0001580642-16-010405.txt : 20160824 0001580642-16-010405.hdr.sgml : 20160824 20160824165147 ACCESSION NUMBER: 0001580642-16-010405 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160824 DATE AS OF CHANGE: 20160824 EFFECTIVENESS DATE: 20160824 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dunham Funds CENTRAL INDEX KEY: 0001420040 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-22153 FILM NUMBER: 161849778 BUSINESS ADDRESS: STREET 1: 10251 VISTA SORRENTO PARKWAY STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-964-0500 MAIL ADDRESS: STREET 1: 10251 VISTA SORRENTO PARKWAY STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 0001420040 S000020972 Dunham Large Cap Value Fund C000059511 Dunham Large Cap Value Fund Class A DALVX C000059512 Dunham Large Cap Value Fund Class C DCLVX C000059513 Dunham Large Cap Value Fund Class N DNLVX 0001420040 S000020974 Dunham Small Cap Value Fund C000059517 Dunham Small Cap Value Fund Class A DASVX C000059518 Dunham Small Cap Value Fund Class C DCSVX C000059519 Dunham Small Cap Value Fund Class N DNSVX 0001420040 S000020975 Dunham Appreciation & Income Fund C000059520 Dunham Appreciation & Income Fund Class A DAAIX C000059521 Dunham Appreciation & Income Fund Class C DCAIX C000059522 Dunham Appreciation & Income Fund Class N DNAIX 0001420040 S000020976 Dunham Corporate/Government Bond Fund C000059523 Dunham Corporate/Government Bond Fund Class A DACGX C000059524 Dunham Corporate/Government Bond Fund Class C DCCGX C000059525 Dunham Corporate/Government Bond Fund Class N DNCGX 0001420040 S000020977 Dunham Emerging Markets Stock Fund C000059526 Dunham Emerging Markets Stock Fund Class A DAEMX C000059527 Dunham Emerging Markets Stock Fund Class C DCEMX C000059528 Dunham Emerging Markets Stock Fund Class N DNEMX 0001420040 S000020978 Dunham High Yield Bond Fund C000059529 Dunham High Yield Bond Fund Class A DAHYX C000059530 Dunham High Yield Bond Fund Class C DCHYX C000059531 Dunham High Yield Bond Fund Class N DNHYX N-PX 1 dunham2nd.htm N-PX

OMB Number: 3235-0582

Expires: March 31, 2018

Estimated average burden

hours per response…7.2

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-22153

 

DUNHAM FUNDS

(Exact name of registrant as specified in charter)

 

 

10251 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121

(Address of principal executive offices)            Zip code)

 

James Ash, Esq.

Gemini Fund Services, LLC

80 Arkay Drive, Suite 110, Hauppauge, NY 11788

(Name and address of agent for service)

 

Registrant's telephone number, including area code: 1-800-442-4358

 

Date of fiscal year end: October 31

 

Date of reporting period: July 1, 2015 – June 30, 2016

 

 

 

Registrant:  Dunham Funds - Small Cap Value Fund       Item 1
Investment Company Act File number:  811-22153  
Reporting Period:  July 1, 2015 through June 30, 2016  
    Vote Summary  
    SPOK HOLDINGS, INC.  
    Security 84863T106               Meeting Type   Annual    
    Ticker Symbol SPOK                          Meeting Date   29-Jul-2015  
    ISIN US84863T1060               Agenda   934248471 - Management  
    Record Date 03-Jun-2015               Holding Recon Date   03-Jun-2015  
    City / Country     / United
States
        Vote Deadline Date   28-Jul-2015  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 N. BLAIR BUTTERFIELD For   For For    
          2 NICHOLAS A. GALLOPO For   For For    
          3 STACIA A. HYLTON For   For For    
          4 VINCENT D. KELLY For   For For    
          5 BRIAN O'REILLY For   For For    
          6 MATTHEW ORISTANO For   For For    
          7 SAMME L. THOMPSON For   For For    
          8 ROYCE YUDKOFF For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    IXYS CORPORATION  
    Security 46600W106               Meeting Type   Annual    
    Ticker Symbol IXYS                          Meeting Date   28-Aug-2015  
    ISIN US46600W1062               Agenda   934263118 - Management  
    Record Date 02-Jul-2015               Holding Recon Date   02-Jul-2015  
    City / Country     / United
States
        Vote Deadline Date   27-Aug-2015  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 DONALD L. FEUCHT For   For For    
          2 SAMUEL KORY For   For For    
          3 S. JOON LEE For   For For    
          4 TIMOTHY A. RICHARDSON For   For For    
          5 UZI SASSON For   For For    
          6 JAMES M. THORBURN For   For For    
          7 KENNETH D. WONG For   For For    
          8 NATHAN ZOMMER For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    KORN/FERRY INTERNATIONAL  
    Security 500643200               Meeting Type   Annual    
    Ticker Symbol KFY                           Meeting Date   24-Sep-2015  
    ISIN US5006432000               Agenda   934269538 - Management  
    Record Date 10-Aug-2015               Holding Recon Date   10-Aug-2015  
    City / Country     / United
States
        Vote Deadline Date   23-Sep-2015  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    1.4   Election of Directors (Majority Voting)   Management For   For For    
    1.5   Election of Directors (Majority Voting)   Management For   For For    
    1.6   Election of Directors (Majority Voting)   Management For   For For    
    1.7   Election of Directors (Majority Voting)   Management For   For For    
    1.8   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    THE RYLAND GROUP, INC.  
    Security 783764103               Meeting Type   Special  
    Ticker Symbol RYL                           Meeting Date   28-Sep-2015  
    ISIN US7837641031               Agenda   934274147 - Management  
    Record Date 12-Aug-2015               Holding Recon Date   12-Aug-2015  
    City / Country     / United
States
        Vote Deadline Date   25-Sep-2015  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Approve Merger Agreement   Management For   For For    
    2.    Approve Charter Amendment   Management For   For For    
    3.    Approve Charter Amendment   Management For   For For    
    4.    14A Executive Compensation   Management Against   For Against    
    5.    Approve Motion to Adjourn Meeting   Management For   For For    
                                             
    II-VI INCORPORATED  
    Security 902104108               Meeting Type   Annual    
    Ticker Symbol IIVI                          Meeting Date   06-Nov-2015  
    ISIN US9021041085               Agenda   934280467 - Management  
    Record Date 02-Sep-2015               Holding Recon Date   02-Sep-2015  
    City / Country     / United
States
        Vote Deadline Date   05-Nov-2015  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management Against   For Against    
    3.    Amend Omnibus Stock Option Plan   Management For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    OSI SYSTEMS, INC.  
    Security 671044105               Meeting Type   Annual    
    Ticker Symbol OSIS                          Meeting Date   08-Dec-2015  
    ISIN US6710441055               Agenda   934291763 - Management  
    Record Date 13-Oct-2015               Holding Recon Date   13-Oct-2015  
    City / Country     / United
States
        Vote Deadline Date   07-Dec-2015  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 DEEPAK CHOPRA For   For For    
          2 AJAY MEHRA For   For For    
          3 STEVEN C. GOOD For   For For    
          4 MEYER LUSKIN For   For For    
          5 WILLIAM F. BALLHAUS For   For For    
          6 JAMES B. HAWKINS For   For For    
    2     Ratify Appointment of Independent Auditors   Management For   For For    
    3     14A Executive Compensation   Management Against   For Against    
                                             
    META FINANCIAL GROUP, INC.  
    Security 59100U108               Meeting Type   Annual    
    Ticker Symbol CASH                          Meeting Date   25-Jan-2016  
    ISIN US59100U1088               Agenda   934314066 - Management  
    Record Date 27-Nov-2015               Holding Recon Date   27-Nov-2015  
    City / Country     / United
States
        Vote Deadline Date   22-Jan-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 J. TYLER HAAHR For   For For    
          2 BRADLEY C. HANSON For   For For    
          3 ELIZABETH G. HOOPLE For   For For    
    2.    14A Executive Compensation   Management Against   For Against    
    3A.   Authorize Common Stock Increase   Management For   For For    
    3B.   Approve New Class of Stock   Management For   For For    
                                             
    SONIC CORP.  
    Security 835451105               Meeting Type   Annual    
    Ticker Symbol SONC                          Meeting Date   28-Jan-2016  
    ISIN US8354511052               Agenda   934310753 - Management  
    Record Date 30-Nov-2015               Holding Recon Date   30-Nov-2015  
    City / Country     / United
States
        Vote Deadline Date   27-Jan-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 R. NEAL BLACK For   For For    
          2 CLIFFORD HUDSON For   For For    
          3 FEDERICO F. PENA For   For For    
          4 SUSAN E. THRONSON For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    S/H Proposal - Executive Compensation   Shareholder Against   Against For    
                                             
    THE LACLEDE GROUP, INC.  
    Security 505597104               Meeting Type   Annual    
    Ticker Symbol LG                            Meeting Date   28-Jan-2016  
    ISIN US5055971049               Agenda   934311503 - Management  
    Record Date 20-Nov-2015               Holding Recon Date   20-Nov-2015  
    City / Country     / United
States
        Vote Deadline Date   27-Jan-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 BRENDA D. NEWBERRY For   For For    
          2 SUZANNE SITHERWOOD For   For For    
          3 MARY ANN VAN LOKEREN For   For For    
    2.    Amend Stock Compensation Plan   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    INGLES MARKETS, INCORPORATED  
    Security 457030104               Meeting Type   Annual    
    Ticker Symbol IMKTA                         Meeting Date   09-Feb-2016  
    ISIN US4570301048               Agenda   934315955 - Management  
    Record Date 16-Dec-2015               Holding Recon Date   16-Dec-2015  
    City / Country     / United
States
        Vote Deadline Date   08-Feb-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ERNEST E. FERGUSON For   For For    
          2 BRENDA S. TUDOR For   For For    
    2.    S/H Proposal - Board Independence   Shareholder Against   Against For    
                                             
    SANMINA CORPORATION  
    Security 801056102               Meeting Type   Annual    
    Ticker Symbol SANM                          Meeting Date   07-Mar-2016  
    ISIN US8010561020               Agenda   934322708 - Management  
    Record Date 15-Jan-2016               Holding Recon Date   15-Jan-2016  
    City / Country     / United
States
        Vote Deadline Date   04-Mar-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    Amend Stock Compensation Plan   Management For   For For    
    4.    14A Executive Compensation   Management Against   For Against    
                                             
    CABOT CORPORATION  
    Security 127055101               Meeting Type   Annual    
    Ticker Symbol CBT                           Meeting Date   10-Mar-2016  
    ISIN US1270551013               Agenda   934326100 - Management  
    Record Date 15-Jan-2016               Holding Recon Date   15-Jan-2016  
    City / Country     / United
States
        Vote Deadline Date   09-Mar-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Approve Stock Compensation Plan   Management For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    BROCADE COMMUNICATIONS SYSTEMS, INC.  
    Security 111621306               Meeting Type   Annual    
    Ticker Symbol BRCD                          Meeting Date   07-Apr-2016  
    ISIN US1116213067               Agenda   934332064 - Management  
    Record Date 19-Feb-2016               Holding Recon Date   19-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   06-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Amend Employee Stock Purchase Plan   Management For   For For    
    4.    Approve Charter Amendment   Management Against   For Against    
    5.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    CHEMICAL FINANCIAL CORPORATION  
    Security 163731102               Meeting Type   Annual    
    Ticker Symbol CHFC                          Meeting Date   18-Apr-2016  
    ISIN US1637311028               Agenda   934337660 - Management  
    Record Date 18-Feb-2016               Holding Recon Date   18-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   15-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 GARY E. ANDERSON For   For For    
          2 JAMES R. FITTERLING For   For For    
          3 RICHARD M. LIEVENSE For   For For    
          4 JOHN E. PELIZZARI For   For For    
          5 DAVID B. RAMAKER For   For For    
          6 LARRY D. STAUFFER For   For For    
          7 FRANKLIN C. WHEATLAKE For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    PROSPERITY BANCSHARES, INC.  
    Security 743606105               Meeting Type   Annual    
    Ticker Symbol PB                            Meeting Date   19-Apr-2016  
    ISIN US7436061052               Agenda   934347267 - Management  
    Record Date 26-Feb-2016               Holding Recon Date   26-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   18-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 LEAH HENDERSON For   For For    
          2 NED S. HOLMES For   For For    
          3 JACK LORD For   For For    
          4 DAVID ZALMAN For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    UMPQUA HOLDINGS CORPORATION  
    Security 904214103               Meeting Type   Annual    
    Ticker Symbol UMPQ                          Meeting Date   20-Apr-2016  
    ISIN US9042141039               Agenda   934332987 - Management  
    Record Date 11-Feb-2016               Holding Recon Date   11-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   19-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    1K.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Amend Stock Compensation Plan   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    14A Executive Compensation   Management For   For For    
                                             
    NORTHWESTERN CORPORATION  
    Security 668074305               Meeting Type   Annual    
    Ticker Symbol NWE                           Meeting Date   20-Apr-2016  
    ISIN US6680743050               Agenda   934334335 - Management  
    Record Date 22-Feb-2016               Holding Recon Date   22-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   19-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 STEPHEN P. ADIK For   For For    
          2 DOROTHY M. BRADLEY For   For For    
          3 E. LINN DRAPER JR. For   For For    
          4 DANA J. DYKHOUSE For   For For    
          5 JAN R. HORSFALL For   For For    
          6 JULIA L. JOHNSON For   For For    
          7 ROBERT C. ROWE For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Director Removal Without Cause   Management For   For For    
    WESBANCO, INC.  
    Security 950810101               Meeting Type   Annual    
    Ticker Symbol WSBC                          Meeting Date   20-Apr-2016  
    ISIN US9508101014               Agenda   934342902 - Management  
    Record Date 02-Mar-2016               Holding Recon Date   02-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   19-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 CHRISTOPHER V. CRISS# For   For For    
          2 JAMES C. GARDILL# For   For For    
          3 RICHARD G. SPENCER# For   For For    
          4 LISA A. KNUTSON# For   For For    
          5 STEPHEN J. CALLEN# For   For For    
          6 DENISE KNOUSE-SNYDER$ For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    Amend Stock Compensation Plan   Management For   For For    
                                             
