1089 | Agenda | 934601635 - Management | ||||||||||||||||||||||
| Record Date | 11-Apr-2017 | Holding Recon Date | 11-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | TRACEY L. BELCOURT | For | For | For | |||||||||||||||||||||
| 2 | JOSEPH W. HARCH | For | For | For | |||||||||||||||||||||
| 3 | ROBIN S. HICKENLOOPER | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | Amend Stock Compensation Plan | Management | Against | For | Against | ||||||||||||||||||||
| LIFEPOINT HEALTH, INC. | |||||||||||||||||||||||||
| Security | 53219L109 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | LPNT | Meeting Date | 06-Jun-2017 | ||||||||||||||||||||||
| ISIN | US53219L1098 | Agenda | 934603300 - Management | ||||||||||||||||||||||
| Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 05-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Amend Stock Compensation Plan | Management | Against | For | Against | ||||||||||||||||||||
| PARTY CITY HOLDCO INC. | |||||||||||||||||||||||||
| Security | 702149105 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | PRTY | Meeting Date | 07-Jun-2017 | ||||||||||||||||||||||
| ISIN | US7021491052 | Agenda | 934603716 - Management | ||||||||||||||||||||||
| Record Date | 12-Apr-2017 | Holding Recon Date | 12-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
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| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | WILLIAM S. CREEKMUIR | For | For | For | |||||||||||||||||||||
| 2 | JAMES M. HARRISON | For | For | For | |||||||||||||||||||||
| 3 | NORMAN S. MATTHEWS | For | For | For | |||||||||||||||||||||
| 4 | JOSHUA M. NELSON | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| MCGRATH RENTCORP | |||||||||||||||||||||||||
| Security | 580589109 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | MGRC | Meeting Date | 07-Jun-2017 | ||||||||||||||||||||||
| ISIN | US5805891091 | Agenda | 934625281 - Management | ||||||||||||||||||||||
| Record Date | 12-Apr-2017 | Holding Recon Date | 12-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 06-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | WILLIAM J. DAWSON | For | For | For | |||||||||||||||||||||
| 2 | ELIZABETH A. FETTER | For | For | For | |||||||||||||||||||||
| 3 | JOSEPH F. HANNA | For | For | For | |||||||||||||||||||||
| 4 | ROBERT C. HOOD | For | For | For | |||||||||||||||||||||
| 5 | M. RICHARD SMITH | For | For | For | |||||||||||||||||||||
| 6 | DENNIS P. STRADFORD | For | For | For | |||||||||||||||||||||
| 7 | RONALD H. ZECH | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| SONUS NETWORKS INC | |||||||||||||||||||||||||
| Security | 835916503 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SONS | Meeting Date | 09-Jun-2017 | ||||||||||||||||||||||
| ISIN | US8359165037 | Agenda | 934621637 - Management | ||||||||||||||||||||||
| Record Date | 12-Apr-2017 | Holding Recon Date | 12-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Amend Stock Compensation Plan | Management | Against | For | Against | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| BIG 5 SPORTING GOODS CORPORATION | |||||||||||||||||||||||||
| Security | 08915P101 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | BGFV | Meeting Date | 09-Jun-2017 | ||||||||||||||||||||||
| ISIN | US08915P1012 | Agenda | 934621764 - Management | ||||||||||||||||||||||
| Record Date | 27-Apr-2017 | Holding Recon Date | 27-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 08-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| OUTFRONT MEDIA INC. | |||||||||||||||||||||||||
| Security | 69007J106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | OUT | Meeting Date | 12-Jun-2017 | ||||||||||||||||||||||
| ISIN | US69007J1060 | Agenda | 934609059 - Management | ||||||||||||||||||||||
| Record Date | 13-Apr-2017 | Holding Recon Date | 13-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 09-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JEREMY J. MALE | For | For | For | |||||||||||||||||||||
| 2 | JOSEPH H. WENDER | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| SPECTRUM PHARMACEUTICALS, INC. | |||||||||||||||||||||||||
| Security | 84763A108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SPPI | Meeting Date | 13-Jun-2017 | ||||||||||||||||||||||
| ISIN | US84763A1088 | Agenda | 934601154 - Management | ||||||||||||||||||||||
| Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | RAYMOND W. COHEN | For | For | For | |||||||||||||||||||||
| 2 | GILLES R. GAGNON | For | For | For | |||||||||||||||||||||
| 3 | STUART M. KRASSNER | For | For | For | |||||||||||||||||||||
| 4 | LUIGI LENAZ | For | For | For | |||||||||||||||||||||
| 5 | ANTHONY E. MAIDA | For | For | For | |||||||||||||||||||||
| 6 | RAJESH C. SHROTRIYA | For | For | For | |||||||||||||||||||||
| 7 | DOLATRAI VYAS | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | Against | For | Against | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 5. | S/H Proposal - Simple Majority Voting | Shareholder | For | Against | Against | ||||||||||||||||||||
| ANIKA THERAPEUTICS, INC. | |||||||||||||||||||||||||
| Security | 035255108 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | ANIK | Meeting Date | 13-Jun-2017 | ||||||||||||||||||||||
| ISIN | US0352551081 | Agenda | 934605760 - Management | ||||||||||||||||||||||
| Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 12-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | CHARLES H. SHERWOOD PHD | For | For | For | |||||||||||||||||||||
| 2 | STEVEN E. WHEELER | For | For | For | |||||||||||||||||||||
| 2. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| LENDINGTREE INC | |||||||||||||||||||||||||
| Security | 52603B107 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | TREE | Meeting Date | 14-Jun-2017 | ||||||||||||||||||||||
| ISIN | US52603B1070 | Agenda | 934609580 - Management | ||||||||||||||||||||||
| Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 13-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | THOMAS DAVIDSON | For | For | For | |||||||||||||||||||||
| 2 | NEAL DERMER | For | For | For | |||||||||||||||||||||
| 3 | ROBIN HENDERSON | For | For | For | |||||||||||||||||||||
| 4 | PETER HORAN | For | For | For | |||||||||||||||||||||
| 5 | DOUGLAS LEBDA | For | For | For | |||||||||||||||||||||
| 6 | STEVEN OZONIAN | For | For | For | |||||||||||||||||||||
| 7 | SARAS SARASVATHY | For | For | For | |||||||||||||||||||||
| 8 | G. KENNEDY THOMPSON | For | For | For | |||||||||||||||||||||
| 9 | CRAIG TROYER | For | For | For | |||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 3 Years | Against | ||||||||||||||||||||
| 5. | Amend Stock Compensation Plan | Management | Against | For | Against | ||||||||||||||||||||
| 6. | S/H Proposal - Simple Majority Voting | Shareholder | For | Against | Against | ||||||||||||||||||||
| PROGRESS SOFTWARE CORPORATION | |||||||||||||||||||||||||
| Security | 743312100 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | PRGS | Meeting Date | 15-Jun-2017 | ||||||||||||||||||||||
| ISIN | US7433121008 | Agenda | 934634165 - Management | ||||||||||||||||||||||
| Record Date | 20-Apr-2017 | Holding Recon Date | 20-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 14-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | PAUL T. DACIER | For | For | For | |||||||||||||||||||||
| 2 | JOHN R. EGAN | For | For | For | |||||||||||||||||||||
| 3 | RAINER GAWLICK | For | For | For | |||||||||||||||||||||
| 4 | YOGESH GUPTA | For | For | For | |||||||||||||||||||||
| 5 | CHARLES F. KANE | For | For | For | |||||||||||||||||||||
| 6 | DAVID A. KRALL | For | For | For | |||||||||||||||||||||
| 7 | MICHAEL L. MARK | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| ISHARES TRUST | |||||||||||||||||||||||||
| Security | 464287630 | Meeting Type | Special | ||||||||||||||||||||||
| Ticker Symbol | IWN | Meeting Date | 19-Jun-2017 | ||||||||||||||||||||||
| ISIN | US4642876308 | Agenda | 934621156 - Management | ||||||||||||||||||||||
| Record Date | 02-May-2017 | Holding Recon Date | 02-May-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 16-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | JANE D. CARLIN | For | For | For | |||||||||||||||||||||
| 2 | RICHARD L. FAGNANI | For | For | For | |||||||||||||||||||||
| 3 | DREW E. LAWTON | For | For | For | |||||||||||||||||||||
| 4 | MADHAV V. RAJAN | For | For | For | |||||||||||||||||||||
| 5 | MARK WIEDMAN | For | For | For | |||||||||||||||||||||
| SABRA HEALTH CARE REIT, INC. | |||||||||||||||||||||||||
| Security | 78573L106 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | SBRA | Meeting Date | 20-Jun-2017 | ||||||||||||||||||||||
| ISIN | US78573L1061 | Agenda | 934618806 - Management | ||||||||||||||||||||||
| Record Date | 17-Apr-2017 | Holding Recon Date | 17-Apr-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 19-Jun-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 5. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| CRA INTERNATIONAL, INC. | |||||||||||||||||||||||||
| Security | 12618T105 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | CRAI | Meeting Date | 12-Jul-2017 | ||||||||||||||||||||||
| ISIN | US12618T1051 | Agenda | 934629683 - Management | ||||||||||||||||||||||
| Record Date | 03-May-2017 | Holding Recon Date | 03-May-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 11-Jul-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1. | Election of Directors | Management | |||||||||||||||||||||||
| 1 | ROWLAND T. MORIARTY | For | For | For | |||||||||||||||||||||
| 2 | WILLIAM CONCANNON | For | For | For | |||||||||||||||||||||
| 3 | ROBERT WHITMAN | For | For | For | |||||||||||||||||||||
| 2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 4. | Amend Stock Compensation Plan | Management | Against | For | Against | ||||||||||||||||||||
| 5. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||||
| 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| ENNIS, INC. | |||||||||||||||||||||||||
| Security | 293389102 | Meeting Type | Annual | ||||||||||||||||||||||
| Ticker Symbol | EBF | Meeting Date | 20-Jul-2017 | ||||||||||||||||||||||
| ISIN | US2933891028 | Agenda | 934646689 - Management | ||||||||||||||||||||||
| Record Date | 22-May-2017 | Holding Recon Date | 22-May-2017 | ||||||||||||||||||||||
| City / | Country | / | United States |
Vote Deadline Date | 19-Jul-2017 | ||||||||||||||||||||
| SEDOL(s) | Quick Code | ||||||||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
||||||||||||||||||||
| 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||||
| 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||||
| 3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||||
| 4. | 14A Executive Compensation Vote Frequency |
Management | 1 Year | 1 Year | For | ||||||||||||||||||||
| 5. | Transact Other Business | Management | Against | For | Against | ||||||||||||||||||||
| Registrant: Dunham Funds- Dunham Real Estate Stock Fund Item 1 | ||||||||
| Investment Company Act file number: 811-22153 | ||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||
| Company Name | Primary Ticker Symbol | Security ID | Meeting Date | Meeting Type | Proposal Long Text | Matter Proposed by Management or Shareholder | For/Against Management | Vote |
| EQUITY ONE, INC. | EQY | 294752100 | 24-Feb-2017 | Special | APPROVAL OF THE MERGER AGREEMENT AND THE MERGER. PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 14, 2016, BY AND BETWEEN EQUITY ONE, INC. AND REGENCY CENTERS CORPORATION AND THE MERGER OF EQUITY ONE, INC. WITH AND INTO REGENCY CENTERS CORPORATION, WITH REGENCY CENTERS CORPORATION CONTINUING AS THE SURVIVING CORPORATION. | Management | FOR | FOR |
| EQUITY ONE, INC. | EQY | 294752100 | 24-Feb-2017 | Special | ADVISORY VOTE ON MERGER-RELATED COMPENSATION FOR EQUITY ONE, INC.'S NAMED EXECUTIVE OFFICERS. PROPOSAL TO APPROVE, BY ADVISORY (NONBINDING) VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE NAMED EXECUTIVE OFFICERS OF EQUITY ONE, INC. IN CONNECTION WITH THE MERGER. | Management | AGAINST | AGAINST |
| EQUITY ONE, INC. | EQY | 294752100 | 24-Feb-2017 | Special | ADJOURNMENT OF THE SPECIAL MEETING OF EQUITY ONE, INC. PROPOSAL TO APPROVE THE ADJOURNMENT OF THE EQUITY ONE, INC. SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE EQUITY ONE, INC. MERGER PROPOSAL, IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSAL. | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 24-Feb-2017 | Special | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 14, 2016 (WHICH WE REFER TO, AS AMENDED FROM TIME TO TIME, AS THE "MERGER AGREEMENT"), BY AND BETWEEN REGENCY AND EQUITY ONE, INC. (WHICH WE REFER TO AS "EQUITY ONE") AND THE MERGER OF EQUITY ONE WITH AND INTO REGENCY (WHICH WE REFER TO AS THE "MERGER"), WITH REGENCY CONTINUING AS THE SURVIVING CORPORATION (WHICH WE REFER TO AS THE "REGENCY MERGER PROPOSAL"). | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 24-Feb-2017 | Special | TO AMEND THE RESTATED ARTICLES OF INCORPORATION OF REGENCY, TO TAKE EFFECT AT THE EFFECTIVE TIME OF THE MERGER, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF REGENCY COMMON STOCK, PAR VALUE $0.01 PER SHARE (WE REFER TO SUCH SHARES AS THE "REGENCY COMMON STOCK" AND SUCH PROPOSAL AS THE "REGENCY ARTICLES AMENDMENT PROPOSAL"). | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 24-Feb-2017 | Special | TO APPROVE AN INCREASE IN THE SIZE OF THE REGENCY BOARD OF DIRECTORS TO 12 DIRECTORS (WHICH WE REFER TO AS THE "REGENCY INCREASE IN BOARD SIZE PROPOSAL"). | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 24-Feb-2017 | Special | TO APPROVE THE ADJOURNMENT OF THE REGENCY SPECIAL MEETING FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE REGENCY MERGER PROPOSAL, THE REGENCY ARTICLES AMENDMENT PROPOSAL AND THE REGENCY INCREASE IN BOARD SIZE PROPOSAL IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSALS (WHICH WE REFER TO AS THE "REGENCY ADJOURNMENT PROPOSAL"). | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM CAVANAUGH, III | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: ALAN H. COHEN | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: JAMES B. CONNOR | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: NGAIRE E. CUNEO | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: CHARLES R. EITEL | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: MELANIE R. SABELHAUS | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: PETER M. SCOTT, III | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: JACK R. SHAW | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: MICHAEL E. SZYMANCZYK | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | ELECTION OF DIRECTOR: LYNN C. THURBER | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | TO VOTE ON AN ADVISORY BASIS TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR 2016. | Management | FOR | FOR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | TO VOTE ON AN ADVISORY BASIS ON THE FREQUENCY OF SHAREHOLDER VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | FOR | 1 YEAR |
| DUKE REALTY CORPORATION | DRE | 264411505 | 26-Apr-2017 | Annual | TO RATIFY THE REAPPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2017. | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | DIRECTOR: CLARENCE E. ANTHONY | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | DIRECTOR: ANNE N. FOREMAN | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | DIRECTOR: RICHARD H. GLANTON | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | DIRECTOR: CHRISTOPHER C. WHEELER | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | DIRECTOR: JULIE MYERS WOOD | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | DIRECTOR: GEORGE C. ZOLEY | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2017 FISCAL YEAR. | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | TO HOLD AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | FOR | FOR |
| THE GEO GROUP, INC. | GEO | 36162J106 | 27-Apr-2017 | Annual | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | FOR | 1 YEAR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: MARTIN E. STEIN, JR. | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: JOSEPH AZRACK | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: RAYMOND L. BANK | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: BRYCE BLAIR | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: C. RONALD BLANKENSHIP | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: MARY LOU FIALA | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: CHAIM KATZMAN | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: PETER LINNEMAN | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: DAVID P. O'CONNOR | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: JOHN C. SCHWEITZER | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ELECTION OF DIRECTOR: THOMAS G. WATTLES | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION WILL OCCUR EVERY 1, 2 OR 3 YEARS. | Management | FOR | 1 YEAR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | ADOPTION OF AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION FOR FISCAL YEAR 2016. | Management | FOR | FOR |
| REGENCY CENTERS CORPORATION | REG | 758849103 | 27-Apr-2017 | Annual | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM W. MCCARTEN | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | ELECTION OF DIRECTOR: DANIEL J. ALTOBELLO | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | ELECTION OF DIRECTOR: TIMOTHY R. CHI | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | ELECTION OF DIRECTOR: MAUREEN L. MCAVEY | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | ELECTION OF DIRECTOR: GILBERT T. RAY | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM J. SHAW | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | ELECTION OF DIRECTOR: BRUCE D. WARDINSKI | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | ELECTION OF DIRECTOR: MARK W. BRUGGER | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | FOR | FOR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE NON-BINDING, ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | FOR | 1 YEAR |
| DIAMONDROCK HOSPITALITY CO | DRH | 252784301 | 02-May-2017 | Annual | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT AUDITORS FOR DIAMONDROCK HOSPITALITY COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | DIRECTOR : JOHN T. THOMAS | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | DIRECTOR: TOMMY G. THOMPSON | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | DIRECTOR: STANTON D. ANDERSON | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | DIRECTOR: MARK A. BAUMGARTNER | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | DIRECTOR: ALBERT C. BLACK, JR. | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | DIRECTOR: WILLIAM A. EBINGER, M.D | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | DIRECTOR: RICHARD A. WEISS | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | FOR | FOR |
| PHYSICIANS REALTY TRUST | DOC | 71943U104 | 03-May-2017 | Annual | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: HAMID R. MOGHADAM | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: GEORGE L. FOTIADES | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: LYDIA H. KENNARD | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: J. MICHAEL LOSH | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: IRVING F. LYONS III | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: DAVID P. O'CONNOR | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: OLIVIER PIANI | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: JEFFREY L. SKELTON | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: CARL B. WEBB | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM D. ZOLLARS | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION FOR 2016 | Management | FOR | FOR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| PROLOGIS, INC. | PLD | 74340W103 | 03-May-2017 | Annual | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017 | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: B. WAYNE HUGHES | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: DAVID P. SINGELYN | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: JOHN CORRIGAN | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: DANN V. ANGELOFF | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: DOUGLAS N. BENHAM | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: TAMARA HUGHES GUSTAVSON | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: MATTHEW J. HART | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: JAMES H. KROPP | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | ELECTION OF TRUSTEE: KENNETH M. WOOLLEY | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR AMERICAN HOMES 4 RENT FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | FOR | FOR |
