OMB Number: 3235-0582
Expires: March 31, 2018
Estimated average burden
hours per response…7.2
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22153
DUNHAM FUNDS
(Exact name of registrant as specified in charter)
10251 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121
(Address of principal executive offices) Zip code)
James Ash, Esq.
Gemini Fund Services, LLC
80 Arkay Drive, Suite 110, Hauppauge, NY 11788
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-442-4358
Date of fiscal year end: October 31
Date of reporting period: July 1, 2015 – June 30, 2016
Registrant: Dunham Funds - Small Cap Value Fund Item 1 | ||||||||||||||||||||||
Investment Company Act File number: 811-22153 | ||||||||||||||||||||||
Reporting Period: July 1, 2015 through June 30, 2016 | ||||||||||||||||||||||
Vote Summary | ||||||||||||||||||||||
SPOK HOLDINGS, INC. | ||||||||||||||||||||||
Security | 84863T106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SPOK | Meeting Date | 29-Jul-2015 | |||||||||||||||||||
ISIN | US84863T1060 | Agenda | 934248471 - Management | |||||||||||||||||||
Record Date | 03-Jun-2015 | Holding Recon Date | 03-Jun-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 28-Jul-2015 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | N. BLAIR BUTTERFIELD | For | For | For | ||||||||||||||||||
2 | NICHOLAS A. GALLOPO | For | For | For | ||||||||||||||||||
3 | STACIA A. HYLTON | For | For | For | ||||||||||||||||||
4 | VINCENT D. KELLY | For | For | For | ||||||||||||||||||
5 | BRIAN O'REILLY | For | For | For | ||||||||||||||||||
6 | MATTHEW ORISTANO | For | For | For | ||||||||||||||||||
7 | SAMME L. THOMPSON | For | For | For | ||||||||||||||||||
8 | ROYCE YUDKOFF | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
IXYS CORPORATION | ||||||||||||||||||||||
Security | 46600W106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IXYS | Meeting Date | 28-Aug-2015 | |||||||||||||||||||
ISIN | US46600W1062 | Agenda | 934263118 - Management | |||||||||||||||||||
Record Date | 02-Jul-2015 | Holding Recon Date | 02-Jul-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 27-Aug-2015 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | DONALD L. FEUCHT | For | For | For | ||||||||||||||||||
2 | SAMUEL KORY | For | For | For | ||||||||||||||||||
3 | S. JOON LEE | For | For | For | ||||||||||||||||||
4 | TIMOTHY A. RICHARDSON | For | For | For | ||||||||||||||||||
5 | UZI SASSON | For | For | For | ||||||||||||||||||
6 | JAMES M. THORBURN | For | For | For | ||||||||||||||||||
7 | KENNETH D. WONG | For | For | For | ||||||||||||||||||
8 | NATHAN ZOMMER | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
KORN/FERRY INTERNATIONAL | ||||||||||||||||||||||
Security | 500643200 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KFY | Meeting Date | 24-Sep-2015 | |||||||||||||||||||
ISIN | US5006432000 | Agenda | 934269538 - Management | |||||||||||||||||||
Record Date | 10-Aug-2015 | Holding Recon Date | 10-Aug-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 23-Sep-2015 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
THE RYLAND GROUP, INC. | ||||||||||||||||||||||
Security | 783764103 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | RYL | Meeting Date | 28-Sep-2015 | |||||||||||||||||||
ISIN | US7837641031 | Agenda | 934274147 - Management | |||||||||||||||||||
Record Date | 12-Aug-2015 | Holding Recon Date | 12-Aug-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-Sep-2015 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | For | |||||||||||||||||
2. | Approve Charter Amendment | Management | For | For | For | |||||||||||||||||
3. | Approve Charter Amendment | Management | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
5. | Approve Motion to Adjourn Meeting | Management | For | For | For | |||||||||||||||||
II-VI INCORPORATED | ||||||||||||||||||||||
Security | 902104108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IIVI | Meeting Date | 06-Nov-2015 | |||||||||||||||||||
ISIN | US9021041085 | Agenda | 934280467 - Management | |||||||||||||||||||
Record Date | 02-Sep-2015 | Holding Recon Date | 02-Sep-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 05-Nov-2015 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
3. | Amend Omnibus Stock Option Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
OSI SYSTEMS, INC. | ||||||||||||||||||||||
Security | 671044105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OSIS | Meeting Date | 08-Dec-2015 | |||||||||||||||||||
ISIN | US6710441055 | Agenda | 934291763 - Management | |||||||||||||||||||
Record Date | 13-Oct-2015 | Holding Recon Date | 13-Oct-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 07-Dec-2015 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | DEEPAK CHOPRA | For | For | For | ||||||||||||||||||
2 | AJAY MEHRA | For | For | For | ||||||||||||||||||
3 | STEVEN C. GOOD | For | For | For | ||||||||||||||||||
4 | MEYER LUSKIN | For | For | For | ||||||||||||||||||
5 | WILLIAM F. BALLHAUS | For | For | For | ||||||||||||||||||
6 | JAMES B. HAWKINS | For | For | For | ||||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3 | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
META FINANCIAL GROUP, INC. | ||||||||||||||||||||||
Security | 59100U108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CASH | Meeting Date | 25-Jan-2016 | |||||||||||||||||||
ISIN | US59100U1088 | Agenda | 934314066 - Management | |||||||||||||||||||
Record Date | 27-Nov-2015 | Holding Recon Date | 27-Nov-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 22-Jan-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | J. TYLER HAAHR | For | For | For | ||||||||||||||||||
2 | BRADLEY C. HANSON | For | For | For | ||||||||||||||||||
3 | ELIZABETH G. HOOPLE | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
3A. | Authorize Common Stock Increase | Management | For | For | For | |||||||||||||||||
3B. | Approve New Class of Stock | Management | For | For | For | |||||||||||||||||
SONIC CORP. | ||||||||||||||||||||||
Security | 835451105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SONC | Meeting Date | 28-Jan-2016 | |||||||||||||||||||
ISIN | US8354511052 | Agenda | 934310753 - Management | |||||||||||||||||||
Record Date | 30-Nov-2015 | Holding Recon Date | 30-Nov-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 27-Jan-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | R. NEAL BLACK | For | For | For | ||||||||||||||||||
2 | CLIFFORD HUDSON | For | For | For | ||||||||||||||||||
3 | FEDERICO F. PENA | For | For | For | ||||||||||||||||||
4 | SUSAN E. THRONSON | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Executive Compensation | Shareholder | Against | Against | For | |||||||||||||||||
THE LACLEDE GROUP, INC. | ||||||||||||||||||||||
Security | 505597104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LG | Meeting Date | 28-Jan-2016 | |||||||||||||||||||
ISIN | US5055971049 | Agenda | 934311503 - Management | |||||||||||||||||||
Record Date | 20-Nov-2015 | Holding Recon Date | 20-Nov-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 27-Jan-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | BRENDA D. NEWBERRY | For | For | For | ||||||||||||||||||
2 | SUZANNE SITHERWOOD | For | For | For | ||||||||||||||||||
3 | MARY ANN VAN LOKEREN | For | For | For | ||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
INGLES MARKETS, INCORPORATED | ||||||||||||||||||||||
Security | 457030104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IMKTA | Meeting Date | 09-Feb-2016 | |||||||||||||||||||
ISIN | US4570301048 | Agenda | 934315955 - Management | |||||||||||||||||||
Record Date | 16-Dec-2015 | Holding Recon Date | 16-Dec-2015 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 08-Feb-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ERNEST E. FERGUSON | For | For | For | ||||||||||||||||||
2 | BRENDA S. TUDOR | For | For | For | ||||||||||||||||||
2. | S/H Proposal - Board Independence | Shareholder | Against | Against | For | |||||||||||||||||
SANMINA CORPORATION | ||||||||||||||||||||||
Security | 801056102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SANM | Meeting Date | 07-Mar-2016 | |||||||||||||||||||
ISIN | US8010561020 | Agenda | 934322708 - Management | |||||||||||||||||||
Record Date | 15-Jan-2016 | Holding Recon Date | 15-Jan-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 04-Mar-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
CABOT CORPORATION | ||||||||||||||||||||||
Security | 127055101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CBT | Meeting Date | 10-Mar-2016 | |||||||||||||||||||
ISIN | US1270551013 | Agenda | 934326100 - Management | |||||||||||||||||||
Record Date | 15-Jan-2016 | Holding Recon Date | 15-Jan-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 09-Mar-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
BROCADE COMMUNICATIONS SYSTEMS, INC. | ||||||||||||||||||||||
Security | 111621306 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BRCD | Meeting Date | 07-Apr-2016 | |||||||||||||||||||
ISIN | US1116213067 | Agenda | 934332064 - Management | |||||||||||||||||||
Record Date | 19-Feb-2016 | Holding Recon Date | 19-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 06-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Amend Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
4. | Approve Charter Amendment | Management | Against | For | Against | |||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
CHEMICAL FINANCIAL CORPORATION | ||||||||||||||||||||||
Security | 163731102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CHFC | Meeting Date | 18-Apr-2016 | |||||||||||||||||||
ISIN | US1637311028 | Agenda | 934337660 - Management | |||||||||||||||||||
Record Date | 18-Feb-2016 | Holding Recon Date | 18-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 15-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | GARY E. ANDERSON | For | For | For | ||||||||||||||||||
2 | JAMES R. FITTERLING | For | For | For | ||||||||||||||||||
3 | RICHARD M. LIEVENSE | For | For | For | ||||||||||||||||||
4 | JOHN E. PELIZZARI | For | For | For | ||||||||||||||||||
5 | DAVID B. RAMAKER | For | For | For | ||||||||||||||||||
6 | LARRY D. STAUFFER | For | For | For | ||||||||||||||||||
7 | FRANKLIN C. WHEATLAKE | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
PROSPERITY BANCSHARES, INC. | ||||||||||||||||||||||
Security | 743606105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PB | Meeting Date | 19-Apr-2016 | |||||||||||||||||||
ISIN | US7436061052 | Agenda | 934347267 - Management | |||||||||||||||||||
Record Date | 26-Feb-2016 | Holding Recon Date | 26-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 18-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | LEAH HENDERSON | For | For | For | ||||||||||||||||||
2 | NED S. HOLMES | For | For | For | ||||||||||||||||||
3 | JACK LORD | For | For | For | ||||||||||||||||||
4 | DAVID ZALMAN | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
UMPQUA HOLDINGS CORPORATION | ||||||||||||||||||||||
Security | 904214103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UMPQ | Meeting Date | 20-Apr-2016 | |||||||||||||||||||
ISIN | US9042141039 | Agenda | 934332987 - Management | |||||||||||||||||||
Record Date | 11-Feb-2016 | Holding Recon Date | 11-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 19-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
NORTHWESTERN CORPORATION | ||||||||||||||||||||||
Security | 668074305 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NWE | Meeting Date | 20-Apr-2016 | |||||||||||||||||||
ISIN | US6680743050 | Agenda | 934334335 - Management | |||||||||||||||||||
Record Date | 22-Feb-2016 | Holding Recon Date | 22-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 19-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | STEPHEN P. ADIK | For | For | For | ||||||||||||||||||
2 | DOROTHY M. BRADLEY | For | For | For | ||||||||||||||||||
3 | E. LINN DRAPER JR. | For | For | For | ||||||||||||||||||
4 | DANA J. DYKHOUSE | For | For | For | ||||||||||||||||||
5 | JAN R. HORSFALL | For | For | For | ||||||||||||||||||
6 | JULIA L. JOHNSON | For | For | For | ||||||||||||||||||
7 | ROBERT C. ROWE | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Director Removal Without Cause | Management | For | For | For | |||||||||||||||||
WESBANCO, INC. | ||||||||||||||||||||||
Security | 950810101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WSBC | Meeting Date | 20-Apr-2016 | |||||||||||||||||||
ISIN | US9508101014 | Agenda | 934342902 - Management | |||||||||||||||||||
Record Date | 02-Mar-2016 | Holding Recon Date | 02-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 19-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | CHRISTOPHER V. CRISS# | For | For | For | ||||||||||||||||||
2 | JAMES C. GARDILL# | For | For | For | ||||||||||||||||||
3 | RICHARD G. SPENCER# | For | For | For | ||||||||||||||||||
4 | LISA A. KNUTSON# | For | For | For | ||||||||||||||||||
5 | STEPHEN J. CALLEN# | For | For | For | ||||||||||||||||||
6 | DENISE KNOUSE-SNYDER$ | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
ASPEN INSURANCE HOLDINGS LIMITED | ||||||||||||||||||||||
Security | G05384105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AHL | Meeting Date | 21-Apr-2016 | |||||||||||||||||||
ISIN | BMG053841059 | Agenda | 934334359 - Management | |||||||||||||||||||
Record Date | 22-Feb-2016 | Holding Recon Date | 22-Feb-2016 | |||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 20-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | MR. RONALD PRESSMAN | For | For | For | ||||||||||||||||||
2 | MR. GORDON IRELAND | For | For | For | ||||||||||||||||||
3 | MR. KARL MAYR | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Adopt Non-Employee Director Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
CRANE CO. | ||||||||||||||||||||||
Security | 224399105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CR | Meeting Date | 25-Apr-2016 | |||||||||||||||||||
ISIN | US2243991054 | Agenda | 934340237 - Management | |||||||||||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 22-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
ALEXANDER & BALDWIN, INC. | ||||||||||||||||||||||
Security | 014491104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ALEX | Meeting Date | 26-Apr-2016 | |||||||||||||||||||
ISIN | US0144911049 | Agenda | 934332521 - Management | |||||||||||||||||||
Record Date | 18-Feb-2016 | Holding Recon Date | 18-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | CHRISTOPHER J. BENJAMIN | Withheld | For | Against | ||||||||||||||||||
Comments: | Board is not majority independent. | |||||||||||||||||||||
2 | ROBERT S. HARRISON | Withheld | For | Against | ||||||||||||||||||
Comments: | Board is not majority independent. | |||||||||||||||||||||
3 | MICHELE K. SAITO | For | For | For | ||||||||||||||||||
4 | ERIC K. YEAMAN | Withheld | For | Against | ||||||||||||||||||
Comments: | Board is not majority independent. | |||||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
TRUSTMARK CORPORATION | ||||||||||||||||||||||
Security | 898402102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TRMK | Meeting Date | 26-Apr-2016 | |||||||||||||||||||
ISIN | US8984021027 | Agenda | 934336543 - Management | |||||||||||||||||||
Record Date | 16-Feb-2016 | Holding Recon Date | 16-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ADOLPHUS B. BAKER | For | For | For | ||||||||||||||||||
2 | TRACY T. CONERLY | For | For | For | ||||||||||||||||||
3 | TONI D. COOLEY | For | For | For | ||||||||||||||||||
4 | DANIEL A. GRAFTON | For | For | For | ||||||||||||||||||
5 | GERARD R. HOST | For | For | For | ||||||||||||||||||
6 | JOHN M. MCCULLOUCH | For | For | For | ||||||||||||||||||
7 | HARRIS V. MORRISSETTE | For | For | For | ||||||||||||||||||
8 | RICHARD H. PUCKETT | For | For | For | ||||||||||||||||||
9 | R. MICHAEL SUMMERFORD | For | For | For | ||||||||||||||||||
10 | LEROY G. WALKER, JR. | For | For | For | ||||||||||||||||||
11 | WILLIAM G. YATES III | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | Amend Articles-Board Related | Management | For | For | For | |||||||||||||||||
5. | Eliminate Cumulative Voting | Management | For | For | For | |||||||||||||||||
FIRST CITIZENS BANCSHARES, INC. | ||||||||||||||||||||||
Security | 31946M103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FCNCA | Meeting Date | 26-Apr-2016 | |||||||||||||||||||
ISIN | US31946M1036 | Agenda | 934339765 - Management | |||||||||||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JOHN M. ALEXANDER, JR. | For | For | For | ||||||||||||||||||
2 | VICTOR E. BELL III | For | For | For | ||||||||||||||||||
3 | PETER M. BRISTOW | For | For | For | ||||||||||||||||||
4 | HOPE H. BRYANT | For | For | For | ||||||||||||||||||
5 | H. LEE DURHAM, JR. | For | For | For | ||||||||||||||||||
6 | DANIEL L. HEAVNER | For | For | For | ||||||||||||||||||
7 | FRANK B. HOLDING, JR. | For | For | For | ||||||||||||||||||
8 | ROBERT R. HOPPE | For | For | For | ||||||||||||||||||
9 | LUCIUS S. JONES | For | For | For | ||||||||||||||||||
10 | FLOYD L. KEELS | For | For | For | ||||||||||||||||||
11 | ROBERT E. MASON IV | For | For | For | ||||||||||||||||||
12 | ROBERT T. NEWCOMB | For | For | For | ||||||||||||||||||
13 | JAMES M. PARKER | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
FIRST COMMONWEALTH FINANCIAL CORPORATION | ||||||||||||||||||||||
Security | 319829107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FCF | Meeting Date | 26-Apr-2016 | |||||||||||||||||||
ISIN | US3198291078 | Agenda | 934341392 - Management | |||||||||||||||||||
Record Date | 04-Mar-2016 | Holding Recon Date | 04-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JAMES G. BARONE | For | For | For | ||||||||||||||||||
2 | JULIE A. CAPONI | For | For | For | ||||||||||||||||||
3 | RAY T. CHARLEY | For | For | For | ||||||||||||||||||
4 | GARY R. CLAUS | For | For | For | ||||||||||||||||||
5 | DAVID S. DAHLMANN | For | For | For | ||||||||||||||||||
6 | JOHNSTON A. GLASS | For | For | For | ||||||||||||||||||
7 | JON L. GORNEY | For | For | For | ||||||||||||||||||
8 | DAVID W. GREENFIELD | For | For | For | ||||||||||||||||||
9 | LUKE A. LATIMER | For | For | For | ||||||||||||||||||
10 | T. MICHAEL PRICE | For | For | For | ||||||||||||||||||
11 | LAURIE STERN SINGER | For | For | For | ||||||||||||||||||
12 | ROBERT J. VENTURA | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
FEDERAL SIGNAL CORPORATION | ||||||||||||||||||||||
Security | 313855108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FSS | Meeting Date | 26-Apr-2016 | |||||||||||||||||||
ISIN | US3138551086 | Agenda | 934341823 - Management | |||||||||||||||||||
Record Date | 04-Mar-2016 | Holding Recon Date | 04-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JAMES E. GOODWIN | For | For | For | ||||||||||||||||||
2 | PAUL W. JONES | For | For | For | ||||||||||||||||||
3 | BONNIE C. LIND | For | For | For | ||||||||||||||||||
4 | DENNIS J. MARTIN | For | For | For | ||||||||||||||||||
5 | RICHARD R. MUDGE | For | For | For | ||||||||||||||||||
6 | WILLIAM F. OWENS | For | For | For | ||||||||||||||||||
7 | BRENDA L. REICHELDERFER | For | For | For | ||||||||||||||||||
8 | JENNIFER L. SHERMAN | For | For | For | ||||||||||||||||||
9 | JOHN L. WORKMAN | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
ARCBEST CORPORATION | ||||||||||||||||||||||
Security | 03937C105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ARCB | Meeting Date | 26-Apr-2016 | |||||||||||||||||||
ISIN | US03937C1053 | Agenda | 934354250 - Management | |||||||||||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
I | Election of Directors | Management | ||||||||||||||||||||
1 | JOHN W. ALDEN | For | For | For | ||||||||||||||||||
2 | FRED A. ALLARDYCE | For | For | For | ||||||||||||||||||
3 | STEPHEN E. GORMAN | For | For | For | ||||||||||||||||||
4 | WILLIAM M. LEGG | For | For | For | ||||||||||||||||||
5 | KATHLEEN D. MCELLIGOTT | For | For | For | ||||||||||||||||||
6 | JUDY R. MCREYNOLDS | For | For | For | ||||||||||||||||||
7 | JOHN H. MORRIS | For | For | For | ||||||||||||||||||
8 | CRAIG E. PHILIP | For | For | For | ||||||||||||||||||
9 | STEVEN L. SPINNER | For | For | For | ||||||||||||||||||
10 | JANICE E. STIPP | For | For | For | ||||||||||||||||||
II | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
III | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
IV | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
AEROJET ROCKETDYNE HOLDINGS, INC. | ||||||||||||||||||||||
Security | 007800105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AJRD | Meeting Date | 27-Apr-2016 | |||||||||||||||||||
ISIN | US0078001056 | Agenda | 934337987 - Management | |||||||||||||||||||
Record Date | 01-Mar-2016 | Holding Recon Date | 01-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | THOMAS A. CORCORAN | For | For | For | ||||||||||||||||||
2 | EILEEN P. DRAKE | For | For | For | ||||||||||||||||||
3 | JAMES R. HENDERSON | For | For | For | ||||||||||||||||||
4 | WARREN G. LICHTENSTEIN | For | For | For | ||||||||||||||||||
5 | GEN LANCE W. LORD | For | For | For | ||||||||||||||||||
6 | GEN MERRILL A. MCPEAK | For | For | For | ||||||||||||||||||
7 | JAMES H. PERRY | For | For | For | ||||||||||||||||||
8 | MARTIN TURCHIN | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
PORTLAND GENERAL ELECTRIC CO | ||||||||||||||||||||||
Security | 736508847 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | POR | Meeting Date | 27-Apr-2016 | |||||||||||||||||||
ISIN | US7365088472 | Agenda | 934341265 - Management | |||||||||||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
COLUMBIA BANKING SYSTEM,INC. | ||||||||||||||||||||||
Security | 197236102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | COLB | Meeting Date | 27-Apr-2016 | |||||||||||||||||||
ISIN | US1972361026 | Agenda | 934341734 - Management | |||||||||||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
TCF FINANCIAL CORPORATION | ||||||||||||||||||||||
Security | 872275102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TCB | Meeting Date | 27-Apr-2016 | |||||||||||||||||||
ISIN | US8722751026 | Agenda | 934342255 - Management | |||||||||||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | PETER BELL | For | For | For | ||||||||||||||||||
2 | WILLIAM F. BIEBER | For | For | For | ||||||||||||||||||
3 | THEODORE J. BIGOS | Withheld | For | Against | ||||||||||||||||||
Comments: | Nominee has served on the board for at least one year and attended less than 75% of the meetings in the last fiscal year. |
|||||||||||||||||||||
4 | WILLIAM A. COOPER | For | For | For | ||||||||||||||||||
5 | CRAIG R. DAHL | For | For | For | ||||||||||||||||||
6 | KAREN L. GRANDSTRAND | For | For | For | ||||||||||||||||||
7 | THOMAS F. JASPER | For | For | For | ||||||||||||||||||
8 | GEORGE G. JOHNSON | For | For | For | ||||||||||||||||||
9 | RICHARD H. KING | For | For | For | ||||||||||||||||||
10 | VANCE K. OPPERMAN | For | For | For | ||||||||||||||||||
11 | JAMES M. RAMSTAD | For | For | For | ||||||||||||||||||
12 | ROGER J. SIT | For | For | For | ||||||||||||||||||
13 | JULIE H. SULLIVAN | For | For | For | ||||||||||||||||||
14 | BARRY N. WINSLOW | For | For | For | ||||||||||||||||||
15 | RICHARD A. ZONA | For | For | For | ||||||||||||||||||
2. | Adopt Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
5. | S/H Proposal - Executive Compensation | Shareholder | Against | Against | For | |||||||||||||||||
TESSERA TECHNOLOGIES, INC. | ||||||||||||||||||||||
Security | 88164L100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TSRA | Meeting Date | 27-Apr-2016 | |||||||||||||||||||
ISIN | US88164L1008 | Agenda | 934344324 - Management | |||||||||||||||||||
Record Date | 03-Mar-2016 | Holding Recon Date | 03-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
BANCORPSOUTH, INC. | ||||||||||||||||||||||
Security | 059692103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BXS | Meeting Date | 27-Apr-2016 | |||||||||||||||||||
ISIN | US0596921033 | Agenda | 934354286 - Management | |||||||||||||||||||
Record Date | 08-Mar-2016 | Holding Recon Date | 08-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | GUS J. BLASS III | For | For | For | ||||||||||||||||||
2 | SHANNON A. BROWN | For | For | For | ||||||||||||||||||
3 | W.G. HOLLIMAN, JR. | For | For | For | ||||||||||||||||||
4 | LARRY G. KIRK | For | For | For | ||||||||||||||||||
5 | GUY W. MITCHELL III | For | For | For | ||||||||||||||||||
6 | ROBERT C. NOLAN | For | For | For | ||||||||||||||||||
7 | JAMES D. ROLLINS III | For | For | For | ||||||||||||||||||
8 | THOMAS R. STANTON | For | For | For | ||||||||||||||||||
2. | Amend Articles-Board Related | Management | For | For | For | |||||||||||||||||
3. | Approve Charter Amendment | Management | Against | For | Against | |||||||||||||||||
TRICO BANCSHARES | ||||||||||||||||||||||
Security | 896095106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TCBK | Meeting Date | 27-Apr-2016 | |||||||||||||||||||
ISIN | US8960951064 | Agenda | 934374252 - Management | |||||||||||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | WILLIAM J. CASEY | For | For | For | ||||||||||||||||||
2 | DONALD J. AMARAL | For | For | For | ||||||||||||||||||
3 | L. GAGE CHRYSLER III | For | For | For | ||||||||||||||||||
4 | CRAIG S. COMPTON | For | For | For | ||||||||||||||||||
5 | CORY W. GIESE | For | For | For | ||||||||||||||||||
6 | JOHN S. A. HASBROOK | For | For | For | ||||||||||||||||||
7 | PATRICK W. KILKENNY | For | For | For | ||||||||||||||||||
8 | MICHAEL W. KOEHNEN | For | For | For | ||||||||||||||||||
9 | MARTIN A. MARIANI | For | For | For | ||||||||||||||||||
10 | RICHARD P. SMITH | For | For | For | ||||||||||||||||||
11 | W. VIRGINIA WALKER | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
STEWART INFORMATION SERVICES CORPORATION | ||||||||||||||||||||||
Security | 860372101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | STC | Meeting Date | 27-Apr-2016 | |||||||||||||||||||
ISIN | US8603721015 | Agenda | 934376016 - Management | |||||||||||||||||||
Record Date | 04-Mar-2016 | Holding Recon Date | 04-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ARNAUD AJDLER | For | For | For | ||||||||||||||||||
2 | JAMES CHADWICK | For | For | For | ||||||||||||||||||
3 | GLENN C. CHRISTENSON | For | For | For | ||||||||||||||||||
4 | ROBERT L. CLARKE | For | For | For | ||||||||||||||||||
5 | LAURIE C. MOORE | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
5. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
6. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
7. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
8. | Approve Charter Amendment | Management | For | For | For | |||||||||||||||||
CENTERSTATE BANKS, INC. | ||||||||||||||||||||||
Security | 15201P109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CSFL | Meeting Date | 28-Apr-2016 | |||||||||||||||||||
ISIN | US15201P1093 | Agenda | 934336947 - Management | |||||||||||||||||||
Record Date | 29-Feb-2016 | Holding Recon Date | 29-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JAMES H. BINGHAM | For | For | For | ||||||||||||||||||
2 | G. ROBERT BLANCHARD, JR | For | For | For | ||||||||||||||||||
3 | C. DENNIS CARLTON | For | For | For | ||||||||||||||||||
4 | JOHN C. CORBETT | For | For | For | ||||||||||||||||||
5 | GRIFFIN A. GREENE | For | For | For | ||||||||||||||||||
6 | CHARLES W. MCPHERSON | For | For | For | ||||||||||||||||||
7 | G. TIERSO NUNEZ II | For | For | For | ||||||||||||||||||
8 | THOMAS E. OAKLEY | For | For | For | ||||||||||||||||||
9 | ERNEST S. PINNER | For | For | For | ||||||||||||||||||
10 | WILLIAM K. POU, JR | For | For | For | ||||||||||||||||||
11 | JOSHUA A. SNIVELY | For | For | For | ||||||||||||||||||
12 | MICHAEL F. CIFERRI | For | For | For | ||||||||||||||||||
13 | DANIEL R. RICHEY | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
PROVIDENT FINANCIAL SERVICES, INC. | ||||||||||||||||||||||
Security | 74386T105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PFS | Meeting Date | 28-Apr-2016 | |||||||||||||||||||
ISIN | US74386T1051 | Agenda | 934342813 - Management | |||||||||||||||||||
Record Date | 02-Mar-2016 | Holding Recon Date | 02-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 27-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | THOMAS W. BERRY | For | For | For | ||||||||||||||||||
2 | FRANK L. FEKETE | For | For | For | ||||||||||||||||||
3 | MATTHEW K. HARDING | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
CENTRAL PACIFIC FINANCIAL CORP. | ||||||||||||||||||||||
Security | 154760409 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CPF | Meeting Date | 29-Apr-2016 | |||||||||||||||||||
ISIN | US1547604090 | Agenda | 934335060 - Management | |||||||||||||||||||
Record Date | 24-Feb-2016 | Holding Recon Date | 24-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 28-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | CHRISTINE H.H. CAMP | For | For | For | ||||||||||||||||||
2 | JOHN C. DEAN | For | For | For | ||||||||||||||||||
3 | EARL E. FRY | For | For | For | ||||||||||||||||||
4 | WAYNE K. KAMITAKI | For | For | For | ||||||||||||||||||
5 | PAUL J. KOSASA | For | For | For | ||||||||||||||||||
6 | DUANE K. KURISU | For | For | For | ||||||||||||||||||
7 | COLBERT M. MATSUMOTO | For | For | For | ||||||||||||||||||
8 | LANCE A. MIZUMOTO | For | For | For | ||||||||||||||||||
9 | A. CATHERINE NGO | For | For | For | ||||||||||||||||||
10 | SAEDENE K. OTA | For | For | For | ||||||||||||||||||
11 | CRYSTAL K. ROSE | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
FIRST MERCHANTS CORPORATION | ||||||||||||||||||||||
Security | 320817109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FRME | Meeting Date | 02-May-2016 | |||||||||||||||||||
ISIN | US3208171096 | Agenda | 934348649 - Management | |||||||||||||||||||
Record Date | 23-Feb-2016 | Holding Recon Date | 23-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 29-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | F. HOWARD HALDERMAN | For | For | For | ||||||||||||||||||
2 | MICHAEL C. RECHIN | For | For | For | ||||||||||||||||||
3 | CHARLES E. SCHALLIOL | For | For | For | ||||||||||||||||||
4 | TERRY L. WALKER | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
CBL & ASSOCIATES PROPERTIES, INC. | ||||||||||||||||||||||
Security | 124830100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CBL | Meeting Date | 02-May-2016 | |||||||||||||||||||
ISIN | US1248301004 | Agenda | 934364174 - Management | |||||||||||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 29-Apr-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | CHARLES B. LEBOVITZ | For | For | For | ||||||||||||||||||
2 | STEPHEN D. LEBOVITZ | For | For | For | ||||||||||||||||||
3 | GARY L. BRYENTON | For | For | For | ||||||||||||||||||
4 | A. LARRY CHAPMAN | For | For | For | ||||||||||||||||||
5 | MATTHEW S. DOMINSKI | For | For | For | ||||||||||||||||||
6 | JOHN D. GRIFFITH | For | For | For | ||||||||||||||||||
7 | RICHARD J. LIEB | For | For | For | ||||||||||||||||||
8 | GARY J. NAY | For | For | For | ||||||||||||||||||
9 | KATHLEEN M. NELSON | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Director Removal Without Cause | Management | For | For | For | |||||||||||||||||
COUSINS PROPERTIES INCORPORATED | ||||||||||||||||||||||
Security | 222795106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CUZ | Meeting Date | 03-May-2016 | |||||||||||||||||||
ISIN | US2227951066 | Agenda | 934352395 - Management | |||||||||||||||||||
Record Date | 26-Feb-2016 | Holding Recon Date | 26-Feb-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 02-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
CEDAR REALTY TRUST INC. | ||||||||||||||||||||||
Security | 150602209 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CDR | Meeting Date | 03-May-2016 | |||||||||||||||||||
ISIN | US1506022094 | Agenda | 934360049 - Management | |||||||||||||||||||
Record Date | 11-Mar-2016 | Holding Recon Date | 11-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 02-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
M/I HOMES, INC. | ||||||||||||||||||||||
Security | 55305B101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MHO | Meeting Date | 03-May-2016 | |||||||||||||||||||
ISIN | US55305B1017 | Agenda | 934366849 - Management | |||||||||||||||||||
Record Date | 09-Mar-2016 | Holding Recon Date | 09-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 02-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | FREDRICH K.M. BOHM | For | For | For | ||||||||||||||||||
2 | WILLIAM H. CARTER | For | For | For | ||||||||||||||||||
3 | ROBERT H. SCHOTTENSTEIN | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
INVESCO MORTGAGE CAPITAL INC. | ||||||||||||||||||||||
Security | 46131B100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IVR | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US46131B1008 | Agenda | 934339917 - Management | |||||||||||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
DCT INDUSTRIAL TRUST INC. | ||||||||||||||||||||||
Security | 233153204 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DCT | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US2331532042 | Agenda | 934347356 - Management | |||||||||||||||||||
Record Date | 08-Mar-2016 | Holding Recon Date | 08-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
UNIT CORPORATION | ||||||||||||||||||||||
Security | 909218109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UNT | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US9092181091 | Agenda | 934352054 - Management | |||||||||||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
MATERION CORPORATION | ||||||||||||||||||||||
Security | 576690101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MTRN | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US5766901012 | Agenda | 934357496 - Management | |||||||||||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | VINOD M. KHILNANI | For | For | For | ||||||||||||||||||
2 | DARLENE J.S. SOLOMON | For | For | For | ||||||||||||||||||
3 | ROBERT B. TOTH | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
SELECTIVE INSURANCE GROUP, INC. | ||||||||||||||||||||||
Security | 816300107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SIGI | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US8163001071 | Agenda | 934362029 - Management | |||||||||||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
SOUTHWEST GAS CORPORATION | ||||||||||||||||||||||
Security | 844895102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SWX | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US8448951025 | Agenda | 934364198 - Management | |||||||||||||||||||
Record Date | 08-Mar-2016 | Holding Recon Date | 08-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ROBERT L. BOUGHNER | For | For | For | ||||||||||||||||||
2 | JOSE A. CARDENAS | For | For | For | ||||||||||||||||||
3 | THOMAS E. CHESTNUT | For | For | For | ||||||||||||||||||
4 | STEPHEN C. COMER | For | For | For | ||||||||||||||||||
5 | LEROY C. HANNEMAN, JR. | For | For | For | ||||||||||||||||||
6 | JOHN P. HESTER | For | For | For | ||||||||||||||||||
7 | ANNE L. MARIUCCI | For | For | For | ||||||||||||||||||
8 | MICHAEL J. MELARKEY | For | For | For | ||||||||||||||||||
9 | A. RANDALL THOMAN | For | For | For | ||||||||||||||||||
10 | THOMAS A. THOMAS | For | For | For | ||||||||||||||||||
11 | TERRENCE L. WRIGHT | For | For | For | ||||||||||||||||||
2. | Amend Stock Option Plan | Management | For | For | For | |||||||||||||||||
3. | Amend Articles-Board Related | Management | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
DUCOMMUN INCORPORATED | ||||||||||||||||||||||
Security | 264147109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DCO | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US2641471097 | Agenda | 934368932 - Management | |||||||||||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ROBERT L. DUCOMMUN | For | For | For | ||||||||||||||||||
2 | DEAN M. FLATT | For | For | For | ||||||||||||||||||
3 | JAY L. HABERLAND | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
NAUTILUS, INC. | ||||||||||||||||||||||
Security | 63910B102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NLS | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US63910B1026 | Agenda | 934369706 - Management | |||||||||||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | RONALD P. BADIE | For | For | For | ||||||||||||||||||
2 | BRUCE M. CAZENAVE | For | For | For | ||||||||||||||||||
3 | RICHARD A. HORN | For | For | For | ||||||||||||||||||
4 | M. CARL JOHNSON, III | For | For | For | ||||||||||||||||||
5 | ANNE G. SAUNDERS | For | For | For | ||||||||||||||||||
6 | MARVIN G. SIEGERT | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
IBERIABANK CORPORATION | ||||||||||||||||||||||
Security | 450828108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IBKC | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | US4508281080 | Agenda | 934375913 - Management | |||||||||||||||||||
Record Date | 16-Mar-2016 | Holding Recon Date | 16-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ELAINE D. ABELL | For | For | For | ||||||||||||||||||
2 | ANGUS R. COOPER II | For | For | For | ||||||||||||||||||
3 | WILLIAM H. FENSTERMAKER | For | For | For | ||||||||||||||||||
4 | RICK E. MAPLES | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
MAIDEN HOLDINGS, LTD. | ||||||||||||||||||||||
Security | G5753U112 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MHLD | Meeting Date | 04-May-2016 | |||||||||||||||||||
ISIN | BMG5753U1128 | Agenda | 934385104 - Management | |||||||||||||||||||
Record Date | 15-Mar-2016 | Holding Recon Date | 15-Mar-2016 | |||||||||||||||||||
City / | Country | / | Bermuda | Vote Deadline Date | 03-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | BARRY D. ZYSKIND* | For | For | For | ||||||||||||||||||
2 | SIMCHA G. LYONS* | For | For | For | ||||||||||||||||||
3 | RAYMOND M. NEFF* | For | For | For | ||||||||||||||||||