    ASPEN INSURANCE HOLDINGS LIMITED  
    Security G05384105               Meeting Type   Annual    
    Ticker Symbol AHL                           Meeting Date   21-Apr-2016  
    ISIN BMG053841059               Agenda   934334359 - Management  
    Record Date 22-Feb-2016               Holding Recon Date   22-Feb-2016  
    City / Country     / Bermuda         Vote Deadline Date   20-Apr-2016  
    SEDOL(s)         Quick Code      
                                             
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 MR. RONALD PRESSMAN For   For For    
          2 MR. GORDON IRELAND For   For For    
          3 MR. KARL MAYR For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Adopt Non-Employee Director Plan   Management For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    CRANE CO.  
    Security 224399105               Meeting Type   Annual    
    Ticker Symbol CR                            Meeting Date   25-Apr-2016  
    ISIN US2243991054               Agenda   934340237 - Management  
    Record Date 29-Feb-2016               Holding Recon Date   29-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   22-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    1.4   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Approve Stock Compensation Plan   Management For   For For    
    5.    S/H Proposal - Corporate Governance   Shareholder Against   Against For    
                                             
    ALEXANDER & BALDWIN, INC.  
    Security 014491104               Meeting Type   Annual    
    Ticker Symbol ALEX                          Meeting Date   26-Apr-2016  
    ISIN US0144911049               Agenda   934332521 - Management  
    Record Date 18-Feb-2016               Holding Recon Date   18-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   25-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 CHRISTOPHER J. BENJAMIN Withheld   For Against    
            Comments: Board is not majority independent.  
          2 ROBERT S. HARRISON Withheld   For Against    
            Comments: Board is not majority independent.  
          3 MICHELE K. SAITO For   For For    
          4 ERIC K. YEAMAN Withheld   For Against    
            Comments: Board is not majority independent.  
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    TRUSTMARK CORPORATION  
    Security 898402102               Meeting Type   Annual    
    Ticker Symbol TRMK                          Meeting Date   26-Apr-2016  
    ISIN US8984021027               Agenda   934336543 - Management  
    Record Date 16-Feb-2016               Holding Recon Date   16-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   25-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ADOLPHUS B. BAKER For   For For    
          2 TRACY T. CONERLY For   For For    
          3 TONI D. COOLEY For   For For    
          4 DANIEL A. GRAFTON For   For For    
          5 GERARD R. HOST For   For For    
          6 JOHN M. MCCULLOUCH For   For For    
          7 HARRIS V. MORRISSETTE For   For For    
          8 RICHARD H. PUCKETT For   For For    
          9 R. MICHAEL SUMMERFORD For   For For    
          10 LEROY G. WALKER, JR. For   For For    
          11 WILLIAM G. YATES III For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    Amend Articles-Board Related   Management For   For For    
    5.    Eliminate Cumulative Voting   Management For   For For    
    FIRST CITIZENS BANCSHARES, INC.  
    Security 31946M103               Meeting Type   Annual    
    Ticker Symbol FCNCA                         Meeting Date   26-Apr-2016  
    ISIN US31946M1036               Agenda   934339765 - Management  
    Record Date 29-Feb-2016               Holding Recon Date   29-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   25-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JOHN M. ALEXANDER, JR. For   For For    
          2 VICTOR E. BELL III For   For For    
          3 PETER M. BRISTOW For   For For    
          4 HOPE H. BRYANT For   For For    
          5 H. LEE DURHAM, JR. For   For For    
          6 DANIEL L. HEAVNER For   For For    
          7 FRANK B. HOLDING, JR. For   For For    
          8 ROBERT R. HOPPE For   For For    
          9 LUCIUS S. JONES For   For For    
          10 FLOYD L. KEELS For   For For    
          11 ROBERT E. MASON IV For   For For    
          12 ROBERT T. NEWCOMB For   For For    
          13 JAMES M. PARKER For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    S/H Proposal - Corporate Governance   Shareholder For   Against Against    
                                             
    FIRST COMMONWEALTH FINANCIAL CORPORATION  
    Security 319829107               Meeting Type   Annual    
    Ticker Symbol FCF                           Meeting Date   26-Apr-2016  
    ISIN US3198291078               Agenda   934341392 - Management  
    Record Date 04-Mar-2016               Holding Recon Date   04-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   25-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JAMES G. BARONE For   For For    
          2 JULIE A. CAPONI For   For For    
          3 RAY T. CHARLEY For   For For    
          4 GARY R. CLAUS For   For For    
          5 DAVID S. DAHLMANN For   For For    
          6 JOHNSTON A. GLASS For   For For    
          7 JON L. GORNEY For   For For    
          8 DAVID W. GREENFIELD For   For For    
          9 LUKE A. LATIMER For   For For    
          10 T. MICHAEL PRICE For   For For    
          11 LAURIE STERN SINGER For   For For    
          12 ROBERT J. VENTURA For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    FEDERAL SIGNAL CORPORATION  
    Security 313855108               Meeting Type   Annual    
    Ticker Symbol FSS                           Meeting Date   26-Apr-2016  
    ISIN US3138551086               Agenda   934341823 - Management  
    Record Date 04-Mar-2016               Holding Recon Date   04-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   25-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JAMES E. GOODWIN For   For For    
          2 PAUL W. JONES For   For For    
          3 BONNIE C. LIND For   For For    
          4 DENNIS J. MARTIN For   For For    
          5 RICHARD R. MUDGE For   For For    
          6 WILLIAM F. OWENS For   For For    
          7 BRENDA L. REICHELDERFER For   For For    
          8 JENNIFER L. SHERMAN For   For For    
          9 JOHN L. WORKMAN For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    ARCBEST CORPORATION  
    Security 03937C105               Meeting Type   Annual    
    Ticker Symbol ARCB                          Meeting Date   26-Apr-2016  
    ISIN US03937C1053               Agenda   934354250 - Management  
    Record Date 29-Feb-2016               Holding Recon Date   29-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   25-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    I     Election of Directors   Management            
          1 JOHN W. ALDEN For   For For    
          2 FRED A. ALLARDYCE For   For For    
          3 STEPHEN E. GORMAN For   For For    
          4 WILLIAM M. LEGG For   For For    
          5 KATHLEEN D. MCELLIGOTT For   For For    
          6 JUDY R. MCREYNOLDS For   For For    
          7 JOHN H. MORRIS For   For For    
          8 CRAIG E. PHILIP For   For For    
          9 STEVEN L. SPINNER For   For For    
          10 JANICE E. STIPP For   For For    
    II    Ratify Appointment of Independent Auditors   Management For   For For    
    III   14A Executive Compensation   Management For   For For    
    IV    Amend Stock Compensation Plan   Management For   For For    
    AEROJET ROCKETDYNE HOLDINGS, INC.  
    Security 007800105               Meeting Type   Annual    
    Ticker Symbol AJRD                          Meeting Date   27-Apr-2016  
    ISIN US0078001056               Agenda   934337987 - Management  
    Record Date 01-Mar-2016               Holding Recon Date   01-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   26-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 THOMAS A. CORCORAN For   For For    
          2 EILEEN P. DRAKE For   For For    
          3 JAMES R. HENDERSON For   For For    
          4 WARREN G. LICHTENSTEIN For   For For    
          5 GEN LANCE W. LORD For   For For    
          6 GEN MERRILL A. MCPEAK For   For For    
          7 JAMES H. PERRY For   For For    
          8 MARTIN TURCHIN For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    PORTLAND GENERAL ELECTRIC CO  
    Security 736508847               Meeting Type   Annual    
    Ticker Symbol POR                           Meeting Date   27-Apr-2016  
    ISIN US7365088472               Agenda   934341265 - Management  
    Record Date 29-Feb-2016               Holding Recon Date   29-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   26-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    1K.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    COLUMBIA BANKING SYSTEM,INC.  
    Security 197236102               Meeting Type   Annual    
    Ticker Symbol COLB                          Meeting Date   27-Apr-2016  
    ISIN US1972361026               Agenda   934341734 - Management  
    Record Date 07-Mar-2016               Holding Recon Date   07-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   26-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    1K.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    TCF FINANCIAL CORPORATION  
    Security 872275102               Meeting Type   Annual    
    Ticker Symbol TCB                           Meeting Date   27-Apr-2016  
    ISIN US8722751026               Agenda   934342255 - Management  
    Record Date 29-Feb-2016               Holding Recon Date   29-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   26-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 PETER BELL For   For For    
          2 WILLIAM F. BIEBER For   For For    
          3 THEODORE J. BIGOS Withheld   For Against    
            Comments: Nominee has served on the board for at least one year and attended less than 75% of the
meetings in the last fiscal year.
 
          4 WILLIAM A. COOPER For   For For    
          5 CRAIG R. DAHL For   For For    
          6 KAREN L. GRANDSTRAND For   For For    
          7 THOMAS F. JASPER For   For For    
          8 GEORGE G. JOHNSON For   For For    
          9 RICHARD H. KING For   For For    
          10 VANCE K. OPPERMAN For   For For    
          11 JAMES M. RAMSTAD For   For For    
          12 ROGER J. SIT For   For For    
          13 JULIE H. SULLIVAN For   For For    
          14 BARRY N. WINSLOW For   For For    
          15 RICHARD A. ZONA For   For For    
    2.    Adopt Employee Stock Purchase Plan   Management For   For For    
    3.    14A Executive Compensation   Management Against   For Against    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
    5.    S/H Proposal - Executive Compensation   Shareholder Against   Against For    
                                             
    TESSERA TECHNOLOGIES, INC.  
    Security 88164L100               Meeting Type   Annual    
    Ticker Symbol TSRA                          Meeting Date   27-Apr-2016  
    ISIN US88164L1008               Agenda   934344324 - Management  
    Record Date 03-Mar-2016               Holding Recon Date   03-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   26-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    1.4   Election of Directors (Majority Voting)   Management For   For For    
    1.5   Election of Directors (Majority Voting)   Management For   For For    
    1.6   Election of Directors (Majority Voting)   Management For   For For    
    1.7   Election of Directors (Majority Voting)   Management For   For For    
    2     14A Executive Compensation   Management For   For For    
    3     Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    BANCORPSOUTH, INC.  
    Security 059692103               Meeting Type   Annual    
    Ticker Symbol BXS                           Meeting Date   27-Apr-2016  
    ISIN US0596921033               Agenda   934354286 - Management  
    Record Date 08-Mar-2016               Holding Recon Date   08-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   26-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 GUS J. BLASS III For   For For    
          2 SHANNON A. BROWN For   For For    
          3 W.G. HOLLIMAN, JR. For   For For    
          4 LARRY G. KIRK For   For For    
          5 GUY W. MITCHELL III For   For For    
          6 ROBERT C. NOLAN For   For For    
          7 JAMES D. ROLLINS III For   For For    
          8 THOMAS R. STANTON For   For For    
    2.    Amend Articles-Board Related   Management For   For For    
    3.    Approve Charter Amendment   Management Against   For Against    
                                             