| AMERICAN HOMES 4 RENT | AMH | 02665T306 | 04-May-2017 | Annual | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM C. BAYLESS JR. | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: BLAKELY W. CHANDLEE III | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: G. STEVEN DAWSON | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: CYDNEY C. DONNELL | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: DENNIS G. LOPEZ | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: EDWARD LOWENTHAL | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: OLIVER LUCK | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: C. PATRICK OLES, JR. | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR 2017 | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | TO PROVIDE A NON-BINDING ADVISORY VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | Management | FOR | FOR |
| AMERICAN CAMPUS COMMUNITIES, INC. | ACC | 024835100 | 04-May-2017 | Annual | TO PROVIDE A NON-BINDING VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES IN THE FUTURE | Management | FOR | 1 YEAR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: KENNETH J. BACON | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS J. DEROSA | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: JEFFREY H. DONAHUE | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: FRED S. KLIPSCH | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: GEOFFREY G. MEYERS | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: SHARON M. OSTER | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: JUDITH C. PELHAM | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: SERGIO D. RIVERA | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | ELECTION OF DIRECTOR: R. SCOTT TRUMBULL | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SEC. | Management | FOR | FOR |
| WELLTOWER INC. | HCN | 95040Q104 | 04-May-2017 | Annual | THE ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | FOR | 1 YEAR |
| NATIONAL HEALTH INVESTORS, INC. | NHI | 63633D104 | 08-May-2017 | Annual | ELECTION OF DIRECTOR: W. ANDREW ADAMS | Management | FOR | FOR |
| NATIONAL HEALTH INVESTORS, INC. | NHI | 63633D104 | 08-May-2017 | Annual | ELECTION OF DIRECTOR: ROBERT A MCCABE, JR. | Management | FOR | FOR |
| NATIONAL HEALTH INVESTORS, INC. | NHI | 63633D104 | 08-May-2017 | Annual | APPROVE THE ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | FOR | FOR |
| NATIONAL HEALTH INVESTORS, INC. | NHI | 63633D104 | 08-May-2017 | Annual | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | FOR | 1 YEAR |
| NATIONAL HEALTH INVESTORS, INC. | NHI | 63633D104 | 08-May-2017 | Annual | RATIFY THE AUDIT COMMITTEE'S SELECTION OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2017. | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES | Management | FOR | 1 YEAR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: GLYN F. AEPPEL | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: KAREN N. HORN, PH.D | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: GARY M. RODKIN | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. | Management | FOR | FOR |
| HIGHWOODS PROPERTIES, INC. | HIW | 431284108 | 10-May-2017 | Annual | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017 | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: KENNETH F. BERNSTEIN | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: DOUGLAS CROCKER II | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: LORRENCE T. KELLAR | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: WENDY LUSCOMBE | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM T. SPITZ | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: LYNN C. THURBER | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: LEE S. WIELANSKY | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: C. DAVID ZOBA | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | RATIFICATION OF APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDINNG DECEMBER 31, 2017 | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S 2017 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | FOR | FOR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | TO APPROVE AN AMENDMENT TO THE COMPANY'S DECLARATION OF TRUST TO INCREASE THE AUTHORIZED SHARE CAPITAL OF THE COMPANY FROM 100 MILLION SHARES TO 200 MILLION SHARES | Management | FOR | 1 YEAR |
| ACADIA REALTY TRUST | AKR | 004239109 | 10-May-2017 | Annual | THE APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: GLYN F. AEPPEL | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: ALLAN HUBBARD | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: GARY M. RODKIN | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | ELECTION OF DIRECTOR: J. ALBERT SMITH, JR | Management | FOR | FOR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTSE ON EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | THE ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | AGAINST | AGAINST |
| SIMON PROPERTY GROUP, INC | SPG | 828806109 | 10-May-2017 | Annual | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2017 | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS H. NOLAN, JR. | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W103 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: KEVIN M. CHARLTON | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W104 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: TODD A. DUNN | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W105 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: DAVID J. GILBERT | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W106 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: RICHARD I. GILCHRIST | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W107 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: DIANE M. MOREFIELD | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W108 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: SHELI Z. ROSENBERG | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W109 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS D. SENKBEIL | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W110 | 11-May-2017 | Annual | ELECTION OF DIRECTOR: NICHOLAS P. SHEPARD | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W111 | 11-May-2017 | Annual | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W112 | 11-May-2017 | Annual | A NON-BINDING, ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICER AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X102 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X103 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: BARRY S. STERNLICHT | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X104 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: ROBERT T. BEST | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X105 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS M. BOWERS | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X106 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: RICHARD D. BRONSON | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X107 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: JUSTIN T. CHANG | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X108 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: MICHAEL D. FASCITELLI | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X109 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: RENEE LEWIS GLOVER | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X110 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: JEFFREY E. KELTER | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X111 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS W. KNAPP | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X112 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: RICHARD B. SALTZMAN | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X113 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: JOHN L. STEFFENS | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X114 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: J. RONALD TERWILLIGER | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X115 | 15-May-2017 | Annual | ELECTION OF DIRECTOR: FREDERICK C. TUOMI | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X116 | 15-May-2017 | Annual | THE RATIFICATION OF THE APPOINTMENT OF ERNEST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CALENDAR YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X117 | 15-May-2017 | Annual | THE APPROVAL OF THE COLONY STARWOOD HOMES 2017 EMPLOYEE SHARE PURCHASE PLAN | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X118 | 15-May-2017 | Annual | THE APPROVAL OF AN AMENDMENT TO THE 2014 COLONY STARWOOD HOMES EQUITY PLAN, WHICH WOULD INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER BY 2,500,000 | Management | FOR | FOR |
| COLONY STARWOOD HOMES | SFR | 19625X119 | 15-May-2017 | Annual | THE APPROVAL, ON AN ADVISORY BASIS, OF A NON-BINDING RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: STEPHEN R. BLANK | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: DENNIS GERSHENSON | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: ARTHUR GOLDBERG | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: DAVID J. NETTINA | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: JOEL M. PASHCOW | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: MARK K. ROSENFELD | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: LAURIE M. SHAHON | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE TRUST'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | FOR | FOR |
| RAMCO-GERSHENSON PROPERTIES | RPT | 751452202 | 16-May-2017 | Annual | ADVISORY RECOMMENDATION ON THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | FOR | 1 YEAR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: JOHN P. CASE | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: A. LARRY CHAPMAN | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: PRIYA CHERIAN HUSKINS | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: MICHAEL D. MCKEE | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: GREGORY T. MCLAUGHLIN | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: STEPHEN E. STERRETT | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | FOR | FOR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES BY STOCKHOLDERS ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | FOR | 1 YEAR |
| REALTY INCOME CORPORATION | O | 756109104 | 16-May-2017 | Annual | ELECTION OF DIRECTOR: KATHLEEN R. ALLEN | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: GLYN F. AEPPEL | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: TERRY S. BROWN | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: ALAN B. BUCKELEW | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: RONALD L. HAVNER, JR. | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: RICHARD J. LIEB | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: PETER S. RUMMELL | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: H. JAY SARLES | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: SUSAN SWANEZY | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: W. EDWARD WALTER | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | TO APPROVE THE COMPANY'S SECOND AMENDED AND RESTATED 2009 EQUITY INCENTIVE PLAN. | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | TO ADOPT A RESOLUTION APPROVING, ON A NON-BINDING ADVISORY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | FOR | FOR |
| AVALONBAY COMMUNITIES, INC. | AVB | 053484101 | 18-May-2017 | Annual | TO CAST A NON-BINDING ADVISORY VOTE AS TO FREQUENCY OF FUTURE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | FOR | 1 YEAR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: ALBERT BEHLER | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS ARMBRUST | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: MARTIN BUSSMANN | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: DAN EMMETT | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: LIZANNE GALBREATH | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: KARIN KLEIN | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: PETER LINNEMAN | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: DAVID O'CONNOR | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | ELECTION OF DIRECTOR:KATHARINA OTTO-BERNSTEIN | Management | FOR | FOR |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | APPROVAL , ON A NON-BINDING ADVISORY BASIS OF OUR NAMED EXECUTIVE OFFICER COMPENSATION | Management | AGAINST | AGAINST |
| PARAMOUNT GROUP, INC | PGRE | 69924R108 | 18-May-2017 | Annual | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: KENNETH M. WOOLLEY | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: JOSEPH D. MARGOLIS | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: ROGER B. PORTER | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: SPENCER F. KIRK | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: DENNIS J. LETHAM | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: DIANE OLMSTEAD | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: K. FRED SKOUSEN | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | FOR | FOR |
| EXTRA SPACE STORAGE INC | EXR | 30225T102 | 18-May-2017 | Annual | ADVISORY VOTE ON FREQUENCY OF STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: MELODY C. BARNES | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: DEBRA A. CAFARO | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: JAY M. GELLERT | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: RICHARD I. GILCHRIST | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: MATTHEW J. LUSTIG | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: ROXANNE M. MARTINO | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: WALTER C. RAKOWICH | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: ROBERT D. REED | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: GLENN J. RUFRANO | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: JAMES D. SHELTON | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION | Management | FOR | FOR |
| VENTAS INC | VTR | 92276F100 | 18-May-2017 | Annual | ADVISORY VOTE AS TO THE FREQUENCY OF ADVISORY VOTES TO APPROVED OUR EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: CAROL G. CARROLL | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: JAMES C. DIGGS | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: WYCHE FOWLER | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: H. RICHARD HAVERSTICK, JR | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: MICHAEL J. JOYCE | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: ANTHONY A NICHOLS, SR. | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: CHARLES P. PIZZI | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ELECTION OF DIRECTOR: GERALD H. SWEENEY | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CALENDARL YEAR 2017 | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | PROVIDE AN ADVISORY, NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION | Management | FOR | FOR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| BRANDYWINE REALTY TRUST | BDN | 105368203 | 18-May-2017 | Annual | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED 1997 LONG-TERM INCENTIVE PLAN | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM G. BENTON | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | ELECTION OF DIRECTOR: JEFFREY B. CITRIN | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | ELECTION OF DIRECTOR: DAVID B. HENRY | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS J. REDDIN | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS J. ROBINSON | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | ELECTION OF DIRECTOR: BRIDGET M. RYAN-BERMAN | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | ELECTION OF DIRECTOR: ALLAN L. SCHUMAN | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | ELECTION OF DIRECTOR: STEVEN B. TANGER | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | TO APPROVE ON A NON-BINDING BASIS, NAMED EXECUTIVE OFFICER COMPENSATION | Management | AGAINST | AGAINST |
| TANGER FACTORY OUTLET CENTERS, INC | SKT | 875465106 | 19-May-2017 | Annual | TO APPROVE ON A NON-BINDING BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | FOR | 1 YEAR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: JOHN KILROY | Management | FOR | FOR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: EDWARD BRENNAN, PHD | Management | FOR | FOR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: JOLIE HUNT | Management | FOR | FOR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: SCOTT INGRAHAM | Management | FOR | FOR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: GARY STEVENSON | Management | FOR | FOR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: PETER STONEBERG | Management | FOR | FOR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | APPROVAL OF AMENDMENT AND RESTATEMENT OF 2006 INCENTIVE AWARD PLAN | Management | FOR | FOR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSTATION OF THE NAMED EXECUTIVE OFFICERS | Management | AGAINST | AGAINST |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | VOTE, ON AN ADVISORY BASIS, ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | FOR | 1 YEAR |
| KILROY REALTY CORPORATION | KRC | 49427F108 | 23-May-2017 | Annual | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: BRUCE W. DUNCAN | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: KAREN E. DYKSTRA | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: CAROL B. EINIGER | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: JACOB A. FRENKEL | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: JOEL I. KLEIN | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: DOUGLAS T. LINDE | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: MATTHEW J. LUSTIG | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: ALAN J. PATRICOF | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: OWEN D. THOMAS | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: MARTIN TURCHIN | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: DAVID A TWARDOCK | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | TO APPROVE, BY NON-BINDING, ADVISORY RESOLUTION, BOSTON PROPERTIES, INC'S NAMED EXECUTIVE OFFICER COMPENSTATION | Management | FOR | FOR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON BOSTON PROPERTIES, INC'S NAMED EXECUTIVE OFFICER COMPENSATION | Management | FOR | 1 YEAR |
| BOSTON PROPERTIES, INC. | BXP | 101121101 | 23-May-2017 | Annual | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BOSTON PROPERTIES, INC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: ERIC BOLTON, JR. | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: RUSSELL R. FRENCH | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: ALAN B. GRAF, JR. | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: TONI JENNINGS | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: JAMES K. LOWDER | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: THOMAS H. LOWDER | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: MONICA MCGURK | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: CLAUDE B. NEILSEN | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: PHILIP W. NORWOOD | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: W. REID SANDERS | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: GARY SHORB | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ELECTION OF DIRECTOR: DAVID P. STOCKERT | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | FOR | FOR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| MID-AMERICA APARTMENT COMMUNITIES, INC. | MAA | 59522J103 | 23-May-2017 | Annual | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: CHRISTOPHER J. NASSETTA | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: JONATHAN D. GRAY | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: CHARLENE T. BEGLEY | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: JUDITH A. MCHALE | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: JOHN G. SCHREIBER | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: ELIZABETH A. SMITH | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM J. STEIN | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | TO APPROVE THE HILTON 2017 OMNIBUS INCENTIVE PLAN | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | FOR | FOR |