4 | YEHUDA L. NEUBERGER* | For | For | For | ||||||||||||||||||
5 | STEVEN H. NIGRO* | For | For | For | ||||||||||||||||||
6 | PATRICK J. HAVERON# | For | For | For | ||||||||||||||||||
7 | DAVID A. LAMNECK# | For | For | For | ||||||||||||||||||
8 | LAWRENCE F. METZ# | For | For | For | ||||||||||||||||||
9 | ARTURO M. RASCHBAUM# | For | For | For | ||||||||||||||||||
10 | KAREN L. SCHMITT# | For | For | For | ||||||||||||||||||
11 | PATRICK J. HAVERON$ | For | For | For | ||||||||||||||||||
12 | LAWRENCE F. METZ$ | For | For | For | ||||||||||||||||||
13 | ARTURO M. RASCHBAUM$ | For | For | For | ||||||||||||||||||
14 | MAXWELL REID$ | For | For | For | ||||||||||||||||||
15 | KAREN L. SCHMITT$ | For | For | For | ||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
STILLWATER MINING COMPANY | ||||||||||||||||||||||
Security | 86074Q102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SWC | Meeting Date | 05-May-2016 | |||||||||||||||||||
ISIN | US86074Q1022 | Agenda | 934345403 - Management | |||||||||||||||||||
Record Date | 07-Mar-2016 | Holding Recon Date | 07-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 04-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
BERKSHIRE HILLS BANCORP, INC. | ||||||||||||||||||||||
Security | 084680107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BHLB | Meeting Date | 05-May-2016 | |||||||||||||||||||
ISIN | US0846801076 | Agenda | 934350315 - Management | |||||||||||||||||||
Record Date | 10-Mar-2016 | Holding Recon Date | 10-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 04-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JOHN B. DAVIES | For | For | For | ||||||||||||||||||
2 | RODNEY C. DIMOCK | For | For | For | ||||||||||||||||||
3 | LAURIE NORTON MOFFATT | For | For | For | ||||||||||||||||||
4 | J. WILLIAR DUNLAEVY | For | For | For | ||||||||||||||||||
5 | PATRICK J. SHEEHAN | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
COOPER TIRE & RUBBER COMPANY | ||||||||||||||||||||||
Security | 216831107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CTB | Meeting Date | 06-May-2016 | |||||||||||||||||||
ISIN | US2168311072 | Agenda | 934347255 - Management | |||||||||||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 05-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ROY V. ARMES | For | For | For | ||||||||||||||||||
2 | THOMAS P. CAPO | For | For | For | ||||||||||||||||||
3 | STEVEN M. CHAPMAN | For | For | For | ||||||||||||||||||
4 | SUSAN F. DAVIS | For | For | For | ||||||||||||||||||
5 | JOHN J. HOLLAND | For | For | For | ||||||||||||||||||
6 | JOHN F. MEIER | For | For | For | ||||||||||||||||||
7 | GARY S. MICHEL | For | For | For | ||||||||||||||||||
8 | JOHN H. SHUEY | For | For | For | ||||||||||||||||||
9 | ROBERT D. WELDING | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
OCEANEERING INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 675232102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OII | Meeting Date | 06-May-2016 | |||||||||||||||||||
ISIN | US6752321025 | Agenda | 934384253 - Management | |||||||||||||||||||
Record Date | 23-Mar-2016 | Holding Recon Date | 23-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 05-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | M. KEVIN MCEVOY | Withheld | For | Against | ||||||||||||||||||
Comments: | Board is not majority independent. | |||||||||||||||||||||
2 | PAUL B. MURPHY, JR. | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
ALLETE, INC. | ||||||||||||||||||||||
Security | 018522300 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ALE | Meeting Date | 10-May-2016 | |||||||||||||||||||
ISIN | US0185223007 | Agenda | 934354111 - Management | |||||||||||||||||||
Record Date | 11-Mar-2016 | Holding Recon Date | 11-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 09-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
DST SYSTEMS, INC. | ||||||||||||||||||||||
Security | 233326107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DST | Meeting Date | 10-May-2016 | |||||||||||||||||||
ISIN | US2333261079 | Agenda | 934354159 - Management | |||||||||||||||||||
Record Date | 18-Mar-2016 | Holding Recon Date | 18-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 09-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JOSEPH C. ANTONELLIS | For | For | For | ||||||||||||||||||
2 | STEPHEN C. HOOLEY | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
WERNER ENTERPRISES, INC. | ||||||||||||||||||||||
Security | 950755108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WERN | Meeting Date | 10-May-2016 | |||||||||||||||||||
ISIN | US9507551086 | Agenda | 934375848 - Management | |||||||||||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 09-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | KENNETH M. BIRD, ED. D. | For | For | For | ||||||||||||||||||
2 | DWAINE J. PEETZ JR., MD | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
RAMCO-GERSHENSON PROPERTIES TRUST | ||||||||||||||||||||||
Security | 751452202 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RPT | Meeting Date | 11-May-2016 | |||||||||||||||||||
ISIN | US7514522025 | Agenda | 934357749 - Management | |||||||||||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 10-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | STEPHEN R. BLANK | For | For | For | ||||||||||||||||||
2 | ALICE M. CONNELL | For | For | For | ||||||||||||||||||
3 | DENNIS GERSHENSON | For | For | For | ||||||||||||||||||
4 | ARTHUR GOLDBERG | For | For | For | ||||||||||||||||||
5 | DAVID J. NETTINA | For | For | For | ||||||||||||||||||
6 | JOEL M. PASHCOW | For | For | For | ||||||||||||||||||
7 | MARK K. ROSENFELD | For | For | For | ||||||||||||||||||
8 | LAURIE M. SHAHON | For | For | For | ||||||||||||||||||
9 | MICHAEL A. WARD | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
KCG HOLDINGS, INC. | ||||||||||||||||||||||
Security | 48244B100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KCG | Meeting Date | 11-May-2016 | |||||||||||||||||||
ISIN | US48244B1008 | Agenda | 934358082 - Management | |||||||||||||||||||
Record Date | 15-Mar-2016 | Holding Recon Date | 15-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 10-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
ITT CORPORATION | ||||||||||||||||||||||
Security | 450911201 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ITT | Meeting Date | 11-May-2016 | |||||||||||||||||||
ISIN | US4509112011 | Agenda | 934359402 - Management | |||||||||||||||||||
Record Date | 14-Mar-2016 | Holding Recon Date | 14-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 10-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Approve Stock Compensation Plan | Management | Against | For | Against | |||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
UNITED COMMUNITY BANKS, INC. | ||||||||||||||||||||||
Security | 90984P303 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | UCBI | Meeting Date | 11-May-2016 | |||||||||||||||||||
ISIN | US90984P3038 | Agenda | 934367106 - Management | |||||||||||||||||||
Record Date | 11-Mar-2016 | Holding Recon Date | 11-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 10-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JIMMY C. TALLENT | For | For | For | ||||||||||||||||||
2 | ROBERT H. BLALOCK | For | For | For | ||||||||||||||||||
3 | L. CATHY COX | For | For | For | ||||||||||||||||||
4 | KENNETH L. DANIELS | For | For | For | ||||||||||||||||||
5 | H. LYNN HARTON | For | For | For | ||||||||||||||||||
6 | W.C. NELSON, JR. | For | For | For | ||||||||||||||||||
7 | THOMAS A. RICHLOVSKY | For | For | For | ||||||||||||||||||
8 | TIM R. WALLIS | For | For | For | ||||||||||||||||||
2. | Authorize Common Stock Increase | Management | For | For | For | |||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
FIRST INDUSTRIAL REALTY TRUST, INC. | ||||||||||||||||||||||
Security | 32054K103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FR | Meeting Date | 11-May-2016 | |||||||||||||||||||
ISIN | US32054K1034 | Agenda | 934384354 - Management | |||||||||||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 10-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
PIEDMONT OFFICE REALTY TRUST, INC | ||||||||||||||||||||||
Security | 720190206 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PDM | Meeting Date | 12-May-2016 | |||||||||||||||||||
ISIN | US7201902068 | Agenda | 934340364 - Management | |||||||||||||||||||
Record Date | 03-Mar-2016 | Holding Recon Date | 03-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 11-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | KELLY H. BARRETT | For | For | For | ||||||||||||||||||
2 | MICHAEL R. BUCHANAN | For | For | For | ||||||||||||||||||
3 | WESLEY E. CANTRELL | For | For | For | ||||||||||||||||||
4 | BARBARA B. LANG | For | For | For | ||||||||||||||||||
5 | FRANK C. MCDOWELL | For | For | For | ||||||||||||||||||
6 | DONALD A. MILLER, CFA | For | For | For | ||||||||||||||||||
7 | RAYMOND G. MILNES, JR. | For | For | For | ||||||||||||||||||
8 | JEFFREY L. SWOPE | For | For | For | ||||||||||||||||||
9 | DALE H. TAYSOM | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
FRANKLIN STREET PROPERTIES CORP. | ||||||||||||||||||||||
Security | 35471R106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FSP | Meeting Date | 12-May-2016 | |||||||||||||||||||
ISIN | US35471R1068 | Agenda | 934359680 - Management | |||||||||||||||||||
Record Date | 04-Mar-2016 | Holding Recon Date | 04-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 11-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
KBR, INC. | ||||||||||||||||||||||
Security | 48242W106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | KBR | Meeting Date | 12-May-2016 | |||||||||||||||||||
ISIN | US48242W1062 | Agenda | 934364388 - Management | |||||||||||||||||||
Record Date | 17-Mar-2016 | Holding Recon Date | 17-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 11-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | MARK E. BALDWIN | For | For | For | ||||||||||||||||||
2 | JAMES R. BLACKWELL | For | For | For | ||||||||||||||||||
3 | STUART J.B. BRADIE | For | For | For | ||||||||||||||||||
4 | LOREN K. CARROLL | For | For | For | ||||||||||||||||||
5 | JEFFREY E. CURTISS | For | For | For | ||||||||||||||||||
6 | UMBERTO DELLA SALA | For | For | For | ||||||||||||||||||
7 | LESTER L. LYLES | Withheld | For | Against | ||||||||||||||||||
Comments: | Nominee has served on the board for at least one year and attended less than 75% of the meetings in the last fiscal year. |
|||||||||||||||||||||
8 | JACK B. MOORE | For | For | For | ||||||||||||||||||
9 | ANN D. PICKARD | For | For | For | ||||||||||||||||||
10 | RICHARD J. SLATER | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
BUILD-A-BEAR WORKSHOP, INC. | ||||||||||||||||||||||
Security | 120076104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BBW | Meeting Date | 12-May-2016 | |||||||||||||||||||
ISIN | US1200761047 | Agenda | 934375711 - Management | |||||||||||||||||||
Record Date | 22-Mar-2016 | Holding Recon Date | 22-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 11-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | MARY LOU FIALA | For | For | For | ||||||||||||||||||
2 | TIMOTHY KILPIN | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Transact Other Business | Management | Against | For | Against | |||||||||||||||||
INNOPHOS HOLDINGS, INC. | ||||||||||||||||||||||
Security | 45774N108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | IPHS | Meeting Date | 13-May-2016 | |||||||||||||||||||
ISIN | US45774N1081 | Agenda | 934395686 - Management | |||||||||||||||||||
Record Date | 04-Apr-2016 | Holding Recon Date | 04-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 12-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | GARY CAPPELINE | For | For | For | ||||||||||||||||||
2 | KIM ANN MINK | For | For | For | ||||||||||||||||||
3 | LINDA MYRICK | For | For | For | ||||||||||||||||||
4 | KAREN OSAR | For | For | For | ||||||||||||||||||
5 | JOHN STEITZ | For | For | For | ||||||||||||||||||
6 | PETER THOMAS | For | For | For | ||||||||||||||||||
7 | JAMES ZALLIE | For | For | For | ||||||||||||||||||
8 | ROBERT ZATTA | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
WEST CORPORATION | ||||||||||||||||||||||
Security | 952355204 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WSTC | Meeting Date | 17-May-2016 | |||||||||||||||||||
ISIN | US9523552043 | Agenda | 934367081 - Management | |||||||||||||||||||
Record Date | 24-Mar-2016 | Holding Recon Date | 24-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 16-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
PNM RESOURCES, INC. | ||||||||||||||||||||||
Security | 69349H107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PNM | Meeting Date | 17-May-2016 | |||||||||||||||||||
ISIN | US69349H1077 | Agenda | 934373200 - Management | |||||||||||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 16-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | NORMAN P. BECKER | For | For | For | ||||||||||||||||||
2 | PATRICIA K. COLLAWN | For | For | For | ||||||||||||||||||
3 | E. RENAE CONLEY | For | For | For | ||||||||||||||||||
4 | ALAN J. FOHRER | For | For | For | ||||||||||||||||||
5 | SIDNEY M. GUTIERREZ | For | For | For | ||||||||||||||||||
6 | MAUREEN T. MULLARKEY | For | For | For | ||||||||||||||||||
7 | DONALD K. SCHWANZ | For | For | For | ||||||||||||||||||
8 | BRUCE W. WILKINSON | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
4. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions |
Shareholder | Against | Against | For | |||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
NAVIGANT CONSULTING, INC. | ||||||||||||||||||||||
Security | 63935N107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NCI | Meeting Date | 17-May-2016 | |||||||||||||||||||
ISIN | US63935N1072 | Agenda | 934380976 - Management | |||||||||||||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 16-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
GROUP 1 AUTOMOTIVE, INC. | ||||||||||||||||||||||
Security | 398905109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GPI | Meeting Date | 18-May-2016 | |||||||||||||||||||
ISIN | US3989051095 | Agenda | 934362093 - Management | |||||||||||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 17-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JOHN L. ADAMS | For | For | For | ||||||||||||||||||
2 | DOYLE L. ARNOLD | For | For | For | ||||||||||||||||||
3 | EARL J. HESTERBERG | For | For | For | ||||||||||||||||||
4 | LINCOLN PEREIRA | For | For | For | ||||||||||||||||||
5 | STEPHEN D. QUINN | For | For | For | ||||||||||||||||||
6 | J. TERRY STRANGE | For | For | For | ||||||||||||||||||
7 | MAX P. WATSON, JR. | For | For | For | ||||||||||||||||||
8 | MARYANN WRIGHT | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
INSIGHT ENTERPRISES, INC. | ||||||||||||||||||||||
Security | 45765U103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NSIT | Meeting Date | 18-May-2016 | |||||||||||||||||||
ISIN | US45765U1034 | Agenda | 934382639 - Management | |||||||||||||||||||
Record Date | 24-Mar-2016 | Holding Recon Date | 24-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 17-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Amend Omnibus Stock Option Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
GULF ISLAND FABRICATION, INC. | ||||||||||||||||||||||
Security | 402307102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | GIFI | Meeting Date | 18-May-2016 | |||||||||||||||||||
ISIN | US4023071024 | Agenda | 934387576 - Management | |||||||||||||||||||
Record Date | 04-Apr-2016 | Holding Recon Date | 04-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 17-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | MURRAY W. BURNS | For | For | For | ||||||||||||||||||
2 | WILLIAM E. CHILES | For | For | For | ||||||||||||||||||
3 | MICHAEL A. FLICK | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | ||||||||||||||||||
DUNHAM SMALL CAP VALUE FUND |
U.S. BANK | 11,440 | 0 | |||||||||||||||||||
WPX ENERGY, INC. | ||||||||||||||||||||||
Security | 98212B103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WPX | Meeting Date | 19-May-2016 | |||||||||||||||||||
ISIN | US98212B1035 | Agenda | 934371422 - Management | |||||||||||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 18-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions |
Shareholder | For | Against | Against | |||||||||||||||||
SUMMIT HOTEL PROPERTIES INC | ||||||||||||||||||||||
Security | 866082100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | INN | Meeting Date | 19-May-2016 | |||||||||||||||||||
ISIN | US8660821005 | Agenda | 934373438 - Management | |||||||||||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 18-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | DANIEL P. HANSEN | For | For | For | ||||||||||||||||||
2 | BJORN R.L. HANSON | For | For | For | ||||||||||||||||||
3 | JEFFREY W. JONES | For | For | For | ||||||||||||||||||
4 | KENNETH J. KAY | For | For | For | ||||||||||||||||||
5 | THOMAS W. STOREY | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
TRICO BANCSHARES | ||||||||||||||||||||||
Security | 896095106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TCBK | Meeting Date | 19-May-2016 | |||||||||||||||||||
ISIN | US8960951064 | Agenda | 934415084 - Management | |||||||||||||||||||
Record Date | 21-Mar-2016 | Holding Recon Date | 21-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 18-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | WILLIAM J. CASEY | For | For | For | ||||||||||||||||||
2 | DONALD J. AMARAL | For | For | For | ||||||||||||||||||
3 | L. GAGE CHRYSLER III | For | For | For | ||||||||||||||||||
4 | CRAIG S. COMPTON | For | For | For | ||||||||||||||||||
5 | CORY W. GIESE | For | For | For | ||||||||||||||||||
6 | JOHN S.A. HASBROOK | For | For | For | ||||||||||||||||||
7 | PATRICK W. KILKENNY | For | For | For | ||||||||||||||||||
8 | MICHAEL W. KOEHNEN | For | For | For | ||||||||||||||||||
9 | MARTIN A. MARIANI | For | For | For | ||||||||||||||||||
10 | RICHARD P. SMITH | For | For | For | ||||||||||||||||||
11 | W. VIRGINIA WALKER | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
FLAGSTAR BANCORP, INC. | ||||||||||||||||||||||
Security | 337930705 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FBC | Meeting Date | 24-May-2016 | |||||||||||||||||||
ISIN | US3379307057 | Agenda | 934377032 - Management | |||||||||||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 23-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
FOSSIL GROUP, INC. | ||||||||||||||||||||||
Security | 34988V106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FOSL | Meeting Date | 25-May-2016 | |||||||||||||||||||
ISIN | US34988V1061 | Agenda | 934370521 - Management | |||||||||||||||||||
Record Date | 30-Mar-2016 | Holding Recon Date | 30-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 24-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
MB FINANCIAL, INC. | ||||||||||||||||||||||
Security | 55264U108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MBFI | Meeting Date | 25-May-2016 | |||||||||||||||||||
ISIN | US55264U1088 | Agenda | 934376698 - Management | |||||||||||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 24-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
FIRST INTERSTATE BANCSYSTEM,INC | ||||||||||||||||||||||
Security | 32055Y201 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | FIBK | Meeting Date | 25-May-2016 | |||||||||||||||||||
ISIN | US32055Y2019 | Agenda | 934376965 - Management | |||||||||||||||||||
Record Date | 18-Mar-2016 | Holding Recon Date | 18-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 24-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
TAYLOR MORRISON HOME CORP (TMHC) | ||||||||||||||||||||||
Security | 87724P106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TMHC | Meeting Date | 25-May-2016 | |||||||||||||||||||
ISIN | US87724P1066 | Agenda | 934378565 - Management | |||||||||||||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 24-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | KELVIN DAVIS | For | For | For | ||||||||||||||||||
2 | JAMES HENRY | For | For | For | ||||||||||||||||||
3 | ANNE L. MARIUCCI | For | For | For | ||||||||||||||||||
4 | RAJATH SHOURIE | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | Amend Omnibus Stock Option Plan | Management | Against | For | Against | |||||||||||||||||
MFA FINANCIAL, INC. | ||||||||||||||||||||||
Security | 55272X102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MFA | Meeting Date | 25-May-2016 | |||||||||||||||||||
ISIN | US55272X1028 | Agenda | 934381346 - Management | |||||||||||||||||||
Record Date | 29-Mar-2016 | Holding Recon Date | 29-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 24-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
BIG LOTS, INC. | ||||||||||||||||||||||
Security | 089302103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BIG | Meeting Date | 26-May-2016 | |||||||||||||||||||
ISIN | US0893021032 | Agenda | 934378666 - Management | |||||||||||||||||||
Record Date | 28-Mar-2016 | Holding Recon Date | 28-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | JEFFREY P. BERGER | For | For | For | ||||||||||||||||||
2 | DAVID J. CAMPISI | For | For | For | ||||||||||||||||||
3 | JAMES R. CHAMBERS | For | For | For | ||||||||||||||||||
4 | MARLA C. GOTTSCHALK | For | For | For | ||||||||||||||||||
5 | CYNTHIA T. JAMISON | For | For | For | ||||||||||||||||||
6 | PHILIP E. MALLOTT | For | For | For | ||||||||||||||||||
7 | NANCY A. REARDON | For | For | For | ||||||||||||||||||
8 | WENDY L. SCHOPPERT | For | For | For | ||||||||||||||||||
9 | RUSSELL E. SOLT | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | Against | For | Against | |||||||||||||||||
EASTGROUP PROPERTIES, INC. | ||||||||||||||||||||||
Security | 277276101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EGP | Meeting Date | 26-May-2016 | |||||||||||||||||||
ISIN | US2772761019 | Agenda | 934381815 - Management | |||||||||||||||||||
Record Date | 04-Apr-2016 | Holding Recon Date | 04-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
HEALTHWAYS, INC. | ||||||||||||||||||||||
Security | 422245100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HWAY | Meeting Date | 26-May-2016 | |||||||||||||||||||
ISIN | US4222451001 | Agenda | 934384215 - Management | |||||||||||||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
NORTHWEST NATURAL GAS COMPANY | ||||||||||||||||||||||
Security | 667655104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NWN | Meeting Date | 26-May-2016 | |||||||||||||||||||
ISIN | US6676551046 | Agenda | 934391424 - Management | |||||||||||||||||||
Record Date | 07-Apr-2016 | Holding Recon Date | 07-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | TOD R. HAMACHEK | For | For | For | ||||||||||||||||||
2 | JANE L. PEVERETT | For | For | For | ||||||||||||||||||
3 | KENNETH THRASHER | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
BANCFIRST CORPORATION | ||||||||||||||||||||||
Security | 05945F103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BANF | Meeting Date | 26-May-2016 | |||||||||||||||||||
ISIN | US05945F1030 | Agenda | 934400108 - Management | |||||||||||||||||||
Record Date | 08-Apr-2016 | Holding Recon Date | 08-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | DENNIS L. BRAND | For | For | For | ||||||||||||||||||
2 | C.L. CRAIG, JR. | For | For | For | ||||||||||||||||||
3 | WILLIAM H. CRAWFORD | For | For | For | ||||||||||||||||||
4 | JAMES R DANIEL | For | For | For | ||||||||||||||||||
5 | F. FORD DRUMMOND | Withheld | For | Against | ||||||||||||||||||
6 | WILLIAM O. JOHNSTONE | For | For | For | ||||||||||||||||||
7 | FRANK KEATING | For | For | For | ||||||||||||||||||
8 | DAVE R. LOPEZ | For | For | For | ||||||||||||||||||
9 | J. RALPH MCCALMONT | For | For | For | ||||||||||||||||||
10 | TOM H. MCCASLAND III | For | For | For | ||||||||||||||||||
11 | RONALD J. NORICK | Withheld | For | Against | ||||||||||||||||||
12 | PAUL B. ODOM. JR. | For | For | For | ||||||||||||||||||
13 | DAVID E. RAINBOLT | For | For | For | ||||||||||||||||||
14 | H.E. RAINBOLT | For | For | For | ||||||||||||||||||
15 | MICHAEL S. SAMIS | For | For | For | ||||||||||||||||||
16 | NATALIE SHIRLEY | For | For | For | ||||||||||||||||||
17 | MICHAEL K. WALLACE | For | For | For | ||||||||||||||||||
18 | GREGORY G. WEDEL | For | For | For | ||||||||||||||||||
19 | G. RAINEY WILLIAMS, JR. | For | For | For | ||||||||||||||||||
2. | Amend Stock Option Plan | Management | For | For | For | |||||||||||||||||
3. | Amend Non-Employee Director Plan | Management | For | For | For | |||||||||||||||||
4. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
RUTH'S HOSPITALITY GROUP, INC. | ||||||||||||||||||||||
Security | 783332109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | RUTH | Meeting Date | 26-May-2016 | |||||||||||||||||||
ISIN | US7833321091 | Agenda | 934400499 - Management | |||||||||||||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Director Removal Without Cause | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
HOMESTREET, INC. | ||||||||||||||||||||||
Security | 43785V102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HMST | Meeting Date | 26-May-2016 | |||||||||||||||||||
ISIN | US43785V1026 | Agenda | 934408938 - Management | |||||||||||||||||||
Record Date | 21-Apr-2016 | Holding Recon Date | 21-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 25-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | Amend Articles-Board Related | Management | For | For | For | |||||||||||||||||
HERSHA HOSPITALITY TRUST | ||||||||||||||||||||||
Security | 427825500 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HT | Meeting Date | 27-May-2016 | |||||||||||||||||||
ISIN | US4278255009 | Agenda | 934401807 - Management | |||||||||||||||||||
Record Date | 31-Mar-2016 | Holding Recon Date | 31-Mar-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 26-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
MACK-CALI REALTY CORPORATION | ||||||||||||||||||||||
Security | 554489104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CLI | Meeting Date | 01-Jun-2016 | |||||||||||||||||||
ISIN | US5544891048 | Agenda | 934417507 - Management | |||||||||||||||||||
Record Date | 05-Apr-2016 | Holding Recon Date | 05-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 31-May-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ALAN S. BERNIKOW | For | For | For | ||||||||||||||||||
2 | IRVIN D. REID | For | For | For | ||||||||||||||||||
3 | KENNETH M. DUBERSTEIN | For | For | For | ||||||||||||||||||
4 | JONATHAN LITT | For | For | For | ||||||||||||||||||
5 | VINCENT TESE | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | |||||||||||||||||
AMERICAN EQUITY INVESTMENT LIFE HLDG CO | ||||||||||||||||||||||
Security | 025676206 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | AEL | Meeting Date | 02-Jun-2016 | |||||||||||||||||||
ISIN | US0256762065 | Agenda | 934389366 - Management | |||||||||||||||||||
Record Date | 07-Apr-2016 | Holding Recon Date | 07-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 01-Jun-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | ALEXANDER M. CLARK | For | For | For | ||||||||||||||||||
2 | JOHN M. MATOVINA | Withheld | For | Against | ||||||||||||||||||
Comments: | Board is not majority independent. | |||||||||||||||||||||
3 | ALAN D. MATULA | For | For | For | ||||||||||||||||||
4 | GERARD D. NEUGENT | For | For | For | ||||||||||||||||||
2. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
3. | Amend Stock Option Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
5. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
SAGENT PHARMACEUTICALS, INC | ||||||||||||||||||||||
Security | 786692103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SGNT | Meeting Date | 08-Jun-2016 | |||||||||||||||||||
ISIN | US7866921031 | Agenda | 934412139 - Management | |||||||||||||||||||
Record Date | 12-Apr-2016 | Holding Recon Date | 12-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 07-Jun-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | MARY T. BEHRENS | For | For | For | ||||||||||||||||||
2 | MICHAEL FEKETE | For | For | For | ||||||||||||||||||
3 | ROBERT FLANAGAN | For | For | For | ||||||||||||||||||
4 | ANTHONY KRIZMAN | For | For | For | ||||||||||||||||||
5 | ALLAN OBERMAN | For | For | For | ||||||||||||||||||
6 | SHLOMO YANAI | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
EXPRESS, INC. | ||||||||||||||||||||||
Security | 30219E103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EXPR | Meeting Date | 08-Jun-2016 | |||||||||||||||||||
ISIN | US30219E1038 | Agenda | 934415351 - Management | |||||||||||||||||||
Record Date | 11-Apr-2016 | Holding Recon Date | 11-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 07-Jun-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
MCGRATH RENTCORP | ||||||||||||||||||||||
Security | 580589109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MGRC | Meeting Date | 08-Jun-2016 | |||||||||||||||||||
ISIN | US5805891091 | Agenda | 934422964 - Management | |||||||||||||||||||
Record Date | 12-Apr-2016 | Holding Recon Date | 12-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 07-Jun-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | WILLIAM J. DAWSON | For | For | For | ||||||||||||||||||
2 | ELIZABETH A. FETTER | For | For | For | ||||||||||||||||||
3 | ROBERT C. HOOD | For | For | For | ||||||||||||||||||
4 | DENNIS C. KAKURES | For | For | For | ||||||||||||||||||
5 | M. RICHARD SMITH | For | For | For | ||||||||||||||||||
6 | DENNIS P. STRADFORD | For | For | For | ||||||||||||||||||
7 | RONALD H. ZECH | For | For | For | ||||||||||||||||||
2. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
PDC ENERGY, INC. | ||||||||||||||||||||||
Security | 69327R101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PDCE | Meeting Date | 09-Jun-2016 | |||||||||||||||||||
ISIN | US69327R1014 | Agenda | 934402429 - Management | |||||||||||||||||||
Record Date | 13-Apr-2016 | Holding Recon Date | 13-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 08-Jun-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | LARRY F. MAZZA | For | For | For | ||||||||||||||||||
2 | BARTON R. BROOKMAN | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
Account Number |
Account Name | Internal Account | Custodian | Ballot Shares | ||||||||||||||||||
DUNHAM SMALL CAP VALUE FUND |
U.S. BANK | 3,556 | 2,013 | |||||||||||||||||||
LENDINGTREE INC | ||||||||||||||||||||||
Security | 52603B107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | TREE | Meeting Date | 15-Jun-2016 | |||||||||||||||||||
ISIN | US52603B1070 | Agenda | 934408736 - Management | |||||||||||||||||||
Record Date | 18-Apr-2016 | Holding Recon Date | 18-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 14-Jun-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | NEAL DERMER | For | For | For | ||||||||||||||||||
2 | ROBIN HENDERSON | For | For | For | ||||||||||||||||||
3 | PETER HORAN | For | For | For | ||||||||||||||||||
4 | DOUGLAS LEBDA | For | For | For | ||||||||||||||||||
5 | STEVEN OZONIAN | For | For | For | ||||||||||||||||||
6 | SARAS SARASVATHY | For | For | For | ||||||||||||||||||
7 | CRAIG TROYER | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
MENTOR GRAPHICS CORPORATION | ||||||||||||||||||||||
Security | 587200106 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MENT | Meeting Date | 15-Jun-2016 | |||||||||||||||||||
ISIN | US5872001061 | Agenda | 934430505 - Management | |||||||||||||||||||
Record Date | 18-Apr-2016 | Holding Recon Date | 18-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 14-Jun-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | KEITH L. BARNES | For | For | For | ||||||||||||||||||
2 | SIR PETER L. BONFIELD | For | For | For | ||||||||||||||||||
3 | PAUL A. MASCARENAS | For | For | For | ||||||||||||||||||
4 | J. DANIEL MCCRANIE | For | For | For | ||||||||||||||||||
5 | WALDEN C. RHINES | For | For | For | ||||||||||||||||||
6 | CHERYL L. SHAVERS | For | For | For | ||||||||||||||||||
7 | JEFFREY M. STAFEIL | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
SHOE CARNIVAL, INC. | ||||||||||||||||||||||
Security | 824889109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SCVL | Meeting Date | 16-Jun-2016 | |||||||||||||||||||
ISIN | US8248891090 | Agenda | 934422914 - Management | |||||||||||||||||||
Record Date | 15-Apr-2016 | Holding Recon Date | 15-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 15-Jun-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
HEALTHCARE TRUST OF AMERICA, INC. | ||||||||||||||||||||||
Security | 42225P501 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HTA | Meeting Date | 07-Jul-2016 | |||||||||||||||||||
ISIN | US42225P5017 | Agenda | 934411353 - Management | |||||||||||||||||||
Record Date | 22-Apr-2016 | Holding Recon Date | 22-Apr-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 06-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
CHEMICAL FINANCIAL CORPORATION | ||||||||||||||||||||||
Security | 163731102 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | CHFC | Meeting Date | 19-Jul-2016 | |||||||||||||||||||
ISIN | US1637311028 | Agenda | 934452246 - Management | |||||||||||||||||||
Record Date | 08-Jun-2016 | Holding Recon Date | 08-Jun-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 18-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Approve Merger Agreement | Management | For | For | For | |||||||||||||||||
2. | Approve Par Value Change | Management | For | For | For | |||||||||||||||||
3. | Authorize Common Stock Increase | Management | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | Against | For | Against | |||||||||||||||||
5. | Approve Motion to Adjourn Meeting | Management | For | For | For | |||||||||||||||||
CRA INTERNATIONAL, INC. | ||||||||||||||||||||||
Security | 12618T105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CRAI | Meeting Date | 20-Jul-2016 | |||||||||||||||||||
ISIN | US12618T1051 | Agenda | 934436456 - Management | |||||||||||||||||||
Record Date | 11-May-2016 | Holding Recon Date | 11-May-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 19-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | PAUL MALEH | For | For | For | ||||||||||||||||||
2 | WILLIAM SCHLEYER | For | For | For | ||||||||||||||||||
3 | THOMAS AVERY | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
ENNIS, INC. | ||||||||||||||||||||||
Security | 293389102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EBF | Meeting Date | 21-Jul-2016 | |||||||||||||||||||
ISIN | US2933891028 | Agenda | 934445479 - Management | |||||||||||||||||||
Record Date | 23-May-2016 | Holding Recon Date | 23-May-2016 | |||||||||||||||||||
City / | Country | / | United States |
Vote Deadline Date | 20-Jul-2016 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proposed by |
Vote | Management Recommendation |
For/Against Management |
|||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Transact Other Business | Management | Against | For | Against | |||||||||||||||||
Registrant: Dunham Funds - Appreciation & Income Fund Item 1 | |||||||||
Investment Company Act file number: 811-22153 | |||||||||
Reporting Period: July 1, 2015 through June 30, 2016 | |||||||||
ITEM 1- PROXY VOTING RECORD | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
There were no proxy votes to report during the Reporting Period. | |||||||||
Registrant: Dunham Funds - Dunham Corporate/Government Bond Fund Item 1 | |||||||||
Investment Company Act file number: 811-22153 | |||||||||
Reporting Period: July 1, 2015 through June 30, 2016 | |||||||||
ITEM 1- PROXY VOTING RECORD | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
There were no proxy votes to report during the Reporting Period. |
Registrant: Dunham Funds - Dunham Emerging Markets Fund | |||||||||
Investment Company Act file number: 811-08037 | |||||||||
Reporting Period: July 1, 2015 through June 30, 2016 | |||||||||
ITEM 1- PROXY VOTING RECORD | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
1 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/09/2016 | Issuance of Shares w/o Preemptive Rights | Issuer | Voted | For | For |
2 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/09/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
3 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/09/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
4 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
5 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
6 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Directors' Fees | Issuer | Voted | For | For |
7 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Elect Aireen Omar | Issuer | Voted | For | For |
8 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Elect Abdel Aziz @ Abdul Aziz bin Abu Bakar | Issuer | Voted | Against | Against |
9 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Elect Stuart L Dean | Issuer | Voted | For | For |
10 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Elect Gnanaraja A/L M. Gnanasundram | Issuer | Voted | For | For |
11 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Elect Mohamed Khardar Bin Merican | Issuer | Voted | For | For |
12 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
13 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Retention of FAM Lee Ee as Independent Director | Issuer | Voted | For | For |
14 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | For | For |
15 | Air Asia Berhad | AIRASIA | Y0029V101 | 05/30/2016 | Related Party Transactions | Issuer | Voted | For | For |
16 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Accounts and Reports | Issuer | Voted | For | For |
17 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
18 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Election of Supervisory Council | Issuer | Voted | Abstain | Against |
19 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Remuneration Policy; Ratify Updated Global Remuneration Amount for 2015 | Issuer | Voted | For | For |