    TRICO BANCSHARES  
    Security 896095106               Meeting Type   Annual    
    Ticker Symbol TCBK                          Meeting Date   27-Apr-2016  
    ISIN US8960951064               Agenda   934374252 - Management  
    Record Date 21-Mar-2016               Holding Recon Date   21-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   26-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 WILLIAM J. CASEY For   For For    
          2 DONALD J. AMARAL For   For For    
          3 L. GAGE CHRYSLER III For   For For    
          4 CRAIG S. COMPTON For   For For    
          5 CORY W. GIESE For   For For    
          6 JOHN S. A. HASBROOK For   For For    
          7 PATRICK W. KILKENNY For   For For    
          8 MICHAEL W. KOEHNEN For   For For    
          9 MARTIN A. MARIANI For   For For    
          10 RICHARD P. SMITH For   For For    
          11 W. VIRGINIA WALKER For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    STEWART INFORMATION SERVICES CORPORATION  
    Security 860372101               Meeting Type   Annual    
    Ticker Symbol STC                           Meeting Date   27-Apr-2016  
    ISIN US8603721015               Agenda   934376016 - Management  
    Record Date 04-Mar-2016               Holding Recon Date   04-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   26-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ARNAUD AJDLER For   For For    
          2 JAMES CHADWICK For   For For    
          3 GLENN C. CHRISTENSON For   For For    
          4 ROBERT L. CLARKE For   For For    
          5 LAURIE C. MOORE For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    Miscellaneous Corporate Actions   Management For   For For    
    5.    Miscellaneous Corporate Actions   Management For   For For    
    6.    Miscellaneous Corporate Actions   Management For   For For    
    7.    Miscellaneous Corporate Actions   Management For   For For    
    8.    Approve Charter Amendment   Management For   For For    
    CENTERSTATE BANKS, INC.  
    Security 15201P109               Meeting Type   Annual    
    Ticker Symbol CSFL                          Meeting Date   28-Apr-2016  
    ISIN US15201P1093               Agenda   934336947 - Management  
    Record Date 29-Feb-2016               Holding Recon Date   29-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   27-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JAMES H. BINGHAM For   For For    
          2 G. ROBERT BLANCHARD, JR For   For For    
          3 C. DENNIS CARLTON For   For For    
          4 JOHN C. CORBETT For   For For    
          5 GRIFFIN A. GREENE For   For For    
          6 CHARLES W. MCPHERSON For   For For    
          7 G. TIERSO NUNEZ II For   For For    
          8 THOMAS E. OAKLEY For   For For    
          9 ERNEST S. PINNER For   For For    
          10 WILLIAM K. POU, JR For   For For    
          11 JOSHUA A. SNIVELY For   For For    
          12 MICHAEL F. CIFERRI For   For For    
          13 DANIEL R. RICHEY For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    PROVIDENT FINANCIAL SERVICES, INC.  
    Security 74386T105               Meeting Type   Annual    
    Ticker Symbol PFS                           Meeting Date   28-Apr-2016  
    ISIN US74386T1051               Agenda   934342813 - Management  
    Record Date 02-Mar-2016               Holding Recon Date   02-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   27-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 THOMAS W. BERRY For   For For    
          2 FRANK L. FEKETE For   For For    
          3 MATTHEW K. HARDING For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    CENTRAL PACIFIC FINANCIAL CORP.  
    Security 154760409               Meeting Type   Annual    
    Ticker Symbol CPF                           Meeting Date   29-Apr-2016  
    ISIN US1547604090               Agenda   934335060 - Management  
    Record Date 24-Feb-2016               Holding Recon Date   24-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   28-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 CHRISTINE H.H. CAMP For   For For    
          2 JOHN C. DEAN For   For For    
          3 EARL E. FRY For   For For    
          4 WAYNE K. KAMITAKI For   For For    
          5 PAUL J. KOSASA For   For For    
          6 DUANE K. KURISU For   For For    
          7 COLBERT M. MATSUMOTO For   For For    
          8 LANCE A. MIZUMOTO For   For For    
          9 A. CATHERINE NGO For   For For    
          10 SAEDENE K. OTA For   For For    
          11 CRYSTAL K. ROSE For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    FIRST MERCHANTS CORPORATION  
    Security 320817109               Meeting Type   Annual    
    Ticker Symbol FRME                          Meeting Date   02-May-2016  
    ISIN US3208171096               Agenda   934348649 - Management  
    Record Date 23-Feb-2016               Holding Recon Date   23-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   29-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 F. HOWARD HALDERMAN For   For For    
          2 MICHAEL C. RECHIN For   For For    
          3 CHARLES E. SCHALLIOL For   For For    
          4 TERRY L. WALKER For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    CBL & ASSOCIATES PROPERTIES, INC.  
    Security 124830100               Meeting Type   Annual    
    Ticker Symbol CBL                           Meeting Date   02-May-2016  
    ISIN US1248301004               Agenda   934364174 - Management  
    Record Date 07-Mar-2016               Holding Recon Date   07-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   29-Apr-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 CHARLES B. LEBOVITZ For   For For    
          2 STEPHEN D. LEBOVITZ For   For For    
          3 GARY L. BRYENTON For   For For    
          4 A. LARRY CHAPMAN For   For For    
          5 MATTHEW S. DOMINSKI For   For For    
          6 JOHN D. GRIFFITH For   For For    
          7 RICHARD J. LIEB For   For For    
          8 GARY J. NAY For   For For    
          9 KATHLEEN M. NELSON For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Director Removal Without Cause   Management For   For For    
    COUSINS PROPERTIES INCORPORATED  
    Security 222795106               Meeting Type   Annual    
    Ticker Symbol CUZ                           Meeting Date   03-May-2016  
    ISIN US2227951066               Agenda   934352395 - Management  
    Record Date 26-Feb-2016               Holding Recon Date   26-Feb-2016  
    City / Country     / United
States
        Vote Deadline Date   02-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    CEDAR REALTY TRUST INC.  
    Security 150602209               Meeting Type   Annual    
    Ticker Symbol CDR                           Meeting Date   03-May-2016  
    ISIN US1506022094               Agenda   934360049 - Management  
    Record Date 11-Mar-2016               Holding Recon Date   11-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   02-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management Against   For Against    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    M/I HOMES, INC.  
    Security 55305B101               Meeting Type   Annual    
    Ticker Symbol MHO                           Meeting Date   03-May-2016  
    ISIN US55305B1017               Agenda   934366849 - Management  
    Record Date 09-Mar-2016               Holding Recon Date   09-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   02-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 FREDRICH K.M. BOHM For   For For    
          2 WILLIAM H. CARTER For   For For    
          3 ROBERT H. SCHOTTENSTEIN For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Amend Stock Compensation Plan   Management For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    INVESCO MORTGAGE CAPITAL INC.  
    Security 46131B100               Meeting Type   Annual    
    Ticker Symbol IVR                           Meeting Date   04-May-2016  
    ISIN US46131B1008               Agenda   934339917 - Management  
    Record Date 07-Mar-2016               Holding Recon Date   07-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A    Election of Directors (Majority Voting)   Management For   For For    
    1B    Election of Directors (Majority Voting)   Management For   For For    
    1C    Election of Directors (Majority Voting)   Management For   For For    
    1D    Election of Directors (Majority Voting)   Management For   For For    
    1E    Election of Directors (Majority Voting)   Management For   For For    
    1F    Election of Directors (Majority Voting)   Management For   For For    
    2     14A Executive Compensation   Management For   For For    
    3     Ratify Appointment of Independent Auditors   Management For   For For    
    DCT INDUSTRIAL TRUST INC.  
    Security 233153204               Meeting Type   Annual    
    Ticker Symbol DCT                           Meeting Date   04-May-2016  
    ISIN US2331532042               Agenda   934347356 - Management  
    Record Date 08-Mar-2016               Holding Recon Date   08-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    UNIT CORPORATION  
    Security 909218109               Meeting Type   Annual    
    Ticker Symbol UNT                           Meeting Date   04-May-2016  
    ISIN US9092181091               Agenda   934352054 - Management  
    Record Date 07-Mar-2016               Holding Recon Date   07-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    MATERION CORPORATION  
    Security 576690101               Meeting Type   Annual    
    Ticker Symbol MTRN                          Meeting Date   04-May-2016  
    ISIN US5766901012               Agenda   934357496 - Management  
    Record Date 07-Mar-2016               Holding Recon Date   07-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 VINOD M. KHILNANI For   For For    
          2 DARLENE J.S. SOLOMON For   For For    
          3 ROBERT B. TOTH For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    SELECTIVE INSURANCE GROUP, INC.  
    Security 816300107               Meeting Type   Annual    
    Ticker Symbol SIGI                          Meeting Date   04-May-2016  
    ISIN US8163001071               Agenda   934362029 - Management  
    Record Date 07-Mar-2016               Holding Recon Date   07-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    1K.   Election of Directors (Majority Voting)   Management For   For For    
    1L.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    SOUTHWEST GAS CORPORATION  
    Security 844895102               Meeting Type   Annual    
    Ticker Symbol SWX                           Meeting Date   04-May-2016  
    ISIN US8448951025               Agenda   934364198 - Management  
    Record Date 08-Mar-2016               Holding Recon Date   08-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ROBERT L. BOUGHNER For   For For    
          2 JOSE A. CARDENAS For   For For    
          3 THOMAS E. CHESTNUT For   For For    
          4 STEPHEN C. COMER For   For For    
          5 LEROY C. HANNEMAN, JR. For   For For    
          6 JOHN P. HESTER For   For For    
          7 ANNE L. MARIUCCI For   For For    
          8 MICHAEL J. MELARKEY For   For For    
          9 A. RANDALL THOMAN For   For For    
          10 THOMAS A. THOMAS For   For For    
          11 TERRENCE L. WRIGHT For   For For    
    2.    Amend Stock Option Plan   Management For   For For    
    3.    Amend Articles-Board Related   Management For   For For    
    4.    14A Executive Compensation   Management For   For For    
    5.    Ratify Appointment of Independent Auditors   Management For   For For    
    DUCOMMUN INCORPORATED  
    Security 264147109               Meeting Type   Annual    
    Ticker Symbol DCO                           Meeting Date   04-May-2016  
    ISIN US2641471097               Agenda   934368932 - Management  
    Record Date 14-Mar-2016               Holding Recon Date   14-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ROBERT L. DUCOMMUN For   For For    
          2 DEAN M. FLATT For   For For    
          3 JAY L. HABERLAND For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    NAUTILUS, INC.  
    Security 63910B102               Meeting Type   Annual    
    Ticker Symbol NLS                           Meeting Date   04-May-2016  
    ISIN US63910B1026               Agenda   934369706 - Management  
    Record Date 14-Mar-2016               Holding Recon Date   14-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 RONALD P. BADIE For   For For    
          2 BRUCE M. CAZENAVE For   For For    
          3 RICHARD A. HORN For   For For    
          4 M. CARL JOHNSON, III For   For For    
          5 ANNE G. SAUNDERS For   For For    
          6 MARVIN G. SIEGERT For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    IBERIABANK CORPORATION  
    Security 450828108               Meeting Type   Annual    
    Ticker Symbol IBKC                          Meeting Date   04-May-2016  
    ISIN US4508281080               Agenda   934375913 - Management  
    Record Date 16-Mar-2016               Holding Recon Date   16-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ELAINE D. ABELL For   For For    
          2 ANGUS R. COOPER II For   For For    
          3 WILLIAM H. FENSTERMAKER For   For For    
          4 RICK E. MAPLES For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Approve Stock Compensation Plan   Management For   For For    
                                             
    MAIDEN HOLDINGS, LTD.  
    Security G5753U112               Meeting Type   Annual    
    Ticker Symbol MHLD                          Meeting Date   04-May-2016  
    ISIN BMG5753U1128               Agenda   934385104 - Management  
    Record Date 15-Mar-2016               Holding Recon Date   15-Mar-2016  
    City / Country     / Bermuda         Vote Deadline Date   03-May-2016  
    SEDOL(s)         Quick Code      
                                             
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 BARRY D. ZYSKIND* For   For For    
          2 SIMCHA G. LYONS* For   For For    
          3 RAYMOND M. NEFF* For   For For    
          4 YEHUDA L. NEUBERGER* For   For For    
          5 STEVEN H. NIGRO* For   For For    
          6 PATRICK J. HAVERON# For   For For    
          7 DAVID A. LAMNECK# For   For For    
          8 LAWRENCE F. METZ# For   For For    
          9 ARTURO M. RASCHBAUM# For   For For    
          10 KAREN L. SCHMITT# For   For For    
          11 PATRICK J. HAVERON$ For   For For    
          12 LAWRENCE F. METZ$ For   For For    
          13 ARTURO M. RASCHBAUM$ For   For For    
          14 MAXWELL REID$ For   For For    
          15 KAREN L. SCHMITT$ For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
    STILLWATER MINING COMPANY  
    Security 86074Q102               Meeting Type   Annual    
    Ticker Symbol SWC                           Meeting Date   05-May-2016  
    ISIN US86074Q1022               Agenda   934345403 - Management  
    Record Date 07-Mar-2016               Holding Recon Date   07-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   04-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    BERKSHIRE HILLS BANCORP, INC.  
    Security 084680107               Meeting Type   Annual    
    Ticker Symbol BHLB                          Meeting Date   05-May-2016  
    ISIN US0846801076               Agenda   934350315 - Management  
    Record Date 10-Mar-2016               Holding Recon Date   10-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   04-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JOHN B. DAVIES For   For For    
          2 RODNEY C. DIMOCK For   For For    
          3 LAURIE NORTON MOFFATT For   For For    
          4 J. WILLIAR DUNLAEVY For   For For    
          5 PATRICK J. SHEEHAN For   For For    
    2.    14A Executive Compensation   Management Against   For Against    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    COOPER TIRE & RUBBER COMPANY  
    Security 216831107               Meeting Type   Annual    
    Ticker Symbol CTB                           Meeting Date   06-May-2016  
    ISIN US2168311072               Agenda   934347255 - Management  
    Record Date 14-Mar-2016               Holding Recon Date   14-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   05-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ROY V. ARMES For   For For    
          2 THOMAS P. CAPO For   For For    
          3 STEVEN M. CHAPMAN For   For For    
          4 SUSAN F. DAVIS For   For For    
          5 JOHN J. HOLLAND For   For For    
          6 JOHN F. MEIER For   For For    
          7 GARY S. MICHEL For   For For    
          8 JOHN H. SHUEY For   For For    
          9 ROBERT D. WELDING For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    OCEANEERING INTERNATIONAL, INC.  
    Security 675232102               Meeting Type   Annual    
    Ticker Symbol OII                           Meeting Date   06-May-2016  
    ISIN US6752321025               Agenda   934384253 - Management  
    Record Date 23-Mar-2016               Holding Recon Date   23-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   05-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 M. KEVIN MCEVOY Withheld   For Against    
            Comments: Board is not majority independent.  
          2 PAUL B. MURPHY, JR. For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    ALLETE, INC.  
    Security 018522300               Meeting Type   Annual    
    Ticker Symbol ALE                           Meeting Date   10-May-2016  
    ISIN US0185223007               Agenda   934354111 - Management  
    Record Date 11-Mar-2016               Holding Recon Date   11-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   09-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    DST SYSTEMS, INC.  
    Security 233326107               Meeting Type   Annual    
    Ticker Symbol DST                           Meeting Date   10-May-2016  
    ISIN US2333261079               Agenda   934354159 - Management  
    Record Date 18-Mar-2016               Holding Recon Date   18-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   09-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JOSEPH C. ANTONELLIS For   For For    
          2 STEPHEN C. HOOLEY For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    WERNER ENTERPRISES, INC.  
    Security 950755108               Meeting Type   Annual    
    Ticker Symbol WERN                          Meeting Date   10-May-2016  
    ISIN US9507551086               Agenda   934375848 - Management  
    Record Date 21-Mar-2016               Holding Recon Date   21-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   09-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 KENNETH M. BIRD, ED. D. For   For For    
          2 DWAINE J. PEETZ JR., MD For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    RAMCO-GERSHENSON PROPERTIES TRUST  
    Security 751452202               Meeting Type   Annual    
    Ticker Symbol RPT                           Meeting Date   11-May-2016  
    ISIN US7514522025               Agenda   934357749 - Management  
    Record Date 14-Mar-2016               Holding Recon Date   14-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   10-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 STEPHEN R. BLANK For   For For    
          2 ALICE M. CONNELL For   For For    
          3 DENNIS GERSHENSON For   For For    
          4 ARTHUR GOLDBERG For   For For    
          5 DAVID J. NETTINA For   For For    
          6 JOEL M. PASHCOW For   For For    
          7 MARK K. ROSENFELD For   For For    
          8 LAURIE M. SHAHON For   For For    
          9 MICHAEL A. WARD For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    KCG HOLDINGS, INC.  
    Security 48244B100               Meeting Type   Annual    
    Ticker Symbol KCG                           Meeting Date   11-May-2016  
    ISIN US48244B1008               Agenda   934358082 - Management  
    Record Date 15-Mar-2016               Holding Recon Date   15-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   10-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    ITT CORPORATION  
    Security 450911201               Meeting Type   Annual    
    Ticker Symbol ITT                           Meeting Date   11-May-2016  
    ISIN US4509112011               Agenda   934359402 - Management  
    Record Date 14-Mar-2016               Holding Recon Date   14-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   10-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Approve Stock Compensation Plan   Management Against   For Against    
    5.    S/H Proposal - Corporate Governance   Shareholder Against   Against For    
                                             