| HILTON WORLDWIDE HOLDINGS INC. | HLT | 43300A203 | 24-May-2017 | Annual | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: VICTOR J. COLEMAN | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: THEODORE R. ANTENUCCI | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: FRANK COHEN | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: RICHARD B. FRIED | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: JONATHAN M. GLASER | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: ROBERT L. HARRIS | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: MARK D. LINEHAN | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: ROBERT M. MORAN | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: MICHAEL NASH | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | ELECTION OF DIRECTOR: BARRY A. PORTER | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | THE APPROVAL OF THE AMENDED AND RESTATED HUDSON PACIFIC (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | THE RATIFICATION OF APPOINTMENT OF ERNST & YOUNG AS THE (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | THE ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION, AS MORE FULLY DESCRIBED IN THE ENCLOSED PROXY STATEMENT | Management | FOR | FOR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | THE ADVISORY DETERMINATION OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| HUDSON PACIFIC PROPERTIES, INC | HPP | 444097109 | 24-May-2017 | Annual | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO PREPARE A REPORT REGARDING DIVERSITY ON THE BOARD | Shareholder | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR: PAMELA K. BEALL | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR: STEVEN D. COSLER | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR: DON DEFOSSET | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR: DAVID M. FICK | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR:EDWARD J. FRITSCH | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR: KEVIN B. HABICHT | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR: ROBERT C. LEGLER | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR: SAM L. SUSSER | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ELECTION OF DIRECTOR: JULIAN E. WHITEHURST | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | ADVISORY VOTE ON FREQUENCY OF HOLDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | APPROVAL OF THE COMPANY'S 2017 PERFORMANCE INCENTIVE PLAN | Management | FOR | FOR |
| NATIONAL RETAIL PROPERTIES INC. | NNN | 637417106 | 25-May-2017 | Annual | RATIFICATIONOF THE SELECTION OF THE INDEPENDENT REGISTERED PUBLISH ACCOUNT FIRM FOR 2017 | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM M. DIEFENDERFER | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | ELECTION OF DIRECTOR: PIERO BUSSANI | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | ELECTION OF DIRECTOR: JOHN W. FAIN | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | ELECTION OF DIRECTOR: MARIANNE M. KELER | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | ELECTION OF DIRECTOR: CHRISTOPHER P. MARR | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | ELECTION OF DIRECTOR: JOHN F. REMONDI | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | ELECTION OF DIRECTOR: JEFFREY F. ROGATZ | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | ELECTION OF DIRECTOR: DEBORAH RATNER SALZBERG | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDED REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | TO CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION | Management | FOR | FOR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | TO AST AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| CUBESMART | CUBE | 229663109 | 31-May-2017 | Annual | TO CONSIDER AND VOTE ON A PROPOSAL TO AMEND OUR CURRENT DECLARATION OF TURST TO PROVIDE SHAREHOLDERS WITH THE ABILITY TO ALTER, AMEND OR REPEAL OUR THIERD AMENDED AND RESTATED BYLAWAS, AND ADOPT NEW BYLAWS. | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: JOHN H. ALSCHULER | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: ARTHUR M. COPPOLA | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: EDWARD C. COPPOLA | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: STEVEN R. HASH | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: FRED S. HUBBELL | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: DIANA M. LAING | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR:MASON G. ROSS | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: STEVEN L. SOBOROFF | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: ANDREA M. STEPHEN | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: JOHN M. SULLIVAN | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION AS DESCRIBED IN OUR PROXY STATEMENT | Management | AGAINST | AGAINST |
| THE MACERICH COMPANY | MAC | 554382101 | 1-Jun-2017 | Annual | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | FOR | 1 YEAR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: MORTON H. FLEISCHER | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: CHRISTOPHER H. VOLK | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: JOSEPH M. DONOVAN | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: MARY FEDEWA | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: WILLIAM F. HIPP | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: EINAR A. SEADLER | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: MARK N. SKLAR | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: QUENTIN P. SMITH, JR. | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | FOR | FOR |
| STORE CAPITAL CORPORATION | STOR | 862121100 | 1-Jun-2017 | Annual | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: ROBERT S. TAUBMAN | Management | AGAINST | Do Not Vote |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: CIA BUCKLEY MARAKOVITS | Management | AGAINST | Do Not Vote |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | AGAINST | Do Not Vote |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | AGAINST | Do Not Vote |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | ADVISORY APPROVAL OF THE NAMED EXECUTIVE OFFICER COMPENSATION | Management | AGAINST | Do Not Vote |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | ADVISORY APPROVAL ON THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | AGAINST | Do Not Vote |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: CHARLES ELSON | Opposition | FOR | FOR |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | ELECTION OF DIRECTOR: JONATHAN LITT | Opposition | FOR | FOR |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | COMPANY'S PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Opposition | / | FOR |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | COMPANY'S PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Opposition | / | FOR |
| TAUBMAN CENTERS, INC | TCO | 876664103 | 1-Jun-2017 | Annual | COMPANY'S PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE PRESENTED TO THE COMPANY'S SHAREHOLDERS | Opposition | FOR | 1 YEAR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: JOHN W. ALEXANDER | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: CHARLES L. ATWOOD | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: LINDA WALKER BYNOE | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: CONNIE K. DUCKWORTH | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: MARY KAY HABEN | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: BRADLEY A. KEYWELL | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: JOHN E. NEAL | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: DAVID J. NEITHERCUT | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: MARK S. SHAPIRO | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: GERALD A. SPECTOR | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: STEPHEN E. STERRETT | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: SAMUEL ZELL | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2017 | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | APPROVE EXECUTIVE COMPENSATION | Management | FOR | FOR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| EQUITY RESIDENTIAL | EQR | 29476L107 | 15-Jun-2017 | Annual | SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDERS TO AMEND THE COMPANY'S BYLAWS | Management | FOR | FOR |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: JOSEPH W. MARSHALL, III | Management | FOR | FOR |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: SCOTT URDANG | Management | FOR | FOR |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: EARL C. SHANKS | Management | FOR | FOR |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 15-Jun-2017 | Annual | ELECTION OF DIRECTOR: JAMES B. PERRY | Management | FOR | FOR |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 15-Jun-2017 | Annual | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR | Management | FOR | FOR |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 15-Jun-2017 | Annual | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | FOR | FOR |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 15-Jun-2017 | Annual | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | Management | FOR | 1 YEAR |
| GAMING & LEISURE PROPERTIES, INC. | GLPI | 36467J108 | 15-Jun-2017 | Annual | TO CONSIDER SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | ELECTION OF DIRECTOR: JACKSON HSIEH | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | ELECTION OF DIRECTOR: KEVIN M. CHARLTON | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | ELECTION OF DIRECTOR: TODD A. DUNN | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | ELECTION OF DIRECTOR: RICHARD I. GILCHRIST | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | ELECTION OF DIRECTOR: DIANE M. MOREFIELD | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | ELECTION OF DIRECTOR: SHELI Z. ROSENBERG | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | ELECTION OF DIRECTOR: THOMAS D. SENKBEIL | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | ELECTION OF DIRECTOR: NICHOLAS P. SHEPARD | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | THE RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | FOR | FOR |
| SPIRIT REALTY CAPITAL INC | SRC | 84860W102 | 28-Jun-2017 | Annual | A NON-BINDING, ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICER AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT | Management | FOR | FOR |
| Registrant: Dunham Funds- Dunham Dynamic Macro Fund Item 1 | ||||||||||
| Investment Company Act File number: 811-22153 | ||||||||||
| Reporting Period July 1, 2016 through June 30,2 017 | ||||||||||
| Company Name | Ticker | Provider Security ID | Meeting Date | Record Date | Ballot ID | Proponent | Proposal Number | Proposal Text | Vote Instruction | Vote For or Against Management |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.1 | Elect Director Jane D. Carlin | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.2 | Elect Director Richard L. Fagnani | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.2 | Elect Director Richard L. Fagnani | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.2 | Elect Director Richard L. Fagnani | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.2 | Elect Director Richard L. Fagnani | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.2 | Elect Director Richard L. Fagnani | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.3 | Elect Director Drew E. Lawton | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.3 | Elect Director Drew E. Lawton | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.4 | Elect Director Madhav V. Rajan | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.4 | Elect Director Madhav V. Rajan | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.5 | Elect Director Mark Wiedman | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.5 | Elect Director Mark Wiedman | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.5 | Elect Director Mark Wiedman | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.5 | Elect Director Mark Wiedman | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWJ | 46434V886 | 19-Jun-17 | 02-May-17 | 78152207 | Management | 1.5 | Elect Director Mark Wiedman | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.1 | Elect Director Jane D. Carlin | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.2 | Elect Director Richard L. Fagnani | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.2 | Elect Director Richard L. Fagnani | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.2 | Elect Director Richard L. Fagnani | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.2 | Elect Director Richard L. Fagnani | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.2 | Elect Director Richard L. Fagnani | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.2 | Elect Director Richard L. Fagnani | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.3 | Elect Director Drew E. Lawton | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.3 | Elect Director Drew E. Lawton | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.4 | Elect Director Madhav V. Rajan | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.5 | Elect Director Mark Wiedman | Withhold | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.5 | Elect Director Mark Wiedman | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.5 | Elect Director Mark Wiedman | For | For |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.5 | Elect Director Mark Wiedman | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.5 | Elect Director Mark Wiedman | Withhold | Against |
| iShares 0-5 Year Investment Grade Corporate Bond ETF | HEWG | 46434V704 | 19-Jun-17 | 02-May-17 | 78154461 | Management | 1.5 | Elect Director Mark Wiedman | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.1 | Elect Director Jane D. Carlin | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.1 | Elect Director Jane D. Carlin | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.1 | Elect Director Jane D. Carlin | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.2 | Elect Director Richard L. Fagnani | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.2 | Elect Director Richard L. Fagnani | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.2 | Elect Director Richard L. Fagnani | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.2 | Elect Director Richard L. Fagnani | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.2 | Elect Director Richard L. Fagnani | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.3 | Elect Director Drew E. Lawton | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.3 | Elect Director Drew E. Lawton | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.3 | Elect Director Drew E. Lawton | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.4 | Elect Director Madhav V. Rajan | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.4 | Elect Director Madhav V. Rajan | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.5 | Elect Director Mark Wiedman | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.5 | Elect Director Mark Wiedman | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.5 | Elect Director Mark Wiedman | Withhold | Against |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.5 | Elect Director Mark Wiedman | For | For |
| iShares Trust | TIP | 464287176 | 19-Jun-17 | 02-May-17 | 78100840 | Management | 1.5 | Elect Director Mark Wiedman | For | For |
| Registrant: Dunham Funds - Monthly Distribution Fund Item 1 | ||||||||||||||||||||
| Investment Company Act file number: 811-22153 | ||||||||||||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||||||||||||
| Investment Company Report | ||||||||||||||||||||
| VOYA PRIME RATE TRUST | ||||||||||||||||||||
| Security | 92913A100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | PPR | Meeting Date | 07-Jul-2016 | |||||||||||||||||
| ISIN | US92913A1007 | Agenda | 934424627 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | COLLEEN D. BALDWIN | For | For | |||||||||||||||||
| 2 | JOHN V. BOYER | For | For | |||||||||||||||||
| 3 | PATRICIA W. CHADWICK | For | For | |||||||||||||||||
| 4 | PETER S. DROTCH | For | For | |||||||||||||||||
| 5 | MARTIN J. GAVIN | For | For | |||||||||||||||||
| 6 | RUSSELL H. JONES | For | For | |||||||||||||||||
| 7 | PATRICK W. KENNY | For | For | |||||||||||||||||
| 8 | JOSEPH E. OBERMEYER | For | For | |||||||||||||||||
| 9 | SHERYL K. PRESSLER | For | For | |||||||||||||||||
| 10 | CHRISTOPHER P. SULLIVAN | For | For | |||||||||||||||||
| 11 | ROGER B. VINCENT | For | For | |||||||||||||||||
| 12 | SHAUN P. MATHEWS | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 275,084 | 0 | 05-Jul-2016 | 08-Jul-2016 | |||||||||||||
| MARKIT LTD. | ||||||||||||||||||||
| Security | G58249106 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | MRKT | Meeting Date | 11-Jul-2016 | |||||||||||||||||
| ISIN | BMG582491061 | Agenda | 934451559 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO APPROVE THE ISSUANCE OF MARKIT LTD. ("MARKIT") COMMON SHARES IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT") BETWEEN MARKIT, MARVEL MERGER SUB, INC., A DELAWARE CORPORATION AND WHOLLY OWNED INDIRECT SUBSIDIARY OF MARKIT, AND IHS INC., A DELAWARE CORPORATION. |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE AMENDING AND RESTATING THE BYE- LAWS OF MARKIT TO BE EFFECTIVE UPON COMPLETION OF THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE THE NAME CHANGE OF "MARKIT LTD." TO "IHS MARKIT LTD." FOR REGISTRATION UPON COMPLETION OF THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| 4. | TO ADJOURN THE SPECIAL GENERAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSALS 1 TO 3. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 19 | 1,823 | 07-Jul-2016 | 12-Jul-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 10,580 | 0 | 07-Jul-2016 | 12-Jul-2016 | |||||||||||||
| EMC CORPORATION | ||||||||||||||||||||
| Security | 268648102 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | EMC | Meeting Date | 19-Jul-2016 | |||||||||||||||||
| ISIN | US2686481027 | Agenda | 934449768 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 12, 2015, AS AMENDED BY THE FIRST AMENDMENT TO AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 16, 2016, AS SO AMENDED AND AS IT MAY BE AMENDED FROM TIME TO TIME, REFERRED TO COLLECTIVELY AS THE MERGER AGREEMENT, AMONG DENALI HOLDING ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | ||||||||||||||||
| 2. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY EMC TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||||||||||
| 3. | PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 257,421 | 0 | 15-Jul-2016 | 20-Jul-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 159,973 | 0 | 15-Jul-2016 | 20-Jul-2016 | |||||||||||||
| THE DOW CHEMICAL COMPANY | ||||||||||||||||||||
| Security | 260543103 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | DOW | Meeting Date | 20-Jul-2016 | |||||||||||||||||
| ISIN | US2605431038 | Agenda | 934450317 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | ADOPTION OF THE MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL (THE "DOW MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG DIAMOND-ORION HOLDCO, INC., A DELAWARE CORPORATION, (N/K/A DOWDUPONT INC.), THE DOW CHEMICAL COMPANY, A DELAWARE CORPORATION ("DOW"), DIAMOND MERGER SUB, INC., A DELAWARE CORPORATION, ORION MERGER SUB, INC., A DELAWARE CORPORATION ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 2. | ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE DOW SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DOW MERGER PROPOSAL (THE "DOW ADJOURNMENT PROPOSAL"). |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE REGARDING MERGER-RELATED NAMED EXECUTIVE OFFICER COMPENSATION. TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO DOW'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION (THE "DOW COMPENSATION PROPOSAL"). |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 80 | 7,899 | 18-Jul-2016 | 21-Jul-2016 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 72,991 | 0 | 18-Jul-2016 | 21-Jul-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 7,678 | 0 | 18-Jul-2016 | 21-Jul-2016 | |||||||||||||