20 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Merger Agreements | Issuer | Voted | For | For |
21 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Ratification of Appointment of Appraisers | Issuer | Voted | For | For |
22 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Valuation Reports | Issuer | Voted | For | For |
23 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Mergers by Absorption (Cervejarias Reunidas Skol Caracu S.A. and Eagle Distribuidora de Bebidas S.A.) | Issuer | Voted | For | For |
24 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Authorization of Legal Formalities | Issuer | Voted | For | For |
25 | Ambev S.A. | ABEV3 | 02319V103 | 04/29/2016 | Restricted Stock Plan | Issuer | Voted | For | For |
26 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Re-elect Rhidwaan Gasant | Issuer | Voted | For | For |
27 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Re-elect Michael J. Kirkwood | Issuer | Voted | For | For |
28 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Re-elect Srinivasan Venkatakrishnan | Issuer | Voted | For | For |
29 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Re-elect David Hodgson | Issuer | Voted | For | For |
30 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Appointment of Auditor | Issuer | Voted | For | For |
31 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Elect Audit and Risk Committee Member (Rhidwaan Gasant) | Issuer | Voted | For | For |
32 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Elect Audit and Risk Committee Member (Wiseman Nkuhlu) | Issuer | Voted | For | For |
33 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Elect Audit and Risk Committee Member (Michael Kirkwood) | Issuer | Voted | For | For |
34 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Elect Audit and Risk Committee Member (Rodney Ruston) | Issuer | Voted | For | For |
35 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Elect Audit and Risk Committee Member (Albert Garner) | Issuer | Voted | For | For |
36 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Elect Audit and Risk Committee Member (Maria Richter) | Issuer | Voted | For | For |
37 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | General Authority to Issue Shares | Issuer | Voted | For | For |
38 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Approve Amendment to Share Incentive Schemes | Issuer | Voted | For | For |
39 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Approve Amendment to Long Term Incentive Plan | Issuer | Voted | For | For |
40 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Approve Remuneration Policy | Issuer | Voted | For | For |
41 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Approve NEDs' Fees | Issuer | Voted | For | For |
42 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Authority to Issue Shares for Cash | Issuer | Voted | For | For |
43 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
44 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Approve Financial Assistance | Issuer | Voted | For | For |
45 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Authority to Create New Class of Preference Shares | Issuer | Voted | For | For |
46 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Amendments to Memorandum | Issuer | Voted | For | For |
47 | Anglogold Ashanti Limited | ANG | 035128206 | 05/04/2016 | Authorisation of Legal Formalities | Issuer | Voted | For | For |
48 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
49 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
50 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Accounts and Reports | Issuer | Voted | For | For |
51 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Allocation of Final Dividend | Issuer | Voted | For | For |
52 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Allocation of Special Dividend | Issuer | Voted | For | For |
53 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Elect DING Shijia | Issuer | Voted | For | For |
54 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Elect ZHENG Jie | Issuer | Voted | For | For |
55 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Elect DAI Zhongchuan | Issuer | Voted | For | For |
56 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Directors' Fees | Issuer | Voted | For | For |
57 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
58 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
59 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
60 | ANTA Sports Products Limited | 2020 | G04011105 | 04/06/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
61 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
62 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
63 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
64 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Opening; Election of Presiding Chairman | Issuer | Voted | For | For |
65 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Directors' Report | Issuer | Voted | For | For |
66 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Presentation of Auditors' Report | Issuer | Voted | For | For |
67 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Financial Statements | Issuer | Voted | For | For |
68 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Ratification of Board Acts | Issuer | Voted | For | For |
69 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
70 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Amendments to Corporate Purpose | Issuer | Voted | For | For |
71 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Election of Directors; Board Term Length | Issuer | Voted | For | For |
72 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Compensation Policy | Issuer | Voted | For | For |
73 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Directors' Fees | Issuer | Voted | For | For |
74 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Appointment of Auditor | Issuer | Voted | For | For |
75 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Charitable Donations | Issuer | Voted | For | For |
76 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Presentation of Report on Guarantees | Issuer | Voted | For | For |
77 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Authority to Carry out Competing Activities or Related Party Transactions | Issuer | Voted | Against | Against |
78 | Arcelik A.S | ARCLK | M1490L104 | 03/25/2016 | Wishes | Issuer | Voted | For | For |
79 | Axiata Group Berhad | AXIATA | Y0488A101 | 02/17/2016 | Acquisition | Issuer | Voted | For | For |
80 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
81 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Elect Jamaludin Ibrahim | Issuer | Voted | For | For |
82 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Elect Bella Ann Almeida | Issuer | Voted | Against | Against |
83 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Elect Ghazzali Sheikh Abdul Khalid | Issuer | Voted | Against | Against |
84 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Elect Azzat Kamaludin | Issuer | Voted | For | For |
85 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Directors' Fees | Issuer | Voted | For | For |
86 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
87 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Related Party Transactions | Issuer | Voted | For | For |
88 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Dividend Reinvestment Scheme | Issuer | Voted | For | For |
89 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | For | For |
90 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Authority to Grant Awards and Issue Shares under Employee Incentive Plan | Issuer | Voted | Against | Against |
91 | Axiata Group Berhad | AXIATA | Y0488A101 | 05/25/2016 | Grant of Shares Under the LTIP to Jamaludin Bin Ibrahim | Issuer | Voted | Against | Against |
92 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
93 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
94 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Accounts and Reports | Issuer | Voted | For | For |
95 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Elect LUO Fei | Issuer | Voted | Against | Against |
96 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Elect Radek Sali | Issuer | Voted | For | For |
97 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Elect ZHANG Wenhui | Issuer | Voted | For | For |
98 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Elect XIAO Baichun | Issuer | Voted | For | For |
99 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Directors' Fees | Issuer | Voted | For | For |
100 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | Against | Against |
101 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
102 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
103 | Biostime International Holdings Limited | 1112 | G11259101 | 05/13/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
104 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
105 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
106 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Accounts and Reports | Issuer | Voted | For | For |
107 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
108 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
109 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Elect WANG Chuan Fu | Issuer | Voted | Against | Against |
110 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Elect John CHUNG Kwok Mo | Issuer | Voted | Against | Against |
111 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Elect Anthony F. Mampilly | Issuer | Voted | For | For |
112 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Directors' Fees | Issuer | Voted | For | For |
113 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
114 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
115 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
116 | BYD Electronic (International) Company Limited | 0285 | Y1045N107 | 06/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
117 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Re-elect Michiel S. du Pre le Roux | Issuer | Voted | Against | Against |
118 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Re-elect John D. McKenzie | Issuer | Voted | For | For |
119 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Re-elect Gerrit B. Pretorius | Issuer | Voted | For | For |
120 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Appointment of Auditor | Issuer | Voted | For | For |
121 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Authority to Issue Shares pursuant to a Conversion of Loss Absorbent Capital Instruments | Issuer | Voted | For | For |
122 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Authority to Issue Shares for Cash | Issuer | Voted | For | For |
123 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Authority to Issue Shares Pursuant to Rights Offer | Issuer | Voted | For | For |
124 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Approve Remuneration Policy | Issuer | Voted | For | For |
125 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Approve NEDs' Fees | Issuer | Voted | For | For |
126 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
127 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Approve Financial Assistance | Issuer | Voted | For | For |
128 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Amendments to Memorandum | Issuer | Voted | For | For |
129 | Capitec Bank Holdings Ltd. | CPI | S15445109 | 05/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
130 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
131 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
132 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Directors' Report | Issuer | Voted | For | For |
133 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Supervisors' Report | Issuer | Voted | For | For |
134 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Accounts and Reports | Issuer | Voted | For | For |
135 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
136 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | 2016 Fixed Asset Investment Plan | Issuer | Voted | For | For |
137 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Directors' Fees | Issuer | Voted | For | For |
138 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Supervisors' Fees | Issuer | Voted | For | For |
139 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Elect ZHANG Long as Director | Issuer | Voted | For | For |
140 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Elect Timpson CHUNG Shui Ming as Director | Issuer | Voted | Against | Against |
141 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Elect WIM Kok as Director | Issuer | Voted | For | For |
142 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Elect Murray Horn as Director | Issuer | Voted | For | For |
143 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Elect LIU Jin as Supervisor | Issuer | Voted | For | For |
144 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Elect LI Xiaoling as Supervisor | Issuer | Voted | For | For |
145 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Elect BAI Jianjun as Supervisor | Issuer | Voted | For | For |
146 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
147 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures | Issuer | Voted | For | For |
148 | China Construction Bank Corporation | 0939 | Y1397N101 | 06/17/2016 | Elect GUO Yanpeng as Director | Issuer | Voted | For | For |
149 | China Construction Bank Corporation | 0939 | Y1397N101 | 10/28/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
150 | China Construction Bank Corporation | 0939 | Y1397N101 | 10/28/2015 | Elect Carl Walter | Issuer | Voted | For | For |
151 | China Construction Bank Corporation | 0939 | Y1397N101 | 10/28/2015 | Elect Anita FUNG Yuen Mei | Issuer | Voted | For | For |
152 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
153 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
154 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Accounts and Reports | Issuer | Voted | For | For |
155 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
156 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect CHEN Yongdao | Issuer | Voted | Against | Against |
157 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect LIAO Enrong | Issuer | Voted | For | For |
158 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect GOU Jianhui | Issuer | Voted | For | For |
159 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect WANG Zhangbing | Issuer | Voted | For | For |
160 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect ZHOU Zhijin | Issuer | Voted | For | For |
161 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect HU Jichun | Issuer | Voted | For | For |
162 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect JIANG Xihe | Issuer | Voted | Against | Against |
163 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect ZHU Junsheng | Issuer | Voted | For | For |
164 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Elect CHEN Shimin | Issuer | Voted | For | For |
165 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Directors' Fees | Issuer | Voted | For | For |
166 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
167 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
168 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
169 | China High Speed Transmission Equipment Group Co., Ltd. | 658 | G2112D105 | 06/17/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
170 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
171 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Directors' Report | Issuer | Voted | For | For |
172 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Supervisors' Report | Issuer | Voted | For | For |
173 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Annual Report | Issuer | Voted | For | For |
174 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Accounts and Reports | Issuer | Voted | For | For |
175 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
176 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
177 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Report on Duty Performance of Directors | Issuer | Voted | For | For |
178 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Report on Duty Performance of Supervisors | Issuer | Voted | For | For |
179 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Duty Performance Report and Cross-Evaluation of Independent Directors | Issuer | Voted | For | For |
180 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Duty Performance Report and Cross-Evaluation of External Supervisors | Issuer | Voted | For | For |
181 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Report on Related Party Transactions | Issuer | Voted | For | For |
182 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Authority to Issue domestic and/or H Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
183 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect LI Jianhong | Issuer | Voted | For | For |
184 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect XU Lirong | Issuer | Voted | For | For |
185 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect LI Xiaopeng | Issuer | Voted | For | For |
186 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect SUN Yueying | Issuer | Voted | Against | Against |
187 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect FU Gangfeng | Issuer | Voted | Against | Against |
188 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect HONG Xiaoyuan | Issuer | Voted | For | For |
189 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect SU Min | Issuer | Voted | For | For |
190 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect ZHANG Jian | Issuer | Voted | For | For |
191 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect WANG Daxiong | Issuer | Voted | For | For |
192 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect Zhang Feng | Issuer | Voted | For | For |
193 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect TIAN Huiyu | Issuer | Voted | For | For |
194 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect LI Hao | Issuer | Voted | For | For |
195 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect Antony LEUNG Kam Chung | Issuer | Voted | For | For |
196 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect WONG Kwai Lam | Issuer | Voted | For | For |
197 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect PAN Chengwei | Issuer | Voted | For | For |
198 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect PAN Yingli | Issuer | Voted | For | For |
199 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect ZHAO Jun | Issuer | Voted | For | For |
200 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect WONG See Hong | Issuer | Voted | For | For |
201 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect FU Junyuan | Issuer | Voted | For | For |
202 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect WU Heng | Issuer | Voted | For | For |
203 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect WEN Jianguo | Issuer | Voted | For | For |
204 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect JIN Qingjun | Issuer | Voted | Against | Against |
205 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect DING Huiping | Issuer | Voted | For | For |
206 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Elect HAN Zirong | Issuer | Voted | For | For |
207 | China Merchants Bank Company Limited | 3968 | Y14896115 | 06/28/2016 | Amendments to Articles | Issuer | Voted | For | For |
208 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
209 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Adjustment of Employee Stock Ownership Scheme | Issuer | Voted | For | For |
210 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
211 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
212 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
213 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Elect Zhang Feng as Director | Issuer | Voted | For | For |
214 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Adjustment of Employee Stock Ownership Scheme | Issuer | Voted | For | For |
215 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Adjusted Connected Issue | Issuer | Voted | For | For |
216 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Elect Eric ZHU Liwei as Director | Issuer | Voted | For | For |
217 | China Merchants Bank Company Limited | 3968 | Y14896115 | 09/25/2015 | Elect FU Junyuan as Supervisor | Issuer | Voted | For | For |
218 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
219 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
220 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Accounts and Reports | Issuer | Voted | For | For |
221 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
222 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Elect SHANG Bing | Issuer | Voted | For | For |
223 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Elect LI Yue | Issuer | Voted | For | For |
224 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Elect SHA Yuejia | Issuer | Voted | Against | Against |
225 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Elect LIU Aili | Issuer | Voted | For | For |
226 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
227 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
228 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
229 | China Mobile Ltd. | 0941 | Y14965100 | 05/26/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
230 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
231 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
232 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Accounts and Reports | Issuer | Voted | For | For |
233 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
234 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Elect XIAO Xiao | Issuer | Voted | For | For |
235 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Elect LUO Liang | Issuer | Voted | For | For |
236 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Elect Brian David LI Man Bun | Issuer | Voted | Against | Against |
237 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Directors' Fees | Issuer | Voted | For | For |
238 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
239 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
240 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
241 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
242 | China Overseas Land & Investment Ltd. | 0688 | Y15004107 | 05/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
243 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
244 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
245 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Directors' Report | Issuer | Voted | For | For |
246 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Supervisors' Report | Issuer | Voted | For | For |
247 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Accounts and Reports | Issuer | Voted | For | For |
248 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Profit Distribution Plan | Issuer | Voted | For | For |
249 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Appointment of International and PRC Auditors and Authority to Set Fees | Issuer | Voted | For | For |
250 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Authority to Declare Interim Dividends | Issuer | Voted | For | For |
251 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Authority to Issue Debt Instruments | Issuer | Voted | Against | Against |
252 | China Petroleum & Chemical Corporation | 0386 | Y15010104 | 05/18/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
253 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 02/25/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
254 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 02/25/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
255 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 02/25/2016 | Elect MA Yongsheng | Issuer | Voted | For | For |
256 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 02/25/2016 | Authority to Give Guarantees | Issuer | Voted | For | For |
257 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 10/23/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
258 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 10/23/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
259 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 10/23/2015 | Major Continuing Connected Transactions and Non-Major Continuing Connected Transactions | Issuer | Voted | For | For |
260 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 10/23/2015 | Non-Voting Agenda Item | N/A | Voted | N/A | For |
261 | China Petroleum and Chemical Corporation | 0386 | Y15010104 | 10/23/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
262 | China Resources Enterprise Ltd | 00291 | Y15037107 | 10/12/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
263 | China Resources Enterprise Ltd | 00291 | Y15037107 | 10/12/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
264 | China Resources Enterprise Ltd | 00291 | Y15037107 | 10/12/2015 | Change in Company Name | Issuer | Voted | For | For |
265 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
266 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
267 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Accounts and Reports | Issuer | Voted | For | For |
268 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
269 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Elect ZHANG Shen Wen | Issuer | Voted | For | For |
270 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Elect WANG Xiao Bin | Issuer | Voted | For | For |
271 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Elect Elsie LEUNG Oi Sie | Issuer | Voted | For | For |
272 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Elect Raymond CH'IEN Kuo Fung | Issuer | Voted | Against | Against |
273 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Elect GE Changxin | Issuer | Voted | For | For |
274 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Elect HU Min | Issuer | Voted | For | For |
275 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Directors' Fees | Issuer | Voted | For | For |
276 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
277 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
278 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
279 | China Resources Power Holdings Company Ltd. | 0836 | Y1503A100 | 06/06/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
280 | Coal India Limited | COALINDIA | Y1668L107 | 09/23/2015 | Accounts and Reports | Issuer | Voted | For | For |
281 | Coal India Limited | COALINDIA | Y1668L107 | 09/23/2015 | Consolidated Accounts and Reports | Issuer | Voted | For | For |
282 | Coal India Limited | COALINDIA | Y1668L107 | 09/23/2015 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
283 | Coal India Limited | COALINDIA | Y1668L107 | 09/23/2015 | Elect R. Mohan Das | Issuer | Voted | Against | Against |
284 | Coal India Limited | COALINDIA | Y1668L107 | 09/23/2015 | Elect Nagendra Kumar | Issuer | Voted | Against | Against |
285 | Coal India Limited | COALINDIA | Y1668L107 | 09/23/2015 | Elect Sutirtha Bhattacharya | Issuer | Voted | Against | Against |
286 | Coal India Limited | COALINDIA | Y1668L107 | 09/23/2015 | Elect Chandan Kumar Dey | Issuer | Voted | Against | Against |
287 | Coal India Limited | COALINDIA | Y1668L107 | 09/23/2015 | Authority to Set Cost Auditor's Fees | Issuer | Voted | For | For |
288 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Presentation of Directors' Report | Issuer | Voted | For | For |
289 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Presentation of Auditor's Report | Issuer | Voted | For | For |
290 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Financial Statements | Issuer | Voted | For | For |
291 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Allocation of Profits/Dividends; Employee Profit-Sharing Plan | Issuer | Voted | Abstain | Against |
292 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Ratification of Board Acts; Directors' Fees | Issuer | Voted | For | For |
293 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | Abstain | Against |
294 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Charitable Donations | Issuer | Voted | For | For |
295 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Presentation of Information on Committee Members' Fees | Issuer | Voted | For | For |
296 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Changes in Board Composition | Issuer | Voted | For | For |
297 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Stock Option Plan | Issuer | Voted | Abstain | Against |
298 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Amendments to Articles | Issuer | Voted | Against | Against |
299 | Commercial International Bank of Egypt | COMI | 201712205 | 03/07/2016 | Authority to Issue Bonds and Subordinated Loans | Issuer | Voted | For | For |
300 | Commercial International Bank of Egypt | COMI | 201712205 | 03/21/2016 | Employee Stock Ownership Plan | Issuer | Voted | Abstain | Against |
301 | Commercial International Bank of Egypt | COMI | 201712205 | 03/21/2016 | Amendments to Articles | Issuer | Voted | Against | Against |
302 | Commercial International Bank of Egypt | COMI | 201712205 | 03/21/2016 | Authority to Issue Bonds or Subordinated Loans | Issuer | Voted | For | For |
303 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
304 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
305 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Accounts and Reports | Issuer | Voted | For | For |
306 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
307 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Elect YANG Huiyan | Issuer | Voted | For | For |
308 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Elect MO Bin | Issuer | Voted | Against | Against |
309 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Elect ZHU Rongbin | Issuer | Voted | For | For |
310 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Elect YANG Ziying | Issuer | Voted | For | For |
311 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Elect Abraham SHEK Lai Him | Issuer | Voted | Against | Against |
312 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Elect Ronald TONG Wui Tung | Issuer | Voted | For | For |
313 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Elect MEI Wenjue | Issuer | Voted | For | For |
314 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Directors' Fees | Issuer | Voted | For | For |
315 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
316 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
317 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
318 | Country Garden Holdings Company Limited | 2007 | G24524103 | 05/16/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
319 | Dongbu Insurance Co., Ltd. | 005830 | Y2096K109 | 03/18/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
320 | Dongbu Insurance Co., Ltd. | 005830 | Y2096K109 | 03/18/2016 | Amendments to Articles | Issuer | Voted | For | For |
321 | Dongbu Insurance Co., Ltd. | 005830 | Y2096K109 | 03/18/2016 | Election of Directors (Slate) | Issuer | Voted | Against | Against |
322 | Dongbu Insurance Co., Ltd. | 005830 | Y2096K109 | 03/18/2016 | Election of Independent Audit Committee Members | Issuer | Voted | Against | Against |
323 | Dongbu Insurance Co., Ltd. | 005830 | Y2096K109 | 03/18/2016 | Election of Non-Independent Audit Committee Member: AHN Hyung Joon | Issuer | Voted | Against | Against |
324 | Dongbu Insurance Co., Ltd. | 005830 | Y2096K109 | 03/18/2016 | Directors' Fees | Issuer | Voted | For | For |
325 | Dr. Reddy's Laboratories | DRREDDY | 256135203 | 07/31/2015 | Accounts and Reports | Issuer | Voted | For | For |
326 | Dr. Reddy's Laboratories | DRREDDY | 256135203 | 07/31/2015 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
327 | Dr. Reddy's Laboratories | DRREDDY | 256135203 | 07/31/2015 | Elect G. V. Prasad | Issuer | Voted | For | For |
328 | Dr. Reddy's Laboratories | DRREDDY | 256135203 | 07/31/2015 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
329 | Dr. Reddy's Laboratories | DRREDDY | 256135203 | 07/31/2015 | Authority to Set Cost Auditor's Fees | Issuer | Voted | For | For |
330 | Dr. Reddy's Laboratories | DRREDDY | 256135203 | 09/18/2015 | Adoption of New Articles | Issuer | Voted | For | For |
331 | Ecopetrol SA | ECOPETROL | 279158109 | 03/31/2016 | Agenda | Issuer | Voted | For | For |
332 | Ecopetrol SA | ECOPETROL | 279158109 | 03/31/2016 | Appointment of Meeting Chairman | Issuer | Voted | For | For |
333 | Ecopetrol SA | ECOPETROL | 279158109 | 03/31/2016 | Appointment of Delegates in Charge of Meeting Polling | Issuer | Voted | For | For |
334 | Ecopetrol SA | ECOPETROL | 279158109 | 03/31/2016 | Appointment of Delegates in Charge of Meeting Minutes | Issuer | Voted | For | For |
335 | Ecopetrol SA | ECOPETROL | 279158109 | 03/31/2016 | Accounts and Reports | Issuer | Voted | For | For |
336 | Ecopetrol SA | ECOPETROL | 279158109 | 03/31/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
337 | Ecopetrol SA | ECOPETROL | 279158109 | 03/31/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | Abstain | Against |
338 | Ecopetrol SA | ECOPETROL | 279158109 | 03/31/2016 | Election of Directors | Issuer | Voted | For | For |
339 | Engro Corporation Limited | EGCH | Y2295N102 | 04/15/2016 | Accounts and Reports | Issuer | Voted | For | For |
340 | Engro Corporation Limited | EGCH | Y2295N102 | 04/15/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
341 | Engro Corporation Limited | EGCH | Y2295N102 | 04/15/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
342 | Engro Corporation Limited | EGCH | Y2295N102 | 04/15/2016 | Loans and Facilities to Related Parties | Issuer | Voted | For | For |
343 | Engro Corporation Limited | EGCH | Y2295N102 | 04/15/2016 | Disposal of Shareholdings in Engro Polymer & Chemicals Limited | Issuer | Voted | Abstain | Against |
344 | Engro Corporation Limited | EGCH | Y2295N102 | 04/15/2016 | Disposal of Shareholdings in Engro Fertilizers Limited | Issuer | Voted | Abstain | Against |
345 | Engro Corporation Limited | EGCH | Y2295N102 | 04/15/2016 | Investment in Engro Polymer & Chemicals Limited | Issuer | Voted | For | For |
346 | Engro Corporation Limited | EGCH | Y2295N102 | 04/15/2016 | Amendments to Articles | Issuer | Voted | For | For |
347 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
348 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
349 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
350 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Opening; Election of Presiding Chairman | Issuer | Voted | For | For |
351 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Minutes | Issuer | Voted | For | For |
352 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Presentation of Directors' Report | Issuer | Voted | For | For |
353 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Presentation of Auditor's Report | Issuer | Voted | For | For |
354 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Financial Statements | Issuer | Voted | For | For |
355 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Ratification of Board Acts | Issuer | Voted | For | For |
356 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
357 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Election of Directors | Issuer | Voted | For | For |
358 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Directors' Fees | Issuer | Voted | For | For |
359 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Authority to Carry Out Competing Activities or Related Party Transactions | Issuer | Voted | Against | Against |
360 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Appointment of Auditor | Issuer | Voted | Against | Against |
361 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Presentation of Report on Guarantees | Issuer | Voted | For | For |
362 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | Charitable Donations | Issuer | Voted | For | For |
363 | Eregli Demir ve Celik Fabrikalari T.A.S | EREGL | M40710101 | 03/31/2016 | CLOSING | Issuer | Voted | For | For |
364 | Fibria Celulose SA | FIBR3 | 31573A109 | 04/27/2016 | Accounts and Reports | Issuer | Voted | For | For |
365 | Fibria Celulose SA | FIBR3 | 31573A109 | 04/27/2016 | Capital Expenditure Budget | Issuer | Voted | For | For |
366 | Fibria Celulose SA | FIBR3 | 31573A109 | 04/27/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
367 | Fibria Celulose SA | FIBR3 | 31573A109 | 04/27/2016 | Establishment of Supervisory Council | Issuer | Voted | For | For |
368 | Fibria Celulose SA | FIBR3 | 31573A109 | 04/27/2016 | Supervisory Council Size | Issuer | Voted | For | For |
369 | Fibria Celulose SA | FIBR3 | 31573A109 | 04/27/2016 | Election of Supervisory Council | Issuer | Voted | Against | Against |
370 | Fibria Celulose SA | FIBR3 | 31573A109 | 04/27/2016 | Remuneration Policy | Issuer | Voted | Against | Against |
371 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Re-elect Jan J. Durand | Issuer | Voted | For | For |
372 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Re-elect Patrick M. Goss | Issuer | Voted | Against | Against |
373 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Re-elect Paul K. Harris | Issuer | Voted | For | For |
374 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Re-elect Roger W. Jardine | Issuer | Voted | For | For |
375 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Re-elect Ethel G. Matenge-Sebesho | Issuer | Voted | For | For |
376 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Re-elect Amanda T. Nzimande | Issuer | Voted | For | For |
377 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Re-elect Vivian W. Bartlett | Issuer | Voted | Against | Against |
378 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Elect Alan P. Pullinger | Issuer | Voted | For | For |