    UNITED COMMUNITY BANKS, INC.  
    Security 90984P303               Meeting Type   Annual    
    Ticker Symbol UCBI                          Meeting Date   11-May-2016  
    ISIN US90984P3038               Agenda   934367106 - Management  
    Record Date 11-Mar-2016               Holding Recon Date   11-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   10-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JIMMY C. TALLENT For   For For    
          2 ROBERT H. BLALOCK For   For For    
          3 L. CATHY COX For   For For    
          4 KENNETH L. DANIELS For   For For    
          5 H. LYNN HARTON For   For For    
          6 W.C. NELSON, JR. For   For For    
          7 THOMAS A. RICHLOVSKY For   For For    
          8 TIM R. WALLIS For   For For    
    2.    Authorize Common Stock Increase   Management For   For For    
    3.    Amend Stock Compensation Plan   Management For   For For    
    4.    Amend Stock Compensation Plan   Management For   For For    
    5.    Ratify Appointment of Independent Auditors   Management For   For For    
    FIRST INDUSTRIAL REALTY TRUST, INC.  
    Security 32054K103               Meeting Type   Annual    
    Ticker Symbol FR                            Meeting Date   11-May-2016  
    ISIN US32054K1034               Agenda   934384354 - Management  
    Record Date 21-Mar-2016               Holding Recon Date   21-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   10-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    1.4   Election of Directors (Majority Voting)   Management For   For For    
    1.5   Election of Directors (Majority Voting)   Management For   For For    
    1.6   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    PIEDMONT OFFICE REALTY TRUST, INC  
    Security 720190206               Meeting Type   Annual    
    Ticker Symbol PDM                           Meeting Date   12-May-2016  
    ISIN US7201902068               Agenda   934340364 - Management  
    Record Date 03-Mar-2016               Holding Recon Date   03-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   11-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 KELLY H. BARRETT For   For For    
          2 MICHAEL R. BUCHANAN For   For For    
          3 WESLEY E. CANTRELL For   For For    
          4 BARBARA B. LANG For   For For    
          5 FRANK C. MCDOWELL For   For For    
          6 DONALD A. MILLER, CFA For   For For    
          7 RAYMOND G. MILNES, JR. For   For For    
          8 JEFFREY L. SWOPE For   For For    
          9 DALE H. TAYSOM For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    FRANKLIN STREET PROPERTIES CORP.  
    Security 35471R106               Meeting Type   Annual    
    Ticker Symbol FSP                           Meeting Date   12-May-2016  
    ISIN US35471R1068               Agenda   934359680 - Management  
    Record Date 04-Mar-2016               Holding Recon Date   04-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   11-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
    KBR, INC.  
    Security 48242W106               Meeting Type   Annual    
    Ticker Symbol KBR                           Meeting Date   12-May-2016  
    ISIN US48242W1062               Agenda   934364388 - Management  
    Record Date 17-Mar-2016               Holding Recon Date   17-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   11-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 MARK E. BALDWIN For   For For    
          2 JAMES R. BLACKWELL For   For For    
          3 STUART J.B. BRADIE For   For For    
          4 LOREN K. CARROLL For   For For    
          5 JEFFREY E. CURTISS For   For For    
          6 UMBERTO DELLA SALA For   For For    
          7 LESTER L. LYLES Withheld   For Against    
            Comments: Nominee has served on the board for at least one year and attended less than 75% of the
meetings in the last fiscal year.
 
          8 JACK B. MOORE For   For For    
          9 ANN D. PICKARD For   For For    
          10 RICHARD J. SLATER For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Amend Stock Compensation Plan   Management For   For For    
    BUILD-A-BEAR WORKSHOP, INC.  
    Security 120076104               Meeting Type   Annual    
    Ticker Symbol BBW                           Meeting Date   12-May-2016  
    ISIN US1200761047               Agenda   934375711 - Management  
    Record Date 22-Mar-2016               Holding Recon Date   22-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   11-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 MARY LOU FIALA For   For For    
          2 TIMOTHY KILPIN For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Transact Other Business   Management Against   For Against    
    INNOPHOS HOLDINGS, INC.  
    Security 45774N108               Meeting Type   Annual    
    Ticker Symbol IPHS                          Meeting Date   13-May-2016  
    ISIN US45774N1081               Agenda   934395686 - Management  
    Record Date 04-Apr-2016               Holding Recon Date   04-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   12-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 GARY CAPPELINE For   For For    
          2 KIM ANN MINK For   For For    
          3 LINDA MYRICK For   For For    
          4 KAREN OSAR For   For For    
          5 JOHN STEITZ For   For For    
          6 PETER THOMAS For   For For    
          7 JAMES ZALLIE For   For For    
          8 ROBERT ZATTA For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    WEST CORPORATION  
    Security 952355204               Meeting Type   Annual    
    Ticker Symbol WSTC                          Meeting Date   17-May-2016  
    ISIN US9523552043               Agenda   934367081 - Management  
    Record Date 24-Mar-2016               Holding Recon Date   24-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   16-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Amend Employee Stock Purchase Plan   Management For   For For    
                                             
    PNM RESOURCES, INC.  
    Security 69349H107               Meeting Type   Annual    
    Ticker Symbol PNM                           Meeting Date   17-May-2016  
    ISIN US69349H1077               Agenda   934373200 - Management  
    Record Date 28-Mar-2016               Holding Recon Date   28-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   16-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 NORMAN P. BECKER For   For For    
          2 PATRICIA K. COLLAWN For   For For    
          3 E. RENAE CONLEY For   For For    
          4 ALAN J. FOHRER For   For For    
          5 SIDNEY M. GUTIERREZ For   For For    
          6 MAUREEN T. MULLARKEY For   For For    
          7 DONALD K. SCHWANZ For   For For    
          8 BRUCE W. WILKINSON For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management Against   For Against    
    4.    S/H Proposal - Report/Reduce Greenhouse
Gas Emissions
  Shareholder Against   Against For    
    5.    S/H Proposal - Corporate Governance   Shareholder Against   Against For    
    6.    S/H Proposal - Corporate Governance   Shareholder For   Against Against    
                                             