| E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||||||||||||||
| Security | 263534109 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | DD | Meeting Date | 20-Jul-2016 | |||||||||||||||||
| ISIN | US2635341090 | Agenda | 934450329 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | ADOPTION OF MERGER AGREEMENT. TO CONSIDER AND VOTE ON A PROPOSAL (THE "DUPONT MERGER PROPOSAL") TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 11, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG DIAMOND-ORION HOLDCO, INC., A DELAWARE CORPORATION, (N/K/A DOWDUPONT INC.), E. I. DU PONT DE NEMOURS AND COMPANY, A DELAWARE CORPORATION ("DUPONT"), DIAMOND MERGER SUB, INC., A DELAWARE CORPORATION, ORION MERGER SUB, INC., A DELAWARE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 2. | ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER AND VOTE ON A PROPOSAL TO ADJOURN THE DUPONT SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE DUPONT MERGER PROPOSAL. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE REGARDING MERGER-RELATED NAMED EXECUTIVE OFFICER COMPENSATION. TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO DUPONT'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTION. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 22,927 | 0 | 18-Jul-2016 | 21-Jul-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 45,269 | 0 | 18-Jul-2016 | 21-Jul-2016 | |||||||||||||
| MEDIA GENERAL, INC. | ||||||||||||||||||||
| Security | 58441K100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MEG | Meeting Date | 21-Jul-2016 | |||||||||||||||||
| ISIN | US58441K1007 | Agenda | 934448540 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | DIANA F. CANTOR | For | For | |||||||||||||||||
| 2 | ROYAL W. CARSON III | For | For | |||||||||||||||||
| 3 | H.C. CHARLES DIAO | For | For | |||||||||||||||||
| 4 | DENNIS J. FITZSIMONS | For | For | |||||||||||||||||
| 5 | SOOHYUNG KIM | For | For | |||||||||||||||||
| 6 | DOUGLAS W. MCCORMICK | For | For | |||||||||||||||||
| 7 | JOHN R. MUSE | For | For | |||||||||||||||||
| 8 | WYNDHAM ROBERTSON | For | For | |||||||||||||||||
| 9 | VINCENT L. SADUSKY | For | For | |||||||||||||||||
| 10 | THOMAS J. SULLIVAN | For | For | |||||||||||||||||
| 2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||||||||||
| 3. | THE BOARD'S ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 85,317 | 0 | 18-Jul-2016 | 22-Jul-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 22,042 | 0 | 18-Jul-2016 | 22-Jul-2016 | |||||||||||||
| HENNESSY CAPITAL ACQUISITION CORP. II | ||||||||||||||||||||
| Security | 42588J100 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | HCAC | Meeting Date | 25-Jul-2016 | |||||||||||||||||
| ISIN | US42588J1007 | Agenda | 934450723 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | THE BUSINESS COMBINATION PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AND ADOPT THE MERGER AGREEMENT, DATED AS OF APRIL 1, 2016, AS IT MAY BE AMENDED (THE "MERGER AGREEMENT"), BY AND AMONG THE COMPANY, HCAC II, INC., USI SENIOR HOLDINGS, INC. AND NORTH AMERICAN DIRECT INVESTMENT HOLDINGS, LLC, SOLELY IN ITS CAPACITY AS THE STOCKHOLDER REPRESENTATIVE, AND THE TRANSACTIONS CONTEMPLATED THEREBY (THE "BUSINESS COMBINATION"). |
Management | For | For | ||||||||||||||||
| 1A. | INTENTION TO EXERCISE REDEMPTION RIGHTS - IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS, PLEASE CHECK THIS BOX. CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE DEFINITIVE PROXY STATEMENT UNDER THE HEADING "SPECIAL MEETING IN LIEU OF 2016 ANNUAL MEETING OF HENNESSY CAPITAL STOCKHOLDERS - REDEMPTION RIGHTS." MARK "FOR" = YES OR "AGAINST" = NO. |
Management | For | For | ||||||||||||||||
| 1B. | SHAREHOLDER CERTIFICATION - I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A "GROUP" (AS DEFINED IN SECTION 13 (D)(3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER STOCKHOLDER WITH RESPECT TO THE SHARES OF COMMON STOCK OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSED BUSINESS COMBINATION BETWEEN THE COMPANY AND USI SENIOR HOLDINGS, INC. MARK "FOR" = YES OR "AGAINST" = NO. |
Management | For | For | ||||||||||||||||
| 2. | TO CONSIDER AND ACT UPON A PROPOSED AMENDMENT TO THE COMPANY'S EXISTING CHARTER TO INCREASE THE COMPANY'S AUTHORIZED COMMON STOCK AND PREFERRED STOCK. |
Management | For | For | ||||||||||||||||
| 3. | TO CONSIDER AND ACT UPON A PROPOSED AMENDMENT TO THE COMPANY'S EXISTING CHARTER TO PROVIDE FOR THE CLASSIFICATION OF OUR BOARD OF DIRECTORS INTO THREE CLASSES OF DIRECTORS WITH STAGGERED THREE-YEAR TERMS OF OFFICE AND TO MAKE CERTAIN RELATED CHANGES. |
Management | For | For | ||||||||||||||||
| 4. | TO CONSIDER AND ACT UPON A PROPOSED AMENDMENT TO THE COMPANY'S EXISTING CHARTER TO DESIGNATE THE COURT OF CHANCERY OF THE STATE OF DELAWARE AS THE SOLE AND EXCLUSIVE FORUM FOR SPECIFIED LEGAL ACTIONS AND PROVIDE FOR CERTAIN ADDITIONAL CHANGES, INCLUDING CHANGING THE COMPANY'S NAME FROM "HENNESSY CAPITAL ACQUISITION CORP. II" TO "USI HOLDINGS, INC." AND MAKING THE COMPANY'S CORPORATE EXISTENCE PERPETUAL, WHICH OUR BOARD OF DIRECTORS BELIEVES ARE NECESSARY TO ADEQUATELY ADDRESS THE POST-BUSINESS COMBINATION NEEDS OF THE COMPANY. |
Management | For | For | ||||||||||||||||
| 5. | DIRECTOR | Management | ||||||||||||||||||
| 1 | DANIEL J. HENNESSY | For | For | |||||||||||||||||
| 2 | NOT APPLICABLE | For | For | |||||||||||||||||
| 3 | NOT APPLICABLE | For | For | |||||||||||||||||
| 6. | THE INCENTIVE PLAN PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AND ADOPT THE USI HOLDINGS, INC. 2016 LONG- TERM INCENTIVE PLAN. |
Management | For | For | ||||||||||||||||
| 7. | THE ADJOURNMENT PROPOSAL - TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN THE SPECIAL MEETING OF STOCKHOLDERS TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE SPECIAL MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE BUSINESS COMBINATION PROPOSAL, THE DIRECTOR ELECTION PROPOSAL OR THE NASDAQ PROPOSAL. |
Management | For | For | ||||||||||||||||
| 8. | THE DGCL 203 OPT-OUT PROPOSAL - TO CONSIDER AND ACT UPON A PROPOSED AMENDMENT TO THE COMPANY'S EXISTING CHARTER TO ELECT FOR THE COMPANY NOT TO BE GOVERNED BY OR SUBJECT TO SECTION 203 OF THE DELAWARE GENERAL CORPORATION LAW, AS AMENDED. |
Management | For | For | ||||||||||||||||
| 9A. | THE DIRECTOR ELECTION PROPOSAL - TO ELECT THE DIRECTOR TO THE COMPANY'S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR ON OUR BOARD OF DIRECTORS UNTIL THE 2019 ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS ARE DULY ELECTED AND QUALIFIED: JON MATTSON |
Management | For | For | ||||||||||||||||
| 9B. | THE DIRECTOR ELECTION PROPOSAL - TO ELECT THE DIRECTOR TO THE COMPANY'S BOARD OF DIRECTORS TO SERVE AS CLASS I DIRECTOR ON OUR BOARD OF DIRECTORS UNTIL THE 2019 ANNUAL MEETING OF STOCKHOLDERS AND UNTIL THEIR RESPECTIVE SUCCESSORS ARE DULY ELECTED AND QUALIFIED: ROBERT MELLOR |
Management | For | For | ||||||||||||||||
| 10. | THE NASDAQ PROPOSAL - TO APPROVE, FOR PURPOSES OF COMPLYING WITH APPLICABLE NASDAQ LISTING RULES, THE ISSUANCE OF MORE THAN 20% OF THE COMPANY'S ISSUED AND OUTSTANDING COMMON STOCK, WHICH NASDAQ MAY DEEM TO BE A CHANGE OF CONTROL, PURSUANT TO THE TRILANTIC INVESTMENT. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 104,074 | 0 | 15-Jul-2016 | 26-Jul-2016 | |||||||||||||
| BLACKROCK FLTING RT INCOME STRA FD INC | ||||||||||||||||||||
| Security | 09255X100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | FRA | Meeting Date | 26-Jul-2016 | |||||||||||||||||
| ISIN | US09255X1000 | Agenda | 934449403 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | MICHAEL J. CASTELLANO | For | For | |||||||||||||||||
| 2 | RICHARD E. CAVANAGH | For | For | |||||||||||||||||
| 3 | CYNTHIA L. EGAN | For | For | |||||||||||||||||
| 4 | FRANK J. FABOZZI | For | For | |||||||||||||||||
| 5 | JERROLD B. HARRIS | For | For | |||||||||||||||||
| 6 | R. GLENN HUBBARD | For | For | |||||||||||||||||
| 7 | W. CARL KESTER | For | For | |||||||||||||||||
| 8 | CATHERINE A. LYNCH | For | For | |||||||||||||||||
| 9 | BARBARA G. NOVICK | For | For | |||||||||||||||||
| 10 | JOHN M. PERLOWSKI | For | For | |||||||||||||||||
| 11 | KAREN P. ROBARDS | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 103,341 | 0 | 25-Jul-2016 | 27-Jul-2016 | |||||||||||||
| INTERVAL LEISURE GROUP INC | ||||||||||||||||||||
| Security | 46113M108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | IILG | Meeting Date | 03-Aug-2016 | |||||||||||||||||
| ISIN | US46113M1080 | Agenda | 934452501 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | CRAIG M. NASH | For | For | |||||||||||||||||
| 2 | DAVID FLOWERS | For | For | |||||||||||||||||
| 3 | VICTORIA L. FREED | For | For | |||||||||||||||||
| 4 | LIZANNE GALBREATH | For | For | |||||||||||||||||
| 5 | CHAD HOLLINGSWORTH | For | For | |||||||||||||||||
| 6 | LEWIS J. KORMAN | For | For | |||||||||||||||||
| 7 | THOMAS J. KUHN | For | For | |||||||||||||||||
| 8 | THOMAS J. MCINERNEY | For | For | |||||||||||||||||
| 9 | THOMAS P. MURPHY, JR. | For | For | |||||||||||||||||
| 10 | STEPHEN R. QUAZZO | For | For | |||||||||||||||||
| 11 | SERGIO D. RIVERA | For | For | |||||||||||||||||
| 12 | THOMAS O. RYDER | For | For | |||||||||||||||||
| 13 | AVY H. STEIN | For | For | |||||||||||||||||
| 2. | TO APPROVE AMENDMENTS TO THE INTERVAL LEISURE GROUP, INC. 2013 STOCK AND INCENTIVE COMPENSATION PLAN INCLUDING THE PERFORMANCE GOALS CONTAINED THEREIN. |
Management | For | For | ||||||||||||||||
| 3. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTERVAL LEISURE GROUP FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 177 | 0 | 29-Jul-2016 | 04-Aug-2016 | |||||||||||||
| LEGG MASON | ||||||||||||||||||||
| Security | 95766K109 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | HIO | Meeting Date | 12-Aug-2016 | |||||||||||||||||
| ISIN | US95766K1097 | Agenda | 934439440 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | THE STOCKHOLDERS OF THE FUND ARE BEING ASKED TO APPROVE THE MERGER OF WESTERN ASSET MANAGED HIGH INCOME FUND INC. WITH AND INTO THE FUND IN ACCORDANCE WITH THE MARYLAND GENERAL CORPORATION LAW. |
Management | For | For | ||||||||||||||||
| 2B. | THE STOCKHOLDERS OF THE FUND ARE BEING ASKED TO APPROVE A FUNDAMENTAL INVESTMENT POLICY REGARDING SENIOR SECURITIES. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 106,644 | 0 | 28-Jun-2016 | 15-Aug-2016 | |||||||||||||
| TYCO INTERNATIONAL PLC | ||||||||||||||||||||
| Security | G91442106 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | TYC | Meeting Date | 17-Aug-2016 | |||||||||||||||||
| ISIN | IE00BQRQXQ92 | Agenda | 934459327 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO APPROVE THE AMENDMENTS TO THE TYCO INTERNATIONAL PLC ("TYCO") MEMORANDUM OF ASSOCIATION SET FORTH IN ANNEX B-1 OF THE JOINT PROXY STATEMENT/PROSPECTUS. |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE THE AMENDMENTS TO THE TYCO ARTICLES OF ASSOCIATION SET FORTH IN ANNEX B-2 OF THE JOINT PROXY STATEMENT/PROSPECTUS. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE THE CONSOLIDATION OF TYCO ORDINARY SHARES WHEREBY, IMMEDIATELY PRIOR TO THE CONSUMMATION OF THE MERGER (THE " MERGER") CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 24, 2016, AS AMENDED BY AMENDMENT NO. 1, DATED AS OF JULY 1, 2016, BY AND AMONG JOHNSON CONTROLS, INC., TYCO, AND CERTAIN OTHER PARTIES NAMED THEREIN, INCLUDING JAGARA MERGER SUB LLC (THE "MERGER AGREEMENT"), EVERY ISSUED AND UNISSUED TYCO ORDINARY SHARE WILL BE CONSOLIDATED INTO 0.955 TYCO ORDINARY SHARES (THE "TYCO SHARE CONSOLIDATION"). |
Management | For | For | ||||||||||||||||
| 4. | TO APPROVE AN INCREASE TO THE AUTHORIZED SHARE CAPITAL OF TYCO SUCH THAT THE NUMBER OF AUTHORIZED ORDINARY SHARES OF TYCO IMMEDIATELY FOLLOWING THE TYCO SHARE CONSOLIDATION IS EQUAL TO 1,000,000,000 (THE NUMBER OF AUTHORIZED ORDINARY SHARES OF TYCO IMMEDIATELY PRIOR TO THE TYCO SHARE CONSOLIDATION). |
Management | For | For | ||||||||||||||||
| 5. | TO APPROVE THE ISSUANCE AND ALLOTMENT OF RELEVANT SECURITIES (AS DEFINED IN THE COMPANIES ACT 2014 OF IRELAND) IN CONNECTION WITH THE MERGER AS CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| 6. | TO APPROVE THE CHANGE OF NAME OF THE COMBINED COMPANY TO "JOHNSON CONTROLS INTERNATIONAL PLC" EFFECTIVE FROM THE CONSUMMATION OF THE MERGER, SUBJECT ONLY TO APPROVAL OF THE REGISTRAR OF COMPANIES IN IRELAND. |
Management | For | For | ||||||||||||||||
| 7. | TO APPROVE AN INCREASE, EFFECTIVE AS OF THE EFFECTIVE TIME OF THE MERGER, TO THE AUTHORIZED SHARE CAPITAL OF TYCO IN AN AMOUNT EQUAL TO 1,000,000,000 ORDINARY SHARES AND 100,000,000 PREFERRED SHARES. |
Management | For | For | ||||||||||||||||
| 8. | TO APPROVE THE ALLOTMENT OF RELEVANT SECURITIES (AS DEFINED IN THE COMPANIES ACT 2014 OF IRELAND) FOR ISSUANCES AFTER THE MERGER OF UP TO APPROXIMATELY 33% OF THE COMBINED COMPANY'S POST-MERGER ISSUED SHARE CAPITAL. |
Management | For | For | ||||||||||||||||
| 9. | TO APPROVE THE DISAPPLICATION OF STATUTORY PRE-EMPTION RIGHTS IN RESPECT OF ISSUANCES OF EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2014 OF IRELAND) FOR CASH FOR ISSUANCES AFTER THE MERGER OF UP TO APPROXIMATELY 5% OF THE COMBINED COMPANY'S POST-MERGER ISSUED SHARE CAPITAL. |
Management | For | For | ||||||||||||||||
| 10. | TO APPROVE THE RENOMINALIZATION OF TYCO ORDINARY SHARES SUCH THAT THE NOMINAL VALUE OF EACH ORDINARY SHARE WILL BE DECREASED BY APPROXIMATELY $0.00047 TO $0.01 (MATCHING ITS PRE-CONSOLIDATION NOMINAL VALUE) WITH THE AMOUNT OF THE DEDUCTION BEING CREDITED TO UNDENOMINATED CAPITAL. |
Management | For | For | ||||||||||||||||
| 11. | TO APPROVE THE REDUCTION OF SOME OR ALL OF THE SHARE PREMIUM OF TYCO RESULTING FROM THE MERGER TO ALLOW THE CREATION OF ADDITIONAL DISTRIBUTABLE RESERVES OF THE COMBINED COMPANY. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 198,502 | 0 | 10-Aug-2016 | 16-Aug-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 57,929 | 0 | 10-Aug-2016 | 16-Aug-2016 | |||||||||||||
| QLIK TECHNOLOGIES INC. | ||||||||||||||||||||
| Security | 74733T105 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | QLIK | Meeting Date | 17-Aug-2016 | |||||||||||||||||
| ISIN | US74733T1051 | Agenda | 934459668 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 2, 2016, BY AND AMONG PROJECT ALPHA HOLDING, LLC, PROJECT ALPHA MERGER CORP. AND QLIK TECHNOLOGIES INC., AS IT MAY BE AMENDED FROM TIME TO TIME |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE THE ADOPTION OF ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY QLIK TECHNOLOGIES INC. TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 5,476 | 0 | 15-Aug-2016 | 18-Aug-2016 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 28,829 | 0 | 15-Aug-2016 | 18-Aug-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 50,694 | 0 | 15-Aug-2016 | 18-Aug-2016 | |||||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||||||||
| Security | 531229870 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | LMCA | Meeting Date | 23-Aug-2016 | |||||||||||||||||
| ISIN | US5312298707 | Agenda | 934458870 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | JOHN C. MALONE | For | For | |||||||||||||||||
| 2 | ROBERT R. BENNETT | For | For | |||||||||||||||||
| 3 | M. IAN G. GILCHRIST | For | For | |||||||||||||||||
| 2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 53,100 | 0 | 19-Aug-2016 | 24-Aug-2016 | |||||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||||||||
| Security | 531229409 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | LSXMA | Meeting Date | 23-Aug-2016 | |||||||||||||||||
| ISIN | US5312294094 | Agenda | 934458870 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | JOHN C. MALONE | For | For | |||||||||||||||||
| 2 | ROBERT R. BENNETT | For | For | |||||||||||||||||
| 3 | M. IAN G. GILCHRIST | For | For | |||||||||||||||||
| 2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 77,803 | 0 | 19-Aug-2016 | 24-Aug-2016 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 102,600 | 0 | 19-Aug-2016 | 24-Aug-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 32,000 | 0 | 19-Aug-2016 | 24-Aug-2016 | |||||||||||||
| APOLLO RESIDENTIAL MORTGAGE, INC. | ||||||||||||||||||||
| Security | 03763V102 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | AMTG | Meeting Date | 24-Aug-2016 | |||||||||||||||||
| ISIN | US03763V1026 | Agenda | 934465128 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | RATIFICATION TO APPROVE THE "FIRST MERGER" AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, AS DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS FILED BY THE COMPANY ON FORM S-4 ON JULY 27, 2016. |
Management | For | For | ||||||||||||||||
| 2. | RATIFICATION TO ADJOURN THE MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE "FIRST MERGER" AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT, AS DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS FILED BY THE COMPANY ON FORM S-4 ON JULY 27, 2016. |
Management | For | For | ||||||||||||||||
| 3. | APPROVAL, ON AN ADVISORY, NON-BINDING BASIS, OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO APOLLO RESIDENTIAL MORTGAGE, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGERS, AS DESCRIBED IN THE JOINT PROXY STATEMENT/PROSPECTUS FILED BY THE COMPANY ON FORM S-4 ON JULY 27, 2016. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 2,664 | 0 | 23-Aug-2016 | 25-Aug-2016 | |||||||||||||
| INVESCO | ||||||||||||||||||||
| Security | 46131H107 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | VVR | Meeting Date | 26-Aug-2016 | |||||||||||||||||
| ISIN | US46131H1077 | Agenda | 934464506 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | DIRECTOR | Management | ||||||||||||||||||
| 1 | ALBERT R. DOWDEN | For | For | |||||||||||||||||
| 2 | ELI JONES | For | For | |||||||||||||||||
| 3 | RAYMOND STICKEL, JR. | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 488,728 | 0 | 23-Aug-2016 | 29-Aug-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 214,432 | 0 | 23-Aug-2016 | 29-Aug-2016 | |||||||||||||
| CASH AMERICA INTERNATIONAL, INC. | ||||||||||||||||||||
| Security | 14754D100 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | CSH | Meeting Date | 31-Aug-2016 | |||||||||||||||||
| ISIN | US14754D1000 | Agenda | 934467108 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 28, 2016 (THE "MERGER AGREEMENT"), BY AND AMONG FIRST CASH FINANCIAL SERVICES, INC. ("FIRST CASH"), CASH AMERICA INTERNATIONAL, INC. ("CASH AMERICA") AND FRONTIER MERGER SUB LLC, A WHOLLY OWNED SUBSIDIARY OF FIRST CASH, WITH RESPECT TO AN ALL-STOCK, MERGER OF EQUALS TRANSACTION (THE "MERGER"). |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, SPECIFIC COMPENSATORY ARRANGEMENTS RELATING TO THE MERGER BETWEEN CASH AMERICA AND ITS NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE ANY MOTION TO ADJOURN THE CASH AMERICA SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 1,124 | 0 | 29-Aug-2016 | 01-Sep-2016 | |||||||||||||
| FIRST TRUST/FOUR CORNERS SR FLOATING | ||||||||||||||||||||
| Security | 33733U108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | FCT | Meeting Date | 12-Sep-2016 | |||||||||||||||||
| ISIN | US33733U1088 | Agenda | 934469138 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | JAMES A. BOWEN | For | For | |||||||||||||||||
| 2 | ROBERT F. KEITH | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 18,685 | 0 | 09-Sep-2016 | 13-Sep-2016 | |||||||||||||
| QUINTILES IMS HOLDINGS, INC. | ||||||||||||||||||||
| Security | 74876Y101 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | Q | Meeting Date | 22-Sep-2016 | |||||||||||||||||
| ISIN | US74876Y1010 | Agenda | 934475066 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 3, 2016 BY AND BETWEEN QUINTILES & IMS HEALTH HOLDINGS, INC. |
Management | For | For | ||||||||||||||||
| 2. | TO CONSIDER AND VOTE ON THE PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF SURVIVING CORPORATION COMMON STOCK TO IMS HEALTH STOCKHOLDERS PURSUANT TO THE MERGER. |
Management | For | For | ||||||||||||||||
| 3. | TO CONSIDER AND VOTE ON THE PROPOSAL TO REINCORPORATE QUINTILES IN DELAWARE IMMEDIATELY PRIOR TO THE COMPLETION OF THE MERGER. |