379 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Elect Paballo J. Makosholo | Issuer | Voted | For | For |
380 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Appointment of Deloitte & Touche | Issuer | Voted | For | For |
381 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Appointment of PricewaterhouseCoopers Inc. | Issuer | Voted | For | For |
382 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Approve Remuneration Policy | Issuer | Voted | Against | Against |
383 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | General Authority to Issue Shares | Issuer | Voted | For | For |
384 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Authority to Issue Shares for Cash | Issuer | Voted | For | For |
385 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Authorisation of Legal Formalities | Issuer | Voted | For | For |
386 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Authority to Repurchase Shares | Issuer | Voted | For | For |
387 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Approve Financial Assistance (Prescribed Officers) | Issuer | Voted | For | For |
388 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Approve Financial Assistance (Related and Inter-related companies) | Issuer | Voted | For | For |
389 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Approve NEDs' Fees | Issuer | Voted | For | For |
390 | FirstRand Limited | FSR | S5202Z131 | 12/01/2015 | Adopt New Memorandum | Issuer | Voted | Against | Against |
391 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 02/18/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
392 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 02/18/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
393 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 02/18/2016 | Volvo Financing Arragements | Issuer | Voted | For | For |
394 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
395 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
396 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Accounts and Reports | Issuer | Voted | For | For |
397 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
398 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Elect Lawrence ANG Siu Lun | Issuer | Voted | For | For |
399 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Elect LIU Jin Liang | Issuer | Voted | For | For |
400 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Elect Carl Peter Edmund Moriz Forster | Issuer | Voted | For | For |
401 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Elect Alex YEUNG Sau Hung | Issuer | Voted | For | For |
402 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Directors' Fees | Issuer | Voted | For | For |
403 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
404 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
405 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
406 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 05/27/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
407 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 12/30/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
408 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 12/30/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
409 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 12/30/2015 | Annual Caps of Services Agreement | Issuer | Voted | For | For |
410 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 12/30/2015 | Electric Vehicle Agreement | Issuer | Voted | For | For |
411 | Geely Automobile Holdings Limited | 0175 | G3777B103 | 12/30/2015 | Loan Guarantee Agreement | Issuer | Voted | For | For |
412 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Appointment of Auditor | Issuer | Voted | For | For |
413 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Elect Steven P. Reid | Issuer | Voted | For | For |
414 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Re-elect Gayle M. Wilson | Issuer | Voted | For | For |
415 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Re-elect David N. Murray | Issuer | Voted | For | For |
416 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Re-elect Donald M.J. Ncube | Issuer | Voted | For | For |
417 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Re-elect Alan R. Hill | Issuer | Voted | For | For |
418 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Elect Audit Committee Members (Gayle Wilson) | Issuer | Voted | For | For |
419 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Elect Audit Committee Member (Richard Menell) | Issuer | Voted | For | For |
420 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Elect Audit Committee Members (Donald Ncube) | Issuer | Voted | For | For |
421 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | General Authority to Issue Shares | Issuer | Voted | For | For |
422 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Authority to Issue Shares for Cash | Issuer | Voted | For | For |
423 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Approve NEDs' Fees | Issuer | Voted | For | For |
424 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Approve Financial Assistance (Section 44 and 45) | Issuer | Voted | For | For |
425 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
426 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Approve Amendments to the 2012 Share Plan | Issuer | Voted | For | For |
427 | Gold Fields Limited | GFI | 38059T106 | 05/18/2016 | Approve Financial Assistance (Directors and/or Prescribed Officers) | Issuer | Voted | For | For |
428 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 05/20/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
429 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 05/20/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
430 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 05/20/2016 | Elect ZHANG Lin as Director | Issuer | Voted | For | For |
431 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 05/20/2016 | Elect LIANG Yingmei as Supervisor | Issuer | Voted | For | For |
432 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 05/20/2016 | Authority to Issue Domestic Renewable Corporate Bonds | Issuer | Voted | For | For |
433 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 05/20/2016 | Ratification of Board Acts | Issuer | Voted | For | For |
434 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 05/20/2016 | Approval of Measures for Repayment of Bonds | Issuer | Voted | For | For |
435 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
436 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
437 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Director's Report | Issuer | Voted | For | For |
438 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Supervisor's Report | Issuer | Voted | For | For |
439 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Accounts and Reports | Issuer | Voted | For | For |
440 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
441 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
442 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Authority to Declare Interim Dividends | Issuer | Voted | For | For |
443 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Appointment of Domestic Auditor | Issuer | Voted | For | For |
444 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Authority to Extend Guarantees | Issuer | Voted | Against | Against |
445 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Approve 2015 Guarantees | Issuer | Voted | For | For |
446 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
447 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Extension of Validity Period | Issuer | Voted | For | For |
448 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Issuer | Voted | For | For |
449 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
450 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
451 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Extension of Validity Period | Issuer | Voted | For | For |
452 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters | Issuer | Voted | For | For |
453 | Guangzhou R & F Properties Company | 2777 | Y2933F115 | 06/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
454 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
455 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
456 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Directors' Report | Issuer | Voted | For | For |
457 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Supervisors' Report | Issuer | Voted | For | For |
458 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Annual Report | Issuer | Voted | For | For |
459 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Accounts and Reports | Issuer | Voted | For | For |
460 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
461 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
462 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Investment Asset Allocation | Issuer | Voted | For | For |
463 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Authority to Give Guarantees | Issuer | Voted | Abstain | Against |
464 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | BNP Paribas Investment Partners BE Holding SA | Issuer | Voted | Abstain | Against |
465 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Shanghai Shengyuan Real Estate (Group) | Issuer | Voted | Abstain | Against |
466 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Board Authorization | Issuer | Voted | Abstain | Against |
467 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Other Parties | Issuer | Voted | Abstain | Against |
468 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Elect ZHANG Ming as Director | Issuer | Voted | For | For |
469 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Elect SONG Chunfeng as Supervisor | Issuer | Voted | Against | Against |
470 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Adjustments to Directors' and Supervisors' Allowances | Issuer | Voted | For | For |
471 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Elect Lawrence CHU Sheng Yu as Director | Issuer | Voted | For | For |
472 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Elect Carman CHAN Wah Man as Director | Issuer | Voted | For | For |
473 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Type | Issuer | Voted | Against | Against |
474 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Term | Issuer | Voted | Against | Against |
475 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Interest rate | Issuer | Voted | Against | Against |
476 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Issuer, issue size and issue method | Issuer | Voted | Against | Against |
477 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Issue price | Issuer | Voted | Against | Against |
478 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Security and other credit enhancement arrangements | Issuer | Voted | Against | Against |
479 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Use of proceeds | Issuer | Voted | Against | Against |
480 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Issue target and placement arrangements | Issuer | Voted | Against | Against |
481 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Guarantee measures for repayment | Issuer | Voted | Against | Against |
482 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Listing of debt financing instruments | Issuer | Voted | Against | Against |
483 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Validity period | Issuer | Voted | Against | Against |
484 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Authorization for issuance | Issuer | Voted | Against | Against |
485 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Authority to Issue Domestic and/or H Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
486 | Haitong Securities Company Limited | 6837 | Y2988F101 | 05/26/2016 | Amendments to Articles | Issuer | Voted | For | For |
487 | Hanwha Corp. | 000880 | Y3065M100 | 03/25/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
488 | Hanwha Corp. | 000880 | Y3065M100 | 03/25/2016 | Amendments to Articles | Issuer | Voted | Against | Against |
489 | Hanwha Corp. | 000880 | Y3065M100 | 03/25/2016 | Election of Directors (Slate) | Issuer | Voted | Against | Against |
490 | Hanwha Corp. | 000880 | Y3065M100 | 03/25/2016 | Election of Audit Committee Member: KIM Chang Rok | Issuer | Voted | For | For |
491 | Hanwha Corp. | 000880 | Y3065M100 | 03/25/2016 | Directors' Fees | Issuer | Voted | For | For |
492 | HCL Technologies Limited | HCLTECH | Y3121G147 | 03/05/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
493 | HCL Technologies Limited | HCLTECH | Y3121G147 | 03/05/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
494 | HCL Technologies Limited | HCLTECH | Y3121G147 | 03/05/2016 | Scheme of Arrangement | Issuer | Voted | For | For |
495 | HCL Technologies Limited | HCLTECH | Y3121G147 | 12/22/2015 | Accounts and Reports | Issuer | Voted | For | For |
496 | HCL Technologies Limited | HCLTECH | Y3121G147 | 12/22/2015 | Elect Sudhindar Krishan Khanna | Issuer | Voted | For | For |
497 | HCL Technologies Limited | HCLTECH | Y3121G147 | 12/22/2015 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | Abstain | Against |
498 | HCL Technologies Limited | HCLTECH | Y3121G147 | 12/22/2015 | Elect Thomas Sieber | Issuer | Voted | For | For |
499 | HCL Technologies Limited | HCLTECH | Y3121G147 | 12/22/2015 | Implementation of 2004 Stock Option Plan Through Trust | Issuer | Voted | For | For |
500 | HCL Technologies Limited | HCLTECH | Y3121G147 | 12/22/2015 | Acquisition of Shares on Secondary Market by Trust | Issuer | Voted | For | For |
501 | Highwealth Construction Corp. | 2542 | Y31959102 | 06/13/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
502 | Highwealth Construction Corp. | 2542 | Y31959102 | 06/13/2016 | Amendments to Articles | Issuer | Voted | For | For |
503 | Highwealth Construction Corp. | 2542 | Y31959102 | 06/13/2016 | Accounts and Reports | Issuer | Voted | For | For |
504 | Highwealth Construction Corp. | 2542 | Y31959102 | 06/13/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
505 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
506 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Amendments to Articles | Issuer | Voted | For | For |
507 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Accounts and Reports | Issuer | Voted | For | For |
508 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
509 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Capitalization of Profits and Issuance of New Shares | Issuer | Voted | For | For |
510 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Issuer | Voted | For | For |
511 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Amendments to Procedural Rules: Capital Loans | Issuer | Voted | For | For |
512 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Amendments to Procedural Rules: Endorsements and Guarantees | Issuer | Voted | For | For |
513 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Amendments to Procedural Rules: Derivatives Trading | Issuer | Voted | For | For |
514 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Amendments to Procedural Rules: Election of Directors | Issuer | Voted | For | For |
515 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect GOU Tai-Ming | Issuer | Voted | For | For |
516 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect LU Fang-Ming | Issuer | Voted | For | For |
517 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect TAI Jeng-wu | Issuer | Voted | For | For |
518 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect CHEN Jen-Gwo | Issuer | Voted | For | For |
519 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect HUANG Ching-Yuan | Issuer | Voted | Against | Against |
520 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect SUNG Hsueh-Jen | Issuer | Voted | For | For |
521 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect FU Li-Chen | Issuer | Voted | For | For |
522 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect LEE Kai-Fu | Issuer | Voted | For | For |
523 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Elect CHAN Chi-Shean | Issuer | Voted | For | For |
524 | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 06/22/2016 | Non-compete Restrictions for Directors | Issuer | Voted | For | For |
525 | Hyundai Engineering & Construction | 000720 | Y38382100 | 03/11/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
526 | Hyundai Engineering & Construction | 000720 | Y38382100 | 03/11/2016 | Election of Directors (Slate) | Issuer | Voted | For | For |
527 | Hyundai Engineering & Construction | 000720 | Y38382100 | 03/11/2016 | Election of Audit Committee Members (Slate) | Issuer | Voted | For | For |
528 | Hyundai Engineering & Construction | 000720 | Y38382100 | 03/11/2016 | Directors' Fees | Issuer | Voted | For | For |
529 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
530 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Elect HYUN Jeong Eun | Issuer | Voted | For | For |
531 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Elect LEE Seon Jae | Issuer | Voted | Against | Against |
532 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Elect KIM Sang Nam | Issuer | Voted | For | For |
533 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Elect SOHN Won Ik | Issuer | Voted | For | For |
534 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Elect KIM Yu Jong | Issuer | Voted | For | For |
535 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Elect JANG Si Il | Issuer | Voted | For | For |
536 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Election of Audit Committee Member: LEE Seon Jae | Issuer | Voted | Against | Against |
537 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Election of Audit Committee Member: KIM Yu Jong | Issuer | Voted | For | For |
538 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Election of Audit Committee Member: JANG Si Il | Issuer | Voted | For | For |
539 | Hyundai Securities Co., Ltd. | 003450 | Y3850E107 | 03/18/2016 | Directors' Fees | Issuer | Voted | For | For |
540 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
541 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Directors' Report | Issuer | Voted | For | For |
542 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Supervisors' Report | Issuer | Voted | For | For |
543 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Elect YI Huiman as Director | Issuer | Voted | Against | Against |
544 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Elect SHEN Si | Issuer | Voted | For | For |
545 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Elect ZHANG Wei as Supervisor | Issuer | Voted | For | For |
546 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Elect SHEN Bingxi | Issuer | Voted | For | For |
547 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Accounts and Reports | Issuer | Voted | For | For |
548 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
549 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | 2016 Fixed Asset Investment Plan | Issuer | Voted | For | For |
550 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Authority to Issue Tier II Capital Instruments | Issuer | Voted | For | For |
551 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
552 | Industrial & Commercial Bank Of China | 1398 | Y3990B112 | 06/24/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
553 | Industrial and Commercial Bank Of China | 1398 | Y3990B112 | 12/21/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
554 | Industrial and Commercial Bank Of China | 1398 | Y3990B112 | 12/21/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
555 | Industrial and Commercial Bank Of China | 1398 | Y3990B112 | 12/21/2015 | Elect HONG Yongmiao as Director | Issuer | Voted | For | For |
556 | Industrial and Commercial Bank Of China | 1398 | Y3990B112 | 12/21/2015 | Elect YANG Siu Shun as Director | Issuer | Voted | For | For |
557 | Industrial and Commercial Bank Of China | 1398 | Y3990B112 | 12/21/2015 | Elect QU Qiang as Supervisor | Issuer | Voted | For | For |
558 | Industrial and Commercial Bank Of China | 1398 | Y3990B112 | 12/21/2015 | Amendments to Plan on Authorization of Shareholders' General Meeting | Issuer | Voted | For | For |
559 | Industrial and Commercial Bank Of China | 1398 | Y3990B112 | 12/21/2015 | 2014 Payment Plan of Remuneration to Directors and Supervisors | Issuer | Voted | For | For |
560 | Infosys Limited | INFY | 456788108 | 04/03/2016 | Adoption of the Stock Incentive Compensation Plan 2015 | Issuer | Voted | For | For |
561 | Infosys Limited | INFY | 456788108 | 04/03/2016 | Extend Stock Incentive Compensation Plan 2015 to Subsidiaries | Issuer | Voted | For | For |
562 | Infosys Limited | INFY | 456788108 | 04/03/2016 | Elect Jeffrey Lehman | Issuer | Voted | For | For |
563 | Infosys Limited | INFY | 456788108 | 04/03/2016 | Elect Punita Kumar-Sinha | Issuer | Voted | For | For |
564 | Infosys Limited | INFY | 456788108 | 04/03/2016 | Appoint Vishal Sikka (CEO and Managing Director); Approval of Remuneration | Issuer | Voted | For | For |
565 | Infosys Limited | INFY | 456788108 | 06/18/2016 | Accounts and Reports | Issuer | Voted | For | For |
566 | Infosys Limited | INFY | 456788108 | 06/18/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
567 | Infosys Limited | INFY | 456788108 | 06/18/2016 | Elect Vishal Sikka | Issuer | Voted | For | For |
568 | Infosys Limited | INFY | 456788108 | 06/18/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
569 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
570 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | For | For |
571 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Amendments to Articles | Issuer | Voted | For | For |
572 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Elect CHOI Gwang Guk | Issuer | Voted | For | For |
573 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Elect OH Won Jong | Issuer | Voted | For | For |
574 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Elect YOON Seong Bo | Issuer | Voted | For | For |
575 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Elect HAN Seung Ho | Issuer | Voted | For | For |
576 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Elect KIM Sang Il | Issuer | Voted | For | For |
577 | Kangwon Land, Inc. | 035250 | Y4581L105 | 03/30/2016 | Directors' Fees | Issuer | Voted | For | For |
578 | KIA Motors Corporation | 000270 | Y47601102 | 03/18/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
579 | KIA Motors Corporation | 000270 | Y47601102 | 03/18/2016 | Election of Directors (Slate) | Issuer | Voted | Against | Against |
580 | KIA Motors Corporation | 000270 | Y47601102 | 03/18/2016 | Election of Audit Committee Member: NAM Sang Goo | Issuer | Voted | For | For |
581 | KIA Motors Corporation | 000270 | Y47601102 | 03/18/2016 | Directors' Fees | Issuer | Voted | For | For |
582 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
583 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
584 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Accounts and Reports | Issuer | Voted | For | For |
585 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
586 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Elect CHEUNG Kwok Wing | Issuer | Voted | For | For |
587 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Elect CHANG Wing Yiu | Issuer | Voted | For | For |
588 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Elect CHEN Maosheng | Issuer | Voted | For | For |
589 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Elect CHEUNG Ming Man | Issuer | Voted | For | For |
590 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Directors' Fees | Issuer | Voted | For | For |
591 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
592 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
593 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
594 | Kingboard Chemical Holdings, Ltd. | 148 | G52562140 | 05/23/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
595 | Korea Electric Power Corp. | 015760 | Y48406105 | 02/22/2016 | Elect CHO Hwan Ik as CEO | Issuer | Voted | Against | Against |
596 | Korea Electric Power Corp. | 015760 | Y48406105 | 02/22/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
597 | Korea Electric Power Corp. | 015760 | Y48406105 | 03/22/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
598 | Korea Electric Power Corp. | 015760 | Y48406105 | 03/22/2016 | Directors' Fees | Issuer | Voted | For | For |
599 | Korea Electric Power Corp. | 015760 | Y48406105 | 04/25/2016 | Elect LEE Sung Han | Issuer | Voted | Against | Against |
600 | Korea Electric Power Corp. | 015760 | Y48406105 | 04/25/2016 | Election of Audit Committee Member: LEE Sung Han | Issuer | Voted | Against | Against |
601 | Korea Electric Power Corp. | 015760 | Y48406105 | 04/25/2016 | Election of Audit Committee Member: JO Jeon Hyuk | Issuer | Voted | Against | Against |
602 | Korea Electric Power Corp. | 015760 | Y48406105 | 04/25/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
603 | Korea Electric Power Corp. | 015760 | Y48406105 | 08/27/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
604 | Korea Electric Power Corp. | 015760 | Y48406105 | 08/27/2015 | Elect KIM Si Ho | Issuer | Voted | For | For |
605 | Korea Electric Power Corp. | 015760 | Y48406105 | 08/27/2015 | Elect PARK Sung Chul | Issuer | Voted | For | For |
606 | Korea Electric Power Corp. | 015760 | Y48406105 | 08/27/2015 | Elect HYUN Sang Kwon | Issuer | Voted | For | For |
607 | Korea Electric Power Corp. | 015760 | Y48406105 | 12/10/2015 | Elect RYU Hyang Ryeol | Issuer | Voted | For | For |
608 | Korea Electric Power Corp. | 015760 | Y48406105 | 12/10/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
609 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | For | For |
610 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Amendments to Articles | Issuer | Voted | For | For |
611 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Elect KOH Sang Gon | Issuer | Voted | For | For |
612 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Elect YOON Hae Soo | Issuer | Voted | For | For |
613 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Elect LEE Eun Kyung | Issuer | Voted | For | For |
614 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Elect KIM Heung Ryul | Issuer | Voted | For | For |
615 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Elect KOH Sang Gon | Issuer | Voted | For | For |
616 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Elect LEE Eun Kyung | Issuer | Voted | For | For |
617 | KT&G Corporation | 033780 | Y49904108 | 03/18/2016 | Directors' Fees | Issuer | Voted | For | For |
618 | KT&G Corporation | 033780 | Y49904108 | 10/07/2015 | Elect BAEK Bok In as CEO | Issuer | Voted | For | For |
619 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
620 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
621 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Accounts and Reports | Issuer | Voted | For | For |
622 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
623 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Elect Raymond LEE Man Chun | Issuer | Voted | Against | Against |
624 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Elect Ross LI King Wai | Issuer | Voted | For | For |
625 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Elect POON Chung Kwong | Issuer | Voted | For | For |
626 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Elect Tony WONG Kai Tung | Issuer | Voted | For | For |
627 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Elect Peter A. Davies | Issuer | Voted | For | For |
628 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Elect David CHAU Shing Yim | Issuer | Voted | Against | Against |
629 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Directors' Fees for 2015 | Issuer | Voted | For | For |
630 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Directors' Fees for 2016 | Issuer | Voted | For | For |
631 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
632 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
633 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
634 | Lee and Man Paper Manufacturing Limited | 2314 | G5427W130 | 05/09/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
635 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Accounts and Reports; Allocation of Profits/Dividends | Issuer | Take No Action | TNA | Against |
636 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Non-Voting Agenda Item | N/A | Take No Action | TNA | Against |
637 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Vagit Y. Alekperov | Issuer | Take No Action | TNA | Against |
638 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Victor V. Blazheev | Issuer | Take No Action | TNA | Against |
639 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Toby T. Gati | Issuer | Take No Action | TNA | Against |
640 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Valery I. Grayfer | Issuer | Take No Action | TNA | Against |
641 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Igor S. Ivanov | Issuer | Take No Action | TNA | Against |
642 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Nikolai M. Nikolaev | Issuer | Take No Action | TNA | Against |
643 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Ravil U. Maganov | Issuer | Take No Action | TNA | Against |
644 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Roger Munnings | Issuer | Take No Action | TNA | Against |
645 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Richard H. Matzke | Issuer | Take No Action | TNA | Against |
646 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Guglielmo Moscato | Issuer | Take No Action | TNA | Against |
647 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Ivan Pictet | Issuer | Take No Action | TNA | Against |
648 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Leonid A. Fedun | Issuer | Take No Action | TNA | Against |
649 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Appointment of CEO | Issuer | Take No Action | TNA | Against |
650 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Ivan N. Vrublevsky | Issuer | Take No Action | TNA | Against |
651 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Pavel A. Suloev | Issuer | Take No Action | TNA | Against |
652 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Elect Aleksandr V. Surkov | Issuer | Take No Action | TNA | Against |
653 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Directors' Fees (FY2015) | Issuer | Take No Action | TNA | Against |
654 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Directors' Fees (FY2016) | Issuer | Take No Action | TNA | Against |
655 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Audit Commission Fees (FY2015) | Issuer | Take No Action | TNA | Against |
656 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Audit Commission Fees (FY2016) | Issuer | Take No Action | TNA | Against |
657 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Appointment of Auditor | Issuer | Take No Action | TNA | Against |
658 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Amendments to Articles | Issuer | Take No Action | TNA | Against |
659 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Amendments to General Meeting Regulations | Issuer | Take No Action | TNA | Against |
660 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Amendments to Board of Directors Regulations | Issuer | Take No Action | TNA | Against |
661 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Amendments to Management Board Regulations | Issuer | Take No Action | TNA | Against |
662 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | D&O Insurance | Issuer | Take No Action | TNA | Against |
663 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
664 | Lukoil OAO | LKOH | 69343P105 | 06/23/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
665 | Lukoil OAO | LKO | 69343P105 | 12/14/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
666 | Lukoil OAO | LKO | 69343P105 | 12/14/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
667 | Lukoil OAO | LKO | 69343P105 | 12/14/2015 | 3Q2015 Dividend | Issuer | Voted | For | For |
668 | Lukoil OAO | LKO | 69343P105 | 12/14/2015 | Directors' Fees | Issuer | Voted | For | For |
669 | Lukoil OAO | LKO | 69343P105 | 12/14/2015 | Amendments to Articles | Issuer | Voted | For | For |
670 | Lukoil OAO | LKO | 69343P105 | 12/14/2015 | Declaration of Shareholder Type | Issuer | Voted | For | Against |
671 | Lukoil OAO | LKO | 69343P105 | 12/14/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
672 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Annual Report | Issuer | Take No Action | TNA | Against |
673 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Financial Statements | Issuer | Take No Action | TNA | Against |
674 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Allocation of Profits/Dividends | Issuer | Take No Action | TNA | Against |
675 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Non-Voting Agenda Item | N/A | Take No Action | TNA | Against |
676 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Aleksandr V. Aleksandrov | Issuer | Take No Action | TNA | Against |
677 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Sergey N. Galitsky | Issuer | Take No Action | TNA | Against |
678 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Vladimir E. Gordeychuk | Issuer | Take No Action | TNA | Against |
679 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Alexander L. Zayonts | Issuer | Take No Action | TNA | Against |
680 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Khachatur E. Pombykhchan | Issuer | Take No Action | TNA | Against |
681 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Aleksey A. Pshenichny | Issuer | Take No Action | TNA | Against |
682 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Aslan Y. Shkhachemukov | Issuer | Take No Action | TNA | Against |
683 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Roman G. Yefimenko | Issuer | Take No Action | TNA | Against |
684 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Angela V. Udovichenko | Issuer | Take No Action | TNA | Against |
685 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Elect Denis A. Fedotov | Issuer | Take No Action | TNA | Against |
686 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Appointment of Auditor (RAS) | Issuer | Take No Action | TNA | Against |
687 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Appointment of Auditor (IFRS) | Issuer | Take No Action | TNA | Against |
688 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Related Party Transaction with AO Tander (Loan Agreement) | Issuer | Take No Action | TNA | Against |
689 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Related Party Transaction with Russian Agricultural Bank (Supplemental Agreement) | Issuer | Take No Action | TNA | Against |
690 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Related Party Transaction with Alfa Bank (Guarantee Agreement) | Issuer | Take No Action | TNA | Against |
691 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Related Party Transaction with Rosbank (Guarantee Agreement) | Issuer | Take No Action | TNA | Against |
692 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Related Party Transaction with Sberbank (Guarantee Agreement) | Issuer | Take No Action | TNA | Against |
693 | Magnit PAO | MGNT | 55953Q202 | 06/02/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
694 | Magnit PAO | MGNT | 55953Q202 | 09/24/2015 | Interim Dividend 2Q2015 | Issuer | Voted | For | For |
695 | Magnit PAO | MGNT | 55953Q202 | 09/24/2015 | Related Party Transaction (Credit Agreement) | Issuer | Voted | For | For |
696 | Magnit PAO | MGNT | 55953Q202 | 09/24/2015 | Related Party Transaction (Guarantee Agreement) | Issuer | Voted | For | For |
697 | Magnit PAO | MGNT | 55953Q202 | 12/22/2015 | Interim Dividends 3Q2015 | Issuer | Voted | For | For |
698 | Magnit PAO | MGNT | 55953Q202 | 12/22/2015 | Major Transactions (JSC Tander) | Issuer | Voted | For | For |
699 | Magnit PAO | MGNT | 55953Q202 | 12/22/2015 | Major Transactions (JSC Russian Agricultural Bank) | Issuer | Voted | For | For |
700 | Magnit PAO | MGNT | 55953Q202 | 12/22/2015 | Major Transactions (JSC ALFA-BANK) | Issuer | Voted | For | For |
701 | Magnit PAO | MGNT | 55953Q202 | 12/22/2015 | Major Transactions (PJSC Sberbank) | Issuer | Voted | For | For |
702 | Magnit PAO | MGNT | 55953Q202 | 12/22/2015 | Related Party Transactions (PJSC ROSBANK) | Issuer | Voted | For | For |
703 | Magnit PAO | MGNT | 55953Q202 | 12/22/2015 | Related Party Transactions (PJSC Sberbank of Russia) | Issuer | Voted | For | For |
704 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Accounts and Reports | Issuer | Voted | For | For |
705 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
706 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Elect Zaharuddin Mohd Nor | Issuer | Voted | For | For |
707 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Elect Ismail Shahudin | Issuer | Voted | For | For |
708 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Elect TAN Tat Wai | Issuer | Voted | For | For |
709 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Elect Edwin Gerungan | Issuer | Voted | For | For |
710 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Appointment of Auditor | Issuer | Voted | For | For |
711 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | For | For |
712 | Malayan Banking Berhad | MAYBANK | Y54671105 | 04/07/2016 | Authority to Issue Shares under Dividend Reinvestment Plan | Issuer | Voted | For | For |
713 | Micro-Star International Co., Ltd. | 2377 | Y6037K110 | 06/16/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
714 | Micro-Star International Co., Ltd. | 2377 | Y6037K110 | 06/16/2016 | Amendments to Articles | Issuer | Voted | For | For |
715 | Micro-Star International Co., Ltd. | 2377 | Y6037K110 | 06/16/2016 | Accounts and Reports | Issuer | Voted | For | For |