    NAVIGANT CONSULTING, INC.  
    Security 63935N107               Meeting Type   Annual    
    Ticker Symbol NCI                           Meeting Date   17-May-2016  
    ISIN US63935N1072               Agenda   934380976 - Management  
    Record Date 31-Mar-2016               Holding Recon Date   31-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   16-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    GROUP 1 AUTOMOTIVE, INC.  
    Security 398905109               Meeting Type   Annual    
    Ticker Symbol GPI                           Meeting Date   18-May-2016  
    ISIN US3989051095               Agenda   934362093 - Management  
    Record Date 21-Mar-2016               Holding Recon Date   21-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   17-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JOHN L. ADAMS For   For For    
          2 DOYLE L. ARNOLD For   For For    
          3 EARL J. HESTERBERG For   For For    
          4 LINCOLN PEREIRA For   For For    
          5 STEPHEN D. QUINN For   For For    
          6 J. TERRY STRANGE For   For For    
          7 MAX P. WATSON, JR. For   For For    
          8 MARYANN WRIGHT For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    INSIGHT ENTERPRISES, INC.  
    Security 45765U103               Meeting Type   Annual    
    Ticker Symbol NSIT                          Meeting Date   18-May-2016  
    ISIN US45765U1034               Agenda   934382639 - Management  
    Record Date 24-Mar-2016               Holding Recon Date   24-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   17-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    1.4   Election of Directors (Majority Voting)   Management For   For For    
    1.5   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Amend Omnibus Stock Option Plan   Management For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    GULF ISLAND FABRICATION, INC.  
    Security 402307102               Meeting Type   Annual    
    Ticker Symbol GIFI                          Meeting Date   18-May-2016  
    ISIN US4023071024               Agenda   934387576 - Management  
    Record Date 04-Apr-2016               Holding Recon Date   04-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   17-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 MURRAY W. BURNS For   For For    
          2 WILLIAM E. CHILES For   For For    
          3 MICHAEL A. FLICK For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
      Account
Number
  Account Name     Internal Account Custodian Ballot Shares      
      DUNHAM SMALL CAP
VALUE FUND
  U.S. BANK 11,440     0  
    WPX ENERGY, INC.  
    Security 98212B103               Meeting Type   Annual    
    Ticker Symbol WPX                           Meeting Date   19-May-2016  
    ISIN US98212B1035               Agenda   934371422 - Management  
    Record Date 28-Mar-2016               Holding Recon Date   28-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   18-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    S/H Proposal - Report/Reduce Greenhouse
Gas Emissions
  Shareholder For   Against Against    
    SUMMIT HOTEL PROPERTIES INC  
    Security 866082100               Meeting Type   Annual    
    Ticker Symbol INN                           Meeting Date   19-May-2016  
    ISIN US8660821005               Agenda   934373438 - Management  
    Record Date 21-Mar-2016               Holding Recon Date   21-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   18-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 DANIEL P. HANSEN For   For For    
          2 BJORN R.L. HANSON For   For For    
          3 JEFFREY W. JONES For   For For    
          4 KENNETH J. KAY For   For For    
          5 THOMAS W. STOREY For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    S/H Proposal - Corporate Governance   Shareholder For   Against Against    
    TRICO BANCSHARES  
    Security 896095106               Meeting Type   Annual    
    Ticker Symbol TCBK                          Meeting Date   19-May-2016  
    ISIN US8960951064               Agenda   934415084 - Management  
    Record Date 21-Mar-2016               Holding Recon Date   21-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   18-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 WILLIAM J. CASEY For   For For    
          2 DONALD J. AMARAL For   For For    
          3 L. GAGE CHRYSLER III For   For For    
          4 CRAIG S. COMPTON For   For For    
          5 CORY W. GIESE For   For For    
          6 JOHN S.A. HASBROOK For   For For    
          7 PATRICK W. KILKENNY For   For For    
          8 MICHAEL W. KOEHNEN For   For For    
          9 MARTIN A. MARIANI For   For For    
          10 RICHARD P. SMITH For   For For    
          11 W. VIRGINIA WALKER For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    FLAGSTAR BANCORP, INC.  
    Security 337930705               Meeting Type   Annual    
    Ticker Symbol FBC                           Meeting Date   24-May-2016  
    ISIN US3379307057               Agenda   934377032 - Management  
    Record Date 28-Mar-2016               Holding Recon Date   28-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   23-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management Against   For Against    
    4.    Approve Stock Compensation Plan   Management For   For For    
    FOSSIL GROUP, INC.  
    Security 34988V106               Meeting Type   Annual    
    Ticker Symbol FOSL                          Meeting Date   25-May-2016  
    ISIN US34988V1061               Agenda   934370521 - Management  
    Record Date 30-Mar-2016               Holding Recon Date   30-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   24-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    1K.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management Against   For Against    
    3.    Approve Stock Compensation Plan   Management For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
    MB FINANCIAL, INC.  
    Security 55264U108               Meeting Type   Annual    
    Ticker Symbol MBFI                          Meeting Date   25-May-2016  
    ISIN US55264U1088               Agenda   934376698 - Management  
    Record Date 28-Mar-2016               Holding Recon Date   28-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   24-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    1K.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    FIRST INTERSTATE BANCSYSTEM,INC  
    Security 32055Y201               Meeting Type   Annual    
    Ticker Symbol FIBK                          Meeting Date   25-May-2016  
    ISIN US32055Y2019               Agenda   934376965 - Management  
    Record Date 18-Mar-2016               Holding Recon Date   18-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   24-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    1.4   Election of Directors (Majority Voting)   Management For   For For    
    1.5   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    TAYLOR MORRISON HOME CORP (TMHC)  
    Security 87724P106               Meeting Type   Annual    
    Ticker Symbol TMHC                          Meeting Date   25-May-2016  
    ISIN US87724P1066               Agenda   934378565 - Management  
    Record Date 31-Mar-2016               Holding Recon Date   31-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   24-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 KELVIN DAVIS For   For For    
          2 JAMES HENRY For   For For    
          3 ANNE L. MARIUCCI For   For For    
          4 RAJATH SHOURIE For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    Amend Omnibus Stock Option Plan   Management Against   For Against    
    MFA FINANCIAL, INC.  
    Security 55272X102               Meeting Type   Annual    
    Ticker Symbol MFA                           Meeting Date   25-May-2016  
    ISIN US55272X1028               Agenda   934381346 - Management  
    Record Date 29-Mar-2016               Holding Recon Date   29-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   24-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    BIG LOTS, INC.  
    Security 089302103               Meeting Type   Annual    
    Ticker Symbol BIG                           Meeting Date   26-May-2016  
    ISIN US0893021032               Agenda   934378666 - Management  
    Record Date 28-Mar-2016               Holding Recon Date   28-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   25-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 JEFFREY P. BERGER For   For For    
          2 DAVID J. CAMPISI For   For For    
          3 JAMES R. CHAMBERS For   For For    
          4 MARLA C. GOTTSCHALK For   For For    
          5 CYNTHIA T. JAMISON For   For For    
          6 PHILIP E. MALLOTT For   For For    
          7 NANCY A. REARDON For   For For    
          8 WENDY L. SCHOPPERT For   For For    
          9 RUSSELL E. SOLT For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management Against   For Against    
    EASTGROUP PROPERTIES, INC.  
    Security 277276101               Meeting Type   Annual    
    Ticker Symbol EGP                           Meeting Date   26-May-2016  
    ISIN US2772761019               Agenda   934381815 - Management  
    Record Date 04-Apr-2016               Holding Recon Date   04-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   25-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    HEALTHWAYS, INC.  
    Security 422245100               Meeting Type   Annual    
    Ticker Symbol HWAY                          Meeting Date   26-May-2016  
    ISIN US4222451001               Agenda   934384215 - Management  
    Record Date 31-Mar-2016               Holding Recon Date   31-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   25-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    1I.   Election of Directors (Majority Voting)   Management For   For For    
    1J.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    NORTHWEST NATURAL GAS COMPANY  
    Security 667655104               Meeting Type   Annual    
    Ticker Symbol NWN                           Meeting Date   26-May-2016  
    ISIN US6676551046               Agenda   934391424 - Management  
    Record Date 07-Apr-2016               Holding Recon Date   07-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   25-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 TOD R. HAMACHEK For   For For    
          2 JANE L. PEVERETT For   For For    
          3 KENNETH THRASHER For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    BANCFIRST CORPORATION  
    Security 05945F103               Meeting Type   Annual    
    Ticker Symbol BANF                          Meeting Date   26-May-2016  
    ISIN US05945F1030               Agenda   934400108 - Management  
    Record Date 08-Apr-2016               Holding Recon Date   08-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   25-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 DENNIS L. BRAND For   For For    
          2 C.L. CRAIG, JR. For   For For    
          3 WILLIAM H. CRAWFORD For   For For    
          4 JAMES R DANIEL For   For For    
          5 F. FORD DRUMMOND Withheld   For Against    
          6 WILLIAM O. JOHNSTONE For   For For    
          7 FRANK KEATING For   For For    
          8 DAVE R. LOPEZ For   For For    
          9 J. RALPH MCCALMONT For   For For    
          10 TOM H. MCCASLAND III For   For For    
          11 RONALD J. NORICK Withheld   For Against    
          12 PAUL B. ODOM. JR. For   For For    
          13 DAVID E. RAINBOLT For   For For    
          14 H.E. RAINBOLT For   For For    
          15 MICHAEL S. SAMIS For   For For    
          16 NATALIE SHIRLEY For   For For    
          17 MICHAEL K. WALLACE For   For For    
          18 GREGORY G. WEDEL For   For For    
          19 G. RAINEY WILLIAMS, JR. For   For For    
    2.    Amend Stock Option Plan   Management For   For For    
    3.    Amend Non-Employee Director Plan   Management For   For For    
    4.    Amend Stock Compensation Plan   Management For   For For    
    5.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    RUTH'S HOSPITALITY GROUP, INC.  
    Security 783332109               Meeting Type   Annual    
    Ticker Symbol RUTH                          Meeting Date   26-May-2016  
    ISIN US7833321091               Agenda   934400499 - Management  
    Record Date 31-Mar-2016               Holding Recon Date   31-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   25-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Director Removal Without Cause   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    HOMESTREET, INC.  
    Security 43785V102               Meeting Type   Annual    
    Ticker Symbol HMST                          Meeting Date   26-May-2016  
    ISIN US43785V1026               Agenda   934408938 - Management  
    Record Date 21-Apr-2016               Holding Recon Date   21-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   25-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    Amend Articles-Board Related   Management For   For For    
    HERSHA HOSPITALITY TRUST  
    Security 427825500               Meeting Type   Annual    
    Ticker Symbol HT                            Meeting Date   27-May-2016  
    ISIN US4278255009               Agenda   934401807 - Management  
    Record Date 31-Mar-2016               Holding Recon Date   31-Mar-2016  
    City / Country     / United
States
        Vote Deadline Date   26-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    MACK-CALI REALTY CORPORATION  
    Security 554489104               Meeting Type   Annual    
    Ticker Symbol CLI                           Meeting Date   01-Jun-2016  
    ISIN US5544891048               Agenda   934417507 - Management  
    Record Date 05-Apr-2016               Holding Recon Date   05-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   31-May-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ALAN S. BERNIKOW For   For For    
          2 IRVIN D. REID For   For For    
          3 KENNETH M. DUBERSTEIN For   For For    
          4 JONATHAN LITT For   For For    
          5 VINCENT TESE For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    S/H Proposal - Corporate Governance   Shareholder Against   Against For    
                                             
    AMERICAN EQUITY INVESTMENT LIFE HLDG CO  
    Security 025676206               Meeting Type   Annual    
    Ticker Symbol AEL                           Meeting Date   02-Jun-2016  
    ISIN US0256762065               Agenda   934389366 - Management  
    Record Date 07-Apr-2016               Holding Recon Date   07-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   01-Jun-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 ALEXANDER M. CLARK For   For For    
          2 JOHN M. MATOVINA Withheld   For Against    
            Comments: Board is not majority independent.  
          3 ALAN D. MATULA For   For For    
          4 GERARD D. NEUGENT For   For For    
    2.    Approve Stock Compensation Plan   Management For   For For    
    3.    Amend Stock Option Plan   Management For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
    5.    14A Executive Compensation   Management For   For For    
    SAGENT PHARMACEUTICALS, INC  
    Security 786692103               Meeting Type   Annual    
    Ticker Symbol SGNT                          Meeting Date   08-Jun-2016  
    ISIN US7866921031               Agenda   934412139 - Management  
    Record Date 12-Apr-2016               Holding Recon Date   12-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   07-Jun-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 MARY T. BEHRENS For   For For    
          2 MICHAEL FEKETE For   For For    
          3 ROBERT FLANAGAN For   For For    
          4 ANTHONY KRIZMAN For   For For    
          5 ALLAN OBERMAN For   For For    
          6 SHLOMO YANAI For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    Approve Stock Compensation Plan   Management For   For For    
    4.    14A Executive Compensation   Management For   For For    
    EXPRESS, INC.  
    Security 30219E103               Meeting Type   Annual    
    Ticker Symbol EXPR                          Meeting Date   08-Jun-2016  
    ISIN US30219E1038               Agenda   934415351 - Management  
    Record Date 11-Apr-2016               Holding Recon Date   11-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   07-Jun-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    MCGRATH RENTCORP  
    Security 580589109               Meeting Type   Annual    
    Ticker Symbol MGRC                          Meeting Date   08-Jun-2016  
    ISIN US5805891091               Agenda   934422964 - Management  
    Record Date 12-Apr-2016               Holding Recon Date   12-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   07-Jun-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 WILLIAM J. DAWSON For   For For    
          2 ELIZABETH A. FETTER For   For For    
          3 ROBERT C. HOOD For   For For    
          4 DENNIS C. KAKURES For   For For    
          5 M. RICHARD SMITH For   For For    
          6 DENNIS P. STRADFORD For   For For    
          7 RONALD H. ZECH For   For For    
    2.    Amend Stock Compensation Plan   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
    4.    14A Executive Compensation   Management For   For For    
                                             
    PDC ENERGY, INC.  
    Security 69327R101               Meeting Type   Annual    
    Ticker Symbol PDCE                          Meeting Date   09-Jun-2016  
    ISIN US69327R1014               Agenda   934402429 - Management  
    Record Date 13-Apr-2016               Holding Recon Date   13-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   08-Jun-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 LARRY F. MAZZA For   For For    
          2 BARTON R. BROOKMAN For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
                                             
      Account
Number
  Account Name     Internal Account Custodian Ballot Shares      
      DUNHAM SMALL CAP
VALUE FUND
  U.S. BANK 3,556     2,013  
    LENDINGTREE INC  
    Security 52603B107               Meeting Type   Annual    
    Ticker Symbol TREE                          Meeting Date   15-Jun-2016  
    ISIN US52603B1070               Agenda   934408736 - Management  
    Record Date 18-Apr-2016               Holding Recon Date   18-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   14-Jun-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 NEAL DERMER For   For For    
          2 ROBIN HENDERSON For   For For    
          3 PETER HORAN For   For For    
          4 DOUGLAS LEBDA For   For For    
          5 STEVEN OZONIAN For   For For    
          6 SARAS SARASVATHY For   For For    
          7 CRAIG TROYER For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    MENTOR GRAPHICS CORPORATION  
    Security 587200106               Meeting Type   Annual    
    Ticker Symbol MENT                          Meeting Date   15-Jun-2016  
    ISIN US5872001061               Agenda   934430505 - Management  
    Record Date 18-Apr-2016               Holding Recon Date   18-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   14-Jun-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 KEITH L. BARNES For   For For    
          2 SIR PETER L. BONFIELD For   For For    
          3 PAUL A. MASCARENAS For   For For    
          4 J. DANIEL MCCRANIE For   For For    
          5 WALDEN C. RHINES For   For For    
          6 CHERYL L. SHAVERS For   For For    
          7 JEFFREY M. STAFEIL For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Amend Stock Compensation Plan   Management For   For For    
    4.    Amend Employee Stock Purchase Plan   Management For   For For    
    5.    Ratify Appointment of Independent Auditors   Management For   For For    
    SHOE CARNIVAL, INC.  
    Security 824889109               Meeting Type   Annual    
    Ticker Symbol SCVL                          Meeting Date   16-Jun-2016  
    ISIN US8248891090               Agenda   934422914 - Management  
    Record Date 15-Apr-2016               Holding Recon Date   15-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   15-Jun-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Approve Stock Compensation Plan   Management For   For For    
    4.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    HEALTHCARE TRUST OF AMERICA, INC.  
    Security 42225P501               Meeting Type   Annual    
    Ticker Symbol HTA                           Meeting Date   07-Jul-2016  
    ISIN US42225P5017               Agenda   934411353 - Management  
    Record Date 22-Apr-2016               Holding Recon Date   22-Apr-2016  
    City / Country     / United
States
        Vote Deadline Date   06-Jul-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1A.   Election of Directors (Majority Voting)   Management For   For For    
    1B.   Election of Directors (Majority Voting)   Management For   For For    
    1C.   Election of Directors (Majority Voting)   Management For   For For    
    1D.   Election of Directors (Majority Voting)   Management For   For For    
    1E.   Election of Directors (Majority Voting)   Management For   For For    
    1F.   Election of Directors (Majority Voting)   Management For   For For    
    1G.   Election of Directors (Majority Voting)   Management For   For For    
    1H.   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    CHEMICAL FINANCIAL CORPORATION  
    Security 163731102               Meeting Type   Special  
    Ticker Symbol CHFC                          Meeting Date   19-Jul-2016  
    ISIN US1637311028               Agenda   934452246 - Management  
    Record Date 08-Jun-2016               Holding Recon Date   08-Jun-2016  
    City / Country     / United
States
        Vote Deadline Date   18-Jul-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Approve Merger Agreement   Management For   For For    
    2.    Approve Par Value Change   Management For   For For    
    3.    Authorize Common Stock Increase   Management For   For For    
    4.    14A Executive Compensation   Management Against   For Against    
    5.    Approve Motion to Adjourn Meeting   Management For   For For    
                                             
    CRA INTERNATIONAL, INC.  
    Security 12618T105               Meeting Type   Annual    
    Ticker Symbol CRAI                          Meeting Date   20-Jul-2016  
    ISIN US12618T1051               Agenda   934436456 - Management  
    Record Date 11-May-2016               Holding Recon Date   11-May-2016  
    City / Country     / United
States
        Vote Deadline Date   19-Jul-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.    Election of Directors   Management            
          1 PAUL MALEH For   For For    
          2 WILLIAM SCHLEYER For   For For    
          3 THOMAS AVERY For   For For    
    2.    14A Executive Compensation   Management For   For For    
    3.    Ratify Appointment of Independent Auditors   Management For   For For    
                                             
    ENNIS, INC.  
    Security 293389102               Meeting Type   Annual    
    Ticker Symbol EBF                           Meeting Date   21-Jul-2016  
    ISIN US2933891028               Agenda   934445479 - Management  
    Record Date 23-May-2016               Holding Recon Date   23-May-2016  
    City / Country     / United
States
        Vote Deadline Date   20-Jul-2016  
    SEDOL(s)         Quick Code      
    Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
 
    1.1   Election of Directors (Majority Voting)   Management For   For For    
    1.2   Election of Directors (Majority Voting)   Management For   For For    
    1.3   Election of Directors (Majority Voting)   Management For   For For    
    2.    Ratify Appointment of Independent Auditors   Management For   For For    
    3.    14A Executive Compensation   Management For   For For    
    4.    Transact Other Business   Management Against   For Against    
                                             

 

Registrant: Dunham Funds - Appreciation & Income Fund    Item 1                               
Investment Company Act file number:  811-22153        
Reporting Period: July 1, 2015 through June 30, 2016        
                   
ITEM 1- PROXY VOTING RECORD
  (a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type (by issuer or shareholder) (g) Voted (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) (i) Was Vote For or Against Management
There were no proxy votes to report during the Reporting Period.      
                   