Management | For | For | ||||||||||||||||
| 4. | TO CONSIDER AND VOTE ON THE PROPOSAL TO APPROVE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK CONTAINED IN THE DELAWARE CERTIFICATE OF INCORPORATION. |
Management | For | For | ||||||||||||||||
| 5. | TO CONSIDER AND VOTE ON THE PROPOSAL TO APPROVE THE ELIMINATION OF THE SUPERMAJORITY VOTING REQUIREMENT TO AMEND CERTAIN PROVISIONS OF THE DELAWARE CERTIFICATE OF INCORPORATION. |
Management | For | For | ||||||||||||||||
| 6. | TO CONSIDER AND VOTE ON THE PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, SPECIFIC COMPENSATORY ARRANGEMENTS BETWEEN QUINTILES AND ITS NAMED EXECUTIVE OFFICERS RELATING TO THE MERGER WITH IMS HEALTH. |
Management | For | For | ||||||||||||||||
| 7. | TO CONSIDER AND VOTE ON THE PROPOSAL TO ADJOURN THE QUINTILES ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 12,931 | 0 | 20-Sep-2016 | 23-Sep-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 986 | 0 | 20-Sep-2016 | 23-Sep-2016 | |||||||||||||
| CONAGRA FOODS, INC. | ||||||||||||||||||||
| Security | 205887102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CAG | Meeting Date | 23-Sep-2016 | |||||||||||||||||
| ISIN | US2058871029 | Agenda | 934467677 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | BRADLEY A. ALFORD | For | For | |||||||||||||||||
| 2 | THOMAS K. BROWN | For | For | |||||||||||||||||
| 3 | STEPHEN G. BUTLER | For | For | |||||||||||||||||
| 4 | SEAN M. CONNOLLY | For | For | |||||||||||||||||
| 5 | STEVEN F. GOLDSTONE | For | For | |||||||||||||||||
| 6 | JOIE A. GREGOR | For | For | |||||||||||||||||
| 7 | RAJIVE JOHRI | For | For | |||||||||||||||||
| 8 | W.G. JURGENSEN | For | For | |||||||||||||||||
| 9 | RICHARD H. LENNY | For | For | |||||||||||||||||
| 10 | RUTH ANN MARSHALL | For | For | |||||||||||||||||
| 11 | TIMOTHY R. MCLEVISH | For | For | |||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 24,496 | 0 | 20-Sep-2016 | 26-Sep-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 118,504 | 0 | 20-Sep-2016 | 26-Sep-2016 | |||||||||||||
| HILTON WORLDWIDE HOLDINGS INC. | ||||||||||||||||||||
| Security | 43300A104 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | HLT | Meeting Date | 04-Oct-2016 | |||||||||||||||||
| ISIN | US43300A1043 | Agenda | 934479216 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AND DECREASE AUTHORIZED SHARES. |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 187,280 | 0 | 30-Sep-2016 | 05-Oct-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 157,120 | 0 | 30-Sep-2016 | 05-Oct-2016 | |||||||||||||
| ALCOA INC. | ||||||||||||||||||||
| Security | 013817101 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | AA | Meeting Date | 05-Oct-2016 | |||||||||||||||||
| ISIN | US0138171014 | Agenda | 934470662 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | A PROPOSAL TO AUTHORIZE ALCOA'S BOARD OF DIRECTORS TO EFFECT A REVERSE STOCK SPLIT OF THE OUTSTANDING SHARES OF ALCOA COMMON STOCK, AT A REVERSE STOCK SPLIT RATIO OF 1-FOR-3 |
Management | For | For | ||||||||||||||||
| 2. | A PROPOSAL TO ADOPT A CORRESPONDING AMENDMENT TO ALCOA'S ARTICLES OF INCORPORATION TO EFFECT THE REVERSE STOCK SPLIT AND TO REDUCE PROPORTIONATELY THE TOTAL NUMBER OF SHARES OF ALCOA COMMON STOCK THAT ALCOA IS AUTHORIZED TO ISSUE |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 148,474 | 371,626 | 03-Oct-2016 | 06-Oct-2016 | |||||||||||||
| ST. JUDE MEDICAL, INC. | ||||||||||||||||||||
| Security | 790849103 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | STJ | Meeting Date | 26-Oct-2016 | |||||||||||||||||
| ISIN | US7908491035 | Agenda | 934486110 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 27, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG ST. JUDE MEDICAL, INC., ABBOTT LABORATORIES, VAULT MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY OF ABBOTT, AND VAULT MERGER SUB, LLC, A WHOLLY-OWNED SUBSIDIARY OF ABBOTT, AND ADOPT THE PLAN OF MERGER (AS SUCH TERM IS DEFINED IN SECTION 302A.611 OF THE MINNESOTA BUSINESS CORPORATION ACT) CONTAINED THEREIN. |
Management | For | For | ||||||||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF ST. JUDE MEDICAL'S NAMED EXECUTIVE OFFICERS THAT MAY BE PAID OR BECOME PAYABLE IN CONNECTION WITH THE MERGER AGREEMENT AND PLAN OF MERGER. |
Management | For | For | ||||||||||||||||
| 3A. | ELECTION OF DIRECTOR: STUART M. ESSIG | Management | For | For | ||||||||||||||||
| 3B. | ELECTION OF DIRECTOR: BARBARA B. HILL | Management | For | For | ||||||||||||||||
| 3C. | ELECTION OF DIRECTOR: MICHAEL A. ROCCA | Management | For | For | ||||||||||||||||
| 4. | ADVISORY VOTE TO APPROVE THE 2015 COMPENSATION OF ST. JUDE MEDICAL'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 5. | TO APPROVE THE ST. JUDE MEDICAL, INC. 2016 STOCK INCENTIVE PLAN. |
Management | For | For | ||||||||||||||||
| 6. | TO APPROVE AMENDMENTS TO ST. JUDE MEDICAL'S ARTICLES OF INCORPORATION AND BYLAWS TO DECLASSIFY ST. JUDE MEDICAL'S BOARD OF DIRECTORS. |
Management | For | For | ||||||||||||||||
| 7. | TO APPROVE AMENDMENTS TO ST. JUDE MEDICAL'S BYLAWS TO IMPLEMENT PROXY ACCESS. |
Management | For | For | ||||||||||||||||
| 8. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ST. JUDE MEDICAL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||||||||||
| 9. | TO ADJOURN THE SHAREHOLDERS' MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SHAREHOLDERS' MEETING TO APPROVE THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| 10. | TO IMPLEMENT A SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING. |
Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 81,692 | 0 | 24-Oct-2016 | 27-Oct-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 11,799 | 0 | 24-Oct-2016 | 27-Oct-2016 | |||||||||||||
| KLA-TENCOR CORPORATION | ||||||||||||||||||||
| Security | 482480100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | KLAC | Meeting Date | 02-Nov-2016 | |||||||||||||||||
| ISIN | US4824801009 | Agenda | 934482388 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: ROBERT M. CALDERONI | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN T. DICKSON | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: EMIKO HIGASHI | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: KEVIN J. KENNEDY | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: GARY B. MOORE | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: KIRAN M. PATEL | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT A. RANGO | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: RICHARD P. WALLACE | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: DAVID C. WANG | Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. |
Management | For | For | ||||||||||||||||
| 3. | APPROVAL ON A NON-BINDING, ADVISORY BASIS OUR NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 101,726 | 0 | 31-Oct-2016 | 03-Nov-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 49,956 | 0 | 31-Oct-2016 | 03-Nov-2016 | |||||||||||||
| ENERGY FUTURE INTER HLDG CO | ||||||||||||||||||||
| Security | 29269QAD9 | Meeting Type | Consent | |||||||||||||||||
| Ticker Symbol | Meeting Date | 15-Nov-2016 | ||||||||||||||||||
| ISIN | US29269QAD97 | Agenda | 934491628 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1 | THE PLAN. VOTE "FOR" TO ACCEPT THE PLAN. VOTE "AGAINST" TO REJECT THE PLAN. |
Management | Against | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 4,903,373 | 0 | 14-Nov-2016 | 16-Nov-2016 | |||||||||||||
| FMC TECHNOLOGIES, INC. | ||||||||||||||||||||
| Security | 30249U101 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | FTI | Meeting Date | 05-Dec-2016 | |||||||||||||||||
| ISIN | US30249U1016 | Agenda | 934495311 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | PROPOSAL TO ADOPT THE BUSINESS COMBINATION AGREEMENT, DATED AS OF JUNE 14, 2016 (THE "BUSINESS COMBINATION AGREEMENT"), AMONG FMCTI, TECHNIP S.A. AND TECHNIPFMC LIMITED |
Management | For | For | ||||||||||||||||
| 2. | PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE FMCTI SPECIAL MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE FMCTI SPECIAL MEETING TO APPROVE ITEM 1 |
Management | For | For | ||||||||||||||||
| 3. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION ARRANGEMENTS FOR FMCTI'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE BUSINESS COMBINATION AGREEMENT, WHICH ARE DISCLOSED IN THE SECTION ENTITLED "STOCKHOLDER VOTE ON CERTAIN COMPENSATORY ARRANGEMENTS" OF THE PROXY STATEMENT/PROSPECTUS |
Management | For | For | ||||||||||||||||
| 4. | RECOMMENDATION, ON A NON-BINDING, ADVISORY BASIS, WITH RESPECT TO THE FREQUENCY OF FUTURE ADVISORY VOTES ON FMCTI'S EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 2,049 | 19,645 | 29-Nov-2016 | 06-Dec-2016 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 128,723 | 0 | 29-Nov-2016 | 06-Dec-2016 | |||||||||||||
| PRIVATEBANCORP, INC. | ||||||||||||||||||||
| Security | 742962103 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | PVTB | Meeting Date | 08-Dec-2016 | |||||||||||||||||
| ISIN | US7429621037 | Agenda | 934498216 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT"), DATED AS OF JUNE 29, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG PRIVATEBANCORP, INC., CANADIAN IMPERIAL BANK OF COMMERCE AND CIBC HOLDCO INC. |
Management | For | For | ||||||||||||||||
| 2. | APPROVAL, BY ADVISORY (NON-BINDING) VOTE, OF CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO PRIVATEBANCORP, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| 3. | APPROVAL OF AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 4,035 | 0 | |||||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 31,272 | 0 | |||||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 31,648 | 0 | |||||||||||||||
| MONSANTO COMPANY | ||||||||||||||||||||
| Security | 61166W101 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | MON | Meeting Date | 13-Dec-2016 | |||||||||||||||||
| ISIN | US61166W1018 | Agenda | 934502697 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 14, 2016 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG MONSANTO COMPANY (THE "COMPANY"), BAYER AKTIENGESELLSCHAFT, A GERMAN STOCK CORPORATION ("BAYER"), AND KWA INVESTMENT CO., A DELAWARE ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT OR IN THE ABSENCE OF A QUORUM. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 35,500 | 0 | 09-Dec-2016 | 14-Dec-2016 | |||||||||||||
| CABELA'S INCORPORATED | ||||||||||||||||||||
| Security | 126804301 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CAB | Meeting Date | 13-Dec-2016 | |||||||||||||||||
| ISIN | US1268043015 | Agenda | 934504300 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: THEODORE M. ARMSTRONG |
Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES W. CABELA | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN H. EDMONDSON | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: DENNIS HIGHBY | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: THOMAS L. MILLNER | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: DONNA M. MILROD | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: BETH M. PRITCHARD | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: PETER S. SWINBURN | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: JAMES F. WRIGHT | Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. |
Management | For | For | ||||||||||||||||
| 3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 52,536 | 0 | 09-Dec-2016 | 14-Dec-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 66,467 | 0 | 09-Dec-2016 | 14-Dec-2016 | |||||||||||||
| AMERICAN CAPITAL, LTD. | ||||||||||||||||||||
| Security | 02503Y103 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ACAS | Meeting Date | 15-Dec-2016 | |||||||||||||||||
| ISIN | US02503Y1038 | Agenda | 934495246 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | ADOPTION OF THE MERGER AGREEMENT. | Management | For | For | ||||||||||||||||
| 2. | APPROVAL, ON AN ADVISORY, NON-BINDING BASIS, OF THE PAYMENT OF CERTAIN COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO AMERICAN CAPITAL'S NAMED EXECUTIVE OFFICERS PURSUANT TO THEIR EMPLOYMENT AND OTHER ARRANGEMENTS WITH AMERICAN CAPITAL AND THE MERGER AGREEMENT, IN CONNECTION WITH THE COMPLETION OF THE MERGERS AND OTHER TRANSACTIONS AS CONTEMPLATED THEREIN. |
Management | For | For | ||||||||||||||||
| 3. | APPROVAL OF ANY ADJOURNMENTS OF THE AMERICAN CAPITAL ANNUAL MEETING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| 4A. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: MARY C. BASKIN |
Management | For | For | ||||||||||||||||
| 4B. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: NEIL M. HAHL |
Management | For | For | ||||||||||||||||
| 4C. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: PHILIP R. HARPER |
Management | For | For | ||||||||||||||||
| 4D. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: STAN LUNDINE |
Management | For | For | ||||||||||||||||
| 4E. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: KRISTEN L. MANOS |
Management | For | For | ||||||||||||||||
| 4F. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: SUSAN K. NESTEGARD |
Management | For | For | ||||||||||||||||
| 4G. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: KENNETH D. PETERSON, JR. |
Management | For | For | ||||||||||||||||
| 4H. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: ALVIN N. PURYEAR |
Management | For | For | ||||||||||||||||
| 4I. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: MALON WILKUS |
Management | For | For | ||||||||||||||||
| 4J. | ELECTION OF DIRECTOR TO SERVE UNTIL THE EARLIER OF THE EXPIRATION OF A ONE-YEAR TERM AND THE COMPLETION OF THE TRANSACTIONS: DAVID G. RICHARDS |
Management | For | For | ||||||||||||||||
| 5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS AMERICAN CAPITAL'S INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 1,835 | 0 | 13-Dec-2016 | 16-Dec-2016 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 132,856 | 0 | 13-Dec-2016 | 16-Dec-2016 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 138,797 | 0 | 13-Dec-2016 | 16-Dec-2016 | |||||||||||||
| NORTHSTAR REALTY FINANCE CORP. | ||||||||||||||||||||
| Security | 66704R803 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | NRF | Meeting Date | 20-Dec-2016 | |||||||||||||||||
| ISIN | US66704R8034 | Agenda | 934507546 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | A PROPOSAL TO APPROVE THE MERGER OF NEW SIRIUS MERGER SUB, LLC WITH AND INTO NRF, WITH NRF SURVIVING THE MERGER, AND RELATED TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLANS OF MERGER, DATED AS OF JUNE 2, 2016, AMONG NRF, NORTHSTAR ASSET MANAGEMENT GROUP INC. ("NSAM"), COLONY CAPITAL, INC. ("COLONY"), COLONY NORTHSTAR, INC. ("COLONY NORTHSTAR"), NEW SIRIUS INC., NORTHSTAR REALTY FINANCE LIMITED PARTNERSHIP, SIRIUS MERGER SUB-T, LLC AND NEW SIRIUS MERGER SUB, LLC (AS AMENDED FROM ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 2. | A PROPOSAL TO APPROVE A PROVISION IN THE COLONY NORTHSTAR CHARTER CONTAINING CERTAIN COLONY NORTHSTAR STOCK OWNERSHIP AND TRANSFER RESTRICTIONS, INCLUDING A PROHIBITION ON ANY PERSON ACTUALLY OR CONSTRUCTIVELY OWNING MORE THAN 9.8% IN VALUE OF THE AGGREGATE OF THE OUTSTANDING SHARES OF COLONY NORTHSTAR'S CAPITAL STOCK, OR 9.8% (IN VALUE OR IN NUMBER OF SHARES, WHICHEVER IS MORE RESTRICTIVE) OF THE AGGREGATE OF THE OUTSTANDING SHARES OF COLONY NORTHSTAR CLASS A COMMON STOCK, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 3. | A PROPOSAL TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPENSATION THAT MAY BECOME PAYABLE TO THE NRF NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGERS. |
Management | For | For | ||||||||||||||||
| 4. | A PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, AS DETERMINED BY NRF, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSAL 1, PROPOSAL 2 AND PROPOSAL 3. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 51,505 | 0 | 16-Dec-2016 | 21-Dec-2016 | |||||||||||||
| HENNESSY CAPITAL ACQUISITION CORP. II | ||||||||||||||||||||
| Security | 42588J100 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HCAC | Meeting Date | 20-Dec-2016 | |||||||||||||||||
| ISIN | US42588J1007 | Agenda | 934509603 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | PETER SHEA | For | For | |||||||||||||||||
| 2 | RICHARD BURNS | For | For | |||||||||||||||||
| 3 | THOMAS J. SULLIVAN | For | For | |||||||||||||||||
| 2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF WITHUM SMITH+BROWN, PC TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 104,074 | 0 | 16-Dec-2016 | 21-Dec-2016 | |||||||||||||
| TEAM HEALTH HOLDINGS, INC. | ||||||||||||||||||||
| Security | 87817A107 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | TMH | Meeting Date | 11-Jan-2017 | |||||||||||||||||
| ISIN | US87817A1079 | Agenda | 934514818 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 30, 2016, AMONG TEAM HEALTH HOLDINGS, INC., TENNESSEE PARENT, INC. AND TENNESSEE MERGER SUB, INC., AS AMENDED OR MODIFIED FROM TIME TO TIME. |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BE PAID BY TEAM HEALTH HOLDINGS, INC. TO ITS NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS OF TEAM HEALTH HOLDINGS, INC. FROM TIME TO TIME, IF NECESSARY OR APPROPRIATE, FOR THE PURPOSE OF SOLICITING ADDITIONAL VOTES FOR THE APPROVAL OF THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 1,373 | 28,100 | 09-Jan-2017 | 12-Jan-2017 | |||||||||||||
| BATS GLOBAL MKTS INC | ||||||||||||||||||||
| Security | 05491G109 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | BATS | Meeting Date | 17-Jan-2017 | |||||||||||||||||
| ISIN | US05491G1094 | Agenda | 934514806 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 25, 2016, BY AND AMONG CBOE HOLDINGS, INC., TWO WHOLLY OWNED SUBSIDIARIES OF CBOE HOLDINGS, INC. AND BATS GLOBAL MARKETS, INC. |
Management | For | For | ||||||||||||||||
| 2. | TO APPROVE, BY A NON BINDING ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BATS GLOBAL MARKETS, INC.'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| 3. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO PERMIT FURTHER SOLICITATION OF PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 3,826 | 0 | 12-Jan-2017 | 18-Jan-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 24,482 | 0 | 12-Jan-2017 | 18-Jan-2017 | |||||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||||||||
| Security | 531229409 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | LSXMA | Meeting Date | 17-Jan-2017 | |||||||||||||||||
| ISIN | US5312294094 | Agenda | 934515238 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | A PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF LIBERTY MEDIA CORPORATION'S SERIES C LIBERTY MEDIA COMMON STOCK, PAR VALUE $0.01 PER SHARE, IN CONNECTION WITH THE ACQUISITION OF FORMULA 1, AS DESCRIBED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 2. | A PROPOSAL TO APPROVE THE ADOPTION OF THE AMENDMENT AND RESTATEMENT OF OUR RESTATED CERTIFICATE OF INCORPORATION (I) TO CHANGE THE NAME OF THE "MEDIA GROUP" TO THE "FORMULA ONE GROUP," (II) TO CHANGE THE NAME OF THE "LIBERTY MEDIA COMMON STOCK" TO THE "LIBERTY FORMULA ONE COMMON STOCK," (III) TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 3. | A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF THE SPECIAL MEETING BY LIBERTY MEDIA CORPORATION TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE SPECIAL MEETING TO APPROVE THE OTHER PROPOSALS TO BE PRESENTED AT THE SPECIAL MEETING. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 126,482 | 0 | 12-Jan-2017 | 18-Jan-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 85,921 | 0 | 12-Jan-2017 | 18-Jan-2017 | |||||||||||||
| VALVOLINE INC. | ||||||||||||||||||||
| Security | 92047W101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | VVV | Meeting Date | 24-Jan-2017 | |||||||||||||||||
| ISIN | Agenda | 934519349 - Management | ||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1.1 | ELECTION OF DIRECTOR: RICHARD J. FREELAND | Management | For | For | ||||||||||||||||
| 1.2 | ELECTION OF DIRECTOR: STEPHEN F. KIRK | Management | For | For | ||||||||||||||||
| 1.3 | ELECTION OF DIRECTOR: STEPHEN E. MACADAM | Management | For | For | ||||||||||||||||
| 1.4 | ELECTION OF DIRECTOR: VADA O. MANAGER | Management | For | For | ||||||||||||||||