716 | Micro-Star International Co., Ltd. | 2377 | Y6037K110 | 06/16/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
717 | Micro-Star International Co., Ltd. | 2377 | Y6037K110 | 06/16/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
718 | Mobile Telesystems PJSC | MTSS | 607409109 | 02/29/2016 | Meeting Procedures | Issuer | Voted | For | For |
719 | Mobile Telesystems PJSC | MTSS | 607409109 | 02/29/2016 | Merger by Absorption | Issuer | Voted | For | For |
720 | Mobile Telesystems PJSC | MTSS | 607409109 | 02/29/2016 | Amendments to Articles | Issuer | Voted | For | For |
721 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Meeting Procedures | Issuer | Voted | For | For |
722 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Accounts and Reports; Allocation of Profits/Dividends | Issuer | Voted | For | For |
723 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Alexander Gorbunov | Issuer | Voted | Withhold | Against |
724 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Andrey A. Dubovskov | Issuer | Voted | Withhold | Against |
725 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Ron Sommer | Issuer | Voted | Withhold | Against |
726 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Michel Combes | Issuer | Voted | For | For |
727 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Stanley Miller | Issuer | Voted | For | For |
728 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Vsevolod V. Rosanov | Issuer | Voted | Withhold | Against |
729 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Regina von Flemming | Issuer | Voted | For | For |
730 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Thomas Holtrop | Issuer | Voted | For | For |
731 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Mikhail V. Shamolin | Issuer | Voted | Withhold | Against |
732 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Irina R. Borisenkova | Issuer | Voted | For | For |
733 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Maxim A. Mamonov | Issuer | Voted | For | For |
734 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Elect Anatoliy G. Panarin | Issuer | Voted | For | For |
735 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Appointment of Auditor | Issuer | Voted | For | For |
736 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Amendments to Charter | Issuer | Voted | For | For |
737 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Amendments to General Meeting Regulations | Issuer | Voted | For | For |
738 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Amendments to Board of Directors Regulations | Issuer | Voted | For | For |
739 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Authority to Reduce Share Capital | Issuer | Voted | For | For |
740 | Mobile Telesystems PJSC | MTSS | 607409109 | 06/23/2016 | Amendments to Charter (Share Capital) | Issuer | Voted | For | For |
741 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
742 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
743 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
744 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
745 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Voting Procedures | Issuer | Take No Action | TNA | Against |
746 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Election of Meeting Bodies | Issuer | Take No Action | TNA | Against |
747 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Accounts and Reports | Issuer | Take No Action | TNA | Against |
748 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Allocation of Profits/Dividends | Issuer | Take No Action | TNA | Against |
749 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Corporate Governance Report | Issuer | Take No Action | TNA | Against |
750 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Ratification of Board Acts | Issuer | Take No Action | TNA | Against |
751 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Take No Action | TNA | Against |
752 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Presentation of Information on Share Repurchase | Issuer | Take No Action | TNA | Against |
753 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Authority to Repurchase Shares | Issuer | Take No Action | TNA | Against |
754 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Elect Oszkar Vilagi to Board of Directors | Issuer | Take No Action | TNA | Against |
755 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Elect Gyorgy Mosonyi to Supervisory Board | Issuer | Take No Action | TNA | Against |
756 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Elect Norbert Szivek to Audit Committee | Issuer | Take No Action | TNA | Against |
757 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Shareholder Proposal Regarding Election of Ivan Miklos to Supervisory Board | ShrHoldr | Take No Action | TNA | Against |
758 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Shareholder Proposal Regarding Election of Ivan Miklos to Audit Committee | ShrHoldr | Take No Action | TNA | Against |
759 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by Series "A" Shareholders) | ShrHoldr | Take No Action | TNA | Against |
760 | Mol Hungarian Oil and Gas | MOL | X5462R112 | 04/14/2016 | Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by General Meeting) | ShrHoldr | Take No Action | TNA | Against |
761 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
762 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Dominique Reiniche | Issuer | Voted | For | For |
763 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Stephen C. Harris | Issuer | Voted | For | For |
764 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect David Hathorn | Issuer | Voted | For | For |
765 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Andrew King | Issuer | Voted | For | For |
766 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect John E. Nicholas | Issuer | Voted | For | For |
767 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Peter Oswald | Issuer | Voted | For | For |
768 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Fred Phaswana | Issuer | Voted | For | For |
769 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Anne Quinn | Issuer | Voted | For | For |
770 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect David Williams | Issuer | Voted | For | For |
771 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Audit Committee Member (Stephen Harris) | Issuer | Voted | For | For |
772 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Audit Committee Member (John Nicholas) | Issuer | Voted | For | For |
773 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Elect Audit Committee Member (Anne Quinn) | Issuer | Voted | For | For |
774 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Accounts and Reports (Mondi Ltd) | Issuer | Voted | For | For |
775 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Remuneration Policy (Mondi Ltd) | Issuer | Voted | For | For |
776 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Approve NEDs' Fees (Mondi Ltd) | Issuer | Voted | For | For |
777 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Allocation of Profits/Dividends (Mondi Ltd) | Issuer | Voted | For | For |
778 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Appointment of Auditor (Mondi Ltd) | Issuer | Voted | For | For |
779 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Authority to Set Auditor's Fees (Mondi Ltd) | Issuer | Voted | For | For |
780 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Approve Financial Assistance (Mondi Ltd) | Issuer | Voted | For | For |
781 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | General Authority to Issue Shares (Mondi Ltd) | Issuer | Voted | For | For |
782 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | General Authority to Issue Special Converting Shares (Mondi Ltd) | Issuer | Voted | For | For |
783 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) | Issuer | Voted | For | For |
784 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Authority to Repurchase Shares (Mondi Ltd) | Issuer | Voted | For | For |
785 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Long-Term Incentive Plan (Mondi Ltd) | Issuer | Voted | For | For |
786 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Bonus Share Plan (Mondi Ltd) | Issuer | Voted | For | For |
787 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Accounts and Reports (Mondi plc) | Issuer | Voted | For | For |
788 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Remuneration Report (Mondi plc) | Issuer | Voted | For | For |
789 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Allocation of Profits/Dividends (Mondi plc) | Issuer | Voted | For | For |
790 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Appointment of Auditor (Mondi plc) | Issuer | Voted | For | For |
791 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Authority to Set Auditor's Fees (Mondi plc) | Issuer | Voted | For | For |
792 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Authority to Issue Shares w/ Preemptive Rights (Mondi plc) | Issuer | Voted | For | For |
793 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Authority to Issue Shares w/o Preemptive Rights (Mondi plc) | Issuer | Voted | For | For |
794 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Authority to Repurchase Shares (Mondi plc) | Issuer | Voted | For | For |
795 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Long-Term Incentive Plan (Mondi plc) | Issuer | Voted | For | For |
796 | Mondi plc | MNDI | S5274K111 | 05/12/2016 | Bonus Share Plan (Mondi plc) | Issuer | Voted | For | For |
797 | NCsoft | 036570 | Y6258Y104 | 03/25/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
798 | NCsoft | 036570 | Y6258Y104 | 03/25/2016 | Amendments to Articles | Issuer | Voted | Against | Against |
799 | NCsoft | 036570 | Y6258Y104 | 03/25/2016 | Election of Non-Executive Director: PARK Byung Moo | Issuer | Voted | Against | Against |
800 | NCsoft | 036570 | Y6258Y104 | 03/25/2016 | Election of Independent Directors (Slate) | Issuer | Voted | For | For |
801 | NCsoft | 036570 | Y6258Y104 | 03/25/2016 | Election of Audit Committee Members (Slate) | Issuer | Voted | Against | Against |
802 | NCsoft | 036570 | Y6258Y104 | 03/25/2016 | Directors' Fees | Issuer | Voted | Against | Against |
803 | NetEase, Inc. | NTES | 64110W102 | 09/04/2015 | Elect William Lei Ding | Issuer | Voted | For | For |
804 | NetEase, Inc. | NTES | 64110W102 | 09/04/2015 | Elect Alice Cheng | Issuer | Voted | For | For |
805 | NetEase, Inc. | NTES | 64110W102 | 09/04/2015 | Elect Denny Lee | Issuer | Voted | For | For |
806 | NetEase, Inc. | NTES | 64110W102 | 09/04/2015 | Elect Joseph Tong | Issuer | Voted | For | For |
807 | NetEase, Inc. | NTES | 64110W102 | 09/04/2015 | Elect FENG Lun | Issuer | Voted | For | For |
808 | NetEase, Inc. | NTES | 64110W102 | 09/04/2015 | Elect Michael Leung | Issuer | Voted | Against | Against |
809 | NetEase, Inc. | NTES | 64110W102 | 09/04/2015 | Elect Michael Tong | Issuer | Voted | For | For |
810 | NetEase, Inc. | NTES | 64110W102 | 09/04/2015 | Appointment of Auditor | Issuer | Voted | For | For |
811 | OJSC MMC Norilsk Nickel | GMKN | 46626D108 | 09/14/2015 | Interim Dividend 2Q2015 | Issuer | Voted | For | For |
812 | OJSC MMC Norilsk Nickel | GMKN | 46626D108 | 09/14/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
813 | OJSC MMC Norilsk Nickel | GMKN | ADPV30566 | 12/19/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
814 | OJSC MMC Norilsk Nickel | GMKN | ADPV30566 | 12/19/2015 | Interim Dividend | Issuer | Voted | For | For |
815 | OJSC MMC Norilsk Nickel | GMKN | ADPV30566 | 12/19/2015 | Membership in Russian Risk Management Society | Issuer | Voted | For | For |
816 | OJSC MMC Norilsk Nickel | GMKN | ADPV30566 | 12/19/2015 | Declaration of Shareholder Type | Issuer | Voted | For | Against |
817 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
818 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
819 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
820 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
821 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Accounts and Reports; Allocation of Profits/Dividends | Issuer | Voted | For | For |
822 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Corporate Governance Report | Issuer | Voted | For | For |
823 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Ratification of Management Acts | Issuer | Voted | For | For |
824 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
825 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Amendments to Articles | Issuer | Voted | For | For |
826 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Sandor Csanyi | Issuer | Voted | For | For |
827 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Mihaly Baumstark | Issuer | Voted | Against | Against |
828 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Tibor Biro | Issuer | Voted | Against | Against |
829 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Tamas Erdei | Issuer | Voted | For | For |
830 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Istvan Gresa | Issuer | Voted | For | For |
831 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Antal Kovacs | Issuer | Voted | For | For |
832 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Antal Pongracz | Issuer | Voted | For | For |
833 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Laszlo Utassy | Issuer | Voted | For | For |
834 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Jozsef Voros | Issuer | Voted | Against | Against |
835 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Laszlo Wolf | Issuer | Voted | For | For |
836 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Elect Agnes Rudas to Supervisory Board | Issuer | Voted | Abstain | Against |
837 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Remuneration Guidelines | Issuer | Voted | For | For |
838 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Directors' Fees | Issuer | Voted | For | For |
839 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Authority to Repurchase Shares | Issuer | Voted | Against | Against |
840 | OTP Bank NyRt | OTP | X60746181 | 04/15/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
841 | Pakistan Petroleum Limited | PPL | Y6611E100 | 09/30/2015 | Accounts and Reports | Issuer | Voted | For | For |
842 | Pakistan Petroleum Limited | PPL | Y6611E100 | 09/30/2015 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
843 | Pakistan Petroleum Limited | PPL | Y6611E100 | 09/30/2015 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
844 | Pakistan Petroleum Limited | PPL | Y6611E100 | 09/30/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
845 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
846 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Alexey A. Mordashov | Issuer | Take No Action | TNA | Against |
847 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Mikhail V. Noskov | Issuer | Take No Action | TNA | Against |
848 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Vadim A. Larin | Issuer | Take No Action | TNA | Against |
849 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Alexey G. Kulichenko | Issuer | Take No Action | TNA | Against |
850 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Vladimir A. Lukin | Issuer | Take No Action | TNA | Against |
851 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Philip J. Dayer | Issuer | Take No Action | TNA | Against |
852 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Alun D. Bowen | Issuer | Take No Action | TNA | Against |
853 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Sakari T. Veykko | Issuer | Take No Action | TNA | Against |
854 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Vladimir A. Mau | Issuer | Take No Action | TNA | Against |
855 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Alexander A. Auzan | Issuer | Take No Action | TNA | Against |
856 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Accounts and Reports | Issuer | Take No Action | TNA | Against |
857 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Allocation of Profits/Dividends | Issuer | Take No Action | TNA | Against |
858 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | 1Q2016 Interim Dividend | Issuer | Take No Action | TNA | Against |
859 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Nikolay V. Lavrov | Issuer | Take No Action | TNA | Against |
860 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Roman I. Antonov | Issuer | Take No Action | TNA | Against |
861 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Elect Svetlana V. Guseva | Issuer | Take No Action | TNA | Against |
862 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Appointment of Auditor | Issuer | Take No Action | TNA | Against |
863 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Amendments to Articles | Issuer | Take No Action | TNA | Against |
864 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Related Party Transactions | Issuer | Take No Action | TNA | Against |
865 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
866 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
867 | PAO Severstal | CHMF | 818150302 | 06/24/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
868 | Pegatron Corp. | 4938 | Y6784J100 | 04/20/2016 | Amendments to Articles | Issuer | Voted | For | For |
869 | Pegatron Corp. | 4938 | Y6784J100 | 04/20/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
870 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
871 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Accounts and Reports | Issuer | Voted | For | For |
872 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
873 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Employee Restricted Shares Plan | Issuer | Voted | For | For |
874 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect T.H. Tung | Issuer | Voted | Against | Against |
875 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect Jason Cheng | Issuer | Voted | For | For |
876 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect C.I. Chia | Issuer | Voted | For | For |
877 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect C.V. Chen | Issuer | Voted | Against | Against |
878 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect TING Shou-Chung | Issuer | Voted | For | For |
879 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect YANG Tze-Kaing | Issuer | Voted | For | For |
880 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect SCHIVE Chi | Issuer | Voted | For | For |
881 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect LIAO Syh-Jang | Issuer | Voted | For | For |
882 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect C.B. Chang | Issuer | Voted | For | For |
883 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect HUANG Chun-Bao | Issuer | Voted | For | For |
884 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Elect C.S. Yen | Issuer | Voted | For | For |
885 | Pegatron Corp. | 4938 | Y6784J100 | 06/21/2016 | Non-compete Restrictions for Directors | Issuer | Voted | Against | Against |
886 | Public Bank Berhad | PBBANK | Y71497104 | 03/28/2016 | Elect LAI Wai Keen | Issuer | Voted | For | For |
887 | Public Bank Berhad | PBBANK | Y71497104 | 03/28/2016 | Elect TEH Hong Piow | Issuer | Voted | For | For |
888 | Public Bank Berhad | PBBANK | Y71497104 | 03/28/2016 | Elect TAY Ah Lek | Issuer | Voted | For | For |
889 | Public Bank Berhad | PBBANK | Y71497104 | 03/28/2016 | Elect LEE Kong Lam | Issuer | Voted | Against | Against |
890 | Public Bank Berhad | PBBANK | Y71497104 | 03/28/2016 | Elect TANG Wing Chew | Issuer | Voted | For | For |
891 | Public Bank Berhad | PBBANK | Y71497104 | 03/28/2016 | Elect LAI Wan | Issuer | Voted | Against | Against |
892 | Public Bank Berhad | PBBANK | Y71497104 | 03/28/2016 | Directors' Fees | Issuer | Voted | For | For |
893 | Public Bank Berhad | PBBANK | Y71497104 | 03/28/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
894 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
895 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
896 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
897 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
898 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Voting Method | Issuer | Voted | For | For |
899 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Recording Device for Meeting | Issuer | Voted | For | For |
900 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Election of Presiding Chairman, Individuals to Keep Minutes and Counting Commission | Issuer | Voted | For | For |
901 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Auditor's Report (Consolidated) | Issuer | Voted | For | For |
902 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Auditor's Report | Issuer | Voted | For | For |
903 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Dividend | Issuer | Voted | For | For |
904 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Allocation of Profits to Reserves | Issuer | Voted | For | For |
905 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Draft Annual Report | Issuer | Voted | For | For |
906 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Corporate Governance Report | Issuer | Voted | For | For |
907 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Amendments to Articles | Issuer | Voted | For | For |
908 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Amendments to Articles (Auditor's Term) | Issuer | Voted | Against | Against |
909 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Authority to Issue Shares w/ or w/o Preemptive Rights | Issuer | Voted | Against | Against |
910 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Directors' Report on Acquired Treasury Shares | Issuer | Voted | For | For |
911 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
912 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Elect Gabor Culacsi | Issuer | Voted | For | For |
913 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Elect Csaba Lantos | Issuer | Voted | For | For |
914 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Elect Christopher W. Long | Issuer | Voted | For | For |
915 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Elect Norbert Szivek | Issuer | Voted | Against | Against |
916 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Directors' Fees | Issuer | Voted | For | For |
917 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Shareholder Proposal Regarding Directors' Reward | ShrHoldr | Voted | Against | Against |
918 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Supervisory Board Fees | Issuer | Voted | For | For |
919 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Appointment of Auditor | Issuer | Voted | For | For |
920 | Richter Gedeon Vegyeszeti Gyar Rt. | RICHTER | X3124S107 | 04/26/2016 | Authority to Set Auditor's Fees | Issuer | Voted | For | For |
921 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
922 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Elect LEE In Ho | Issuer | Voted | Against | Against |
923 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Elect SONG Kwang Soo | Issuer | Voted | Against | Against |
924 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Elect PARK Jae Wan | Issuer | Voted | For | For |
925 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Elect YOON Boo Keun | Issuer | Voted | For | For |
926 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Elect SHIN Jong Kyun | Issuer | Voted | For | For |
927 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Elect LEE Sang Hoon | Issuer | Voted | For | For |
928 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Election of Audit Committee Member: LEE In Ho | Issuer | Voted | Against | Against |
929 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Election of Audit Committee Member: SONG Kwang Soo | Issuer | Voted | Against | Against |
930 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Directors' Fees | Issuer | Voted | For | For |
931 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Amendments to Articles | Issuer | Voted | For | For |
932 | Samsung Electronics Co., Ltd. | 005930 | Y74718100 | 03/11/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
933 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
934 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Annual Report | Issuer | Take No Action | TNA | Against |
935 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Financial Statements | Issuer | Take No Action | TNA | Against |
936 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Allocation of Profits/Dividends | Issuer | Take No Action | TNA | Against |
937 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Appointment of Auditor | Issuer | Take No Action | TNA | Against |
938 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Non-Voting Agenda Item | N/A | Take No Action | TNA | Against |
939 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Esko Tapani Aho | Issuer | Take No Action | TNA | Against |
940 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Martin G. Gilman | Issuer | Take No Action | TNA | Against |
941 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Herman O. Gref | Issuer | Take No Action | TNA | Against |
942 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Nadezhda Y. Ivanova | Issuer | Take No Action | TNA | Against |
943 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Sergey M. Ignatyev | Issuer | Take No Action | TNA | Against |
944 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Alexey L. Kudrin | Issuer | Take No Action | TNA | Against |
945 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Georgy I. Luntovsky | Issuer | Take No Action | TNA | Against |
946 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Vladimir A. Mau | Issuer | Take No Action | TNA | Against |
947 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Gennady G. Melikyan | Issuer | Take No Action | TNA | Against |
948 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Alessandro Profumo | Issuer | Take No Action | TNA | Against |
949 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Anton G. Siluanov | Issuer | Take No Action | TNA | Against |
950 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Sergey G. Sinelnikov-Murylev | Issuer | Take No Action | TNA | Against |
951 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Dmitry Tulin | Issuer | Take No Action | TNA | Against |
952 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Nadia Wells | Issuer | Take No Action | TNA | Against |
953 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Sergei A. Shvetsov | Issuer | Take No Action | TNA | Against |
954 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Natalya P. Borodina | Issuer | Take No Action | TNA | Against |
955 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Vladimir M. Volkov | Issuer | Take No Action | TNA | Against |
956 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Irina Litvinova | Issuer | Take No Action | TNA | Against |
957 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Tatiana A. Domanskaya | Issuer | Take No Action | TNA | Against |
958 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Yulia Y. Isakhanova | Issuer | Take No Action | TNA | Against |
959 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Alexei E. Minenko | Issuer | Take No Action | TNA | Against |
960 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Elect Natalia V. Revina | Issuer | Take No Action | TNA | Against |
961 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Amendments to Articles | Issuer | Take No Action | TNA | Against |
962 | Sberbank | SBER | 80585Y308 | 05/27/2016 | D&O Insurance | Issuer | Take No Action | TNA | Against |
963 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Directors' Fees | Issuer | Take No Action | TNA | Against |
964 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Non-Voting Agenda Item | N/A | Take No Action | TNA | Against |
965 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Declaration of Shareholder Type | Issuer | Take No Action | TNA | Against |
966 | Sberbank | SBER | 80585Y308 | 05/27/2016 | Non-Voting Meeting Note | N/A | Take No Action | TNA | Against |
967 | Sino Biopharmaceutical Limited | 1177 | G8167W138 | 11/11/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
968 | Sino Biopharmaceutical Limited | 1177 | G8167W138 | 11/11/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
969 | Sino Biopharmaceutical Limited | 1177 | G8167W138 | 11/11/2015 | Bonus Share Issuance | Issuer | Voted | For | For |
970 | Sino Biopharmaceutical Limited | 1177 | G8167W138 | 11/11/2015 | Increase in Authorized Capital | Issuer | Voted | For | For |
971 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
972 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
973 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
974 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Directors' Report | Issuer | Voted | For | For |
975 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Supervisors' Report | Issuer | Voted | For | For |
976 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Accounts and Reports | Issuer | Voted | For | For |
977 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
978 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Directors' Fees | Issuer | Voted | For | For |
979 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Supervisors' Fees | Issuer | Voted | For | For |
980 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Authority to Give Guarantees | Issuer | Voted | Against | Against |
981 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Elect WU Yijian | Issuer | Voted | For | For |
982 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Authority to Issue Debt Financing Instruments | Issuer | Voted | For | For |
983 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
984 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Appointment of Domestic Auditor and Authority to Set Fees | Issuer | Voted | For | For |
985 | Sinopharm Group Co. Ltd. | 1099 | Y8008N107 | 06/16/2016 | Appointment of International Auditor and Authority to Set Fees | Issuer | Voted | For | For |
986 | SK Hynix Inc. | 000660 | Y8085F100 | 03/18/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | For | For |
987 | SK Hynix Inc. | 000660 | Y8085F100 | 03/18/2016 | Elect KIM Jun Ho | Issuer | Voted | For | For |
988 | SK Hynix Inc. | 000660 | Y8085F100 | 03/18/2016 | Elect PARK Jung Ho | Issuer | Voted | For | For |
989 | SK Hynix Inc. | 000660 | Y8085F100 | 03/18/2016 | Directors' Fees | Issuer | Voted | For | For |
990 | SK Hynix Inc. | 000660 | Y8085F100 | 03/18/2016 | Amendments to Executive Officer Retirement Allowance Policy | Issuer | Voted | For | For |
991 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Accounts and Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
992 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Elect KIM Chang Geun | Issuer | Voted | For | For |
993 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Elect YU Jeong Jun | Issuer | Voted | For | For |
994 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Elect SHIN Eon | Issuer | Voted | For | For |
995 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Elect KIM Jun | Issuer | Voted | For | For |
996 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Elect Ha Yun Gyeong | Issuer | Voted | For | For |
997 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Election of Audit Committee Member: HAN Min Hee | Issuer | Voted | For | For |
998 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Election of Audit Committee Member: KIM Jun | Issuer | Voted | For | For |
999 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Directors' Fees | Issuer | Voted | For | For |
1000 | SK Innovation Co., Ltd. | 096770 | Y8063L103 | 03/18/2016 | Amendments to Executive Officer Retirement Allowance Policy | Issuer | Voted | For | For |
1001 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1002 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1003 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Accounts and Reports | Issuer | Voted | For | For |
1004 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1005 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Elect YANG Dongwen | Issuer | Voted | For | For |
1006 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Elect LU Rongchang | Issuer | Voted | For | For |
1007 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Elect Henry CHEONG Ying Chew | Issuer | Voted | Against | Against |
1008 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Directors' Fees | Issuer | Voted | For | For |
1009 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
1010 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
1011 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Authority to Repurchase Shares | Issuer | Voted | For | For |
1012 | Skyworth Digital Holdings Limited | 0751 | G8181C100 | 08/20/2015 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
1013 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Non-Voting Agenda Item | N/A | Voted | N/A | For |
1014 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Amendments to Articles | Issuer | Voted | For | For |
1015 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Resignation of Supervisory Board Members | Issuer | Voted | For | For |
1016 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Ratification of Supervisory Board Members (DC Brink, JF Mouton and PDJ van den Bosch) | Issuer | Voted | For | For |
1017 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Non-Voting Agenda Item | N/A | Voted | N/A | For |
1018 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Claas E. Daun | Issuer | Voted | For | For |
1019 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Bruno E. Steinhoff | Issuer | Voted | For | For |
1020 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Christo Wiese | Issuer | Voted | Against | Against |
1021 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Deenadayalen (Len) Konar | Issuer | Voted | Against | Against |
1022 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Heather Joan Sonn | Issuer | Voted | For | For |
1023 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Thierry Guibert | Issuer | Voted | For | For |
1024 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Angela Kruger-Steinhoff | Issuer | Voted | Against | Against |
1025 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Jacob Daniel Wiese | Issuer | Voted | For | For |
1026 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Steve F. Booysen | Issuer | Voted | For | For |
1027 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Marthinus 'Theunie' Lategan | Issuer | Voted | For | For |
1028 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Elect Johan Van Zyl | Issuer | Voted | For | For |
1029 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Non-Voting Agenda Item | N/A | Voted | N/A | For |
1030 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Non-Voting Agenda Item | N/A | Voted | N/A | For |
1031 | Steinhoff International Holdings Limited | SNH | N8248H102 | 05/30/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1032 | Steinhoff International Holdings Limited | SHF | S8217G106 | 09/07/2015 | Approve Scheme of Arrangement | Issuer | Voted | For | For |
1033 | Steinhoff International Holdings Limited | SHF | S8217G106 | 09/07/2015 | Amend Articles of Association | Issuer | Voted | For | For |
1034 | Steinhoff International Holdings Limited | SHF | S8217G106 | 09/07/2015 | Authority to Repurchase Shares | Issuer | Voted | For | For |
1035 | Steinhoff International Holdings Limited | SHF | S8217G106 | 09/07/2015 | Approve Secondary Listing | Issuer | Voted | For | For |
1036 | Steinhoff International Holdings Limited | SHF | S8217G106 | 09/07/2015 | Authorisation of Legal Formalities | Issuer | Voted | For | For |
1037 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Re-elect Valentine Chitalu | Issuer | Voted | For | For |
1038 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Elect Mariam Cassim | Issuer | Voted | For | For |
1039 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Appointment of Auditor | Issuer | Voted | For | For |
1040 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Elect Audit Committee Member (David Rose) | Issuer | Voted | For | For |
1041 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Elect Audit Committee Member (Mariam Cassim) | Issuer | Voted | For | For |
1042 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Elect Audit Committee Member (Enos Banda) | Issuer | Voted | For | For |
1043 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Approve Remuneration Policy | Issuer | Voted | Against | Against |
1044 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Authority to Issue Shares for Cash | Issuer | Voted | For | For |
1045 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Authorisation of Legal Formalities | Issuer | Voted | For | For |
1046 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Approve NEDs' Fees | Issuer | Voted | For | For |
1047 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Approve Financial Assistance (Section 45) | Issuer | Voted | For | For |
1048 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Approve Financial Assistance (Section 44) | Issuer | Voted | For | For |
1049 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Authority to Repurchase Shares | Issuer | Voted | For | For |
1050 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Approve Conversion of Par Value Shares | Issuer | Voted | For | For |
1051 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Authority to Increase Authorised Capital | Issuer | Voted | For | For |
1052 | Super Group Limited | SPG | S09130154 | 11/24/2015 | Amendments to Memorandum | Issuer | Voted | For | For |
1053 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 06/07/2016 | Amendments to Articles | Issuer | Voted | For | For |