 

Registrant: Dunham Funds - Dunham Corporate/Government Bond Fund    Item 1                              
Investment Company Act file number:  811-22153      
Reporting Period: July 1, 2015 through June 30, 2016      
                   
ITEM 1- PROXY VOTING RECORD
  (a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type (by issuer or shareholder) (g) Voted (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) (i) Was Vote For or Against Management
     There were no proxy votes to report during the Reporting Period.        

 

 

Registrant: Dunham Funds - Dunham Emerging Markets Fund        
Investment Company Act file number:  811-08037        
Reporting Period: July 1, 2015 through June 30, 2016          
                   
ITEM 1- PROXY VOTING RECORD
  (a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type (by issuer or shareholder) (g) Voted (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) (i) Was Vote For or Against Management
1 Air Asia Berhad AIRASIA Y0029V101 05/09/2016 Issuance of Shares w/o Preemptive Rights Issuer Voted For For
2 Air Asia Berhad AIRASIA Y0029V101 05/09/2016 Non-Voting Meeting Note N/A Voted N/A For
3 Air Asia Berhad AIRASIA Y0029V101 05/09/2016 Non-Voting Meeting Note N/A Voted N/A For
4 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Non-Voting Meeting Note N/A Voted N/A For
5 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Allocation of Profits/Dividends Issuer Voted For For
6 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Directors' Fees Issuer Voted For For
7 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Elect Aireen Omar Issuer Voted For For
8 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Elect Abdel Aziz @ Abdul Aziz bin Abu Bakar Issuer Voted Against Against
9 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Elect Stuart L Dean Issuer Voted For For
10 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Elect Gnanaraja A/L M. Gnanasundram Issuer Voted For For
11 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Elect Mohamed Khardar Bin Merican Issuer Voted For For
12 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
13 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Retention of FAM Lee Ee as Independent Director Issuer Voted For For
14 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted For For
15 Air Asia Berhad AIRASIA Y0029V101 05/30/2016 Related Party Transactions Issuer Voted For For
16 Ambev S.A. ABEV3 02319V103 04/29/2016 Accounts and Reports Issuer Voted For For
17 Ambev S.A. ABEV3 02319V103 04/29/2016 Allocation of Profits/Dividends Issuer Voted For For
18 Ambev S.A. ABEV3 02319V103 04/29/2016 Election of Supervisory Council Issuer Voted Abstain Against
19 Ambev S.A. ABEV3 02319V103 04/29/2016 Remuneration Policy; Ratify Updated Global Remuneration Amount for 2015 Issuer Voted For For
20 Ambev S.A. ABEV3 02319V103 04/29/2016 Merger Agreements Issuer Voted For For
21 Ambev S.A. ABEV3 02319V103 04/29/2016 Ratification of Appointment of Appraisers Issuer Voted For For
22 Ambev S.A. ABEV3 02319V103 04/29/2016 Valuation Reports Issuer Voted For For
23 Ambev S.A. ABEV3 02319V103 04/29/2016 Mergers by Absorption (Cervejarias Reunidas Skol Caracu S.A. and Eagle Distribuidora de Bebidas S.A.) Issuer Voted For For
24 Ambev S.A. ABEV3 02319V103 04/29/2016 Authorization of Legal Formalities Issuer Voted For For
25 Ambev S.A. ABEV3 02319V103 04/29/2016 Restricted Stock Plan Issuer Voted For For
26 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Re-elect Rhidwaan Gasant Issuer Voted For For
27 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Re-elect Michael J. Kirkwood Issuer Voted For For
28 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Re-elect Srinivasan Venkatakrishnan Issuer Voted For For
29 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Re-elect David Hodgson Issuer Voted For For
30 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Appointment of Auditor Issuer Voted For For
31 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Elect Audit and Risk Committee Member (Rhidwaan Gasant) Issuer Voted For For
32 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Elect Audit and Risk Committee Member (Wiseman Nkuhlu) Issuer Voted For For
33 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Elect Audit and Risk Committee Member (Michael Kirkwood) Issuer Voted For For
34 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Elect Audit and Risk Committee Member (Rodney Ruston) Issuer Voted For For
35 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Elect Audit and Risk Committee Member (Albert Garner) Issuer Voted For For
36 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Elect Audit and Risk Committee Member (Maria Richter) Issuer Voted For For
37 Anglogold Ashanti Limited ANG 035128206 05/04/2016 General Authority to Issue Shares Issuer Voted For For
38 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Approve Amendment to Share Incentive Schemes Issuer Voted For For
39 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Approve Amendment to Long Term Incentive Plan Issuer Voted For For
40 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Approve Remuneration Policy Issuer Voted For For
41 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Approve NEDs' Fees Issuer Voted For For
42 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Authority to Issue Shares for Cash Issuer Voted For For
43 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Authority to Repurchase Shares Issuer Voted For For
44 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Approve Financial Assistance Issuer Voted For For
45 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Authority to Create New Class of Preference Shares Issuer Voted For For
46 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Amendments to Memorandum Issuer Voted For For
47 Anglogold Ashanti Limited ANG 035128206 05/04/2016 Authorisation of Legal Formalities Issuer Voted For For
48 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Non-Voting Meeting Note N/A Voted N/A For
49 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Non-Voting Meeting Note N/A Voted N/A For
50 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Accounts and Reports Issuer Voted For For
51 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Allocation of Final Dividend Issuer Voted For For
52 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Allocation of Special Dividend Issuer Voted For For
53 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Elect DING Shijia Issuer Voted For For
54 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Elect ZHENG Jie Issuer Voted For For
55 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Elect DAI Zhongchuan Issuer Voted For For
56 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Directors' Fees Issuer Voted For For
57 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
58 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
59 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Authority to Repurchase Shares Issuer Voted For For
60 ANTA Sports Products Limited 2020 G04011105 04/06/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
61 Arcelik A.S ARCLK M1490L104 03/25/2016 Non-Voting Meeting Note N/A Voted N/A For
62 Arcelik A.S ARCLK M1490L104 03/25/2016 Non-Voting Meeting Note N/A Voted N/A For
63 Arcelik A.S ARCLK M1490L104 03/25/2016 Non-Voting Meeting Note N/A Voted N/A For
64 Arcelik A.S ARCLK M1490L104 03/25/2016 Opening; Election of Presiding Chairman Issuer Voted For For
65 Arcelik A.S ARCLK M1490L104 03/25/2016 Directors' Report Issuer Voted For For
66 Arcelik A.S ARCLK M1490L104 03/25/2016 Presentation of Auditors' Report Issuer Voted For For
67 Arcelik A.S ARCLK M1490L104 03/25/2016 Financial Statements Issuer Voted For For
68 Arcelik A.S ARCLK M1490L104 03/25/2016 Ratification of Board Acts Issuer Voted For For
69 Arcelik A.S ARCLK M1490L104 03/25/2016 Allocation of Profits/Dividends Issuer Voted For For
70 Arcelik A.S ARCLK M1490L104 03/25/2016 Amendments to Corporate Purpose Issuer Voted For For
71 Arcelik A.S ARCLK M1490L104 03/25/2016 Election of Directors; Board Term Length Issuer Voted For For
72 Arcelik A.S ARCLK M1490L104 03/25/2016 Compensation Policy Issuer Voted For For
73 Arcelik A.S ARCLK M1490L104 03/25/2016 Directors' Fees Issuer Voted For For
74 Arcelik A.S ARCLK M1490L104 03/25/2016 Appointment of Auditor Issuer Voted For For
75 Arcelik A.S ARCLK M1490L104 03/25/2016 Charitable Donations Issuer Voted For For
76 Arcelik A.S ARCLK M1490L104 03/25/2016 Presentation of Report on Guarantees Issuer Voted For For
77 Arcelik A.S ARCLK M1490L104 03/25/2016 Authority to Carry out Competing Activities or Related Party Transactions Issuer Voted Against Against
78 Arcelik A.S ARCLK M1490L104 03/25/2016 Wishes Issuer Voted For For
79 Axiata Group Berhad AXIATA Y0488A101 02/17/2016 Acquisition Issuer Voted For For
80 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Allocation of Profits/Dividends Issuer Voted For For
81 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Elect Jamaludin  Ibrahim Issuer Voted For For
82 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Elect Bella Ann Almeida Issuer Voted Against Against
83 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Elect Ghazzali Sheikh Abdul Khalid Issuer Voted Against Against
84 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Elect Azzat Kamaludin Issuer Voted For For
85 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Directors' Fees Issuer Voted For For
86 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
87 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Related Party Transactions Issuer Voted For For
88 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Dividend Reinvestment Scheme Issuer Voted For For
89 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted For For
90 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Authority to Grant Awards and Issue Shares under Employee Incentive Plan Issuer Voted Against Against
91 Axiata Group Berhad AXIATA Y0488A101 05/25/2016 Grant of Shares Under the LTIP to Jamaludin Bin Ibrahim Issuer Voted Against Against
92 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Non-Voting Meeting Note N/A Voted N/A For
93 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Non-Voting Meeting Note N/A Voted N/A For
94 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Accounts and Reports Issuer Voted For For
95 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Elect LUO Fei Issuer Voted Against Against
96 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Elect Radek Sali Issuer Voted For For
97 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Elect ZHANG Wenhui Issuer Voted For For
98 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Elect XIAO Baichun Issuer Voted For For
99 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Directors' Fees Issuer Voted For For
100 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted Against Against
101 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
102 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Authority to Repurchase Shares Issuer Voted For For
103 Biostime International Holdings Limited 1112 G11259101 05/13/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
104 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Non-Voting Meeting Note N/A Voted N/A For
105 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Non-Voting Meeting Note N/A Voted N/A For
106 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Accounts and Reports Issuer Voted For For
107 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Allocation of Profits/Dividends Issuer Voted For For
108 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
109 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Elect WANG Chuan Fu Issuer Voted Against Against
110 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Elect John CHUNG Kwok Mo Issuer Voted Against Against
111 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Elect Anthony F. Mampilly Issuer Voted For For
112 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Directors' Fees Issuer Voted For For
113 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
114 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Authority to Repurchase Shares Issuer Voted For For
115 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
116 BYD Electronic (International) Company Limited 0285 Y1045N107 06/06/2016 Non-Voting Meeting Note N/A Voted N/A For
117 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Re-elect Michiel S. du Pre le Roux Issuer Voted Against Against
118 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Re-elect John D. McKenzie Issuer Voted For For
119 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Re-elect Gerrit B. Pretorius Issuer Voted For For
120 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Appointment of Auditor Issuer Voted For For
121 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Authority to Issue Shares pursuant to a Conversion of Loss Absorbent Capital Instruments Issuer Voted For For
122 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Authority to Issue Shares for Cash Issuer Voted For For
123 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Authority to Issue Shares Pursuant to Rights Offer Issuer Voted For For
124 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Approve Remuneration Policy Issuer Voted For For
125 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Approve NEDs' Fees Issuer Voted For For
126 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Authority to Repurchase Shares Issuer Voted For For
127 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Approve Financial Assistance Issuer Voted For For
128 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Amendments to Memorandum Issuer Voted For For
129 Capitec Bank Holdings Ltd. CPI S15445109 05/27/2016 Non-Voting Meeting Note N/A Voted N/A For
130 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Non-Voting Meeting Note N/A Voted N/A For
131 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Non-Voting Meeting Note N/A Voted N/A For
132 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Directors' Report Issuer Voted For For
133 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Supervisors' Report Issuer Voted For For
134 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Accounts and Reports Issuer Voted For For
135 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Allocation of Profits/Dividends Issuer Voted For For
136 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 2016 Fixed Asset Investment Plan Issuer Voted For For
137 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Directors' Fees Issuer Voted For For
138 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Supervisors' Fees Issuer Voted For For
139 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Elect ZHANG Long as Director Issuer Voted For For
140 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Elect Timpson CHUNG Shui Ming as Director Issuer Voted Against Against
141 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Elect WIM Kok as Director Issuer Voted For For
142 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Elect Murray Horn as Director Issuer Voted For For
143 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Elect LIU Jin as Supervisor Issuer Voted For For
144 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Elect LI Xiaoling as Supervisor Issuer Voted For For
145 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Elect BAI Jianjun as Supervisor Issuer Voted For For
146 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
147 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Amendment to the Impact of Dilution Immediate Return from the Issuance of Preference Shares and Remedial Measures Issuer Voted For For