| 1.5 | ELECTION OF DIRECTOR: SAMUEL J. MITCHELL, JR. | Management | For | For | ||||||||||||||||
| 1.6 | ELECTION OF DIRECTOR: CHARLES M. SONSTEBY | Management | For | For | ||||||||||||||||
| 1.7 | ELECTION OF DIRECTOR: MARY J. TWINEM | Management | For | For | ||||||||||||||||
| 1.8 | ELECTION OF DIRECTOR: WILLIAM A. WULFSOHN | Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 3. | A NON-BINDING ADVISORY RESOLUTION APPROVING VALVOLINE'S EXECUTIVE COMPENSATION, AS SET FORTH IN THE PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 4. | A NON-BINDING VOTE TO ADVISE WHETHER SHAREHOLDER ADVISORY VOTES ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | 1 Year | For | ||||||||||||||||
| 5. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2016 VALVOLINE INC. INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 253 | 7,000 | 20-Jan-2017 | 25-Jan-2017 | |||||||||||||
| ISLE OF CAPRI CASINOS, INC. | ||||||||||||||||||||
| Security | 464592104 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | ISLE | Meeting Date | 25-Jan-2017 | |||||||||||||||||
| ISIN | US4645921044 | Agenda | 934519983 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (THE MERGER AGREEMENT), DATED SEPTEMBER 19, 2016, BY AND AMONG ISLE OF CAPRI CASINOS, INC. (ISLE), ELDORADO RESORTS, INC. (ERI), EAGLE I ACQUISITION CORP. AND EAGLE II ACQUISITION COMPANY LLC, AND TO APPROVE THE MERGER OF ISLE WITH AND INTO A WHOLLY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 2. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO ISLE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGERS CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| 3. | PROPOSAL TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING IF APPROPRIATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AND APPROVE THE FIRST STEP MERGER AT THE TIME OF THE SPECIAL MEETING. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 49,674 | 0 | 23-Jan-2017 | 26-Jan-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 10,340 | 0 | 23-Jan-2017 | 26-Jan-2017 | |||||||||||||
| ASHLAND GLOBAL HOLDINGS INC | ||||||||||||||||||||
| Security | 044186104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ASH | Meeting Date | 26-Jan-2017 | |||||||||||||||||
| ISIN | Agenda | 934513448 - Management | ||||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1.1 | ELECTION OF DIRECTOR: BRENDAN M. CUMMINS | Management | For | For | ||||||||||||||||
| 1.2 | ELECTION OF DIRECTOR: WILLIAM G. DEMPSEY | Management | For | For | ||||||||||||||||
| 1.3 | ELECTION OF DIRECTOR: JAY V. IHLENFELD | Management | For | For | ||||||||||||||||
| 1.4 | ELECTION OF DIRECTOR: BARRY W. PERRY | Management | For | For | ||||||||||||||||
| 1.5 | ELECTION OF DIRECTOR: MARK C. ROHR | Management | For | For | ||||||||||||||||
| 1.6 | ELECTION OF DIRECTOR: GEORGE A. SCHAEFER, JR. |
Management | For | For | ||||||||||||||||
| 1.7 | ELECTION OF DIRECTOR: JANICE J. TEAL | Management | For | For | ||||||||||||||||
| 1.8 | ELECTION OF DIRECTOR: MICHAEL J. WARD | Management | For | For | ||||||||||||||||
| 1.9 | ELECTION OF DIRECTOR: WILLIAM A. WULFSOHN | Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2017. |
Management | For | For | ||||||||||||||||
| 3. | A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION PAID TO ASHLAND'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 4. | THE STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY. |
Management | 1 Year | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 11,840 | 0 | 24-Jan-2017 | 27-Jan-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 9,260 | 0 | 24-Jan-2017 | 27-Jan-2017 | |||||||||||||
| MONSANTO COMPANY | ||||||||||||||||||||
| Security | 61166W101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MON | Meeting Date | 27-Jan-2017 | |||||||||||||||||
| ISIN | US61166W1018 | Agenda | 934514010 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: DWIGHT M. "MITCH" BARNS |
Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D. | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: JANICE L. FIELDS | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: ARTHUR H. HARPER | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: MARCOS M. LUTZ | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: C. STEVEN MCMILLAN | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: JON R. MOELLER | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. |
Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: ROBERT J. STEVENS | Management | For | For | ||||||||||||||||
| 1M. | ELECTION OF DIRECTOR: PATRICIA VERDUIN, PH.D. | Management | For | For | ||||||||||||||||
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||||||||
| 4. | ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 5. | APPROVAL OF PERFORMANCE GOALS UNDER, AND AN AMENDMENT TO, THE LONG-TERM INCENTIVE PLAN. |
Management | For | For | ||||||||||||||||
| 6. | SHAREOWNER PROPOSAL: LOBBYING REPORT. | Shareholder | Against | For | ||||||||||||||||
| 7. | SHAREOWNER PROPOSAL: GLYPHOSATE REPORT. | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 35,500 | 0 | 25-Jan-2017 | 30-Jan-2017 | |||||||||||||
| LEGG MASON | ||||||||||||||||||||
| Security | 95766K109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HIO | Meeting Date | 27-Jan-2017 | |||||||||||||||||
| ISIN | US95766K1097 | Agenda | 934518121 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | ROBERT D. AGDERN | For | For | |||||||||||||||||
| 2 | CAROL L. COLMAN | For | For | |||||||||||||||||
| 3 | DANIEL P. CRONIN | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 95,650 | 0 | 25-Jan-2017 | 30-Jan-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 106,644 | 0 | 25-Jan-2017 | 30-Jan-2017 | |||||||||||||
| ENDURANCE SPECIALTY HOLDINGS LTD. | ||||||||||||||||||||
| Security | G30397106 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | ENH | Meeting Date | 27-Jan-2017 | |||||||||||||||||
| ISIN | BMG303971060 | Agenda | 934519565 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | PROPOSALS TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 5, 2016, BY AND AMONG ENDURANCE SPECIALTY HOLDINGS LTD., SOMPO HOLDINGS, INC. AND VOLCANO INTERNATIONAL LIMITED, THE STATUTORY MERGER AGREEMENT REQUIRED IN ACCORDANCE WITH SECTION 105 OF THE BERMUDA COMPANIES ACT 1981, AS AMENDED, AND THE MERGER OF VOLCANO WITH AND INTO ENDURANCE |
Management | For | For | ||||||||||||||||
| 2. | PROPOSAL ON AN ADVISORY (NON-BINDING) BASIS, TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ENDURANCE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER REFERRED TO IN PROPOSAL 1 |
Management | For | For | ||||||||||||||||
| 3. | PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL GENERAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1 AT THE SPECIAL GENERAL MEETING |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 70,781 | 0 | 25-Jan-2017 | 30-Jan-2017 | |||||||||||||
| NXP SEMICONDUCTORS NV. | ||||||||||||||||||||
| Security | N6596X109 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | NXPI | Meeting Date | 27-Jan-2017 | |||||||||||||||||
| ISIN | NL0009538784 | Agenda | 934520897 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 3.A | THE PROPOSAL TO APPOINT MR. STEVE MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. |
Management | For | For | ||||||||||||||||
| 3.B | THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 3.C | THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. |
Management | For | For | ||||||||||||||||
| 3.D | THE PROPOSAL TO APPOINT MR. DONALD J. ROSENBERG AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 3.E | THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. |
Management | For | For | ||||||||||||||||
| 4. | THE PROPOSAL TO GRANT FULL AND FINAL DISCHARGE TO EACH MEMBER ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 5.A | THE PROPOSAL TO APPROVE OF THE ASSET SALE AS REQUIRED UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE CONDITIONAL UPON AND SUBJECT TO (I) BUYER HAVING ACCEPTED FOR PAYMENT THE ACQUIRED SHARES AND (II) THE NUMBER OF ACQUIRED SHARES MEETING THE ASSET SALE THRESHOLD. |
Management | For | For | ||||||||||||||||
| 5.B | THE PROPOSAL TO (I) DISSOLVE NXP (II) APPOINT STICHTING ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 6.A | THE PROPOSAL TO AMEND NXP'S ARTICLES OF ASSOCIATION, SUBJECT TO CLOSING. |
Management | For | For | ||||||||||||||||
| 6.B | THE PROPOSAL TO CONVERT NXP AND AMEND THE ARTICLES OF ASSOCIATION, SUBJECT TO DELISTING OF NXP FROM NASDAQ. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 24,300 | 0 | 25-Jan-2017 | 30-Jan-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 51,273 | 0 | 25-Jan-2017 | 30-Jan-2017 | |||||||||||||
| MENTOR GRAPHICS CORPORATION | ||||||||||||||||||||
| Security | 587200106 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | MENT | Meeting Date | 02-Feb-2017 | |||||||||||||||||
| ISIN | US5872001061 | Agenda | 934520568 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 12, 2016, AMONG MENTOR GRAPHICS CORPORATION, SIEMENS INDUSTRY, INC. AND MEADOWLARK SUBSIDIARY CORPORATION. |
Management | For | For | ||||||||||||||||
| 2. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION THAT WILL OR MAY BE PAID OR BECOME PAYABLE TO MENTOR GRAPHICS CORPORATION'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 100 | 4,000 | 31-Jan-2017 | 03-Feb-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 557 | 0 | 31-Jan-2017 | 03-Feb-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 64,159 | 0 | 31-Jan-2017 | 03-Feb-2017 | |||||||||||||
| ENERGY FUTURE INTER HLDG CO | ||||||||||||||||||||
| Security | 29269QAD9 | Meeting Type | Consent | |||||||||||||||||
| Ticker Symbol | Meeting Date | 06-Feb-2017 | ||||||||||||||||||
| ISIN | US29269QAD97 | Agenda | 934523172 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | THE PLAN (FOR = ACCEPT, AGAINST = REJECT) | Management | Against | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 2,798,413 | 0 | 02-Feb-2017 | 07-Feb-2017 | |||||||||||||
| TIME WARNER INC. | ||||||||||||||||||||
| Security | 887317303 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | TWX | Meeting Date | 15-Feb-2017 | |||||||||||||||||
| ISIN | US8873173038 | Agenda | 934521560 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 22, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG TIME WARNER INC., A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, WEST MERGER SUB, INC., A DELAWARE CORPORATION AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC., AND WEST MERGER SUB II, LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC. |
Management | For | For | ||||||||||||||||
| 2. | APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO TIME WARNER INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. |
Management | For | For | ||||||||||||||||
| 3. | APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 25,400 | 0 | 13-Feb-2017 | 16-Feb-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 35,373 | 0 | 13-Feb-2017 | 16-Feb-2017 | |||||||||||||
| COLUMBIA PIPELINE PARTNERS LP | ||||||||||||||||||||
| Security | 198281107 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | CPPL | Meeting Date | 16-Feb-2017 | |||||||||||||||||
| ISIN | US1982811077 | Agenda | 934520924 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER DATED AS OF NOVEMBER 1, 2016, BY AND AMONG COLUMBIA PIPELINE GROUP, INC., PONY MERGER SUB LLC, COLUMBIA PIPELINE PARTNERS LP AND CPP GP LLC, AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER (THE "MERGER PROPOSAL"). |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 74,801 | 0 | 03-Feb-2017 | 17-Feb-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 91,607 | 0 | 03-Feb-2017 | 17-Feb-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 28,968 | 0 | 03-Feb-2017 | 17-Feb-2017 | |||||||||||||
| HENNESSY CAPITAL ACQUISITION CORP. II | ||||||||||||||||||||
| Security | 42588J100 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | HCAC | Meeting Date | 27-Feb-2017 | |||||||||||||||||
| ISIN | US42588J1007 | Agenda | 934529162 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO CONSIDER AND VOTE UPON A PROPOSAL (I) TO APPROVE AND ADOPT THE MERGER AGREEMENT, DATED AS OF DECEMBER 22, 2016, AS IT MAY BE AMENDED (THE "MERGER AGREEMENT"), BY AND AMONG THE COMPANY, HCAC MERGER SUB, INC., DASEKE, INC. AND DON R. DASEKE, SOLELY IN HIS CAPACITY AS THE STOCKHOLDER REPRESENTATIVE, AND THE TRANSACTIONS CONTEMPLATED THEREBY (THE "BUSINESS COMBINATION"). |
Management | For | Against | ||||||||||||||||
| 1A. | IF YOU INTEND TO EXERCISE YOUR REDEMPTION RIGHTS, PLEASE CHECK THIS "FOR" BOX. CHECKING THIS BOX, HOWEVER, IS NOT SUFFICIENT TO EXERCISE YOUR REDEMPTION RIGHTS. YOU MUST COMPLY WITH THE PROCEDURES SET FORTH IN THE DEFINITIVE PROXY STATEMENT UNDER THE HEADING "SPECIAL MEETING OF HENNESSY CAPITAL STOCKHOLDERS - REDEMPTION RIGHTS." |
Management | For | For | ||||||||||||||||
| 1B. | I HEREBY CERTIFY THAT I AM NOT ACTING IN CONCERT, OR AS A "GROUP" (AS DEFINED IN SECTION 13(D)(3) OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED), WITH ANY OTHER STOCKHOLDER WITH RESPECT TO THE SHARES OF COMMON STOCK OF THE COMPANY OWNED BY ME IN CONNECTION WITH THE PROPOSED BUSINESS COMBINATION BETWEEN THE COMPANY AND DASEKE, INC. TO CERTIFY YOU ARE NOT ACTING IN CONCERT. PLEASE MARK "FOR" BOX. |
Management | For | For | ||||||||||||||||
| 2. | TO CONSIDER AND ACT UPON A PROPOSED AMENDMENT TO THE COMPANY'S EXISTING CHARTER TO INCREASE THE COMPANY'S AUTHORIZED COMMON STOCK AND PREFERRED STOCK. |
Management | For | For | ||||||||||||||||
| 3. | TO CONSIDER AND ACT UPON A PROPOSED AMENDMENT TO THE COMPANY'S EXISTING CHARTER TO PROVIDE FOR THE CLASSIFICATION OF OUR BOARD OF DIRECTORS INTO THREE CLASSES OF DIRECTORS WITH STAGGERED THREE-YEAR TERMS OF OFFICE AND TO MAKE CERTAIN RELATED CHANGES. |
Management | For | For | ||||||||||||||||
| 4. | TO CONSIDER AND ACT UPON A PROPOSED AMENDMENT TO THE COMPANY'S EXISTING CHARTER TO DESIGNATE THE COURT OF CHANCERY OF THE STATE OF DELAWARE AS THE SOLE AND EXCLUSIVE FORUM FOR SPECIFIED LEGAL ACTIONS AND PROVIDE FOR CERTAIN ADDITIONAL CHANGES, INCLUDING CHANGING THE COMPANY'S NAME FROM "HENNESSY CAPITAL ACQUISITION CORP. II" TO "DASEKE, INC.", MAKING THE COMPANY'S CORPORATE EXISTENCE PERPETUAL AND PROVIDING FOR SEVERABILITY IF ANY CLAUSE SHALL BE HELD INVALID, ILLEGAL OR ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||||||||||
| 5. | DIRECTOR | Management | ||||||||||||||||||
| 1 | DANIEL J. HENNESSY | For | For | |||||||||||||||||
| 2 | DON R. DASEKE | For | For | |||||||||||||||||
| 3 | MARK SINCLAIR | For | For | |||||||||||||||||
| 6. | TO CONSIDER AND VOTE UPON A PROPOSAL TO APPROVE AND ADOPT THE DASEKE, INC. 2017 OMNIBUS INCENTIVE PLAN. |
Management | For | For | ||||||||||||||||
| 7. | TO APPROVE, FOR PURPOSES OF COMPLYING WITH APPLICABLE NASDAQ LISTING RULES, THE ISSUANCE OF MORE THAN 20% OF THE COMPANY'S ISSUED AND OUTSTANDING COMMON STOCK. |
Management | For | For | ||||||||||||||||
| 8. | TO CONSIDER AND VOTE UPON A PROPOSAL TO ADJOURN THE SPECIAL MEETING OF STOCKHOLDERS TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE SPECIAL MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE BUSINESS COMBINATION PROPOSAL, PROPOSAL 2, THE DIRECTOR ELECTION PROPOSAL OR THE NASDAQ PROPOSAL. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 104,074 | 0 | 22-Feb-2017 | 28-Feb-2017 | |||||||||||||
| JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||||||||
| Security | G51502105 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | JCI | Meeting Date | 08-Mar-2017 | |||||||||||||||||
| ISIN | IE00BY7QL619 | Agenda | 934523968 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: DAVID P. ABNEY | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: NATALIE A. BLACK | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: MICHAEL E. DANIELS | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: BRIAN DUPERREAULT | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: JEFFREY A. JOERRES | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: ALEX A. MOLINAROLI | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: GEORGE R. OLIVER | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: JUAN PABLO DEL VALLE PEROCHENA |
Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: JURGEN TINGGREN | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: MARK VERGNANO | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | For | For | ||||||||||||||||
| 2.A | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. |
Management | For | For | ||||||||||||||||
| 2.B | TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET THE AUDITORS' REMUNERATION. |
Management | For | For | ||||||||||||||||
| 3. | TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES. |
Management | For | For | ||||||||||||||||
| 4. | TO DETERMINE THE PRICE RANGE AT WHICH THE COMPANY CAN RE-ALLOT SHARES THAT IT HOLDS AS TREASURY SHARES (SPECIAL RESOLUTION). |
Management | For | For | ||||||||||||||||
| 5. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 6. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||||||||||
| 7. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE JOHNSON CONTROLS INTERNATIONAL PLC 2012 SHARE AND INCENTIVE PLAN. |
Management | For | For | ||||||||||||||||
| 8. | TO APPROVE THE DIRECTORS' AUTHORITY TO ALLOT SHARES UP TO APPROXIMATELY 33% OF ISSUED SHARE CAPITAL. |
Management | For | For | ||||||||||||||||
| 9. | TO APPROVE THE WAIVER OF STATUTORY PRE- EMPTION RIGHTS WITH RESPECT TO UP TO 5% OF ISSUED SHARE CAPITAL (SPECIAL RESOLUTION) |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 132,700 | 0 | 06-Mar-2017 | 09-Mar-2017 | |||||||||||||
| BE AEROSPACE, INC. | ||||||||||||||||||||
| Security | 073302101 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | BEAV | Meeting Date | 09-Mar-2017 | |||||||||||||||||
| ISIN | US0733021010 | Agenda | 934529340 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 23, 2016, BY AND AMONG ROCKWELL COLLINS, INC., QUARTERBACK MERGER SUB CORP. AND B/E AEROSPACE, INC., AS AMENDED FROM TIME TO TIME. |
Management | For | For | ||||||||||||||||
| 2. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO B/E AEROSPACE'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE PROPOSED TRANSACTIONS. |
Management | For | For | ||||||||||||||||
| 3. | APPROVE ANY PROPOSAL TO ADJOURN THE B/E AEROSPACE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 1,552 | 0 | 07-Mar-2017 | 10-Mar-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 66,926 | 0 | 07-Mar-2017 | 10-Mar-2017 | |||||||||||||
| ADIENT PLC | ||||||||||||||||||||
| Security | G0084W101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | ADNT | Meeting Date | 13-Mar-2017 | |||||||||||||||||
| ISIN | IE00BD845X29 | Agenda | 934524566 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN M. BARTH | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: JULIE L. BUSHMAN | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: RAYMOND L. CONNER | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD GOODMAN | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: FREDERICK A. HENDERSON |
Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: R. BRUCE MCDONALD | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: BARBARA J. SAMARDZICH | Management | For | For | ||||||||||||||||
| 2. | TO RATIFY, BY NON-BINDING ADVISORY VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 AND TO AUTHORIZE, BY BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO SET THE AUDITORS' REMUNERATION. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||||||||||
| 4. | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 5. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER ADIENT'S 2016 OMNIBUS INCENTIVE PLAN. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 5,280 | 0 | 09-Mar-2017 | 14-Mar-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 7,990 | 0 | 09-Mar-2017 | 14-Mar-2017 | |||||||||||||
| LEVEL 3 COMMUNICATIONS, INC. | ||||||||||||||||||||
| Security | 52729N308 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | LVLT | Meeting Date | 16-Mar-2017 | |||||||||||||||||
| ISIN | US52729N3089 | Agenda | 934530999 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | MERGER PROPOSAL. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 31, 2016, AMONG LEVEL 3 COMMUNICATIONS, INC. ("LEVEL 3"), CENTURYLINK, INC. ("CENTURYLINK"), WILDCAT MERGER SUB 1 LLC ("MERGER SUB 1") AND WWG MERGER SUB LLC, PURSUANT TO WHICH MERGER SUB 1, A WHOLLY OWNED SUBSIDIARY OF CENTURYLINK, WILL MERGE WITH AND INTO LEVEL 3, WITH LEVEL 3 SURVIVING THE MERGER AS A WHOLLY OWNED SUBSIDIARY OF CENTURYLINK; AND TO APPROVE THE MERGER. |