1054 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 06/07/2016 | Accounts and Reports | Issuer | Voted | For | For |
1055 | Taiwan Semiconductor Manufacturing Co., Ltd. | 2330 | 874039100 | 06/07/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1056 | Tata Motors Limited | TATAMOTORS | 876568502 | 08/13/2015 | Accounts and Reports | Issuer | Voted | For | For |
1057 | Tata Motors Limited | TATAMOTORS | 876568502 | 08/13/2015 | Elect Satish Borwankar | Issuer | Voted | For | For |
1058 | Tata Motors Limited | TATAMOTORS | 876568502 | 08/13/2015 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | Against | Against |
1059 | Tata Motors Limited | TATAMOTORS | 876568502 | 08/13/2015 | Authority to Set Cost Auditor's Fees | Issuer | Voted | For | For |
1060 | Tata Motors Limited | TATAMOTORS | 876568502 | 08/13/2015 | Authority to Issue Non-Convertible Debentures | Issuer | Voted | For | For |
1061 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1062 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1063 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1064 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Opening; Election of Presiding Chairman | Issuer | Voted | For | For |
1065 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Directors' Report | Issuer | Voted | For | For |
1066 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Auditor's Report | Issuer | Voted | For | For |
1067 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Accounts | Issuer | Voted | For | For |
1068 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Ratification of Board Acts | Issuer | Voted | For | For |
1069 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1070 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Directors' Fees | Issuer | Voted | For | For |
1071 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Ratification of Co-option of Patrick Raymond Marie Jeantet | Issuer | Voted | For | For |
1072 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Appointment of Auditor | Issuer | Voted | For | For |
1073 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Compensation Policy | Issuer | Voted | For | For |
1074 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Charitable Donations | Issuer | Voted | For | For |
1075 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
1076 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Presentation of Report on Related Party Transactions | Issuer | Voted | For | For |
1077 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Presentation of Report on Guarantees | Issuer | Voted | For | For |
1078 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Authority to Carry out Competing Activities or Related Party Transactions | Issuer | Voted | Against | Against |
1079 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | Wishes | Issuer | Voted | For | For |
1080 | TAV Havalimanlari Holding A.S. | TAVHL | M8782T109 | 03/21/2016 | CLOSING | Issuer | Voted | For | For |
1081 | The Bidvest Group Limited | BVT | S1201R162 | 05/16/2016 | Spin-off | Issuer | Voted | For | For |
1082 | The Bidvest Group Limited | BVT | S1201R162 | 05/16/2016 | Approve Amendments to Incentive Scheme | Issuer | Voted | For | For |
1083 | The Bidvest Group Limited | BVT | S1201R162 | 05/16/2016 | Approve Share Appreciation Rights Plan | Issuer | Voted | For | For |
1084 | The Bidvest Group Limited | BVT | S1201R162 | 05/16/2016 | Authorisation of Legal Formalities | Issuer | Voted | For | For |
1085 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 05/27/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1086 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 05/27/2016 | 2016 Investment Budget | Issuer | Voted | For | For |
1087 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 05/27/2016 | Establishment of a Subsidiary | Issuer | Voted | For | For |
1088 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 05/27/2016 | Directors' and Supervisors' Remuneration for 2014 | Issuer | Voted | For | For |
1089 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1090 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Directors' Report | Issuer | Voted | For | For |
1091 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Supervisors' Report | Issuer | Voted | For | For |
1092 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Accounts and Reports | Issuer | Voted | For | For |
1093 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1094 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
1095 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Elect WANG Zhibin | Issuer | Voted | For | For |
1096 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
1097 | The People's Insurance Company (Group) of China Limited | 1339 | Y6800A109 | 06/24/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1098 | Top Glove Corp. Berhad | TOPGLOV | Y88965101 | 06/24/2016 | Amendments to Articles | Issuer | Voted | For | For |
1099 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1100 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1101 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Director's Report | Issuer | Voted | For | For |
1102 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Supervisor's Report | Issuer | Voted | For | For |
1103 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Accounts and Reports | Issuer | Voted | For | For |
1104 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1105 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
1106 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
1107 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Authority to Repurchase H Shares | Issuer | Voted | For | For |
1108 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1109 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1110 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1111 | Travelsky Technology | 0696 | Y8972V101 | 06/28/2016 | Authority to Repurchase H Shares | Issuer | Voted | For | For |
1112 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1113 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1114 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1115 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Opening; Election of Presiding Chairman | Issuer | Voted | For | For |
1116 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Directors' Report | Issuer | Voted | For | For |
1117 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Presentation of Auditors' Reports | Issuer | Voted | For | For |
1118 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Financial Statements | Issuer | Voted | For | For |
1119 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Ratification of Board Acts | Issuer | Voted | For | For |
1120 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1121 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Directors' Fees | Issuer | Voted | For | For |
1122 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Ratification of Co-option of Ogun Sanlier | Issuer | Voted | For | For |
1123 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Appointment of Auditor | Issuer | Voted | Against | Against |
1124 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Dividend Policy | Issuer | Voted | For | For |
1125 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
1126 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Compensation Policy | Issuer | Voted | For | For |
1127 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Presentation of Report on Guarantees | Issuer | Voted | For | For |
1128 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Charitable Donations | Issuer | Voted | For | For |
1129 | Turk Hava Yollari A.S | THYAO | M8926R100 | 04/04/2016 | Wishes and Closing | Issuer | Voted | For | For |
1130 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1131 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1132 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1133 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Opening; Election of Presiding Chairman | Issuer | Voted | For | For |
1134 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Minutes | Issuer | Voted | For | For |
1135 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Presentation of Directors' Reports | Issuer | Voted | For | For |
1136 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Presentation of Auditors' Reports | Issuer | Voted | For | For |
1137 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Accounts and Reports | Issuer | Voted | For | For |
1138 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Ratification of Board Acts | Issuer | Voted | For | For |
1139 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Charitable Donations Policy | Issuer | Voted | For | For |
1140 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Limit on Charitable Donations | Issuer | Voted | For | For |
1141 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Amendments to Articles | Issuer | Voted | For | For |
1142 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Election of Directors; Board Term Length | Issuer | Voted | Against | Against |
1143 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Directors' Fees | Issuer | Voted | Against | Against |
1144 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Appointment of Auditor | Issuer | Voted | For | For |
1145 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
1146 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Authority to Carry out Competing Activities and Related Party Transactions | Issuer | Voted | Against | Against |
1147 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Allocation of Profits/Dividends | Issuer | Voted | Against | Against |
1148 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | Presentation of Report on Guarantees | Issuer | Voted | For | For |
1149 | Turkcell Iletisim Hizmetleri A.S | TCELL | M8903B102 | 03/29/2016 | CLOSING | Issuer | Voted | For | For |
1150 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1151 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1152 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1153 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Opening; Election of Presiding Chairman; Minutes | Issuer | Voted | For | For |
1154 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Presentation of Directors' Reports | Issuer | Voted | For | For |
1155 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Presentation of Auditors' Reports | Issuer | Voted | For | For |
1156 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Financial Statements | Issuer | Voted | Against | Against |
1157 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Amendments to Article 7 Regarding Authorised Capital | Issuer | Voted | Against | Against |
1158 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Ratification of Board Acts | Issuer | Voted | Against | Against |
1159 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Ratification of Co-option of Board Members | Issuer | Voted | For | For |
1160 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Election of Directors | Issuer | Voted | Against | Against |
1161 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1162 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Directors' Fees | Issuer | Voted | For | For |
1163 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Appointment of Auditor | Issuer | Voted | For | For |
1164 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Presentation of Report on Compensation Policy | Issuer | Voted | For | For |
1165 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Charitable Donations | Issuer | Voted | For | For |
1166 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Authority to Carry out Competing Activities and Related Party Transactions | Issuer | Voted | Against | Against |
1167 | Turkiye Garanti Bankasi A.S | GARAN | M4752S106 | 03/31/2016 | Presentation of Report on Competing Activities | Issuer | Voted | For | For |
1168 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1169 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1170 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1171 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Opening; Election of Presiding Chairman | Issuer | Voted | For | For |
1172 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Presentation of Directors' and Auditors' Reports | Issuer | Voted | For | For |
1173 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Financial Statements | Issuer | Voted | Against | Against |
1174 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1175 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Ratification of Co-option of Board Members | Issuer | Voted | For | For |
1176 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Ratification of Board Acts | Issuer | Voted | Against | Against |
1177 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Election of Directors and Statutory Auditors | Issuer | Voted | Against | Against |
1178 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Directors' and Auditors' Fees | Issuer | Voted | For | For |
1179 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Appointment of Auditor | Issuer | Voted | For | For |
1180 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Presentation of Report of Charitable Donations | Issuer | Voted | For | For |
1181 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Authority to Carry out Competing Activities or Related Party Transactions | Issuer | Voted | Against | Against |
1182 | Turkiye Halk Bankasi A.S | HALKB | M9032A106 | 03/31/2016 | Wishes and Closing | Issuer | Voted | For | For |
1183 | UPL Limited | UPL | Y9247H166 | 06/29/2016 | Accounts and Reports | Issuer | Voted | For | For |
1184 | UPL Limited | UPL | Y9247H166 | 06/29/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1185 | UPL Limited | UPL | Y9247H166 | 06/29/2016 | Elect Kalyan Mohan Anadimohan Banerjee | Issuer | Voted | Against | Against |
1186 | UPL Limited | UPL | Y9247H166 | 06/29/2016 | Elect Rajnikant Devidas Shroff | Issuer | Voted | Against | Against |
1187 | UPL Limited | UPL | Y9247H166 | 06/29/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
1188 | UPL Limited | UPL | Y9247H166 | 06/29/2016 | Elect Vasant Prakash Gandhi | Issuer | Voted | For | For |
1189 | UPL Limited | UPL | Y9247H166 | 06/29/2016 | Authority to Set Cost Auditor's Fees | Issuer | Voted | For | For |
1190 | UPL Limited | UPL | Y9247H166 | 06/29/2016 | Authority to Issue Non-Convertible Debentures | Issuer | Voted | For | For |
1191 | UPL Ltd | UNIPHOS | Y9247H166 | 03/29/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1192 | UPL Ltd | UNIPHOS | Y9247H166 | 03/29/2016 | Scheme of Amalgamation | Issuer | Voted | For | For |
1193 | UPL Ltd | UNIPHOS | Y9247H166 | 03/30/2016 | Scheme of Amalgamation | Issuer | Voted | For | For |
1194 | UPL Ltd | UNIPHOS | Y9247H166 | 03/30/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1195 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1196 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Accounts and Reports | Issuer | Voted | For | For |
1197 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1198 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Allocation of Special Dividend | Issuer | Voted | For | For |
1199 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Elect DING Mei Qing | Issuer | Voted | Against | Against |
1200 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Elect Eleutherius HO Yui Pok | Issuer | Voted | For | For |
1201 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Elect Tan Wee Seng | Issuer | Voted | For | For |
1202 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Elect BAO Ming Xiao | Issuer | Voted | For | For |
1203 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Directors' Fees | Issuer | Voted | For | For |
1204 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
1205 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
1206 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Authority to Repurchase Shares | Issuer | Voted | For | For |
1207 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Authority to Issue Repurchased Shares | Issuer | Voted | Against | Against |
1208 | Xtep International Holdings Limited | 1368 | G98277109 | 04/29/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1209 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1210 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1211 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Directors' Report | Issuer | Voted | For | For |
1212 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Supervisors' Report | Issuer | Voted | For | For |
1213 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Accounts and Reports | Issuer | Voted | For | For |
1214 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Allocation of Profits/Dividends | Issuer | Voted | For | For |
1215 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Final Accounts and Financial Budget | Issuer | Voted | For | For |
1216 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Appointment of Auditor and Authority to Set Fees | Issuer | Voted | For | For |
1217 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Appointment of PRC Auditor and Authority to Set Fees | Issuer | Voted | For | For |
1218 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Authority to Issue Super Short-Term Commercial Papers | Issuer | Voted | For | For |
1219 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Authority to Issue Super Short-Term Commercial Papers (Authorisation of General Manager) | Issuer | Voted | For | For |
1220 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Authority to Issue H Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
1221 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 05/06/2016 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1222 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 10/15/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1223 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 10/15/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1224 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 10/15/2015 | Acquisition | Issuer | Voted | For | For |
1225 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 10/15/2015 | Non-Voting Agenda Item | N/A | Voted | N/A | For |
1226 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 10/15/2015 | Authority to Declare Interim Dividends | Issuer | Voted | For | For |
1227 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 10/15/2015 | Renewal of Authority to Issue Shares w/o Preemptive Rights | Issuer | Voted | Against | Against |
1228 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 12/22/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1229 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 12/22/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
1230 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 12/22/2015 | Divestiture | Issuer | Voted | For | For |
1231 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 12/22/2015 | Authorization of Legal Formalities | Issuer | Voted | For | For |
1232 | Zhejiang Expressway Co. Ltd. | 0576 | Y9891F102 | 12/22/2015 | Non-Voting Meeting Note | N/A | Voted | N/A | For |
Registrant: Dunham Funds - Dunham High-Yield Bond Fund Item 1 | |||||||||
Investment Company Act file number: 811-22153 | |||||||||
Reporting Period: July 1, 2015 through June 30, 2016 | |||||||||
ITEM 1- PROXY VOTING RECORD | |||||||||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management | |
There were no proxy votes to report during the Reporting Period. | |||||||||
Registrant: Dunham Funds – Large Cap Value Fund Item 1
Investment Company Act File number: 811-22153
Reporting Period: July 1, 2015 through June 30, 2016
Bank of America Corporation | |||
Meeting Date: 09/22/2015 | Country: USA | Primary Security ID: 060505104 | Meeting ID: 996669 |
Record Date: 08/10/2015 | Meeting Type: Special | Ticker: BAC | |
Primary CUSIP: 060505104 | Primary ISIN: US0605051046 | Primary SEDOL: 2295677 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Approve Bylaw Amendment to Permit Board | Mgmt | Yes | For | Against | Yes | |||||||
to Determine Leadership Structure |
The Procter & Gamble Company | |||
Meeting Date: 10/13/2015 | Country: USA | Primary Security ID: 742718109 | Meeting ID: 1000019 |
Record Date: 08/14/2015 | Meeting Type: Annual | Ticker: PG | |
Primary CUSIP: 742718109 | Primary ISIN: US7427181091 | Primary SEDOL: 2704407 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Francis S. Blake | Mgmt | Yes | For | For | No | |||||||
Elect Director Angela F. Braly | Mgmt | Yes | For | For | No | |||||||
Elect Director Kenneth I. Chenault | Mgmt | Yes | For | For | No | |||||||
Elect Director Scott D. Cook | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan Desmond-Hellmann | Mgmt | Yes | For | For | No | |||||||
Elect Director A.G. Lafley | Mgmt | Yes | For | For | No | |||||||
Elect Director Terry J. Lundgren | Mgmt | Yes | For | For | No | |||||||
Elect Director W. James McNerney, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director David S. Taylor | Mgmt | Yes | For | For | No | |||||||
Elect Director Margaret C. Whitman | Mgmt | Yes | For | For | No | |||||||
Elect Director Mary Agnes Wilderotter | Mgmt | Yes | For | For | No | |||||||
Elect Director Patricia A. Woertz | Mgmt | Yes | For | For | No | |||||||
Elect Director Ernesto Zedillo | Mgmt | Yes | For | For | No | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Proxy Access | SH | Yes | Against | For | Yes |
Aetna Inc. | |||
Meeting Date: 10/19/2015 | Country: USA | Primary Security ID: 00817Y108 | Meeting ID: 1001007 |
Record Date: 09/16/2015 | Meeting Type: Special | Ticker: AET | |
Primary CUSIP: 00817Y108 | Primary ISIN: US00817Y1082 | Primary SEDOL: 2695921 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Issue Shares in Connection with Merger | Mgmt | Yes | For | For | No | |||||||
Adjourn Meeting | Mgmt | Yes | For | For | No |
ARRIS Group, Inc. | |||
Meeting Date: 10/21/2015 | Country: USA | Primary Security ID: G0551A103 | Meeting ID: 1003348 |
Record Date: 09/10/2015 | Meeting Type: Special | Ticker: ARRS | |
Primary CUSIP: 04269Q100 | Primary ISIN: GB00BZ04Y379 | Primary SEDOL: BZ04Y37 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Approve Merger Agreement | Mgmt | Yes | For | For | No | |||||||
Advisory Vote on Golden Parachutes | Mgmt | Yes | For | For | No | |||||||
Adjourn Meeting | Mgmt | Yes | For | For | No |
Parker-Hannifin Corporation | |||
Meeting Date: 10/28/2015 | Country: USA | Primary Security ID: 701094104 | Meeting ID: 1005304 |
Record Date: 08/31/2015 | Meeting Type: Annual | Ticker: PH | |
Primary CUSIP: 701094104 | Primary ISIN: US7010941042 | Primary SEDOL: 2671501 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Lee C. Banks | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert G. Bohn | Mgmt | Yes | For | For | No | |||||||
Elect Director Linda S. Harty | Mgmt | Yes | For | For | No | |||||||
Elect Director William E. Kassling | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert J. Kohlhepp | Mgmt | Yes | For | For | No | |||||||
Elect Director Kevin A. Lobo | Mgmt | Yes | For | For | No | |||||||
Elect Director Klaus-Peter Muller | Mgmt | Yes | For | For | No | |||||||
Elect Director Candy M. Obourn | Mgmt | Yes | For | For | No | |||||||
Elect Director Joseph M. Scaminace | Mgmt | Yes | For | For | No | |||||||
Elect Director Wolfgang R. Schmitt | Mgmt | Yes | For | For | No | |||||||
Elect Director Ake Svensson | Mgmt | Yes | For | For | No | |||||||
Elect Director James L. Wainscott | Mgmt | Yes | For | For | No | |||||||
Elect Director Donald E. Washkewicz | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas L. Williams | Mgmt | Yes | For | For | No | |||||||
Adopt Majority Voting for Uncontested | Mgmt | Yes | For | For | No | |||||||
Election of Directors | ||||||||||||
Eliminate Cumulative Voting | Mgmt | Yes | For | For | No | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Approve Executive Incentive Bonus Plan | Mgmt | Yes | For | For | No |
Cardinal Health, Inc. | |||
Meeting Date: 11/04/2015 | Country: USA | Primary Security ID: 14149Y108 | Meeting ID: 1003329 |
Record Date: 09/08/2015 | Meeting Type: Annual | Ticker: CAH | |
Primary CUSIP: 14149Y108 | Primary ISIN: US14149Y1082 | Primary SEDOL: 2175672 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director David J. Anderson | Mgmt | Yes | For | For | No | |||||||
Elect Director Colleen F. Arnold | Mgmt | Yes | For | For | No | |||||||
Elect Director George S. Barrett | Mgmt | Yes | For | For | No | |||||||
Elect Director Carrie S. Cox | Mgmt | Yes | For | For | No | |||||||
Elect Director Calvin Darden | Mgmt | Yes | For | For | No | |||||||
Elect Director Bruce L. Downey | Mgmt | Yes | For | For | No | |||||||
Elect Director Patricia A. Hemingway Hall | Mgmt | Yes | For | For | No | |||||||
Elect Director Clayton M. Jones | Mgmt | Yes | For | For | No | |||||||
Elect Director Gregory B. Kenny | Mgmt | Yes | For | For | No | |||||||
Elect Director Nancy Killefer | Mgmt | Yes | For | For | No | |||||||
Elect Director David P. King | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation |
WESTERN DIGITAL CORPORATION | |||
Meeting Date: 11/04/2015 | Country: USA | Primary Security ID: 958102105 | Meeting ID: 1004670 |
Record Date: 09/08/2015 | Meeting Type: Annual | Ticker: WDC | |
Primary CUSIP: 958102105 | Primary ISIN: US9581021055 | Primary SEDOL: 2954699 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Martin I. Cole | Mgmt | Yes | For | For | No | |||||||
Elect Director Kathleen A. Cote | Mgmt | Yes | For | For | No | |||||||
Elect Director Henry T. DeNero | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael D. Lambert | Mgmt | Yes | For | For | No | |||||||
Elect Director Len J. Lauer | Mgmt | Yes | For | For | No | |||||||
Elect Director Matthew E. Massengill | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen D. Milligan | Mgmt | Yes | For | For | No | |||||||
Elect Director Paula A. Price | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Amend Qualified Employee Stock Purchase | Mgmt | Yes | For | For | No | |||||||
Plan | ||||||||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No |
Oracle Corporation | |||
Meeting Date: 11/18/2015 | Country: USA | Primary Security ID: 68389X105 | Meeting ID: 1005074 |
Record Date: 09/21/2015 | Meeting Type: Annual | Ticker: ORCL | |
Primary CUSIP: 68389X105 | Primary ISIN: US68389X1054 | Primary SEDOL: 2661568 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Jeffrey S. Berg | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director H. Raymond Bingham | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Michael J. Boskin | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Safra A. Catz | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Bruce R. Chizen | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director George H. Conrades | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Lawrence J. Ellison | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Hector Garcia-Molina | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Jeffrey O. Henley | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Mark V. Hurd | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Leon E. Panetta | Mgmt | Yes | For | For | No | |||||||
Elect Director Naomi O. Seligman | Mgmt | Yes | For | Withhold | Yes | |||||||
Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | Against | Yes | |||||||
Officers' Compensation | ||||||||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Adopt Quantitative Renewable Energy Goals | SH | Yes | Against | Against | No | |||||||
Proxy Access | SH | Yes | Against | For | Yes | |||||||
Approve Quantifiable Performance Metrics | SH | Yes | Against | For | Yes | |||||||
Amend Corporate Governance Guidelines | SH | Yes | Against | For | Yes | |||||||
Proxy Voting Disclosure, Confidentiality, and | SH | Yes | Against | Against | No | |||||||
Tabulation | ||||||||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes |
Cisco Systems, Inc. | |||
Meeting Date: 11/19/2015 | Country: USA | Primary Security ID: 17275R102 | Meeting ID: 1006006 |
Record Date: 09/21/2015 | Meeting Type: Annual | Ticker: CSCO | |
Primary CUSIP: 17275R102 | Primary ISIN: US17275R1023 | Primary SEDOL: 2198163 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Carol A. Bartz | Mgmt | Yes | For | For | No | |||||||
Elect Director M. Michele Burns | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael D. Capellas | Mgmt | Yes | For | For | No | |||||||
Elect Director John T. Chambers | Mgmt | Yes | For | For | No | |||||||
Elect Director Brian L. Halla | Mgmt | Yes | For | For | No | |||||||
Elect Director John L. Hennessy | Mgmt | Yes | For | For | No | |||||||
Elect Director Kristina M. Johnson | Mgmt | Yes | For | For | No | |||||||
Elect Director Roderick C. McGeary | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles H. Robbins | Mgmt | Yes | For | For | No | |||||||
Elect Director Arun Sarin | Mgmt | Yes | For | For | No | |||||||
Elect Director Steven M. West | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Adopt Holy Land Principles | SH | Yes | Against | Against | No | |||||||
Adopt Proxy Access Right | SH | Yes | Against | For | Yes |
Microsoft Corporation | |||
Meeting Date: 12/02/2015 | Country: USA | Primary Security ID: 594918104 | Meeting ID: 1009125 |
Record Date: 10/02/2015 | Meeting Type: Annual | Ticker: MSFT | |
Primary CUSIP: 594918104 | Primary ISIN: US5949181045 | Primary SEDOL: 2588173 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director William H. Gates, lll | Mgmt | Yes | For | For | No | |||||||
Elect Director Teri L. List-Stoll | Mgmt | Yes | For | For | No | |||||||
Elect Director G. Mason Morfit | Mgmt | Yes | For | For | No | |||||||
Elect Director Satya Nadella | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles H. Noski | Mgmt | Yes | For | For | No | |||||||
Elect Director Helmut Panke | Mgmt | Yes | For | For | No | |||||||
Elect Director Sandra E. Peterson | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles W. Scharf | Mgmt | Yes | For | For | No | |||||||
Elect Director John W. Stanton | Mgmt | Yes | For | For | No | |||||||
Elect Director John W. Thompson | Mgmt | Yes | For | For | No | |||||||
Elect Director Padmasree Warrior | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | Against | Yes | |||||||
Officers' Compensation | ||||||||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No |
Comcast Corporation | |||
Meeting Date: 12/10/2015 | Country: USA | Primary Security ID: 20030N101 | Meeting ID: 1013807 |
Record Date: 10/20/2015 | Meeting Type: Special | Ticker: CMCSA | |
Primary CUSIP: 20030N101 | Primary ISIN: US20030N1019 | Primary SEDOL: 2044545 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Approve Conversion of Securities | Mgmt | Yes | For | For | No |
Becton, Dickinson and Company | |||
Meeting Date: 01/26/2016 | Country: USA | Primary Security ID: 075887109 | Meeting ID: 1019472 |
Record Date: 12/04/2015 | Meeting Type: Annual | Ticker: BDX | |
Primary CUSIP: 075887109 | Primary ISIN: US0758871091 | Primary SEDOL: 2087807 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Basil L. Anderson | Mgmt | Yes | For | For | No | |||||||
Elect Director Catherine M. Burzik | Mgmt | Yes | For | For | No | |||||||
Elect Director Vincent A. Forlenza | Mgmt | Yes | For | For | No | |||||||
Elect Director Claire M. Fraser | Mgmt | Yes | For | For | No | |||||||
Elect Director Christopher Jones | Mgmt | Yes | For | For | No | |||||||
Elect Director Marshall O. Larsen | Mgmt | Yes | For | For | No | |||||||
Elect Director Gary A. Mecklenburg | Mgmt | Yes | For | For | No | |||||||
Elect Director James F. Orr | Mgmt | Yes | For | For | No | |||||||
Elect Director Willard J. Overlock, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Claire Pomeroy | Mgmt | Yes | For | For | No | |||||||
Elect Director Rebecca W. Rimel | Mgmt | Yes | For | For | No | |||||||
Elect Director Bertram L. Scott | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No |
Nuance Communications, Inc. | |||
Meeting Date: 01/27/2016 | Country: USA | Primary Security ID: 67020Y100 | Meeting ID: 1019481 |
Record Date: 12/03/2015 | Meeting Type: Annual | Ticker: NUAN | |
Primary CUSIP: 67020Y100 | Primary ISIN: US67020Y1001 | Primary SEDOL: 2402121 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Paul A. Ricci | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert J. Finocchio | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert J. Frankenberg | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Brett Icahn | Mgmt | Yes | For | For | No | |||||||
Elect Director William H. Janeway | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark R. Laret | Mgmt | Yes | For | For | No | |||||||
Elect Director Katharine A. Martin | Mgmt | Yes | For | For | No | |||||||
Elect Director Philip J. Quigley | Mgmt | Yes | For | For | No | |||||||
Elect Director David S. Schechter | Mgmt | Yes | For | For | No | |||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | Against | Yes | |||||||
Officers' Compensation | ||||||||||||
Ratify BDO USA, LLP as Auditors | Mgmt | Yes | For | For | No |
Raymond James Financial, Inc. | |||
Meeting Date: 02/18/2016 | Country: USA | Primary Security ID: 754730109 | Meeting ID: 1023122 |
Record Date: 12/23/2015 | Meeting Type: Annual | Ticker: RJF | |
Primary CUSIP: 754730109 | Primary ISIN: US7547301090 | Primary SEDOL: 2718992 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Charles G. von Arentschildt | Mgmt | Yes | For | For | No | |||||||
Elect Director Shelley G. Broader | Mgmt | Yes | For | For | No | |||||||
Elect Director Jeffrey N. Edwards | Mgmt | Yes | For | For | No | |||||||
Elect Director Benjamin C. Esty | Mgmt | Yes | For | For | No | |||||||
Elect Director Francis S. Godbold | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas A. James | Mgmt | Yes | For | For | No | |||||||
Elect Director Gordon L. Johnson | Mgmt | Yes | For | For | No | |||||||
Elect Director Roderick C. McGeary | Mgmt | Yes | For | For | No | |||||||
Elect Director Paul C. Reilly | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert P. Saltzman | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan N. Story | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No |
Apple Inc. | |||
Meeting Date: 02/26/2016 | Country: USA | Primary Security ID: 037833100 | Meeting ID: 1021753 |
Record Date: 12/28/2015 | Meeting Type: Annual | Ticker: AAPL | |
Primary CUSIP: 037833100 | Primary ISIN: US0378331005 | Primary SEDOL: 2046251 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director James Bell | Mgmt | Yes | For | For | No | |||||||
Elect Director Tim Cook | Mgmt | Yes | For | For | No | |||||||
Elect Director Al Gore | Mgmt | Yes | For | For | No | |||||||
Elect Director Bob Iger | Mgmt | Yes | For | For | No | |||||||
Elect Director Andrea Jung | Mgmt | Yes | For | For | No | |||||||
Elect Director Art Levinson | Mgmt | Yes | For | For | No | |||||||
Elect Director Ron Sugar | Mgmt | Yes | For | For | No | |||||||
Elect Director Sue Wagner | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Create Feasibility Plan for Net-Zero GHG | SH | Yes | Against | Against | No | |||||||
Emissions, Including for Major Suppliers | ||||||||||||
Adopt Policy to Increase Diversity of Senior | SH | Yes | Against | Against | No | |||||||
Management and Board of Directors | ||||||||||||
Report on Guidelines for Country Selection | SH | Yes | Against | Against | No | |||||||
Adopt Proxy Access Right | SH | Yes | Against | For | Yes |
QUALCOMM Incorporated | |||
Meeting Date: 03/08/2016 | Country: USA | Primary Security ID: 747525103 | Meeting ID: 1024341 |
Record Date: 01/11/2016 | Meeting Type: Annual | Ticker: QCOM | |
Primary CUSIP: 747525103 | Primary ISIN: US7475251036 | Primary SEDOL: 2714923 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Barbara T. Alexander | Mgmt | Yes | For | For | No | |||||||
Elect Director Raymond V. Dittamore | Mgmt | Yes | For | For | No | |||||||
Elect Director Jeffrey W. Henderson | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas W. Horton | Mgmt | Yes | For | For | No | |||||||
Elect Director Paul E. Jacobs | Mgmt | Yes | For | For | No | |||||||
Elect Director Harish Manwani | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark D. McLaughlin | Mgmt | Yes | For | For | No | |||||||
Elect Director Steve Mollenkopf | Mgmt | Yes | For | For | No | |||||||
Elect Director Clark T. 'Sandy' Randt, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Francisco Ros | Mgmt | Yes | For | For | No | |||||||
Elect Director Jonathan J. Rubinstein | Mgmt | Yes | For | For | No | |||||||
Elect Director Anthony J. Vinciquerra | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Approve Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Proxy Access | SH | Yes | Against | For | Yes |
M&T Bank Corporation | |||
Meeting Date: 04/19/2016 | Country: USA | Primary Security ID: 55261F104 | Meeting ID: 1034949 |
Record Date: 02/29/2016 | Meeting Type: Annual | Ticker: MTB | |
Primary CUSIP: 55261F104 | Primary ISIN: US55261F1049 | Primary SEDOL: 2340168 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Brent D. Baird | Mgmt | Yes | For | For | No | |||||||
Elect Director C. Angela Bontempo | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert T. Brady | Mgmt | Yes | For | For | No | |||||||
Elect Director T. Jefferson Cunningham, III | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark J. Czarnecki | Mgmt | Yes | For | For | No | |||||||
Elect Director Gary N. Geisel | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard A. Grossi | Mgmt | Yes | For | For | No | |||||||
Elect Director John D. Hawke, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Patrick W.E. Hodgson | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard G. King | Mgmt | Yes | For | For | No | |||||||