148 China Construction Bank Corporation 0939 Y1397N101 06/17/2016 Elect GUO Yanpeng as Director Issuer Voted For For
149 China Construction Bank Corporation 0939 Y1397N101 10/28/2015 Non-Voting Meeting Note N/A Voted N/A For
150 China Construction Bank Corporation 0939 Y1397N101 10/28/2015 Elect Carl Walter Issuer Voted For For
151 China Construction Bank Corporation 0939 Y1397N101 10/28/2015 Elect Anita FUNG Yuen Mei Issuer Voted For For
152 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Non-Voting Meeting Note N/A Voted N/A For
153 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Non-Voting Meeting Note N/A Voted N/A For
154 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Accounts and Reports Issuer Voted For For
155 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Allocation of Profits/Dividends Issuer Voted For For
156 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect CHEN Yongdao Issuer Voted Against Against
157 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect LIAO Enrong Issuer Voted For For
158 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect GOU Jianhui Issuer Voted For For
159 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect WANG Zhangbing Issuer Voted For For
160 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect ZHOU Zhijin Issuer Voted For For
161 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect HU Jichun Issuer Voted For For
162 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect JIANG Xihe Issuer Voted Against Against
163 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect ZHU Junsheng Issuer Voted For For
164 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Elect CHEN Shimin Issuer Voted For For
165 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Directors' Fees Issuer Voted For For
166 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
167 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
168 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Authority to Repurchase Shares Issuer Voted For For
169 China High Speed Transmission Equipment Group Co., Ltd. 658 G2112D105 06/17/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
170 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Non-Voting Meeting Note N/A Voted N/A For
171 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Directors' Report Issuer Voted For For
172 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Supervisors' Report Issuer Voted For For
173 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Annual Report Issuer Voted For For
174 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Accounts and Reports Issuer Voted For For
175 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Allocation of Profits/Dividends Issuer Voted For For
176 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
177 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Report on Duty Performance of Directors Issuer Voted For For
178 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Report on Duty Performance of Supervisors Issuer Voted For For
179 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Duty Performance Report and Cross-Evaluation of Independent Directors Issuer Voted For For
180 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Duty Performance Report and Cross-Evaluation of External Supervisors Issuer Voted For For
181 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Report on Related Party Transactions Issuer Voted For For
182 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Authority to Issue domestic and/or H Shares w/o Preemptive Rights Issuer Voted Against Against
183 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect LI Jianhong Issuer Voted For For
184 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect XU Lirong Issuer Voted For For
185 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect LI Xiaopeng Issuer Voted For For
186 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect SUN Yueying Issuer Voted Against Against
187 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect FU Gangfeng Issuer Voted Against Against
188 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect HONG Xiaoyuan Issuer Voted For For
189 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect SU Min Issuer Voted For For
190 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect ZHANG Jian Issuer Voted For For
191 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect WANG Daxiong Issuer Voted For For
192 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect Zhang Feng Issuer Voted For For
193 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect TIAN Huiyu Issuer Voted For For
194 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect LI Hao Issuer Voted For For
195 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect Antony LEUNG Kam Chung Issuer Voted For For
196 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect WONG Kwai Lam Issuer Voted For For
197 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect PAN Chengwei Issuer Voted For For
198 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect PAN Yingli Issuer Voted For For
199 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect ZHAO Jun Issuer Voted For For
200 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect WONG See Hong Issuer Voted For For
201 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect FU Junyuan Issuer Voted For For
202 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect WU Heng Issuer Voted For For
203 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect WEN Jianguo Issuer Voted For For
204 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect JIN Qingjun Issuer Voted Against Against
205 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect DING Huiping Issuer Voted For For
206 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Elect HAN Zirong Issuer Voted For For
207 China Merchants Bank Company Limited 3968 Y14896115 06/28/2016 Amendments to Articles Issuer Voted For For
208 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Non-Voting Meeting Note N/A Voted N/A For
209 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Adjustment of Employee Stock Ownership Scheme Issuer Voted For For
210 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Non-Voting Meeting Note N/A Voted N/A For
211 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Non-Voting Meeting Note N/A Voted N/A For
212 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Non-Voting Meeting Note N/A Voted N/A For
213 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Elect Zhang Feng as Director Issuer Voted For For
214 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Adjustment of Employee Stock Ownership Scheme Issuer Voted For For
215 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Adjusted Connected Issue Issuer Voted For For
216 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Elect Eric ZHU Liwei as Director Issuer Voted For For
217 China Merchants Bank Company Limited 3968 Y14896115 09/25/2015 Elect FU Junyuan as Supervisor Issuer Voted For For
218 China Mobile Ltd. 0941 Y14965100 05/26/2016 Non-Voting Meeting Note N/A Voted N/A For
219 China Mobile Ltd. 0941 Y14965100 05/26/2016 Non-Voting Meeting Note N/A Voted N/A For
220 China Mobile Ltd. 0941 Y14965100 05/26/2016 Accounts and Reports Issuer Voted For For
221 China Mobile Ltd. 0941 Y14965100 05/26/2016 Allocation of Profits/Dividends Issuer Voted For For
222 China Mobile Ltd. 0941 Y14965100 05/26/2016 Elect SHANG Bing Issuer Voted For For
223 China Mobile Ltd. 0941 Y14965100 05/26/2016 Elect LI Yue Issuer Voted For For
224 China Mobile Ltd. 0941 Y14965100 05/26/2016 Elect SHA Yuejia Issuer Voted Against Against
225 China Mobile Ltd. 0941 Y14965100 05/26/2016 Elect LIU Aili Issuer Voted For For
226 China Mobile Ltd. 0941 Y14965100 05/26/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
227 China Mobile Ltd. 0941 Y14965100 05/26/2016 Authority to Repurchase Shares Issuer Voted For For
228 China Mobile Ltd. 0941 Y14965100 05/26/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
229 China Mobile Ltd. 0941 Y14965100 05/26/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
230 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Non-Voting Meeting Note N/A Voted N/A For
231 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Non-Voting Meeting Note N/A Voted N/A For
232 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Accounts and Reports Issuer Voted For For
233 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Allocation of Profits/Dividends Issuer Voted For For
234 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Elect XIAO Xiao Issuer Voted For For
235 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Elect LUO Liang Issuer Voted For For
236 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Elect Brian David LI Man Bun Issuer Voted Against Against
237 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Directors' Fees Issuer Voted For For
238 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
239 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Authority to Repurchase Shares Issuer Voted For For
240 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
241 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
242 China Overseas Land & Investment Ltd. 0688 Y15004107 05/06/2016 Non-Voting Meeting Note N/A Voted N/A For
243 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Non-Voting Meeting Note N/A Voted N/A For
244 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Non-Voting Meeting Note N/A Voted N/A For
245 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Directors' Report Issuer Voted For For
246 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Supervisors' Report Issuer Voted For For
247 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Accounts and Reports Issuer Voted For For
248 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Profit Distribution Plan Issuer Voted For For
249 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Appointment of International and PRC Auditors and Authority to Set Fees Issuer Voted For For
250 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Authority to Declare Interim Dividends Issuer Voted For For
251 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Authority to Issue Debt Instruments Issuer Voted Against Against
252 China Petroleum & Chemical Corporation 0386 Y15010104 05/18/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
253 China Petroleum and Chemical Corporation 0386 Y15010104 02/25/2016 Non-Voting Meeting Note N/A Voted N/A For
254 China Petroleum and Chemical Corporation 0386 Y15010104 02/25/2016 Non-Voting Meeting Note N/A Voted N/A For
255 China Petroleum and Chemical Corporation 0386 Y15010104 02/25/2016 Elect MA Yongsheng Issuer Voted For For
256 China Petroleum and Chemical Corporation 0386 Y15010104 02/25/2016 Authority to Give Guarantees Issuer Voted For For
257 China Petroleum and Chemical Corporation 0386 Y15010104 10/23/2015 Non-Voting Meeting Note N/A Voted N/A For
258 China Petroleum and Chemical Corporation 0386 Y15010104 10/23/2015 Non-Voting Meeting Note N/A Voted N/A For
259 China Petroleum and Chemical Corporation 0386 Y15010104 10/23/2015 Major Continuing Connected Transactions and Non-Major Continuing Connected Transactions Issuer Voted For For
260 China Petroleum and Chemical Corporation 0386 Y15010104 10/23/2015 Non-Voting Agenda Item N/A Voted N/A For
261 China Petroleum and Chemical Corporation 0386 Y15010104 10/23/2015 Non-Voting Meeting Note N/A Voted N/A For
262 China Resources Enterprise Ltd 00291 Y15037107 10/12/2015 Non-Voting Meeting Note N/A Voted N/A For
263 China Resources Enterprise Ltd 00291 Y15037107 10/12/2015 Non-Voting Meeting Note N/A Voted N/A For
264 China Resources Enterprise Ltd 00291 Y15037107 10/12/2015 Change in Company Name Issuer Voted For For
265 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Non-Voting Meeting Note N/A Voted N/A For
266 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Non-Voting Meeting Note N/A Voted N/A For
267 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Accounts and Reports Issuer Voted For For
268 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Allocation of Profits/Dividends Issuer Voted For For
269 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Elect ZHANG Shen Wen Issuer Voted For For
270 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Elect WANG Xiao Bin Issuer Voted For For
271 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Elect Elsie LEUNG Oi Sie Issuer Voted For For
272 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Elect Raymond CH'IEN Kuo Fung Issuer Voted Against Against
273 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Elect GE Changxin Issuer Voted For For
274 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Elect HU Min Issuer Voted For For
275 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Directors' Fees Issuer Voted For For
276 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
277 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Authority to Repurchase Shares Issuer Voted For For
278 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
279 China Resources Power Holdings Company Ltd. 0836 Y1503A100 06/06/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
280 Coal India Limited COALINDIA Y1668L107 09/23/2015 Accounts and Reports Issuer Voted For For
281 Coal India Limited COALINDIA Y1668L107 09/23/2015 Consolidated Accounts and Reports Issuer Voted For For
282 Coal India Limited COALINDIA Y1668L107 09/23/2015 Allocation of Profits/Dividends Issuer Voted For For
283 Coal India Limited COALINDIA Y1668L107 09/23/2015 Elect R. Mohan Das Issuer Voted Against Against
284 Coal India Limited COALINDIA Y1668L107 09/23/2015 Elect Nagendra Kumar Issuer Voted Against Against
285 Coal India Limited COALINDIA Y1668L107 09/23/2015 Elect Sutirtha Bhattacharya Issuer Voted Against Against
286 Coal India Limited COALINDIA Y1668L107 09/23/2015 Elect Chandan Kumar Dey Issuer Voted Against Against
287 Coal India Limited COALINDIA Y1668L107 09/23/2015 Authority to Set Cost Auditor's Fees Issuer Voted For For
288 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Presentation of Directors' Report Issuer Voted For For
289 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Presentation of Auditor's Report Issuer Voted For For
290 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Financial Statements Issuer Voted For For
291 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Allocation of Profits/Dividends; Employee Profit-Sharing Plan Issuer Voted Abstain Against
292 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Ratification of Board Acts; Directors' Fees Issuer Voted For For
293 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted Abstain Against
294 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Charitable Donations Issuer Voted For For
295 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Presentation of Information on Committee Members' Fees Issuer Voted For For
296 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Changes in Board Composition Issuer Voted For For
297 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Stock Option Plan Issuer Voted Abstain Against
298 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Amendments to Articles Issuer Voted Against Against
299 Commercial International Bank of Egypt COMI 201712205 03/07/2016 Authority to Issue Bonds and Subordinated Loans Issuer Voted For For
300 Commercial International Bank of Egypt COMI 201712205 03/21/2016 Employee Stock Ownership Plan Issuer Voted Abstain Against
301 Commercial International Bank of Egypt COMI 201712205 03/21/2016 Amendments to Articles Issuer Voted Against Against
302 Commercial International Bank of Egypt COMI 201712205 03/21/2016 Authority to Issue Bonds or Subordinated Loans Issuer Voted For For