Management | For | For | ||||||||||||||||
| 2. | COMPENSATION PROPOSAL. PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO LEVEL 3'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH SUCH COMPENSATION MAY BE PAID OR BECOME PAYABLE. |
Management | For | For | ||||||||||||||||
| 3. | ADJOURNMENT PROPOSAL. PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL (PROPOSAL 1). |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 3,954 | 0 | 14-Mar-2017 | 17-Mar-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 39,013 | 0 | 14-Mar-2017 | 17-Mar-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 46,669 | 0 | 14-Mar-2017 | 17-Mar-2017 | |||||||||||||
| HEWLETT PACKARD ENTERPRISE COMPANY | ||||||||||||||||||||
| Security | 42824C109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HPE | Meeting Date | 22-Mar-2017 | |||||||||||||||||
| ISIN | US42824C1099 | Agenda | 934528502 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: DANIEL AMMANN | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: MARC L. ANDREESSEN | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: MICHAEL J. ANGELAKIS | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: PAMELA L. CARTER | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: RAYMOND J. LANE | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: RAYMOND E. OZZIE | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: LIP-BU TAN | Management | For | For | ||||||||||||||||
| 1M. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | For | For | ||||||||||||||||
| 1N. | ELECTION OF DIRECTOR: MARY AGNES WILDEROTTER |
Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2017 |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||||||||||
| 4. | APPROVAL OF THE 162(M)-RELATED PROVISIONS OF 2015 COMPANY STOCK INCENTIVE PLAN |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 299,981 | 0 | 20-Mar-2017 | 23-Mar-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 51,819 | 0 | 20-Mar-2017 | 23-Mar-2017 | |||||||||||||
| THE VALSPAR CORPORATION | ||||||||||||||||||||
| Security | 920355104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | VAL | Meeting Date | 24-Mar-2017 | |||||||||||||||||
| ISIN | US9203551042 | Agenda | 934532727 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN M. BALLBACH | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: IAN R. FRIENDLY | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: JANEL S. HAUGARTH | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID R. LUMLEY | Management | For | For | ||||||||||||||||
| 2. | TO CAST AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE CORPORATION'S PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 3. | TO CAST AN ADVISORY VOTE ON THE FREQUENCY FOR A STOCKHOLDERS' ADVISORY VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR THE FISCAL YEAR ENDING OCTOBER 27, 2017. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 29 | 0 | 23-Mar-2017 | 27-Mar-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 3,959 | 0 | 23-Mar-2017 | 27-Mar-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 21,428 | 0 | 23-Mar-2017 | 27-Mar-2017 | |||||||||||||
| COMPUTER SCIENCES CORPORATION | ||||||||||||||||||||
| Security | 205363104 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | CSC | Meeting Date | 27-Mar-2017 | |||||||||||||||||
| ISIN | US2053631048 | Agenda | 934535937 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | APPROVAL OF THE PLAN OF MERGER CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER DATED AS OF MAY 24, 2016 AS AMENDED AS OF NOVEMBER 2, 2016 AND AS FURTHER AMENDED AS OF DECEMBER 6, 2016 AND AS MAY BE FURTHER AMENDED FROM TIME TO TIME, BY AND AMONG HEWLETT PACKARD ENTERPRISE COMPANY, EVERETT SPINCO, INC., EVERETT MERGER SUB INC., NEW EVERETT MERGER SUB INC. AND COMPUTER SCIENCES CORPORATION. |
Management | For | For | ||||||||||||||||
| 2. | APPROVAL, BY ADVISORY VOTE, OF THE MERGER- RELATED COMPENSATION OF CSC'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 3. | APPROVAL OF THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 133 | 13,070 | 23-Mar-2017 | 28-Mar-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 83,900 | 0 | 23-Mar-2017 | 28-Mar-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 3,997 | 0 | 23-Mar-2017 | 28-Mar-2017 | |||||||||||||
| NUVEEN PREFERED & CONVERTIBLE INCOME 2 | ||||||||||||||||||||
| Security | 67073D102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | JQC | Meeting Date | 06-Apr-2017 | |||||||||||||||||
| ISIN | US67073D1028 | Agenda | 934535595 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1B. | DIRECTOR | Management | ||||||||||||||||||
| 1 | WILLIAM ADAMS IV | For | For | |||||||||||||||||
| 2 | DAVID J. KUNDERT | For | For | |||||||||||||||||
| 3 | JOHN K. NELSON | For | For | |||||||||||||||||
| 4 | TERENCE J. TOTH | For | For | |||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 7,902 | 0 | 05-Apr-2017 | 07-Apr-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 201,311 | 0 | 05-Apr-2017 | 07-Apr-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 16,938 | 0 | 05-Apr-2017 | 07-Apr-2017 | |||||||||||||
| PACIFIC SPECIAL ACQUISITION. | ||||||||||||||||||||
| Security | G68588105 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | PAAC | Meeting Date | 19-Apr-2017 | |||||||||||||||||
| ISIN | VGG685881051 | Agenda | 934570474 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO AMEND THE COMPANY'S MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE BEFORE WHICH THE COMPANY MUST COMPLETE A BUSINESS COMBINATION (THE "TERMINATION DATE") FROM APRIL 20, 2017 (THE "CURRENT TERMINATION DATE") TO AUGUST 21, 2017 OR SUCH EARLIER DATE AS DETERMINED BY THE BOARD (THE "EXTENDED TERMINATION DATE"), AND PROVIDE THAT THE DATE FOR CESSATION OF OPERATIONS OF THE COMPANY IF THE COMPANY HAS NOT COMPLETED A BUSINESS COMBINATION WOULD SIMILARLY BE EXTENDED ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | ||||||||||||||||
| 2. | TO AMEND AND RESTATE THE COMPANY'S INVESTMENT MANAGEMENT TRUST AGREEMENT, DATED OCTOBER 14, 2015 (THE "TRUST AGREEMENT") BY AND BETWEEN THE COMPANY AND CONTINENTAL STOCK TRANSFER & TRUST COMPANY (THE "TRUSTEE") TO EXTEND THE DATE ON WHICH TO COMMENCE LIQUIDATING THE TRUST ACCOUNT ("TRUST ACCOUNT") ESTABLISHED IN CONNECTION WITH THE COMPANY'S INITIAL PUBLIC OFFERING IN THE EVENT THE COMPANY HAS NOT CONSUMMATED A BUSINESS COMBINATION FROM THE CURRENT TERMINATION DATE TO THE EXTENDED TERMINATION DATE. |
Management | For | For | ||||||||||||||||
| 2A. | IF YOU HOLD SHARES OF THE COMPANY ISSUED IN ITS INITIAL PUBLIC OFFERING, YOU MAY EXERCISE YOUR REDEMPTION RIGHTS AND DEMAND THAT THE COMPANY REDEEM THESE SHARES FOR A PRO RATA PORTION OF THE TRUST ACCOUNT BY MARKING THE "EXERCISE REDEMPTION RIGHTS" BOX. IF YOU EXERCISE YOUR REDEMPTION RIGHTS, THEN YOU WILL BE EXCHANGING THESE SHARES FOR CASH AND WILL NO LONGER OWN THESE SHARES. YOU WILL ONLY BE ENTITLED TO RECEIVE CASH FOR THESE SHARES IF THE EXTENSION AMENDMENT AND THE TRUST AMENDMENT ARE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | No Action | |||||||||||||||||
| 3A. | ELECTION OF DIRECTOR: DAVID BORIS | Management | For | For | ||||||||||||||||
| 3B. | ELECTION OF DIRECTOR: JASON ZEXIAN SHEN | Management | For | For | ||||||||||||||||
| 3C. | ELECTION OF DIRECTOR: HONGHUI DENG | Management | For | For | ||||||||||||||||
| 4. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF MARCUM LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2017. |
Management | For | For | ||||||||||||||||
| 5. | TO DIRECT THE CHAIRMAN OF THE MEETING TO ADJOURN THE MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION AND VOTE OF PROXIES IF, BASED UPON THE TABULATED VOTE AT THE TIME OF THE MEETING, THERE ARE NOT SUFFICIENT VOTES TO APPROVE ANY OF THE OTHER PROPOSALS. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 105,552 | 0 | 18-Apr-2017 | 20-Apr-2017 | |||||||||||||
| HUMANA INC. | ||||||||||||||||||||
| Security | 444859102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | HUM | Meeting Date | 20-Apr-2017 | |||||||||||||||||
| ISIN | US4448591028 | Agenda | 934538438 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: KURT J. HILZINGER | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: BRUCE D. BROUSSARD | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: FRANK A. D'AMELIO | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: W. ROY DUNBAR | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID A. JONES, JR. | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: WILLIAM J. MCDONALD | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: WILLIAM E. MITCHELL | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: DAVID B. NASH, M.D. | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: JAMES J. O'BRIEN | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: MARISSA T. PETERSON | Management | For | For | ||||||||||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | ||||||||||||||||
| 3. | THE APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE 2017 PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 4. | THE APPROVAL OF THE FREQUENCY WITH WHICH FUTURE SHAREHOLDER VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS WILL BE HELD. |
Management | 1 Year | For | ||||||||||||||||
| 5. | STOCKHOLDER PROPOSAL ON PROXY ACCESS. | Shareholder | Against | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 3,100 | 0 | 18-Apr-2017 | 21-Apr-2017 | |||||||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | GE | Meeting Date | 26-Apr-2017 | |||||||||||||||||
| ISIN | US3696041033 | Agenda | 934541916 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | Abstain | Against | ||||||||||||||||
| A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | Abstain | Against | ||||||||||||||||
| A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | Abstain | Against | ||||||||||||||||
| A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | Abstain | Against | ||||||||||||||||
| A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | Abstain | Against | ||||||||||||||||
| A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | Abstain | Against | ||||||||||||||||
| A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | Abstain | Against | ||||||||||||||||
| A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | Abstain | Against | ||||||||||||||||
| A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | Abstain | Against | ||||||||||||||||
| A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | Abstain | Against | ||||||||||||||||
| A11 | ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY | Management | Abstain | Against | ||||||||||||||||
| A12 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | Abstain | Against | ||||||||||||||||
| A13 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | Abstain | Against | ||||||||||||||||
| A14 | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | Abstain | Against | ||||||||||||||||
| A15 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Abstain | Against | ||||||||||||||||
| A16 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | Abstain | Against | ||||||||||||||||
| A17 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | Abstain | Against | ||||||||||||||||
| A18 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | Abstain | Against | ||||||||||||||||
| B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Management | Abstain | Against | ||||||||||||||||
| B2 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | Abstain | Against | ||||||||||||||||
| B3 | APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS AMENDED |
Management | Abstain | Against | ||||||||||||||||
| B4 | APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER PERFORMANCE GOALS |
Management | Abstain | Against | ||||||||||||||||
| B5 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 |
Management | Abstain | Against | ||||||||||||||||
| C1 | REPORT ON LOBBYING ACTIVITIES | Shareholder | Abstain | Against | ||||||||||||||||
| C2 | REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT |
Shareholder | Abstain | Against | ||||||||||||||||
| C3 | ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS |
Shareholder | Abstain | Against | ||||||||||||||||
| C4 | REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Abstain | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 210 | 20,764 | 25-Apr-2017 | 27-Apr-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 121,209 | 0 | 25-Apr-2017 | 27-Apr-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 91,617 | 0 | 25-Apr-2017 | 27-Apr-2017 | |||||||||||||
| MARATHON PETROLEUM CORPORATION | ||||||||||||||||||||
| Security | 56585A102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MPC | Meeting Date | 26-Apr-2017 | |||||||||||||||||
| ISIN | US56585A1025 | Agenda | 934543186 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF CLASS III DIRECTOR: STEVEN A. DAVIS |
Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF CLASS III DIRECTOR: GARY R. HEMINGER |
Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF CLASS III DIRECTOR: J. MICHAEL STICE |
Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF CLASS III DIRECTOR: JOHN P. SURMA | Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2017. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||||||||||
| 4. | APPROVAL OF 162(M)-RELATED PROVISIONS OF THE AMENDED AND RESTATED MARATHON PETROLEUM CORPORATION 2012 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||||||||||
| 5. | SHAREHOLDER PROPOSAL SEEKING VARIOUS DISCLOSURES RESPECTING ENVIRONMENTAL AND HUMAN RIGHTS DUE DILIGENCE. |
Shareholder | For | Against | ||||||||||||||||
| 6. | SHAREHOLDER PROPOSAL SEEKING CLIMATE- RELATED TWO-DEGREE TRANSITION PLAN. |
Shareholder | For | Against | ||||||||||||||||
| 7. | SHAREHOLDER PROPOSAL SEEKING SIMPLE MAJORITY VOTE PROVISIONS. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 108,500 | 0 | 25-Apr-2017 | 27-Apr-2017 | |||||||||||||
| ENERGY TRANSFER PARTNERS, L.P. | ||||||||||||||||||||
| Security | 29273R109 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | ETP | Meeting Date | 26-Apr-2017 | |||||||||||||||||
| ISIN | US29273R1095 | Agenda | 934567693 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | TO CONSIDER AND VOTE ON A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 20, 2016, AS AMENDED BY AMENDMENT NO. 1 THERETO, DATED AS OF DECEMBER 16, 2016, BY AND AMONG SUNOCO LOGISTICS PARTNERS L.P. ("SXL"), SUNOCO PARTNERS LLC, THE GENERAL PARTNER OF SXL, SXL ACQUISITION SUB ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | ||||||||||||||||
| 2. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE AGREEMENT AND PLAN OF MERGER, AS AMENDED, AND THE TRANSACTIONS CONTEMPLATED THERE BY AT THE TIME OF THE SPECIAL MEETING. |
Management | For | For | ||||||||||||||||
| 3. | TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE PAYMENTS THAT WILL OR MAY BE PAID BY ETP TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 15,654 | 0 | 25-Apr-2017 | 27-Apr-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 38,791 | 0 | 25-Apr-2017 | 27-Apr-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 7,668 | 0 | 25-Apr-2017 | 27-Apr-2017 | |||||||||||||
| BAKER HUGHES INCORPORATED | ||||||||||||||||||||
| Security | 057224107 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | BHI | Meeting Date | 27-Apr-2017 | |||||||||||||||||
| ISIN | US0572241075 | Agenda | 934542893 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN |
Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. |
Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: LYNN L. ELSENHANS | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: PIERRE H. JUNGELS | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: JAMES A. LASH | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: J. LARRY NICHOLS | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES W. STEWART | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: CHARLES L. WATSON | Management | For | For | ||||||||||||||||
| 2. | AN ADVISORY VOTE RELATED TO THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. |
Management | For | For | ||||||||||||||||
| 3. | AN ADVISORY VOTE ON THE FREQUENCY OF THE HOLDING OF AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 4. | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. |
Management | For | For | ||||||||||||||||
| 5. | A STOCKHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD FOR ALL NON-BINDING STOCKHOLDER PROPOSALS. |
Shareholder | For | Against | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 23,426 | 0 | 26-Apr-2017 | 28-Apr-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 77,569 | 0 | 26-Apr-2017 | 28-Apr-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 31,905 | 0 | 26-Apr-2017 | 28-Apr-2017 | |||||||||||||
| DISH NETWORK CORPORATION | ||||||||||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | DISH | Meeting Date | 01-May-2017 | |||||||||||||||||
| ISIN | US25470M1099 | Agenda | 934550511 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | GEORGE R. BROKAW | For | For | |||||||||||||||||
| 2 | JAMES DEFRANCO | For | For | |||||||||||||||||
| 3 | CANTEY M. ERGEN | For | For | |||||||||||||||||
| 4 | CHARLES W. ERGEN | For | For | |||||||||||||||||
| 5 | STEVEN R. GOODBARN | For | For | |||||||||||||||||
| 6 | CHARLES M. LILLIS | For | For | |||||||||||||||||
| 7 | AFSHIN MOHEBBI | For | For | |||||||||||||||||
| 8 | DAVID K. MOSKOWITZ | For | For | |||||||||||||||||
| 9 | TOM A. ORTOLF | For | For | |||||||||||||||||
| 10 | CARL E. VOGEL | For | For | |||||||||||||||||
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||||||||||
| 3. | THE NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||||||||
| 4. | THE NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON EXECUTIVE COMPENSATION. |
Management | 3 Years | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 60 | 36,040 | 26-Apr-2017 | 02-May-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 37,500 | 0 | 26-Apr-2017 | 02-May-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 4,200 | 0 | 26-Apr-2017 | 02-May-2017 | |||||||||||||
| STARWOOD PROPERTY TRUST INC | ||||||||||||||||||||
| Security | 85571B105 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | STWD | Meeting Date | 04-May-2017 | |||||||||||||||||
| ISIN | US85571B1052 | Agenda | 934571844 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | RICHARD D. BRONSON | For | For | |||||||||||||||||
| 2 | JEFFREY G. DISHNER | For | For | |||||||||||||||||
| 3 | CAMILLE J. DOUGLAS | For | For | |||||||||||||||||
| 4 | SOLOMON J. KUMIN | For | For | |||||||||||||||||
| 5 | BARRY S. STERNLICHT | For | For | |||||||||||||||||
| 6 | STRAUSS ZELNICK | For | For | |||||||||||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| 4. | TO APPROVE THE STARWOOD PROPERTY TRUST, INC. 2017 MANAGER EQUITY PLAN, WHICH SUCCEEDS AND REPLACES THE STARWOOD PROPERTY TRUST, INC. MANAGER EQUITY PLAN, AS AMENDED, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 5. | TO APPROVE THE STARWOOD PROPERTY TRUST, INC. 2017 EQUITY PLAN, WHICH SUCCEEDS AND REPLACES THE STARWOOD PROPERTY TRUST, INC. EQUITY PLAN, AS AMENDED, AND THE STARWOOD PROPERTY TRUST, INC. NON- EXECUTIVE DIRECTOR STOCK PLAN, AS AMENDED, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. |
Management | For | For | ||||||||||||||||
| 6. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CALENDAR YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 4 | 378 | 26-Apr-2017 | 05-May-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 59,196 | 0 | 26-Apr-2017 | 05-May-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 10,590 | 0 | 26-Apr-2017 | 05-May-2017 | |||||||||||||
| COLONY NORTHSTAR, INC. | ||||||||||||||||||||
| Security | 19625W104 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CLNS | Meeting Date | 04-May-2017 | |||||||||||||||||
| ISIN | US19625W1045 | Agenda | 934577771 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR. | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID T. HAMAMOTO | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: DOUGLAS CROCKER II | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: NANCY A. CURTIN | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: JON A. FOSHEIM | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: JUSTIN E. METZ | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: GEORGE G. C. PARKER | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHOENHERR |
Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN A. SOMERS | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN L. STEFFENS | Management | For | For | ||||||||||||||||
| 2. | APPROVAL OF AN ADVISORY PROPOSAL REGARDING THE COMPENSATION PAID TO NORTHSTAR ASSET MANAGEMENT GROUP INC.'S NAMED EXECUTIVE OFFICERS (THE "SAY ON PAY" PROPOSAL). |
Management | For | For | ||||||||||||||||
| 3. | TO RECOMMEND THE FREQUENCY OF FUTURE STOCKHOLDER VOTES ON "SAY ON PAY" PROPOSALS. |
Management | 1 Year | For | ||||||||||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 126,127 | 0 | 02-May-2017 | 05-May-2017 | |||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 107,483 | 0 | 02-May-2017 | 05-May-2017 | |||||||||||||
| CIT GROUP INC. | ||||||||||||||||||||
| Security | 125581801 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CIT | Meeting Date | 09-May-2017 | |||||||||||||||||
| ISIN | US1255818015 | Agenda | 934555662 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: ELLEN R. ALEMANY | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: MICHAEL L. BROSNAN | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: MICHAEL A. CARPENTER | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: DORENE C. DOMINGUEZ | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: ALAN FRANK | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: WILLIAM M. FREEMAN | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: R. BRAD OATES | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: MARIANNE MILLER PARRS |
Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: GERALD ROSENFELD | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: VICE ADMIRAL JOHN R. RYAN, USN (RET.) |
Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: SHEILA A. STAMPS | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For | For | ||||||||||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS CIT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND EXTERNAL AUDITORS FOR 2017. |
Management | For | For | ||||||||||||||||
| 3. | TO RECOMMEND, BY NON-BINDING VOTE, THE COMPENSATION OF CIT'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF CIT'S NAMED EXECUTIVE OFFICERS. |
Management | 1 Year | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 142,400 | 0 | 26-Apr-2017 | 10-May-2017 | |||||||||||||
| THE DOW CHEMICAL COMPANY | ||||||||||||||||||||
| Security | 260543103 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | DOW | Meeting Date | 11-May-2017 | |||||||||||||||||
| ISIN | US2605431038 | Agenda | 934561691 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: ROBERT S. (STEVE) MILLER |
Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | For | ||||||||||||||||
| 1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For | ||||||||||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||||||||
| 4. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. |
Management | 1 Year | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 7,546 | 0 | 26-Apr-2017 | 12-May-2017 | |||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 71,354 | 0 | 26-Apr-2017 | 12-May-2017 | |||||||||||||
| PRIVATEBANCORP, INC. | ||||||||||||||||||||
| Security | 742962103 | Meeting Type | Special | |||||||||||||||||
| Ticker Symbol | PVTB | Meeting Date | 12-May-2017 | |||||||||||||||||
| ISIN | US7429621037 | Agenda | 934591656 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT"), DATED AS OF JUNE 29, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG PRIVATEBANCORP, INC., CANADIAN IMPERIAL BANK OF COMMERCE AND CIBC HOLDCO INC. |
Management | ||||||||||||||||||
| 2. | APPROVAL, BY ADVISORY (NON-BINDING) VOTE, OF CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO PRIVATEBANCORP, INC.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | ||||||||||||||||||
| 3. | APPROVAL OF AN ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | ||||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 5,658 | 0 | |||||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 35,752 | 0 | |||||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 12,523 | 0 | |||||||||||||||
| CBOE HOLDINGS INC | ||||||||||||||||||||
| Security | 12503M108 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | CBOE | Meeting Date | 18-May-2017 | |||||||||||||||||
| ISIN | US12503M1080 | Agenda | 934577632 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: EDWARD T. TILLY | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES R. BORIS | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM M. FARROW III | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: EDWARD J. FITZPATRICK | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: JANET P. FROETSCHER | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: JILL R. GOODMAN | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: CHRISTOPHER T. MITCHELL |
Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: RODERICK A. PALMORE | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: JOSEPH P. RATTERMAN | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: MICHAEL L. RICHTER | Management | For | For | ||||||||||||||||
| 1L. | ELECTION OF DIRECTOR: SAMUEL K. SKINNER | Management | For | For | ||||||||||||||||
| 1M. | ELECTION OF DIRECTOR: CAROLE E. STONE | Management | For | For | ||||||||||||||||
| 1N. | ELECTION OF DIRECTOR: EUGENE S. SUNSHINE | Management | For | For | ||||||||||||||||
| 2. | ADVISORY PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||||||||
| 3. | ADVISORY PROPOSAL TO APPROVE THE FREQUENCY OF AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 1 | 0 | |||||||||||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||||||||||
| Security | 780259206 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | RDSA | Meeting Date | 23-May-2017 | |||||||||||||||||
| ISIN | US7802592060 | Agenda | 934604580 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | RECEIPT OF ANNUAL REPORT & ACCOUNTS | Management | Not Voted | Not Voted | ||||||||||||||||
| 2. | APPROVAL OF DIRECTORS' REMUNERATION POLICY |
Management | Not Voted | Not Voted | ||||||||||||||||
| 3. | APPROVAL OF DIRECTORS' REMUNERATION REPORT |
Management | Not Voted | Not Voted | ||||||||||||||||
| 4. | APPOINTMENT OF CATHERINE HUGHES AS A DIRECTOR OF THE COMPANY |
Management | Not Voted | Not Voted | ||||||||||||||||
| 5. | APPOINTMENT OF ROBERTO SETUBAL AS A DIRECTOR OF THE COMPANY |
Management | Not Voted | Not Voted | ||||||||||||||||
| 6. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: BEN VAN BEURDEN |
Management | Not Voted | Not Voted | ||||||||||||||||
| 7. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GUY ELLIOTT |
Management | Not Voted | Not Voted | ||||||||||||||||
| 8. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: EULEEN GOH |
Management | Not Voted | Not Voted | ||||||||||||||||
| 9. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: CHARLES O. HOLLIDAY |
Management | Not Voted | Not Voted | ||||||||||||||||
| 10. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERARD KLEISTERLEE |
Management | Not Voted | Not Voted | ||||||||||||||||
| 11. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: SIR NIGEL SHEINWALD |
Management | Not Voted | Not Voted | ||||||||||||||||
| 12. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: LINDA G. STUNTZ |
Management | Not Voted | Not Voted | ||||||||||||||||
| 13. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: JESSICA UHL |
Management | Not Voted | Not Voted | ||||||||||||||||
| 14. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: HANS WIJERS |
Management | Not Voted | Not Voted | ||||||||||||||||
| 15. | REAPPOINTMENT AS A DIRECTOR OF THE COMPANY: GERRIT ZALM |
Management | Not Voted | Not Voted | ||||||||||||||||
| 16. | REAPPOINTMENT OF AUDITOR | Management | Not Voted | Not Voted | ||||||||||||||||
| 17. | REMUNERATION OF AUDITOR | Management | Not Voted | Not Voted | ||||||||||||||||
| 18. | AUTHORITY TO ALLOT SHARES | Management | Not Voted | Not Voted | ||||||||||||||||
| 19. | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Not Voted | Not Voted | ||||||||||||||||
| 20. | AUTHORITY TO PURCHASE OWN SHARES | Management | Not Voted | Not Voted | ||||||||||||||||
| 21. | SHAREHOLDER RESOLUTION | Shareholder | Not Voted | Not Voted | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 44,525 | 0 | |||||||||||||||
| E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||||||||||||||
| Security | 263534109 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | DD | Meeting Date | 24-May-2017 | |||||||||||||||||
| ISIN | US2635341090 | Agenda | 934589144 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: LAMBERTO ANDREOTTI | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: EDWARD D. BREEN | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT A. BROWN | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES L. GALLOGLY | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: MARILLYN A. HEWSON | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: LEE M. THOMAS | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: PATRICK J. WARD | Management | For | For | ||||||||||||||||
| 2. | TO RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION |
Management | For | For | ||||||||||||||||
| 4. | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION |
Management | For | For | ||||||||||||||||
| 5. | TO PREPARE A REPORT ON EXECUTIVE COMPENSATION |
Shareholder | For | For | ||||||||||||||||
| 6. | TO PREPARE A REPORT ON ACCIDENT RISK REDUCTION |
Shareholder | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 56,577 | 0 | |||||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 11,878 | 0 | |||||||||||||||
| LIBERTY MEDIA CORPORATION | ||||||||||||||||||||
| Security | 531229409 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | LSXMA | Meeting Date | 24-May-2017 | |||||||||||||||||
| ISIN | US5312294094 | Agenda | 934607649 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | Not Voted | Not Voted | ||||||||||||||||
| 1 | EVAN D. MALONE | Not Voted | Not Voted | |||||||||||||||||
| 2 | DAVID E. RAPLEY | Not Voted | Not Voted | |||||||||||||||||
| 3 | LARRY E. ROMRELL | Not Voted | Not Voted | |||||||||||||||||
| 2. | A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | Not Voted | Not Voted | ||||||||||||||||
| 3. | A PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2017 OMNIBUS INCENTIVE PLAN. |
Management | Not Voted | Not Voted | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 72,995 | 0 | |||||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 64,635 | 0 | |||||||||||||||
| LEVEL 3 COMMUNICATIONS, INC. | ||||||||||||||||||||
| Security | 52729N308 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | LVLT | Meeting Date | 25-May-2017 | |||||||||||||||||
| ISIN | US52729N3089 | Agenda | 934580158 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: JEFF K. STOREY | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | ||||||||||||||||
| 1D. | ELECTION OF DIRECTOR: STEVEN T. CLONTZ | Management | For | For | ||||||||||||||||
| 1E. | ELECTION OF DIRECTOR: IRENE M. ESTEVES | Management | For | For | ||||||||||||||||
| 1F. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | ||||||||||||||||
| 1G. | ELECTION OF DIRECTOR: SPENCER B. HAYS | Management | For | For | ||||||||||||||||
| 1H. | ELECTION OF DIRECTOR: MICHAEL J. MAHONEY | Management | For | For | ||||||||||||||||
| 1I. | ELECTION OF DIRECTOR: KEVIN W. MOONEY | Management | For | For | ||||||||||||||||
| 1J. | ELECTION OF DIRECTOR: PETER SEAH LIM HUAT | Management | For | For | ||||||||||||||||
| 1K. | ELECTION OF DIRECTOR: PETER VAN OPPEN | Management | For | For | ||||||||||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||||||||||
| 3. | TO APPROVE A PROPOSAL OF THE FREQUENCY IN WHICH OUR STOCKHOLDERS WILL CONDUCT AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 4. | TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT AUDITOR. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 42,967 | 0 | |||||||||||||||
| 19-1583B | 19-1583B | 19-1583B | U.S. BANK | 46,669 | 0 | |||||||||||||||
| MGM RESORTS INTERNATIONAL | ||||||||||||||||||||
| Security | 552953101 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | MGM | Meeting Date | 31-May-2017 | |||||||||||||||||
| ISIN | US5529531015 | Agenda | 934591442 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | Not Voted | Not Voted | ||||||||||||||||
| 1 | ROBERT H. BALDWIN | Not Voted | Not Voted | |||||||||||||||||
| 2 | WILLIAM A. BIBLE | Not Voted | Not Voted | |||||||||||||||||
| 3 | MARY CHRIS GAY | Not Voted | Not Voted | |||||||||||||||||
| 4 | WILLIAM W. GROUNDS | Not Voted | Not Voted | |||||||||||||||||
| 5 | ALEXIS M. HERMAN | Not Voted | Not Voted | |||||||||||||||||
| 6 | ROLAND HERNANDEZ | Not Voted | Not Voted | |||||||||||||||||
| 7 | JOHN KILROY | Not Voted | Not Voted | |||||||||||||||||
| 8 | ROSE MCKINNEY-JAMES | Not Voted | Not Voted | |||||||||||||||||
| 9 | JAMES J. MURREN | Not Voted | Not Voted | |||||||||||||||||
| 10 | GREGORY M. SPIERKEL | Not Voted | Not Voted | |||||||||||||||||
| 11 | DANIEL J. TAYLOR | Not Voted | Not Voted | |||||||||||||||||
| 2. | TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. |
Management | Not Voted | Not Voted | ||||||||||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Not Voted | Not Voted | ||||||||||||||||
| 4. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY CONDUCTS AN ADVISORY VOTE, ON EXECUTIVE COMPENSATION. |
Management | Not Voted | Not Voted | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583 | 19-1583 | 19-1583 | U.S. BANK | 250,000 | 0 | |||||||||||||||
| ALPHABET INC | ||||||||||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | GOOGL | Meeting Date | 07-Jun-2017 | |||||||||||||||||
| ISIN | US02079K3059 | Agenda | 934604946 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1. | DIRECTOR | Management | ||||||||||||||||||
| 1 | LARRY PAGE | Not Voted | Not Voted | |||||||||||||||||
| 2 | SERGEY BRIN | Not Voted | Not Voted | |||||||||||||||||
| 3 | ERIC E. SCHMIDT | Not Voted | Not Voted | |||||||||||||||||
| 4 | L. JOHN DOERR | Not Voted | Not Voted | |||||||||||||||||
| 5 | ROGER W. FERGUSON, JR. | Not Voted | Not Voted | |||||||||||||||||
| 6 | DIANE B. GREENE | Not Voted | Not Voted | |||||||||||||||||
| 7 | JOHN L. HENNESSY | Not Voted | Not Voted | |||||||||||||||||
| 8 | ANN MATHER | Not Voted | Not Voted | |||||||||||||||||
| 9 | ALAN R. MULALLY | Not Voted | Not Voted | |||||||||||||||||
| 10 | PAUL S. OTELLINI | Not Voted | Not Voted | |||||||||||||||||
| 11 | K. RAM SHRIRAM | Not Voted | Not Voted | |||||||||||||||||
| 12 | SHIRLEY M. TILGHMAN | Not Voted | Not Voted | |||||||||||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. |
Management | Not Voted | Not Voted | ||||||||||||||||
| 3. | THE APPROVAL OF AN AMENDMENT TO ALPHABET'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 15,000,000 SHARES OF CLASS C CAPITAL STOCK. |
Management | Not Voted | Not Voted | ||||||||||||||||
| 4. | THE APPROVAL OF THE 2016 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. |
Management | Not Voted | Not Voted | ||||||||||||||||
| 5. | THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES REGARDING COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. |
Management | Not Voted | Not Voted | ||||||||||||||||
| 6. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Not Voted | Not Voted | ||||||||||||||||
| 7. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Not Voted | Not Voted | ||||||||||||||||
| 8. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Not Voted | Not Voted | ||||||||||||||||
| 9. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Not Voted | Not Voted | ||||||||||||||||
| 10. | A STOCKHOLDER PROPOSAL REGARDING A CHARITABLE CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Not Voted | Not Voted | ||||||||||||||||
| 11. | A STOCKHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF "HOLY LAND PRINCIPLES," IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Not Voted | Not Voted | ||||||||||||||||
| 12. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON "FAKE NEWS," IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Not Voted | Not Voted | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 1,975 | 0 | |||||||||||||||
| SERVICENOW, INC. | ||||||||||||||||||||
| Security | 81762P102 | Meeting Type | Annual | |||||||||||||||||
| Ticker Symbol | NOW | Meeting Date | 13-Jun-2017 | |||||||||||||||||
| ISIN | US81762P1021 | Agenda | 934609124 - Management | |||||||||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||||||||||||||
| 1B. | ELECTION OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||||||||||||||
| 1C. | ELECTION OF DIRECTOR: ANITA M. SANDS | Management | For | For | ||||||||||||||||
| 2. | AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||||||||||
| 3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. |
Management | For | For | ||||||||||||||||
| Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares |
Vote Date | Date Confirmed |
|||||||||||||
| 19-1583A | 19-1583A | 19-1583A | U.S. BANK | 8,030 | 0 | 01-Jun-2017 | 14-Jun-2017 | |||||||||||||
| Registrant: Dunham Funds - Monthly Distribution Fund Item 1 (continued) | |||||||||
| ITEM 1- PROXY VOTING RECORD | |||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
| 1 | SERVICENOW INC. | NOW | 81762P102 | 6/13/2017 | 1a. Election of Director John J. Donahoe 1b. Election of Director Charles H. Giancarlo 1c. Election of Director Anita M. Sands 2. An advisory resolution to approve the compensation of our named executive officers 3. Ratification of Pricewaterhousecoopers LLP as the independent registered public accounting firm for 2017 |
MGMT | Y | FOR | FOR |
| 2 | TIME WARNER INC. | TWX | 887317303 | 6/15/2017 | 1. Director a. William P. Barr b. Jeffrey L. Bewkes c. Robert C. Clark d. Mathias Dopfner e. Jessica P. Einhorn f. Carlos M. Gutierrez g. Fred Hassan h. Paul D. Wachter i. Deborah C. Wright 2. Ratification of appointment of independent auditor 3. Advisory vote to approve named executive officer compensation 4. Advisory vote on the frequency of holding an advisory vote on named executive officer compensation. |
MGMT | Y | FOR | FOR |
| 3 | ISHARES US CREDIT BOND ETF | CRED | 464288620 | 6/19/2017 | 1. Director Jane D. Carlin Richard L. Fagnani Drew E. Lawton Madhav V. Rajan Mark Wiedman |
MGMT | Y | FOR | FOR |
| 4 | ISHARES MSCI ACWI ETF | ACWI | 464288257 | 6/19/2017 | 1. Director Jane D. Carlin Richard L. Fagnani Drew E. Lawton Madhav V. Rajan Mark Wiedman |
MGMT | Y | FOR | FOR |
| 5 | CAVIUM INC. | CAVM | 14964U108 | 6/20/2017 | 1. Director Edward H. Frank 2. To ratify the selection of pricewaterhousecoopers LLP as the independent auditors of Cavium, Inc. for its fiscal year ending December 31, 2017 3. To approve, on an advisory basis, the compensation of Cavium, Inc.'s named executive officers 4. To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of Cavium, Inc.'s named executive officers. |
MGMT | Y | FOR | FOR |
| 6 | VWR CORPORATION | VWR | 91843L103 | 7/13/2017 | 1. To consider and vote on a proposal to adopt the agreement and plan of merger (as it may be amended from time to time, the "Merger Agreement"), dated as of May 4, 2016, by and among Avantor, Inc., Vail Acquisitionn Corp and VWR Corporation 2. To approve, on an advisory and non-binding basis, specified compensation that may become payable to the named executive officers of VWR Corporation in connection with the transactions contemplated by the merger agreement 3. To approve one or more adjournments of the special meeting, if necessary and to the extent permitted by the merger agreement, to solicit additional proxies if there are insufficient votes at the time of special meeting to approve the proposal to adopt the merger agreement |
MGMT | Y | FOR | FOR |
| 30 | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Dunham Funds |
| By (Signature and Title)* | /s/ Jeffrey A. Dunham |
| Jeffrey A. Dunham, President and Principal Executive Officer |
Date: August 24th 2017
* Print the name and title of each signing officer under his or her signature.