Elect Director Newton P.S. Merrill | Mgmt | Yes | For | For | No | |||||||
Elect Director Melinda R. Rich | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert E. Sadler, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Denis J. Salamone | Mgmt | Yes | For | For | No | |||||||
Elect Director Herbert L. Washington | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert G. Wilmers | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors |
Public Service Enterprise Group Incorporated | |||
Meeting Date: 04/19/2016 | Country: USA | Primary Security ID: 744573106 | Meeting ID: 1038325 |
Record Date: 02/19/2016 | Meeting Type: Annual | Ticker: PEG | |
Primary CUSIP: 744573106 | Primary ISIN: US7445731067 | Primary SEDOL: 2707677 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Willie A. Deese | Mgmt | Yes | For | For | No | |||||||
Elect Director Albert R. Gamper, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director William V. Hickey | Mgmt | Yes | For | For | No | |||||||
Elect Director Ralph Izzo | Mgmt | Yes | For | For | No | |||||||
Elect Director Shirley Ann Jackson | Mgmt | Yes | For | For | No | |||||||
Elect Director David Lilley | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas A. Renyi | Mgmt | Yes | For | For | No | |||||||
Elect Director Hak Cheol (H.C.) Shin | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard J. Swift | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan Tomasky | Mgmt | Yes | For | For | No | |||||||
Elect Director Alfred W. Zollar | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No |
Regions Financial Corporation | |||
Meeting Date: 04/21/2016 | Country: USA | Primary Security ID: 7591EP100 | Meeting ID: 1035993 |
Record Date: 02/22/2016 | Meeting Type: Annual | Ticker: RF | |
Primary CUSIP: 7591EP100 | Primary ISIN: US7591EP1005 | Primary SEDOL: B01R311 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Carolyn H. Byrd | Mgmt | Yes | For | For | No | |||||||
Elect Director David J. Cooper, Sr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Don DeFosset | Mgmt | Yes | For | For | No | |||||||
Elect Director Eric C. Fast | Mgmt | Yes | For | For | No | |||||||
Elect Director O. B. Grayson Hall, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director John D. Johns | Mgmt | Yes | For | For | No | |||||||
Elect Director Ruth Ann Marshall | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan W. Matlock | Mgmt | Yes | For | For | No | |||||||
Elect Director John E. Maupin, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles D. McCrary | Mgmt | Yes | For | For | No | |||||||
Elect Director Lee J. Styslinger, III | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation |
Public Storage | |||
Meeting Date: 04/25/2016 | Country: USA | Primary Security ID: 74460D109 | Meeting ID: 1039581 |
Record Date: 03/01/2016 | Meeting Type: Annual | Ticker: PSA | |
Primary CUSIP: 74460D109 | Primary ISIN: US74460D1090 | Primary SEDOL: 2852533 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Ronald L. Havner, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Tamara Hughes Gustavson | Mgmt | Yes | For | Against | Yes | |||||||
Elect Director Uri P. Harkham | Mgmt | Yes | For | For | No | |||||||
Elect Director B. Wayne Hughes, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Avedick B. Poladian | Mgmt | Yes | For | For | No | |||||||
Elect Director Gary E. Pruitt | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald P. Spogli | Mgmt | Yes | For | For | No | |||||||
Elect Director Daniel C. Staton | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Approve Omnibus Stock Plan | Mgmt | Yes | For | For | No |
American Electric Power Company, Inc. | |||
Meeting Date: 04/26/2016 | Country: USA | Primary Security ID: 025537101 | Meeting ID: 1039529 |
Record Date: 02/29/2016 | Meeting Type: Annual | Ticker: AEP | |
Primary CUSIP: 025537101 | Primary ISIN: US0255371017 | Primary SEDOL: 2026242 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Nicholas K. Akins | Mgmt | Yes | For | For | No | |||||||
Elect Director David J. Anderson | Mgmt | Yes | For | For | No | |||||||
Elect Director J. Barnie Beasley, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Ralph D. Crosby, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Linda A. Goodspeed | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas E. Hoaglin | Mgmt | Yes | For | For | No | |||||||
Elect Director Sandra Beach Lin | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard C. Notebaert | Mgmt | Yes | For | For | No | |||||||
Elect Director Lionel L. Nowell, III | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen S. Rasmussen | Mgmt | Yes | For | For | No | |||||||
Elect Director Oliver G. Richard, III | Mgmt | Yes | For | For | No | |||||||
Elect Director Sara Martinez Tucker | Mgmt | Yes | For | For | No | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation |
Coca-Cola Enterprises, Inc. | |||
Meeting Date: 04/26/2016 | Country: USA | Primary Security ID: 19122T109 | Meeting ID: 1036469 |
Record Date: 03/01/2016 | Meeting Type: Annual | Ticker: CCE | |
Primary CUSIP: 19122T109 | Primary ISIN: US19122T1097 | Primary SEDOL: B42BPG9 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Jan Bennink | Mgmt | Yes | For | For | No | |||||||
Elect Director John F. Brock | Mgmt | Yes | For | For | No | |||||||
Elect Director Calvin Darden | Mgmt | Yes | For | For | No | |||||||
Elect Director L. Phillip Humann | Mgmt | Yes | For | For | No | |||||||
Elect Director Orrin H. Ingram, II | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas H. Johnson | Mgmt | Yes | For | For | No | |||||||
Elect Director Veronique Morali | Mgmt | Yes | For | For | No | |||||||
Elect Director Andrea L. Saia | Mgmt | Yes | For | For | No | |||||||
Elect Director Garry Watts | Mgmt | Yes | For | For | No | |||||||
Elect Director Curtis R. Welling | Mgmt | Yes | For | For | No | |||||||
Elect Director Phoebe A. Wood | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No |
EOG Resources, Inc. | |||
Meeting Date: 04/26/2016 | Country: USA | Primary Security ID: 26875P101 | Meeting ID: 1040190 |
Record Date: 02/26/2016 | Meeting Type: Annual | Ticker: EOG | |
Primary CUSIP: 26875P101 | Primary ISIN: US26875P1012 | Primary SEDOL: 2318024 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Janet F. Clark | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles R. Crisp | Mgmt | Yes | For | For | No | |||||||
Elect Director James C. Day | Mgmt | Yes | For | For | No | |||||||
Elect Director H. Leighton Steward | Mgmt | Yes | For | For | No | |||||||
Elect Director Donald F. Textor | Mgmt | Yes | For | For | No | |||||||
Elect Director William R. Thomas | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank G. Wisner | Mgmt | Yes | For | For | No | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation |
SunTrust Banks, Inc. | |||
Meeting Date: 04/26/2016 | Country: USA | Primary Security ID: 867914103 | Meeting ID: 1038297 |
Record Date: 02/17/2016 | Meeting Type: Annual | Ticker: STI | |
Primary CUSIP: 867914103 | Primary ISIN: US8679141031 | Primary SEDOL: 2860990 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Dallas S. Clement | Mgmt | Yes | For | For | No | |||||||
Elect Director Paul R. Garcia | Mgmt | Yes | For | For | No | |||||||
Elect Director M. Douglas Ivester | Mgmt | Yes | For | For | No | |||||||
Elect Director Kyle Prechtl Legg | Mgmt | Yes | For | For | No | |||||||
Elect Director Donna S. Morea | Mgmt | Yes | For | For | No | |||||||
Elect Director David M. Ratcliffe | Mgmt | Yes | For | For | No | |||||||
Elect Director William H. Rogers, Jr | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank P. Scruggs, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Bruce L. Tanner | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas R. Watjen | Mgmt | Yes | For | For | No | |||||||
Elect Director Phail Wynn, Jr. | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No |
Wells Fargo & Company | |||
Meeting Date: 04/26/2016 | Country: USA | Primary Security ID: 949746101 | Meeting ID: 1039705 |
Record Date: 03/01/2016 | Meeting Type: Annual | Ticker: WFC | |
Primary CUSIP: 949746101 | Primary ISIN: US9497461015 | Primary SEDOL: 2649100 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director John D. Baker, II | Mgmt | Yes | For | For | No | |||||||
Elect Director Elaine L. Chao | Mgmt | Yes | For | For | No | |||||||
Elect Director John S. Chen | Mgmt | Yes | For | For | No | |||||||
Elect Director Lloyd H. Dean | Mgmt | Yes | For | For | No | |||||||
Elect Director Elizabeth A. Duke | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan E. Engel | Mgmt | Yes | For | For | No | |||||||
Elect Director Enrique Hernandez, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Donald M. James | Mgmt | Yes | For | For | No | |||||||
Elect Director Cynthia H. Milligan | Mgmt | Yes | For | For | No | |||||||
Elect Director Federico F. Pena | Mgmt | Yes | For | For | No | |||||||
Elect Director James H. Quigley | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen W. Sanger | Mgmt | Yes | For | For | No | |||||||
Elect Director John G. Stumpf | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan G. Swenson | Mgmt | Yes | For | For | No | |||||||
Elect Director Suzanne M. Vautrinot | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Require Independent Board Chairman | SH | Yes | Against | Against | No | |||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | Against | No |
Ameriprise Financial, Inc. | |||
Meeting Date: 04/27/2016 | Country: USA | Primary Security ID: 03076C106 | Meeting ID: 1040995 |
Record Date: 02/29/2016 | Meeting Type: Annual | Ticker: AMP | |
Primary CUSIP: 03076C106 | Primary ISIN: US03076C1062 | Primary SEDOL: B0J7D57 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director James M. Cracchiolo | Mgmt | Yes | For | For | No | |||||||
Elect Director Dianne Neal Blixt | Mgmt | Yes | For | For | No | |||||||
Elect Director Amy DiGeso | Mgmt | Yes | For | For | No | |||||||
Elect Director Lon R. Greenberg | Mgmt | Yes | For | For | No | |||||||
Elect Director Siri S. Marshall | Mgmt | Yes | For | For | No | |||||||
Elect Director Jeffrey Noddle | Mgmt | Yes | For | For | No | |||||||
Elect Director H. Jay Sarles | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert F. Sharpe, Jr. | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors |
Bank of America Corporation | |||
Meeting Date: 04/27/2016 | Country: USA | Primary Security ID: 060505104 | Meeting ID: 1040173 |
Record Date: 03/02/2016 | Meeting Type: Annual | Ticker: BAC | |
Primary CUSIP: 060505104 | Primary ISIN: US0605051046 | Primary SEDOL: 2295677 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Sharon L. Allen | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan S. Bies | Mgmt | Yes | For | For | No | |||||||
Elect Director Jack O. Bovender, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank P. Bramble, Sr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Pierre J.P. de Weck | Mgmt | Yes | For | For | No | |||||||
Elect Director Arnold W. Donald | Mgmt | Yes | For | For | No | |||||||
Elect Director Linda P. Hudson | Mgmt | Yes | For | For | No | |||||||
Elect Director Monica C. Lozano | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas J. May | Mgmt | Yes | For | For | No | |||||||
Elect Director Brian T. Moynihan | Mgmt | Yes | For | For | No | |||||||
Elect Director Lionel L. Nowell, III | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas D. Woods | Mgmt | Yes | For | For | No | |||||||
Elect Director R. David Yost | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify PwC as Auditors | Mgmt | Yes | For | For | No | |||||||
Clawback of Incentive Payments | SH | Yes | Against | Against | No |
General Electric Company | |||
Meeting Date: 04/27/2016 | Country: USA | Primary Security ID: 369604103 | Meeting ID: 1038542 |
Record Date: 02/29/2016 | Meeting Type: Annual | Ticker: GE | |
Primary CUSIP: 369604103 | Primary ISIN: US3696041033 | Primary SEDOL: 2380498 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Sebastien M. Bazin | Mgmt | Yes | For | For | No | |||||||
Elect Director W. Geoffrey Beattie | Mgmt | Yes | For | For | No | |||||||
Elect Director John J. Brennan | Mgmt | Yes | For | For | No | |||||||
Elect Director Francisco D' Souza | Mgmt | Yes | For | For | No | |||||||
Elect Director Marijn E. Dekkers | Mgmt | Yes | For | For | No | |||||||
Elect Director Peter B. Henry | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan J. Hockfield | Mgmt | Yes | For | For | No | |||||||
Elect Director Jeffrey R. Immelt | Mgmt | Yes | For | For | No | |||||||
Elect Director Andrea Jung | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert W. Lane | Mgmt | Yes | For | For | No | |||||||
Elect Director Rochelle B. Lazarus | Mgmt | Yes | For | For | No | |||||||
Elect Director Lowell C. McAdam | Mgmt | Yes | For | For | No | |||||||
Elect Director James J. Mulva | Mgmt | Yes | For | For | No | |||||||
Elect Director James E. Rohr | Mgmt | Yes | For | For | No | |||||||
Elect Director Mary L. Schapiro | Mgmt | Yes | For | For | No | |||||||
Elect Director James S. Tisch | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes | |||||||
Require Independent Board Chairman | SH | Yes | Against | Against | No | |||||||
Adopt Holy Land Principles | SH | Yes | Against | Against | No | |||||||
Restore or Provide for Cumulative Voting | SH | Yes | Against | Against | No | |||||||
Performance-Based and/or Time-Based Equity | SH | Yes | Against | Against | No | |||||||
Awards | ||||||||||||
Report on Guidelines for Country Selection | SH | Yes | Against | Against | No |
Marathon Petroleum Corporation | |||
Meeting Date: 04/27/2016 | Country: USA | Primary Security ID: 56585A102 | Meeting ID: 1039185 |
Record Date: 02/29/2016 | Meeting Type: Annual | Ticker: MPC | |
Primary CUSIP: 56585A102 | Primary ISIN: US56585A1025 | Primary SEDOL: B3K3L40 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Evan Bayh | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles E. Bunch | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank M. Semple | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Adopt Proxy Access Right | SH | Yes | Against | For | Yes | |||||||
Report on EHS Incidents and Worker Fatigue | SH | Yes | Against | Against | No | |||||||
Policies | ||||||||||||
Adopt Quantitative GHG Goals for Products | SH | Yes | Against | Against | No | |||||||
and Operations |
Edison International | |||
Meeting Date: 04/28/2016 | Country: USA | Primary Security ID: 281020107 | Meeting ID: 1040982 |
Record Date: 02/29/2016 | Meeting Type: Annual | Ticker: EIX | |
Primary CUSIP: 281020107 | Primary ISIN: US2810201077 | Primary SEDOL: 2829515 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Jagjeet S. Bindra | Mgmt | Yes | For | For | No | |||||||
Elect Director Vanessa C.L. Chang | Mgmt | Yes | For | For | No | |||||||
Elect Director Theodore F. Craver, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director James T. Morris | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard T. Schlosberg, III | Mgmt | Yes | For | For | No | |||||||
Elect Director Linda G. Stuntz | Mgmt | Yes | For | For | No | |||||||
Elect Director William P. Sullivan | Mgmt | Yes | For | For | No | |||||||
Elect Director Ellen O. Tauscher | Mgmt | Yes | For | For | No | |||||||
Elect Director Peter J. Taylor | Mgmt | Yes | For | For | No | |||||||
Elect Director Brett White | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Adopt Proxy Access Right | SH | Yes | Against | For | Yes |
Johnson & Johnson | |||
Meeting Date: 04/28/2016 | Country: USA | Primary Security ID: 478160104 | Meeting ID: 1039535 |
Record Date: 03/01/2016 | Meeting Type: Annual | Ticker: JNJ | |
Primary CUSIP: 478160104 | Primary ISIN: US4781601046 | Primary SEDOL: 2475833 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Mary C. Beckerle | Mgmt | Yes | For | For | No | |||||||
Elect Director D. Scott Davis | Mgmt | Yes | For | For | No | |||||||
Elect Director Ian E. L. Davis | Mgmt | Yes | For | For | No | |||||||
Elect Director Alex Gorsky | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan L. Lindquist | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark B. McClellan | Mgmt | Yes | For | For | No | |||||||
Elect Director Anne M. Mulcahy | Mgmt | Yes | For | For | No | |||||||
Elect Director William D. Perez | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles Prince | Mgmt | Yes | For | For | No | |||||||
Elect Director A. Eugene Washington | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald A. Williams | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Adopt a Payout Policy Giving Preference to | SH | Yes | Against | Against | No | |||||||
Share Buybacks Over Dividends | ||||||||||||
Require Independent Board Chairman | SH | Yes | Against | For | Yes | |||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | Against | No | |||||||
Report on Policies for Safe Disposal of | SH | Yes | Against | Against | No | |||||||
Prescription Drugs by Users |
Pfizer Inc. | |||
Meeting Date: 04/28/2016 | Country: USA | Primary Security ID: 717081103 | Meeting ID: 1039152 |
Record Date: 03/01/2016 | Meeting Type: Annual | Ticker: PFE | |
Primary CUSIP: 717081103 | Primary ISIN: US7170811035 | Primary SEDOL: 2684703 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Dennis A. Ausiello | Mgmt | Yes | For | For | No | |||||||
Elect Director W. Don Cornwell | Mgmt | Yes | For | For | No | |||||||
Elect Director Joseph J. Echevarria | Mgmt | Yes | For | For | No | |||||||
Elect Director Frances D. Fergusson | Mgmt | Yes | For | For | No | |||||||
Elect Director Helen H. Hobbs | Mgmt | Yes | For | For | No | |||||||
Elect Director James M. Kilts | Mgmt | Yes | For | For | No | |||||||
Elect Director Shantanu Narayen | Mgmt | Yes | For | For | No | |||||||
Elect Director Suzanne Nora Johnson | Mgmt | Yes | For | For | No | |||||||
Elect Director Ian C. Read | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen W. Sanger | Mgmt | Yes | For | For | No | |||||||
Elect Director James C. Smith | Mgmt | Yes | For | For | No | |||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes | |||||||
Give Shareholders Final Say on Election of | SH | Yes | Against | Against | No | |||||||
Directors | ||||||||||||
Provide Right to Act by Written Consent | SH | Yes | Against | For | Yes | |||||||
Prohibit Tax Gross-ups on Inversions | SH | Yes | Against | Against | No |
AT&T Inc. | |||
Meeting Date: 04/29/2016 | Country: USA | Primary Security ID: 00206R102 | Meeting ID: 1037971 |
Record Date: 03/01/2016 | Meeting Type: Annual | Ticker: T | |
Primary CUSIP: 00206R102 | Primary ISIN: US00206R1023 | Primary SEDOL: 2831811 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Randall L. Stephenson | Mgmt | Yes | For | For | No | |||||||
Elect Director Samuel A. Di Piazza, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard W. Fisher | Mgmt | Yes | For | For | No | |||||||
Elect Director Scott T. Ford | Mgmt | Yes | For | For | No | |||||||
Elect Director Glenn H. Hutchins | Mgmt | Yes | For | For | No | |||||||
Elect Director William E. Kennard | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael B. McCallister | Mgmt | Yes | For | For | No | |||||||
Elect Director Beth E. Mooney | Mgmt | Yes | For | For | No | |||||||
Elect Director Joyce M. Roche | Mgmt | Yes | For | For | No | |||||||
Elect Director Matthew K. Rose | Mgmt | Yes | For | For | No | |||||||
Elect Director Cynthia B. Taylor | Mgmt | Yes | For | For | No | |||||||
Elect Director Laura D'Andrea Tyson | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Approve Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Report on Indirect Political Contributions | SH | Yes | Against | For | Yes | |||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes | |||||||
Require Independent Board Chairman | SH | Yes | Against | Against | No |
Berkshire Hathaway Inc. | |||
Meeting Date: 04/30/2016 | Country: USA | Primary Security ID: 084670702 | Meeting ID: 1035741 |
Record Date: 03/02/2016 | Meeting Type: Annual | Ticker: BRK.B | |
Primary CUSIP: 084670702 | Primary ISIN: US0846707026 | Primary SEDOL: 2073390 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Warren E. Buffett | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles T. Munger | Mgmt | Yes | For | For | No | |||||||
Elect Director Howard G. Buffett | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen B. Burke | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan L. Decker | Mgmt | Yes | For | For | No | |||||||
Elect Director William H. Gates, III | Mgmt | Yes | For | For | No | |||||||
Elect Director David S. Gottesman | Mgmt | Yes | For | For | No | |||||||
Elect Director Charlotte Guyman | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas S. Murphy | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald L. Olson | Mgmt | Yes | For | For | No | |||||||
Elect Director Walter Scott, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Meryl B. Witmer | Mgmt | Yes | For | For | No | |||||||
Report on Insurance Division's Response to | SH | Yes | Against | For | Yes | |||||||
Climate Change Risks |
American Express Company | |||
Meeting Date: 05/02/2016 | Country: USA | Primary Security ID: 025816109 | Meeting ID: 1041626 |
Record Date: 03/04/2016 | Meeting Type: Annual | Ticker: AXP | |
Primary CUSIP: 025816109 | Primary ISIN: US0258161092 | Primary SEDOL: 2026082 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Charlene Barshefsky | Mgmt | Yes | For | For | No | |||||||
Elect Director Ursula M. Burns | Mgmt | Yes | For | For | No | |||||||
Elect Director Kenneth I. Chenault | Mgmt | Yes | For | For | No | |||||||
Elect Director Peter Chernin | Mgmt | Yes | For | For | No | |||||||
Elect Director Ralph de la Vega | Mgmt | Yes | For | For | No | |||||||
Elect Director Anne L. Lauvergeon | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael O. Leavitt | Mgmt | Yes | For | For | No | |||||||
Elect Director Theodore J. Leonsis | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard C. Levin | Mgmt | Yes | For | For | No | |||||||
Elect Director Samuel J. Palmisano | Mgmt | Yes | For | For | No | |||||||
Elect Director Daniel L. Vasella | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert D. Walter | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald A. Williams | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Approve Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Prepare Employment Diversity Report | SH | Yes | Against | For | Yes | |||||||
Report on Board Oversight of Privacy and | SH | Yes | Against | For | Yes | |||||||
Data Security and Requests for Customer | ||||||||||||
Information | ||||||||||||
Provide Right to Act by Written Consent | SH | Yes | Against | For | Yes | |||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | Against | No | |||||||
Require Independent Board Chairman | SH | Yes | Against | For | Yes |
The Boeing Company | |||
Meeting Date: 05/02/2016 | Country: USA | Primary Security ID: 097023105 | Meeting ID: 1040990 |
Record Date: 03/03/2016 | Meeting Type: Annual | Ticker: BA | |
Primary CUSIP: 097023105 | Primary ISIN: US0970231058 | Primary SEDOL: 2108601 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director David L. Calhoun | Mgmt | Yes | For | For | No | |||||||
Elect Director Arthur D. Collins, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Kenneth M. Duberstein | Mgmt | Yes | For | For | No | |||||||
Elect Director Edmund P. Giambastiani, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Lynn J. Good | Mgmt | Yes | For | For | No | |||||||
Elect Director Lawrence W. Kellner | Mgmt | Yes | For | For | No | |||||||
Elect Director Edward M. Liddy | Mgmt | Yes | For | For | No | |||||||
Elect Director Dennis A. Muilenburg | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan C. Schwab | Mgmt | Yes | For | For | No | |||||||
Elect Director Randall L. Stephenson | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald A. Williams | Mgmt | Yes | For | For | No | |||||||
Elect Director Mike S. Zafirovski | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation | ||||||||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes | |||||||
Reduce Ownership Threshold for | SH | Yes | Against | For | Yes | |||||||
Shareholders to Call Special Meeting | ||||||||||||
Require Independent Board Chairman | SH | Yes | Against | Against | No | |||||||
Report on Weapon Sales to Israel | SH | Yes | Against | Against | No |
ManpowerGroup Inc. | |||
Meeting Date: 05/03/2016 | Country: USA | Primary Security ID: 56418H100 | Meeting ID: 1035022 |
Record Date: 02/23/2016 | Meeting Type: Annual | Ticker: MAN | |
Primary CUSIP: 56418H100 | Primary ISIN: US56418H1005 | Primary SEDOL: 2562490 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Gina R. Boswell | Mgmt | Yes | For | For | No | |||||||
Elect Director Cari M. Dominguez | Mgmt | Yes | For | For | No | |||||||
Elect Director William Downe | Mgmt | Yes | For | For | No | |||||||
Elect Director John F. Ferraro | Mgmt | Yes | For | For | No | |||||||
Elect Director Patricia Hemingway Hall | Mgmt | Yes | For | For | No | |||||||
Elect Director Roberto Mendoza | Mgmt | Yes | For | For | No | |||||||
Elect Director Ulice Payne, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Jonas Prising | Mgmt | Yes | For | For | No | |||||||
Elect Director Paul Read | Mgmt | Yes | For | For | No | |||||||
Elect Director Elizabeth P. Sartain | Mgmt | Yes | For | For | No | |||||||
Elect Director John R. Walter | Mgmt | Yes | For | For | No | |||||||
Elect Director Edward J. Zore | Mgmt | Yes | For | For | No | |||||||
Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For | No | |||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers' Compensation |
PepsiCo, Inc. | |||
Meeting Date: 05/04/2016 | Country: USA | Primary Security ID: 713448108 | Meeting ID: 1040864 |
Record Date: 02/26/2016 | Meeting Type: Annual | Ticker: PEP | |
Primary CUSIP: 713448108 | Primary ISIN: US7134481081 | Primary SEDOL: 2681511 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Shona L. Brown | Mgmt | Yes | For | For | No | |||||||
Elect Director George W. Buckley | Mgmt | Yes | For | For | No | |||||||
Elect Director Cesar Conde | Mgmt | Yes | For | For | No | |||||||
Elect Director Ian M. Cook | Mgmt | Yes | For | For | No | |||||||
Elect Director Dina Dublon | Mgmt | Yes | For | For | No | |||||||
Elect Director Rona A. Fairhead | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard W. Fisher | Mgmt | Yes | For | For | No | |||||||
Elect Director William R. Johnson | Mgmt | Yes | For | For | No | |||||||
Elect Director Indra K. Nooyi | Mgmt | Yes | For | For | No | |||||||
Elect Director David C. Page | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert C. Pohlad | Mgmt | Yes | For | For | No | |||||||
Elect Director Lloyd G. Trotter | Mgmt | Yes | For | For | No | |||||||
Elect Director Daniel Vasella | Mgmt | Yes | For | For | No | |||||||
Elect Director Alberto Weisser | Mgmt | Yes | For | For | No | |||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Establish a Board Committee on Sustainability | SH | Yes | Against | Against | No | |||||||
Report on Plans to Minimize Pesticides | SH | Yes | Against | Against | No | |||||||
Impact on Pollinators | ||||||||||||
Adopt Holy Land Principles | SH | Yes | Against | Against | No | |||||||
Adopt Quantitative Renewable Energy Goals | SH | Yes | Against | Against | No |
PulteGroup, Inc. | |||
Meeting Date: 05/04/2016 | Country: USA | Primary Security ID: 745867101 | Meeting ID: 1048284 |
Record Date: 03/10/2016 | Meeting Type: Annual | Ticker: PHM | |
Primary CUSIP: 745867101 | Primary ISIN: US7458671010 | Primary SEDOL: 2708841 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Brian P. Anderson | Mgmt | Yes | For | For | No | |||||||
Elect Director Bryce Blair | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard W. Dreiling | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard J. Dugas, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas J. Folliard | Mgmt | Yes | For | For | No | |||||||
Elect Director Cheryl W. Grise | Mgmt | Yes | For | For | No | |||||||
Elect Director Andre J. Hawaux | Mgmt | Yes | For | For | No | |||||||
Elect Director Debra J. Kelly-Ennis | Mgmt | Yes | For | For | No | |||||||
Elect Director Patrick J. OLeary | Mgmt | Yes | For | For | No | |||||||
Elect Director James J. Postl | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Amend NOL Rights Plan (NOL Pill) | Mgmt | Yes | For | For | No | |||||||
Require a Majority Vote for the Election of | SH | Yes | Against | For | Yes | |||||||
Directors |
Dover Corporation | |||
Meeting Date: 05/05/2016 | Country: USA | Primary Security ID: 260003108 | Meeting ID: 1043312 |
Record Date: 03/07/2016 | Meeting Type: Annual | Ticker: DOV | |
Primary CUSIP: 260003108 | Primary ISIN: US2600031080 | Primary SEDOL: 2278407 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Peter T. Francis | Mgmt | Yes | For | For | No | |||||||
Elect Director Kristiane C. Graham | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael F. Johnston | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert A. Livingston | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard K. Lochridge | Mgmt | Yes | For | For | No | |||||||
Elect Director Bernard G. Rethore | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael B. Stubbs | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen M. Todd | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen K. Wagner | Mgmt | Yes | For | Against | Yes | |||||||
Elect Director Keith E. Wandell | Mgmt | Yes | For | For | No | |||||||
Elect Director Mary A. Winston | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Provide Right to Act by Written Consent | Mgmt | Yes | For | For | No | |||||||
Proxy Access | SH | Yes | Against | For | Yes |
DTE Energy Company | |||
Meeting Date: 05/05/2016 | Country: USA | Primary Security ID: 233331107 | Meeting ID: 1037169 |
Record Date: 03/08/2016 | Meeting Type: Annual | Ticker: DTE | |
Primary CUSIP: 233331107 | Primary ISIN: US2333311072 | Primary SEDOL: 2280220 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Gerard M. Anderson | Mgmt | Yes | For | For | No | |||||||
Elect Director David A. Brandon | Mgmt | Yes | For | For | No | |||||||
Elect Director W. Frank Fountain, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles G. McClure, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Gail J. McGovern | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark A. Murray | Mgmt | Yes | For | For | No | |||||||
Elect Director James B. Nicholson | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles W. Pryor, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Josue Robles, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Ruth G. Shaw | Mgmt | Yes | For | For | No | |||||||
Elect Director David A. Thomas | Mgmt | Yes | For | For | No | |||||||
Elect Director James H. Vandenberghe | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Report on Lobbying Payments and Political | SH | Yes | Against | For | Yes | |||||||
Contributions | ||||||||||||
Assess Plans to Increase Distributed | SH | Yes | Against | For | Yes | |||||||
Low-Carbon Electricity Generation |
Fluor Corporation | |||
Meeting Date: 05/05/2016 | Country: USA | Primary Security ID: 343412102 | Meeting ID: 1036943 |
Record Date: 03/07/2016 | Meeting Type: Annual | Ticker: FLR | |
Primary CUSIP: 343412102 | Primary ISIN: US3434121022 | Primary SEDOL: 2696838 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Peter K. Barker | Mgmt | Yes | For | For | No | |||||||
Elect Director Alan M. Bennett | Mgmt | Yes | For | For | No | |||||||
Elect Director Rosemary T. Berkery | Mgmt | Yes | For | For | No | |||||||
Elect Director Peter J. Fluor | Mgmt | Yes | For | For | No | |||||||
Elect Director Deborah D. McWhinney | Mgmt | Yes | For | For | No | |||||||
Elect Director Armando J. Olivera | Mgmt | Yes | For | For | No | |||||||
Elect Director Joseph W. Prueher | Mgmt | Yes | For | For | No | |||||||
Elect Director Matthew K. Rose | Mgmt | Yes | For | For | No | |||||||
Elect Director David T. Seaton | Mgmt | Yes | For | For | No | |||||||
Elect Director Nader H. Sultan | Mgmt | Yes | For | For | No | |||||||
Elect Director Lynn C. Swann | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Report on Political Contributions | SH | Yes | Against | For | Yes | |||||||
Adopt Quantitative Company-wide GHG Goals | SH | Yes | Against | For | Yes |
International Paper Company | |||
Meeting Date: 05/09/2016 | Country: USA | Primary Security ID: 460146103 | Meeting ID: 1049912 |
Record Date: 03/15/2016 | Meeting Type: Annual | Ticker: IP | |
Primary CUSIP: 460146103 | Primary ISIN: US4601461035 | Primary SEDOL: 2465254 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director David J. Bronczek | Mgmt | Yes | For | For | No | |||||||
Elect Director William J. Burns | Mgmt | Yes | For | For | No | |||||||
Elect Director Ahmet C. Dorduncu | Mgmt | Yes | For | For | No | |||||||
Elect Director Ilene S. Gordon | Mgmt | Yes | For | For | No | |||||||
Elect Director Jay L. Johnson | Mgmt | Yes | For | For | No | |||||||
Elect Director Stacey J. Mobley | Mgmt | Yes | For | For | No | |||||||
Elect Director Joan E. Spero | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark S. Sutton | Mgmt | Yes | For | For | No | |||||||
Elect Director John L. Townsend, III | Mgmt | Yes | For | For | No | |||||||
Elect Director William G. Walter | Mgmt | Yes | For | For | No | |||||||
Elect Director J. Steven Whisler | Mgmt | Yes | For | For | No | |||||||
Elect Director Ray G. Young | Mgmt | Yes | For | For | No | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation |
3M Company | |||
Meeting Date: 05/10/2016 | Country: USA | Primary Security ID: 88579Y101 | Meeting ID: 1042828 |
Record Date: 03/11/2016 | Meeting Type: Annual | Ticker: MMM | |
Primary CUSIP: 88579Y101 | Primary ISIN: US88579Y1010 | Primary SEDOL: 2595708 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Sondra L. Barbour | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas Tony K. Brown | Mgmt | Yes | For | For | No | |||||||
Elect Director Vance D. Coffman | Mgmt | Yes | For | For | No | |||||||
Elect Director David B. Dillon | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael L. Eskew | Mgmt | Yes | For | For | No | |||||||
Elect Director Herbert L. Henkel | Mgmt | Yes | For | For | No | |||||||
Elect Director Muhtar Kent | Mgmt | Yes | For | For | No | |||||||
Elect Director Edward M. Liddy | Mgmt | Yes | For | For | No | |||||||
Elect Director Gregory R. Page | Mgmt | Yes | For | For | No | |||||||
Elect Director Inge G. Thulin | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert J. Ulrich | Mgmt | Yes | For | For | No | |||||||
Elect Director Patricia A. Woertz | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Approve Omnibus Stock Plan | Mgmt | Yes | For | For | No | |||||||
Reduce Ownership Threshold for | SH | Yes | Against | For | Yes | |||||||
Shareholders to Call Special Meetings | ||||||||||||
Exclude the Impact of Stock Buyback | SH | Yes | Against | Against | No | |||||||
Programs on the Financial Metrics on which | ||||||||||||
CEO Pay is Based |
ConocoPhillips | |||
Meeting Date: 05/10/2016 | Country: USA | Primary Security ID: 20825C104 | Meeting ID: 1044792 |
Record Date: 03/14/2016 | Meeting Type: Annual | Ticker: COP | |
Primary CUSIP: 20825C104 | Primary ISIN: US20825C1045 | Primary SEDOL: 2685717 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Richard L. Armitage | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard H. Auchinleck | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles E. Bunch | Mgmt | Yes | For | For | No | |||||||
Elect Director James E. Copeland, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director John V. Faraci | Mgmt | Yes | For | For | No | |||||||
Elect Director Jody L. Freeman | Mgmt | Yes | For | For | No | |||||||
Elect Director Gay Huey Evans | Mgmt | Yes | For | For | No | |||||||
Elect Director Ryan M. Lance | Mgmt | Yes | For | For | No | |||||||
Elect Director Arjun N. Murti | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert A. Niblock | Mgmt | Yes | For | For | No | |||||||
Elect Director Harald J. Norvik | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes | |||||||
Adjust Executive Compensation Program for | SH | Yes | Against | Against | No | |||||||
Reserve Write-Downs |
Equity LifeStyle Properties, Inc. | |||
Meeting Date: 05/10/2016 | Country: USA | Primary Security ID: 29472R108 | Meeting ID: 1042142 |
Record Date: 03/04/2016 | Meeting Type: Annual | Ticker: ELS | |
Primary CUSIP: 29472R108 | Primary ISIN: US29472R1086 | Primary SEDOL: 2563125 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Philip Calian | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director David Contis | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Thomas Dobrowski | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Thomas Heneghan | Mgmt | Yes | For | For | No | |||||||
Elect Director Tao Huang | Mgmt | Yes | For | For | No | |||||||
Elect Director Marguerite Nader | Mgmt | Yes | For | For | No | |||||||
Elect Director Sheli Rosenberg | Mgmt | Yes | For | For | No | |||||||
Elect Director Howard Walker | Mgmt | Yes | For | For | No | |||||||
Elect Director William Young | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Samuel Zell | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation |
American International Group, Inc. | |||
Meeting Date: 05/11/2016 | Country: USA | Primary Security ID: 026874784 | Meeting ID: 1045446 |
Record Date: 03/21/2016 | Meeting Type: Annual | Ticker: AIG | |
Primary CUSIP: 026874784 | Primary ISIN: US0268747849 | Primary SEDOL: 2027342 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director W. Don Cornwell | Mgmt | Yes | For | For | No | |||||||
Elect Director Peter R. Fisher | Mgmt | Yes | For | For | No | |||||||
Elect Director John H. Fitzpatrick | Mgmt | Yes | For | For | No | |||||||
Elect Director Peter D. Hancock | Mgmt | Yes | For | For | No | |||||||
Elect Director William G. Jurgensen | Mgmt | Yes | For | For | No | |||||||
Elect Director Christopher S. Lynch | Mgmt | Yes | For | For | No | |||||||
Elect Director Samuel J. Merksamer | Mgmt | Yes | For | For | No | |||||||
Elect Director George L. Miles, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Henry S. Miller | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert S. Miller | Mgmt | Yes | For | For | No | |||||||
Elect Director Linda A. Mills | Mgmt | Yes | For | For | No | |||||||
Elect Director Suzanne Nora Johnson | Mgmt | Yes | For | For | No | |||||||
Elect Director John A. Paulson | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald A. Rittenmeyer | Mgmt | Yes | For | For | No | |||||||
Elect Director Douglas M. Steenland | Mgmt | Yes | For | For | No | |||||||
Elect Director Theresa M. Stone | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors |
Gilead Sciences, Inc. | |||
Meeting Date: 05/11/2016 | Country: USA | Primary Security ID: 375558103 | Meeting ID: 1044811 |
Record Date: 03/16/2016 | Meeting Type: Annual | Ticker: GILD | |
Primary CUSIP: 375558103 | Primary ISIN: US3755581036 | Primary SEDOL: 2369174 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director John F. Cogan | Mgmt | Yes | For | For | No | |||||||
Elect Director Kevin E. Lofton | Mgmt | Yes | For | For | No | |||||||
Elect Director John W. Madigan | Mgmt | Yes | For | For | No | |||||||
Elect Director John C. Martin | Mgmt | Yes | For | For | No | |||||||
Elect Director John F. Milligan | Mgmt | Yes | For | For | No | |||||||
Elect Director Nicholas G. Moore | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard J. Whitley | Mgmt | Yes | For | For | No | |||||||
Elect Director Gayle E. Wilson | Mgmt | Yes | For | For | No | |||||||
Elect Director Per Wold-Olsen | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Provide Right to Act by Written Consent | SH | Yes | Against | For | Yes |
Discover Financial Services | |||
Meeting Date: 05/12/2016 | Country: USA | Primary Security ID: 254709108 | Meeting ID: 1039992 |
Record Date: 03/14/2016 | Meeting Type: Annual | Ticker: DFS | |
Primary CUSIP: 254709108 | Primary ISIN: US2547091080 | Primary SEDOL: B1YLC43 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Jeffrey S. Aronin | Mgmt | Yes | For | For | No | |||||||
Elect Director Mary K. Bush | Mgmt | Yes | For | For | No | |||||||
Elect Director Gregory C. Case | Mgmt | Yes | For | For | No | |||||||
Elect Director Candace H. Duncan | Mgmt | Yes | For | For | No | |||||||
Elect Director Joseph F. Eazor | Mgmt | Yes | For | For | No | |||||||
Elect Director Cynthia A. Glassman | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard H. Lenny | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas G. Maheras | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael H. Moskow | Mgmt | Yes | For | For | No | |||||||
Elect Director David W. Nelms | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark A. Thierer | Mgmt | Yes | For | For | No | |||||||
Elect Director Lawrence A. Weinbach | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No |
The Dow Chemical Company | |||
Meeting Date: 05/12/2016 | Country: USA | Primary Security ID: 260543103 | Meeting ID: 1047703 |
Record Date: 03/14/2016 | Meeting Type: Annual | Ticker: DOW | |
Primary CUSIP: 260543103 | Primary ISIN: US2605431038 | Primary SEDOL: 2278719 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Ajay Banga | Mgmt | Yes | For | For | No | |||||||
Elect Director Jacqueline K. Barton | Mgmt | Yes | For | For | No | |||||||
Elect Director James A. Bell | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard K. Davis | Mgmt | Yes | For | For | No | |||||||
Elect Director Jeff M. Fettig | Mgmt | Yes | For | For | No | |||||||
Elect Director Andrew N. Liveris | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark Loughridge | Mgmt | Yes | For | For | No | |||||||
Elect Director Raymond J. Milchovich | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert S. Miller | Mgmt | Yes | For | For | No | |||||||
Elect Director Paul Polman | Mgmt | Yes | For | For | No | |||||||
Elect Director Dennis H. Reilley | Mgmt | Yes | For | For | No | |||||||
Elect Director James M. Ringler | Mgmt | Yes | For | For | No | |||||||
Elect Director Ruth G. Shaw | Mgmt | Yes | For | For | No | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Proxy Access | SH | Yes | Against | For | Yes |
Waste Management, Inc. | |||
Meeting Date: 05/12/2016 | Country: USA | Primary Security ID: 94106L109 | Meeting ID: 1043765 |
Record Date: 03/15/2016 | Meeting Type: Annual | Ticker: WM | |
Primary CUSIP: 94106L109 | Primary ISIN: US94106L1098 | Primary SEDOL: 2937667 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Bradbury H. Anderson | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank M. Clark, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Andres R. Gluski | Mgmt | Yes | For | For | No | |||||||
Elect Director Patrick W. Gross | Mgmt | Yes | For | For | No | |||||||
Elect Director Victoria M. Holt | Mgmt | Yes | For | For | No | |||||||
Elect Director Kathleen M. Mazzarella | Mgmt | Yes | For | For | No | |||||||
Elect Director John C. Pope | Mgmt | Yes | For | For | No | |||||||
Elect Director W. Robert Reum | Mgmt | Yes | For | For | No | |||||||
Elect Director David P. Steiner | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas H. Weidemeyer | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Pro-rata Vesting of Equity Awards | SH | Yes | Against | For | Yes |
Boston Properties, Inc. | |||
Meeting Date: 05/17/2016 | Country: USA | Primary Security ID: 101121101 | Meeting ID: 1047405 |
Record Date: 03/23/2016 | Meeting Type: Annual | Ticker: BXP | |
Primary CUSIP: 101121101 | Primary ISIN: US1011211018 | Primary SEDOL: 2019479 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Bruce W. Duncan | Mgmt | Yes | For | Against | Yes | |||||||
Elect Director Karen E. Dykstra | Mgmt | Yes | For | For | No | |||||||
Elect Director Carol B. Einiger | Mgmt | Yes | For | For | No | |||||||
Elect Director Jacob A. Frenkel | Mgmt | Yes | For | For | No | |||||||
Elect Director Joel I. Klein | Mgmt | Yes | For | For | No | |||||||
Elect Director Douglas T. Linde | Mgmt | Yes | For | For | No | |||||||
Elect Director Matthew J. Lustig | Mgmt | Yes | For | For | No | |||||||
Elect Director Alan J. Patricof | Mgmt | Yes | For | For | No | |||||||
Elect Director Owen D. Thomas | Mgmt | Yes | For | For | No | |||||||
Elect Director Martin Turchin | Mgmt | Yes | For | For | No | |||||||
Elect Director David A. Twardock | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors |
JetBlue Airways Corporation | |||
Meeting Date: 05/17/2016 | Country: USA | Primary Security ID: 477143101 | Meeting ID: 1048581 |
Record Date: 03/21/2016 | Meeting Type: Annual | Ticker: JBLU | |
Primary CUSIP: 477143101 | Primary ISIN: US4771431016 | Primary SEDOL: 2852760 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Peter Boneparth | Mgmt | Yes | For | For | No | |||||||
Elect Director David Checketts | Mgmt | Yes | For | For | No | |||||||
Elect Director Virginia Gambale | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen Gemkow | Mgmt | Yes | For | For | No | |||||||
Elect Director Robin Hayes | Mgmt | Yes | For | For | No | |||||||
Elect Director Ellen Jewett | Mgmt | Yes | For | For | No | |||||||
Elect Director Stanley McChrystal | Mgmt | Yes | For | For | No | |||||||
Elect Director Joel Peterson | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank Sica | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas Winkelmann | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Provide Directors May Be Removed With or | Mgmt | Yes | For | For | No | |||||||
Without Cause |
JPMorgan Chase & Co. | |||
Meeting Date: 05/17/2016 | Country: USA | Primary Security ID: 46625h100 | Meeting ID: 1049997 |
Record Date: 03/18/2016 | Meeting Type: Annual | Ticker: JPM | |
Primary CUSIP: 46625h100 | Primary ISIN: US46625H1005 | Primary SEDOL: 2190385 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Linda B. Bammann | Mgmt | Yes | For | For | No | |||||||
Elect Director James A. Bell | Mgmt | Yes | For | For | No | |||||||
Elect Director Crandall C. Bowles | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen B. Burke | Mgmt | Yes | For | For | No | |||||||
Elect Director James S. Crown | Mgmt | Yes | For | For | No | |||||||
Elect Director James Dimon | Mgmt | Yes | For | For | No | |||||||
Elect Director Timothy P. Flynn | Mgmt | Yes | For | For | No | |||||||
Elect Director Laban P. Jackson, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael A. Neal | Mgmt | Yes | For | For | No | |||||||
Elect Director Lee R. Raymond | Mgmt | Yes | For | For | No | |||||||
Elect Director William C. Weldon | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Require Independent Board Chairman | SH | Yes | Against | For | Yes | |||||||
Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | Against | No | |||||||
Prohibit Accelerated Vesting of Awards to | SH | Yes | Against | For | Yes | |||||||
Pursue Government Service | ||||||||||||
Appoint Committee to Explore the Feasibly to | SH | Yes | Against | Against | No | |||||||
Divest Non-Core Banking Segments | ||||||||||||
Clawback Amendment | SH | Yes | Against | Against | No | |||||||
Adopt Executive Compensation Philosophy | SH | Yes | Against | Against | No | |||||||
with Social Factors |
Northrop Grumman Corporation | |||
Meeting Date: 05/18/2016 | Country: USA | Primary Security ID: 666807102 | Meeting ID: 1047584 |
Record Date: 03/22/2016 | Meeting Type: Annual | Ticker: NOC | |
Primary CUSIP: 666807102 | Primary ISIN: US6668071029 | Primary SEDOL: 2648806 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Wesley G. Bush | Mgmt | Yes | For | For | No | |||||||
Elect Director Marianne C. Brown | Mgmt | Yes | For | For | No | |||||||
Elect Director Victor H. Fazio | Mgmt | Yes | For | For | No | |||||||
Elect Director Donald E. Felsinger | Mgmt | Yes | For | For | No | |||||||
Elect Director Ann M. Fudge | Mgmt | Yes | For | For | No | |||||||
Elect Director Bruce S. Gordon | Mgmt | Yes | For | For | No | |||||||
Elect Director William H. Hernandez | Mgmt | Yes | For | For | No | |||||||
Elect Director Madeleine A. Kleiner | Mgmt | Yes | For | For | No | |||||||
Elect Director Karl J. Krapek | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard B. Myers | Mgmt | Yes | For | For | No | |||||||
Elect Director Gary Roughead | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas M. Schoewe | Mgmt | Yes | For | For | No | |||||||
Elect Director James S. Turley | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No |
Amgen Inc. | |||
Meeting Date: 05/19/2016 | Country: USA | Primary Security ID: 031162100 | Meeting ID: 1050260 |
Record Date: 03/21/2016 | Meeting Type: Annual | Ticker: AMGN | |
Primary CUSIP: 031162100 | Primary ISIN: US0311621009 | Primary SEDOL: 2023607 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director David Baltimore | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank J. Biondi, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert A. Bradway | Mgmt | Yes | For | For | No | |||||||
Elect Director Francois de Carbonnel | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert A. Eckert | Mgmt | Yes | For | For | No | |||||||
Elect Director Greg C. Garland | Mgmt | Yes | For | For | No | |||||||
Elect Director Fred Hassan | Mgmt | Yes | For | For | No | |||||||
Elect Director Rebecca M. Henderson | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank C. Herringer | Mgmt | Yes | For | For | No | |||||||
Elect Director Tyler Jacks | Mgmt | Yes | For | For | No | |||||||
Elect Director Judith C. Pelham | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald D. Sugar | Mgmt | Yes | For | For | No | |||||||
Elect Director R. Sanders Williams | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | Against | No |
Comcast Corporation | |||
Meeting Date: 05/19/2016 | Country: USA | Primary Security ID: 20030N101 | Meeting ID: 1051497 |
Record Date: 03/10/2016 | Meeting Type: Annual | Ticker: CMCSA | |
Primary CUSIP: 20030N101 | Primary ISIN: US20030N1019 | Primary SEDOL: 2044545 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Kenneth J. Bacon | Mgmt | Yes | For | For | No | |||||||
Elect Director Madeline S. Bell | Mgmt | Yes | For | For | No | |||||||
Elect Director Sheldon M. Bonovitz | Mgmt | Yes | For | For | No | |||||||
Elect Director Edward D. Breen | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Joseph J. Collins | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Gerald L. Hassell | Mgmt | Yes | For | Withhold | Yes | |||||||
Elect Director Jeffrey A. Honickman | Mgmt | Yes | For | For | No | |||||||
Elect Director Eduardo G. Mestre | Mgmt | Yes | For | For | No | |||||||
Elect Director Brian L. Roberts | Mgmt | Yes | For | For | No | |||||||
Elect Director Johnathan A. Rodgers | Mgmt | Yes | For | For | No | |||||||
Elect Director Judith Rodin | Mgmt | Yes | For | Withhold | Yes | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Amend Restricted Stock Plan | Mgmt | Yes | For | For | No | |||||||
Amend Stock Option Plan | Mgmt | Yes | For | For | No | |||||||
Amend Qualified Employee Stock Purchase | Mgmt | Yes | For | For | No | |||||||
Plan | ||||||||||||
Amend Nonqualified Employee Stock | Mgmt | Yes | For | For | No | |||||||
Purchase Plan | ||||||||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes | |||||||
Pro-rata Vesting of Equity Awards | SH | Yes | Against | For | Yes | |||||||
Require Independent Board Chairman | SH | Yes | Against | For | Yes | |||||||
Approve Recapitalization Plan for all Stock to | SH | Yes | Against | For | Yes | |||||||
Have One-vote per Share |
Intel Corporation | |||
Meeting Date: 05/19/2016 | Country: USA | Primary Security ID: 458140100 | Meeting ID: 1048116 |
Record Date: 03/21/2016 | Meeting Type: Annual | Ticker: INTC | |
Primary CUSIP: 458140100 | Primary ISIN: US4581401001 | Primary SEDOL: 2463247 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Charlene Barshefsky | Mgmt | Yes | For | For | No | |||||||
Elect Director Aneel Bhusri | Mgmt | Yes | For | For | No | |||||||
Elect Director Andy D. Bryant | Mgmt | Yes | For | For | No | |||||||
Elect Director John J. Donahoe | Mgmt | Yes | For | For | No | |||||||
Elect Director Reed E. Hundt | Mgmt | Yes | For | For | No | |||||||
Elect Director Brian M. Krzanich | Mgmt | Yes | For | For | No | |||||||
Elect Director James D. Plummer | Mgmt | Yes | For | For | No | |||||||
Elect Director David S. Pottruck | Mgmt | Yes | For | For | No | |||||||
Elect Director Frank D. Yeary | Mgmt | Yes | For | For | No | |||||||
Elect Director David B. Yoffie | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Adopt Holy Land Principles | SH | Yes | Against | Against | No | |||||||
Provide Right to Act by Written Consent | SH | Yes | Against | For | Yes | |||||||
Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | Against | No |
The Home Depot, Inc. | |||
Meeting Date: 05/19/2016 | Country: USA | Primary Security ID: 437076102 | Meeting ID: 1048239 |
Record Date: 03/21/2016 | Meeting Type: Annual | Ticker: HD | |
Primary CUSIP: 437076102 | Primary ISIN: US4370761029 | Primary SEDOL: 2434209 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Gerard J. Arpey | Mgmt | Yes | For | For | No | |||||||
Elect Director Ari Bousbib | Mgmt | Yes | For | For | No | |||||||
Elect Director Gregory D. Brenneman | Mgmt | Yes | For | For | No | |||||||
Elect Director J. Frank Brown | Mgmt | Yes | For | For | No | |||||||
Elect Director Albert P. Carey | Mgmt | Yes | For | For | No | |||||||
Elect Director Armando Codina | Mgmt | Yes | For | For | No | |||||||
Elect Director Helena B. Foulkes | Mgmt | Yes | For | For | No | |||||||
Elect Director Linda R. Gooden | Mgmt | Yes | For | For | No | |||||||
Elect Director Wayne M. Hewett | Mgmt | Yes | For | For | No | |||||||
Elect Director Karen L. Katen | Mgmt | Yes | For | For | No | |||||||
Elect Director Craig A. Menear | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark Vadon | Mgmt | Yes | For | For | No | |||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Prepare Employment Diversity Report and | SH | Yes | Against | For | Yes | |||||||
Report on Diversity Policies | ||||||||||||
Reduce Ownership Threshold for | SH | Yes | Against | For | Yes | |||||||
Shareholders to Call Special Meeting |
Macys, Inc. | |||
Meeting Date: 05/20/2016 | Country: USA | Primary Security ID: 55616P104 | Meeting ID: 1046014 |
Record Date: 03/24/2016 | Meeting Type: Annual | Ticker: M | |
Primary CUSIP: 55616P104 | Primary ISIN: US55616P1049 | Primary SEDOL: 2345022 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Francis S. Blake | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen F. Bollenbach | Mgmt | Yes | For | For | No | |||||||
Elect Director John A. Bryant | Mgmt | Yes | For | For | No | |||||||
Elect Director Deirdre P. Connelly | Mgmt | Yes | For | For | No | |||||||
Elect Director Leslie D. Hale | Mgmt | Yes | For | For | No | |||||||
Elect Director William H. Lenehan | Mgmt | Yes | For | For | No | |||||||
Elect Director Sara Levinson | Mgmt | Yes | For | For | No | |||||||
Elect Director Terry J. Lundgren | Mgmt | Yes | For | For | No | |||||||
Elect Director Joyce M. Roche | Mgmt | Yes | For | For | No | |||||||
Elect Director Paul C. Varga | Mgmt | Yes | For | For | No | |||||||
Elect Director Craig E. Weatherup | Mgmt | Yes | For | For | No | |||||||
Elect Director Marna C. Whittington | Mgmt | Yes | For | For | No | |||||||
Elect Director Annie Young-Scrivner | Mgmt | Yes | For | For | No | |||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation |
Coca-Cola Enterprises, Inc. | |||
Meeting Date: 05/24/2016 | Country: USA | Primary Security ID: 19122T109 | Meeting ID: 1051907 |
Record Date: 04/08/2016 | Meeting Type: Special | Ticker: CCE | |
Primary CUSIP: 19122T109 | Primary ISIN: US19122T1097 | Primary SEDOL: B42BPG9 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Approve Merger Agreement | Mgmt | Yes | For | For | No | |||||||
Classify the Board of Directors | Mgmt | Yes | For | For | No | |||||||
Adjourn Meeting | Mgmt | Yes | For | For | No | |||||||
Advisory Vote on Golden Parachutes | Mgmt | Yes | For | For | No |
Merck & Co., Inc. | |||
Meeting Date: 05/24/2016 | Country: USA | Primary Security ID: 58933Y105 | Meeting ID: 1051919 |
Record Date: 03/31/2016 | Meeting Type: Annual | Ticker: MRK | |
Primary CUSIP: 58933Y105 | Primary ISIN: US58933Y1055 | Primary SEDOL: 2778844 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Leslie A. Brun | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas R. Cech | Mgmt | Yes | For | For | No | |||||||
Elect Director Pamela J. Craig | Mgmt | Yes | For | For | No | |||||||
Elect Director Kenneth C. Frazier | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas H. Glocer | Mgmt | Yes | For | For | No | |||||||
Elect Director C. Robert Kidder | Mgmt | Yes | For | For | No | |||||||
Elect Director Rochelle B. Lazarus | Mgmt | Yes | For | For | No | |||||||
Elect Director Carlos E. Represas | Mgmt | Yes | For | For | No | |||||||
Elect Director Paul B. Rothman | Mgmt | Yes | For | For | No | |||||||
Elect Director Patricia F. Russo | Mgmt | Yes | For | For | No | |||||||
Elect Director Craig B. Thompson | Mgmt | Yes | For | For | No | |||||||
Elect Director Wendell P. Weeks | Mgmt | Yes | For | For | No | |||||||
Elect Director Peter C. Wendell | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Provide Right to Act by Written Consent | SH | Yes | Against | For | Yes | |||||||
Require Independent Board Chairman | SH | Yes | Against | For | Yes | |||||||
Report on Policies for Safe Disposal of | SH | Yes | Against | Against | No | |||||||
Prescription Drugs by Users |
The Allstate Corporation | |||
Meeting Date: 05/24/2016 | Country: USA | Primary Security ID: 020002101 | Meeting ID: 1051904 |
Record Date: 03/28/2016 | Meeting Type: Annual | Ticker: ALL | |
Primary CUSIP: 020002101 | Primary ISIN: US0200021014 | Primary SEDOL: 2019952 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Kermit R. Crawford | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael L. Eskew | Mgmt | Yes | For | For | No | |||||||
Elect Director Herbert L. Henkel | Mgmt | Yes | For | For | No | |||||||
Elect Director Siddharth N. (Bobby) Mehta | Mgmt | Yes | For | For | No | |||||||
Elect Director Jacques P. Perold | Mgmt | Yes | For | For | No | |||||||
Elect Director Andrea Redmond | Mgmt | Yes | For | For | No | |||||||
Elect Director John W. Rowe | Mgmt | Yes | For | For | No | |||||||
Elect Director Judith A. Sprieser | Mgmt | Yes | For | For | No | |||||||
Elect Director Mary Alice Taylor | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas J. Wilson | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Require Independent Board Chairman | SH | Yes | Against | For | Yes | |||||||
Report on Political Contributions | SH | Yes | Against | Against | No |
Chevron Corporation | |||
Meeting Date: 05/25/2016 | Country: USA | Primary Security ID: 166764100 | Meeting ID: 1050714 |
Record Date: 03/30/2016 | Meeting Type: Annual | Ticker: CVX | |
Primary CUSIP: 166764100 | Primary ISIN: US1667641005 | Primary SEDOL: 2838555 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Alexander B. Cummings, Jr. - | Mgmt | No | ||||||||||
Resigned | ||||||||||||
Elect Director Linnet F. Deily | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert E. Denham | Mgmt | Yes | For | For | No | |||||||
Elect Director Alice P. Gast | Mgmt | Yes | For | For | No | |||||||
Elect Director Enrique Hernandez, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Jon M. Huntsman, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles W. Moorman, IV | Mgmt | Yes | For | For | No | |||||||
Elect Director John G. Stumpf | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald D. Sugar | Mgmt | Yes | For | For | No | |||||||
Elect Director Inge G. Thulin | Mgmt | Yes | For | For | No | |||||||
Elect Director John S. Watson | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | Against | Yes | |||||||
Officers Compensation | ||||||||||||
Approve Non-Employee Director Omnibus | Mgmt | Yes | For | For | No | |||||||
Stock Plan | ||||||||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes | |||||||
Adopt Quantitative GHG Goals for Products | SH | Yes | Against | Against | No | |||||||
and Operations | ||||||||||||
Annually Assess Portfolio Impacts of Policies | SH | Yes | Against | For | Yes | |||||||
to Meet 2 Degree Scenario | ||||||||||||
Annually Report Reserve Replacements in | SH | Yes | Against | Against | No | |||||||
BTUs | ||||||||||||
Increase Return of Capital to Shareholders in | SH | Yes | Against | Against | No | |||||||
Light of Climate Change Risks | ||||||||||||
Report on the Result of Efforts to Minimize | SH | Yes | Against | For | Yes | |||||||
Hydraulic Fracturing Impacts | ||||||||||||
Require Director Nominee with Environmental | SH | Yes | Against | For | Yes | |||||||
Experience | ||||||||||||
Amend Bylaws -- Call Special Meetings | SH | Yes | Against | For | Yes |
Exxon Mobil Corporation | |||
Meeting Date: 05/25/2016 | Country: USA | Primary Security ID: 30231G102 | Meeting ID: 1053160 |
Record Date: 04/06/2016 | Meeting Type: Annual | Ticker: XOM | |
Primary CUSIP: 30231G102 | Primary ISIN: US30231G1022 | Primary SEDOL: 2326618 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Michael J. Boskin | Mgmt | Yes | For | For | No | |||||||
Elect Director Peter Brabeck-Letmathe | Mgmt | Yes | For | For | No | |||||||
Elect Director Angela F. Braly | Mgmt | Yes | For | For | No | |||||||
Elect Director Ursula M. Burns | Mgmt | Yes | For | For | No | |||||||
Elect Director Larry R. Faulkner | Mgmt | Yes | For | For | No | |||||||
Elect Director Jay S. Fishman | Mgmt | Yes | For | For | No | |||||||
Elect Director Henrietta H. Fore | Mgmt | Yes | For | For | No | |||||||
Elect Director Kenneth C. Frazier | Mgmt | Yes | For | For | No | |||||||
Elect Director Douglas R. Oberhelman | Mgmt | Yes | For | For | No | |||||||
Elect Director Samuel J. Palmisano | Mgmt | Yes | For | For | No | |||||||
Elect Director Steven S. Reinemund | Mgmt | Yes | For | For | No | |||||||
Elect Director Rex W. Tillerson | Mgmt | Yes | For | For | No | |||||||
Elect Director William C. Weldon | Mgmt | Yes | For | For | No | |||||||
Elect Director Darren W. Woods | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Require Independent Board Chairman | SH | Yes | Against | For | Yes | |||||||
Require Director Nominee with Environmental | SH | Yes | Against | For | Yes | |||||||
Experience | ||||||||||||
Seek Sale of Company/Assets | SH | Yes | Against | Against | No | |||||||
Proxy Access | SH | Yes | Against | For | Yes | |||||||
Disclose Percentage of Females at Each | SH | Yes | Against | Against | No | |||||||
Percentile of Compensation | ||||||||||||
Report on Lobbying Payments and Policy | SH | Yes | Against | For | Yes | |||||||
Increase Return of Capital to Shareholders in | SH | Yes | Against | Against | No | |||||||
Light of Climate Change Risks | ||||||||||||
Adopt Policy Acknowledging the Imperative | SH | Yes | Against | For | Yes | |||||||
for 2 Degree Limit | ||||||||||||
Annually Assess Portfolio Impacts of Policies | SH | Yes | Against | For | Yes | |||||||
to Meet 2 Degree Scenario | ||||||||||||
Annually Report Reserve Replacements in | SH | Yes | Against | Against | No | |||||||
BTUs | ||||||||||||
Report on the Result of Efforts to Minimize | SH | Yes | Against | For | Yes | |||||||
Hydraulic Fracturing Impacts |
Juniper Networks, Inc. | |||
Meeting Date: 05/25/2016 | Country: USA | Primary Security ID: 48203R104 | Meeting ID: 1048676 |
Record Date: 03/28/2016 | Meeting Type: Annual | Ticker: JNPR | |
Primary CUSIP: 48203R104 | Primary ISIN: US48203R1041 | Primary SEDOL: 2431846 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Robert M. Calderoni | Mgmt | Yes | For | For | No | |||||||
Elect Director Gary Daichendt | Mgmt | Yes | For | For | No | |||||||
Elect Director Kevin DeNuccio | Mgmt | Yes | For | For | No | |||||||
Elect Director James Dolce | Mgmt | Yes | For | For | No | |||||||
Elect Director Mercedes Johnson | Mgmt | Yes | For | For | No | |||||||
Elect Director Scott Kriens | Mgmt | Yes | For | For | No | |||||||
Elect Director Rahul Merchant | Mgmt | Yes | For | For | No | |||||||
Elect Director Rami Rahim | Mgmt | Yes | For | For | No | |||||||
Elect Director Pradeep Sindhu | Mgmt | Yes | For | For | No | |||||||
Elect Director William R. Stensrud | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Amend Executive Incentive Bonus Plan | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Reduce Supermajority Vote Requirement | SH | Yes | Against | For | Yes |
Pinnacle Foods Inc. | |||
Meeting Date: 05/25/2016 | Country: USA | Primary Security ID: 72348P104 | Meeting ID: 1053861 |
Record Date: 03/29/2016 | Meeting Type: Annual | Ticker: PF | |
Primary CUSIP: 72348P104 | Primary ISIN: US72348P1049 | Primary SEDOL: B94DGV0 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Roger Deromedi | Mgmt | Yes | For | For | No | |||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Amend Omnibus Stock Plan | Mgmt | Yes | For | For | No |
Raytheon Company | |||
Meeting Date: 05/26/2016 | Country: USA | Primary Security ID: 755111507 | Meeting ID: 1059590 |
Record Date: 04/05/2016 | Meeting Type: Annual | Ticker: RTN | |
Primary CUSIP: 755111507 | Primary ISIN: US7551115071 | Primary SEDOL: 2758051 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Tracy A. Atkinson | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert E. Beauchamp | Mgmt | Yes | For | For | No | |||||||
Elect Director James E. Cartwright | Mgmt | Yes | For | For | No | |||||||
Elect Director Vernon E. Clark | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen J. Hadley | Mgmt | Yes | For | For | No | |||||||
Elect Director Thomas A. Kennedy | Mgmt | Yes | For | For | No | |||||||
Elect Director Letitia A. Long | Mgmt | Yes | For | For | No | |||||||
Elect Director George R. Oliver | Mgmt | Yes | For | For | No | |||||||
Elect Director Michael C. Ruettgers | Mgmt | Yes | For | For | No | |||||||
Elect Director William R. Spivey | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Adopt the Jurisdiction of Incorporation as the | Mgmt | Yes | For | Against | Yes | |||||||
Exclusive Forum for Certain Disputes | ||||||||||||
Adopt a Payout Policy Giving Preference to | SH | Yes | Against | Against | No | |||||||
Share Buybacks Over Dividends | ||||||||||||
Proxy Access | SH | Yes | Against | For | Yes |
New York Community Bancorp, Inc. | |||
Meeting Date: 06/07/2016 | Country: USA | Primary Security ID: 649445103 | Meeting ID: 1060582 |
Record Date: 04/12/2016 | Meeting Type: Annual | Ticker: NYCB | |
Primary CUSIP: 649445103 | Primary ISIN: US6494451031 | Primary SEDOL: 2711656 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Michael J. Levine | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald A. Rosenfeld | Mgmt | Yes | For | For | No | |||||||
Elect Director Lawrence J. Savarese | Mgmt | Yes | For | For | No | |||||||
Elect Director John M. Tsimbinos | Mgmt | Yes | For | For | No | |||||||
Ratify KPMG LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Declassify the Board of Directors | Mgmt | Yes | For | For | No | |||||||
Proxy Access | SH | Yes | Against | For | Yes |
Biogen Inc. | |||
Meeting Date: 06/08/2016 | Country: USA | Primary Security ID: 09062X103 | Meeting ID: 1054426 |
Record Date: 04/11/2016 | Meeting Type: Annual | Ticker: BIIB | |
Primary CUSIP: 09062X103 | Primary ISIN: US09062X1037 | Primary SEDOL: 2455965 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Alexander J. Denner | Mgmt | Yes | For | For | No | |||||||
Elect Director Caroline D. Dorsa | Mgmt | Yes | For | For | No | |||||||
Elect Director Nancy L. Leaming | Mgmt | Yes | For | For | No | |||||||
Elect Director Richard C. Mulligan | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert W. Pangia | Mgmt | Yes | For | For | No | |||||||
Elect Director Stelios Papadopoulos | Mgmt | Yes | For | For | No | |||||||
Elect Director Brian S. Posner | Mgmt | Yes | For | For | No | |||||||
Elect Director Eric K. Rowinsky | Mgmt | Yes | For | For | No | |||||||
Elect Director George A. Scangos | Mgmt | Yes | For | For | No | |||||||
Elect Director Lynn Schenk | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen A. Sherwin | Mgmt | Yes | For | For | No | |||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation |
Target Corporation | |||
Meeting Date: 06/08/2016 | Country: USA | Primary Security ID: 87612E106 | Meeting ID: 1058143 |
Record Date: 04/11/2016 | Meeting Type: Annual | Ticker: TGT | |
Primary CUSIP: 87612E106 | Primary ISIN: US87612E1064 | Primary SEDOL: 2259101 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Roxanne S. Austin | Mgmt | Yes | For | For | No | |||||||
Elect Director Douglas M. Baker, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Brian C. Cornell | Mgmt | Yes | For | For | No | |||||||
Elect Director Calvin Darden | Mgmt | Yes | For | For | No | |||||||
Elect Director Henrique De Castro | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert L. Edwards | Mgmt | Yes | For | For | No | |||||||
Elect Director Melanie L. Healey | Mgmt | Yes | For | For | No | |||||||
Elect Director Donald R. Knauss | Mgmt | Yes | For | For | No | |||||||
Elect Director Monica C. Lozano | Mgmt | Yes | For | For | No | |||||||
Elect Director Mary E. Minnick | Mgmt | Yes | For | For | No | |||||||
Elect Director Anne M. Mulcahy | Mgmt | Yes | For | For | No | |||||||
Elect Director Derica W. Rice | Mgmt | Yes | For | For | No | |||||||
Elect Director Kenneth L. Salazar | Mgmt | Yes | For | For | No | |||||||
Elect Director John G. Stumpf | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Report on Guidelines for Country Selection | SH | Yes | Against | Against | No |
MetLife, Inc. | |||
Meeting Date: 06/14/2016 | Country: USA | Primary Security ID: 59156R108 | Meeting ID: 1059042 |
Record Date: 04/19/2016 | Meeting Type: Annual | Ticker: MET | |
Primary CUSIP: 59156R108 | Primary ISIN: US59156R1086 | Primary SEDOL: 2573209 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Cheryl W. Grise | Mgmt | Yes | For | For | No | |||||||
Elect Director Carlos M. Gutierrez | Mgmt | Yes | For | For | No | |||||||
Elect Director R. Glenn Hubbard | Mgmt | Yes | For | For | No | |||||||
Elect Director Steven A. Kandarian | Mgmt | Yes | For | For | No | |||||||
Elect Director Alfred F. Kelly, Jr. | Mgmt | Yes | For | For | No | |||||||
Elect Director Edward J. Kelly, III | Mgmt | Yes | For | For | No | |||||||
Elect Director William E. Kennard | Mgmt | Yes | For | For | No | |||||||
Elect Director James M. Kilts | Mgmt | Yes | For | For | No | |||||||
Elect Director Catherine R. Kinney | Mgmt | Yes | For | For | No | |||||||
Elect Director Denise M. Morrison | Mgmt | Yes | For | For | No | |||||||
Elect Director Kenton J. Sicchitano | Mgmt | Yes | For | For | No | |||||||
Elect Director Lulu C. Wang | Mgmt | Yes | For | For | No | |||||||
Adopt the Jurisdiction of Incorporation as the | Mgmt | Yes | For | Against | Yes | |||||||
Exclusive Forum for Certain Disputes | ||||||||||||
Ratify Deloitte & Touche LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Require Independent Board Chairman | SH | Yes | Against | For | Yes | |||||||
Provide Right to Act by Written Consent | SH | Yes | Against | For | Yes |
Equity Residential | |||
Meeting Date: 06/16/2016 | Country: USA | Primary Security ID: 29476L107 | Meeting ID: 1056285 |
Record Date: 04/08/2016 | Meeting Type: Annual | Ticker: EQR | |
Primary CUSIP: 29476L107 | Primary ISIN: US29476L1070 | Primary SEDOL: 2319157 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director John W. Alexander | Mgmt | Yes | For | For | No | |||||||
Elect Director Charles L. Atwood | Mgmt | Yes | For | For | No | |||||||
Elect Director Linda Walker Bynoe | Mgmt | Yes | For | For | No | |||||||
Elect Director Connie K. Duckworth | Mgmt | Yes | For | For | No | |||||||
Elect Director Mary Kay Haben | Mgmt | Yes | For | For | No | |||||||
Elect Director Bradley A. Keywell | Mgmt | Yes | For | For | No | |||||||
Elect Director John E. Neal | Mgmt | Yes | For | For | No | |||||||
Elect Director David J. Neithercut | Mgmt | Yes | For | For | No | |||||||
Elect Director Mark S. Shapiro | Mgmt | Yes | For | For | No | |||||||
Elect Director Gerald A. Spector | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen E. Sterrett | Mgmt | Yes | For | For | No | |||||||
Elect Director B. Joseph White | Mgmt | Yes | For | For | No | |||||||
Elect Director Samuel Zell | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation |
Time Warner Inc. | |||
Meeting Date: 06/17/2016 | Country: USA | Primary Security ID: 887317303 | Meeting ID: 1062156 |
Record Date: 04/20/2016 | Meeting Type: Annual | Ticker: TWX | |
Primary CUSIP: 887317303 | Primary ISIN: US8873173038 | Primary SEDOL: B63QTN2 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director James L. Barksdale | Mgmt | Yes | For | For | No | |||||||
Elect Director William P. Barr | Mgmt | Yes | For | For | No | |||||||
Elect Director Jeffrey L. Bewkes | Mgmt | Yes | For | For | No | |||||||
Elect Director Stephen F. Bollenbach | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert C. Clark | Mgmt | Yes | For | For | No | |||||||
Elect Director Mathias Dopfner | Mgmt | Yes | For | For | No | |||||||
Elect Director Jessica P. Einhorn | Mgmt | Yes | For | For | No | |||||||
Elect Director Carlos M. Gutierrez | Mgmt | Yes | For | For | No | |||||||
Elect Director Fred Hassan | Mgmt | Yes | For | For | No | |||||||
Elect Director Paul D. Wachter | Mgmt | Yes | For | For | No | |||||||
Elect Director Deborah C. Wright | Mgmt | Yes | For | For | No | |||||||
Ratify Ernst & Young LLP as Auditors | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation |
The Kroger Co. | |||
Meeting Date: 06/23/2016 | Country: USA | Primary Security ID: 501044101 | Meeting ID: 1064889 |
Record Date: 04/27/2016 | Meeting Type: Annual | Ticker: KR | |
Primary CUSIP: 501044101 | Primary ISIN: US5010441013 | Primary SEDOL: 2497406 |
Vote | ||||||||||||
Votable | Vote | Against | ||||||||||
Proposal Text | Proponent | Proposal | Mgmt Rec | Instruction | Mgmt | |||||||
Elect Director Nora A. Aufreiter | Mgmt | Yes | For | For | No | |||||||
Elect Director Robert D. Beyer | Mgmt | Yes | For | For | No | |||||||
Elect Director Anne Gates | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan J. Kropf | Mgmt | Yes | For | For | No | |||||||
Elect Director W. Rodney McMullen | Mgmt | Yes | For | For | No | |||||||
Elect Director Jorge P. Montoya | Mgmt | Yes | For | For | No | |||||||
Elect Director Clyde R. Moore | Mgmt | Yes | For | For | No | |||||||
Elect Director Susan M. Phillips | Mgmt | Yes | For | For | No | |||||||
Elect Director James A. Runde | Mgmt | Yes | For | For | No | |||||||
Elect Director Ronald L. Sargent | Mgmt | Yes | For | For | No | |||||||
Elect Director Bobby S. Shackouls | Mgmt | Yes | For | For | No | |||||||
Advisory Vote to Ratify Named Executive | Mgmt | Yes | For | For | No | |||||||
Officers Compensation | ||||||||||||
Ratify PricewaterhouseCoopers LLP as | Mgmt | Yes | For | For | No | |||||||
Auditors | ||||||||||||
Report on Human Rights Risk Assessment | SH | Yes | Against | For | Yes | |||||||
Process | ||||||||||||
Assess Environmental Impact of | SH | Yes | Against | For | Yes | |||||||
Non-Recyclable Packaging | ||||||||||||
Assess Feasibility and Benefits of Adopting | SH | Yes | Against | For | Yes | |||||||
Quantitative Renewable Energy Goals | ||||||||||||
Adopt a Payout Policy Giving Preference to | SH | Yes | Against | Against | No | |||||||
Share Buybacks Over Dividends |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | Dunham Funds |
By (Signature and Title)* | /s/ Jeffrey A. Dunham |
Jeffrey A. Dunham, President and Principal Executive Officer |
Date: August 24, 2016
* Print the name and title of each signing officer under his or her signature.