303 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Non-Voting Meeting Note N/A Voted N/A For
304 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Non-Voting Meeting Note N/A Voted N/A For
305 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Accounts and Reports Issuer Voted For For
306 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Allocation of Profits/Dividends Issuer Voted For For
307 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Elect YANG Huiyan Issuer Voted For For
308 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Elect MO Bin Issuer Voted Against Against
309 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Elect ZHU Rongbin Issuer Voted For For
310 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Elect YANG Ziying Issuer Voted For For
311 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Elect Abraham SHEK Lai Him Issuer Voted Against Against
312 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Elect Ronald TONG Wui Tung Issuer Voted For For
313 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Elect MEI Wenjue Issuer Voted For For
314 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Directors' Fees Issuer Voted For For
315 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
316 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
317 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Authority to Repurchase Shares Issuer Voted For For
318 Country Garden Holdings Company Limited 2007 G24524103 05/16/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
319 Dongbu Insurance Co., Ltd. 005830 Y2096K109 03/18/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
320 Dongbu Insurance Co., Ltd. 005830 Y2096K109 03/18/2016 Amendments to Articles Issuer Voted For For
321 Dongbu Insurance Co., Ltd. 005830 Y2096K109 03/18/2016 Election of Directors (Slate) Issuer Voted Against Against
322 Dongbu Insurance Co., Ltd. 005830 Y2096K109 03/18/2016 Election of Independent Audit Committee Members Issuer Voted Against Against
323 Dongbu Insurance Co., Ltd. 005830 Y2096K109 03/18/2016 Election of Non-Independent Audit Committee Member: AHN Hyung Joon Issuer Voted Against Against
324 Dongbu Insurance Co., Ltd. 005830 Y2096K109 03/18/2016 Directors' Fees Issuer Voted For For
325 Dr. Reddy's Laboratories DRREDDY 256135203 07/31/2015 Accounts and Reports Issuer Voted For For
326 Dr. Reddy's Laboratories DRREDDY 256135203 07/31/2015 Allocation of Profits/Dividends Issuer Voted For For
327 Dr. Reddy's Laboratories DRREDDY 256135203 07/31/2015 Elect G. V. Prasad Issuer Voted For For
328 Dr. Reddy's Laboratories DRREDDY 256135203 07/31/2015 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
329 Dr. Reddy's Laboratories DRREDDY 256135203 07/31/2015 Authority to Set Cost Auditor's Fees Issuer Voted For For
330 Dr. Reddy's Laboratories DRREDDY 256135203 09/18/2015 Adoption of New Articles Issuer Voted For For
331 Ecopetrol SA ECOPETROL 279158109 03/31/2016 Agenda Issuer Voted For For
332 Ecopetrol SA ECOPETROL 279158109 03/31/2016 Appointment of Meeting Chairman Issuer Voted For For
333 Ecopetrol SA ECOPETROL 279158109 03/31/2016 Appointment of Delegates in Charge of Meeting Polling Issuer Voted For For
334 Ecopetrol SA ECOPETROL 279158109 03/31/2016 Appointment of Delegates in Charge of Meeting Minutes Issuer Voted For For
335 Ecopetrol SA ECOPETROL 279158109 03/31/2016 Accounts and Reports Issuer Voted For For
336 Ecopetrol SA ECOPETROL 279158109 03/31/2016 Allocation of Profits/Dividends Issuer Voted For For
337 Ecopetrol SA ECOPETROL 279158109 03/31/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted Abstain Against
338 Ecopetrol SA ECOPETROL 279158109 03/31/2016 Election of Directors Issuer Voted For For
339 Engro Corporation Limited EGCH Y2295N102 04/15/2016 Accounts and Reports Issuer Voted For For
340 Engro Corporation Limited EGCH Y2295N102 04/15/2016 Allocation of Profits/Dividends Issuer Voted For For
341 Engro Corporation Limited EGCH Y2295N102 04/15/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
342 Engro Corporation Limited EGCH Y2295N102 04/15/2016 Loans and Facilities to Related Parties Issuer Voted For For
343 Engro Corporation Limited EGCH Y2295N102 04/15/2016 Disposal of Shareholdings in Engro Polymer & Chemicals Limited Issuer Voted Abstain Against
344 Engro Corporation Limited EGCH Y2295N102 04/15/2016 Disposal of Shareholdings in Engro Fertilizers Limited Issuer Voted Abstain Against
345 Engro Corporation Limited EGCH Y2295N102 04/15/2016 Investment in Engro Polymer & Chemicals Limited Issuer Voted For For
346 Engro Corporation Limited EGCH Y2295N102 04/15/2016 Amendments to Articles Issuer Voted For For
347 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
348 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
349 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
350 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Opening; Election of Presiding Chairman Issuer Voted For For
351 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Minutes Issuer Voted For For
352 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Presentation of Directors' Report Issuer Voted For For
353 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Presentation of Auditor's Report Issuer Voted For For
354 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Financial Statements Issuer Voted For For
355 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Ratification of Board Acts Issuer Voted For For
356 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Allocation of Profits/Dividends Issuer Voted For For
357 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Election of Directors Issuer Voted For For
358 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Directors' Fees Issuer Voted For For
359 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Authority to Carry Out Competing Activities or Related Party Transactions Issuer Voted Against Against
360 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Appointment of Auditor Issuer Voted Against Against
361 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Presentation of Report on Guarantees Issuer Voted For For
362 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 Charitable Donations Issuer Voted For For
363 Eregli Demir ve Celik Fabrikalari T.A.S EREGL M40710101 03/31/2016 CLOSING Issuer Voted For For
364 Fibria Celulose SA FIBR3 31573A109 04/27/2016 Accounts and Reports Issuer Voted For For
365 Fibria Celulose SA FIBR3 31573A109 04/27/2016 Capital Expenditure Budget Issuer Voted For For
366 Fibria Celulose SA FIBR3 31573A109 04/27/2016 Allocation of Profits/Dividends Issuer Voted For For
367 Fibria Celulose SA FIBR3 31573A109 04/27/2016 Establishment of Supervisory Council Issuer Voted For For
368 Fibria Celulose SA FIBR3 31573A109 04/27/2016 Supervisory Council Size Issuer Voted For For
369 Fibria Celulose SA FIBR3 31573A109 04/27/2016 Election of Supervisory Council Issuer Voted Against Against
370 Fibria Celulose SA FIBR3 31573A109 04/27/2016 Remuneration Policy Issuer Voted Against Against
371 FirstRand Limited FSR S5202Z131 12/01/2015 Re-elect Jan J. Durand Issuer Voted For For
372 FirstRand Limited FSR S5202Z131 12/01/2015 Re-elect Patrick M. Goss Issuer Voted Against Against
373 FirstRand Limited FSR S5202Z131 12/01/2015 Re-elect Paul K. Harris Issuer Voted For For
374 FirstRand Limited FSR S5202Z131 12/01/2015 Re-elect Roger W. Jardine Issuer Voted For For
375 FirstRand Limited FSR S5202Z131 12/01/2015 Re-elect Ethel G. Matenge-Sebesho Issuer Voted For For
376 FirstRand Limited FSR S5202Z131 12/01/2015 Re-elect Amanda T. Nzimande Issuer Voted For For
377 FirstRand Limited FSR S5202Z131 12/01/2015 Re-elect Vivian W. Bartlett Issuer Voted Against Against
378 FirstRand Limited FSR S5202Z131 12/01/2015 Elect Alan P. Pullinger Issuer Voted For For
379 FirstRand Limited FSR S5202Z131 12/01/2015 Elect Paballo J. Makosholo Issuer Voted For For
380 FirstRand Limited FSR S5202Z131 12/01/2015 Appointment of Deloitte & Touche Issuer Voted For For
381 FirstRand Limited FSR S5202Z131 12/01/2015 Appointment of PricewaterhouseCoopers Inc. Issuer Voted For For
382 FirstRand Limited FSR S5202Z131 12/01/2015 Approve Remuneration Policy Issuer Voted Against Against
383 FirstRand Limited FSR S5202Z131 12/01/2015 General Authority to Issue Shares Issuer Voted For For
384 FirstRand Limited FSR S5202Z131 12/01/2015 Authority to Issue Shares for Cash Issuer Voted For For
385 FirstRand Limited FSR S5202Z131 12/01/2015 Authorisation of Legal Formalities Issuer Voted For For
386 FirstRand Limited FSR S5202Z131 12/01/2015 Authority to Repurchase Shares Issuer Voted For For
387 FirstRand Limited FSR S5202Z131 12/01/2015 Approve Financial Assistance (Prescribed Officers) Issuer Voted For For
388 FirstRand Limited FSR S5202Z131 12/01/2015 Approve Financial Assistance (Related and Inter-related companies) Issuer Voted For For
389 FirstRand Limited FSR S5202Z131 12/01/2015 Approve NEDs' Fees Issuer Voted For For
390 FirstRand Limited FSR S5202Z131 12/01/2015 Adopt New Memorandum Issuer Voted Against Against
391 Geely Automobile Holdings Limited 0175 G3777B103 02/18/2016 Non-Voting Meeting Note N/A Voted N/A For
392 Geely Automobile Holdings Limited 0175 G3777B103 02/18/2016 Non-Voting Meeting Note N/A Voted N/A For
393 Geely Automobile Holdings Limited 0175 G3777B103 02/18/2016 Volvo Financing Arragements Issuer Voted For For
394 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Non-Voting Meeting Note N/A Voted N/A For
395 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Non-Voting Meeting Note N/A Voted N/A For
396 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Accounts and Reports Issuer Voted For For
397 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Allocation of Profits/Dividends Issuer Voted For For
398 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Elect Lawrence ANG Siu Lun Issuer Voted For For
399 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Elect LIU Jin Liang Issuer Voted For For
400 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Elect Carl Peter Edmund Moriz Forster Issuer Voted For For
401 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Elect Alex YEUNG Sau Hung Issuer Voted For For
402 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Directors' Fees Issuer Voted For For
403 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
404 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Authority to Repurchase Shares Issuer Voted For For
405 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
406 Geely Automobile Holdings Limited 0175 G3777B103 05/27/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
407 Geely Automobile Holdings Limited 0175 G3777B103 12/30/2015 Non-Voting Meeting Note N/A Voted N/A For
408 Geely Automobile Holdings Limited 0175 G3777B103 12/30/2015 Non-Voting Meeting Note N/A Voted N/A For
409 Geely Automobile Holdings Limited 0175 G3777B103 12/30/2015 Annual Caps of Services Agreement Issuer Voted For For
410 Geely Automobile Holdings Limited 0175 G3777B103 12/30/2015 Electric Vehicle Agreement Issuer Voted For For
411 Geely Automobile Holdings Limited 0175 G3777B103 12/30/2015 Loan Guarantee Agreement Issuer Voted For For
412 Gold Fields Limited GFI 38059T106 05/18/2016 Appointment of Auditor Issuer Voted For For
413 Gold Fields Limited GFI 38059T106 05/18/2016 Elect Steven P. Reid Issuer Voted For For
414 Gold Fields Limited GFI 38059T106 05/18/2016 Re-elect Gayle M. Wilson Issuer Voted For For
415 Gold Fields Limited GFI 38059T106 05/18/2016 Re-elect David N. Murray Issuer Voted For For
416 Gold Fields Limited GFI 38059T106 05/18/2016 Re-elect Donald M.J. Ncube Issuer Voted For For
417 Gold Fields Limited GFI 38059T106 05/18/2016 Re-elect Alan R. Hill Issuer Voted For For
418 Gold Fields Limited GFI 38059T106 05/18/2016 Elect Audit Committee Members (Gayle Wilson) Issuer Voted For For
419 Gold Fields Limited GFI 38059T106 05/18/2016 Elect Audit Committee Member (Richard Menell) Issuer Voted For For
420 Gold Fields Limited GFI 38059T106 05/18/2016 Elect Audit Committee Members (Donald Ncube) Issuer Voted For For
421 Gold Fields Limited GFI 38059T106 05/18/2016 General Authority to Issue Shares Issuer Voted For For
422 Gold Fields Limited GFI 38059T106 05/18/2016 Authority to Issue Shares for Cash Issuer Voted For For
423 Gold Fields Limited GFI 38059T106 05/18/2016 Approve NEDs' Fees Issuer Voted For For
424 Gold Fields Limited GFI 38059T106 05/18/2016 Approve Financial Assistance (Section 44 and 45) Issuer Voted For For
425 Gold Fields Limited GFI 38059T106 05/18/2016 Authority to Repurchase Shares Issuer Voted For For
426 Gold Fields Limited GFI 38059T106 05/18/2016 Approve Amendments to the 2012 Share Plan Issuer Voted For For
427 Gold Fields Limited GFI 38059T106 05/18/2016 Approve Financial Assistance  (Directors and/or Prescribed Officers) Issuer Voted For For
428 Guangzhou R & F Properties Company 2777 Y2933F115 05/20/2016 Non-Voting Meeting Note N/A Voted N/A For
429 Guangzhou R & F Properties Company 2777 Y2933F115 05/20/2016 Non-Voting Meeting Note N/A Voted N/A For
430 Guangzhou R & F Properties Company 2777 Y2933F115 05/20/2016 Elect ZHANG Lin as Director Issuer Voted For For
431 Guangzhou R & F Properties Company 2777 Y2933F115 05/20/2016 Elect LIANG Yingmei as Supervisor Issuer Voted For For
432 Guangzhou R & F Properties Company 2777 Y2933F115 05/20/2016 Authority to Issue Domestic Renewable Corporate Bonds Issuer Voted For For
433 Guangzhou R & F Properties Company 2777 Y2933F115 05/20/2016 Ratification of Board Acts Issuer Voted For For
434 Guangzhou R & F Properties Company 2777 Y2933F115 05/20/2016 Approval of Measures for Repayment of Bonds Issuer Voted For For
435 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Non-Voting Meeting Note N/A Voted N/A For
436 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Non-Voting Meeting Note N/A Voted N/A For
437 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Director's Report Issuer Voted For For
438 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Supervisor's Report Issuer Voted For For
439 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Accounts and Reports Issuer Voted For For
440 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Allocation of Profits/Dividends Issuer Voted For For
441 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
442 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Authority to Declare Interim Dividends Issuer Voted For For
443 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Appointment of Domestic Auditor Issuer Voted For For
444 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Authority to Extend Guarantees Issuer Voted Against Against
445 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Approve 2015 Guarantees Issuer Voted For For
446 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
447 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Extension of Validity Period Issuer Voted For For
448 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters Issuer Voted For For
449 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Non-Voting Meeting Note N/A Voted N/A For
450 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Non-Voting Meeting Note N/A Voted N/A For
451 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Extension of Validity Period Issuer Voted For For
452 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Extension of Validity Period for Authorisation of Application for A Share Offer and Related Matters Issuer Voted For For
453 Guangzhou R & F Properties Company 2777 Y2933F115 06/27/2016 Non-Voting Meeting Note N/A Voted N/A For
454 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Non-Voting Meeting Note N/A Voted N/A For
455 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Non-Voting Meeting Note N/A Voted N/A For
456 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Directors' Report Issuer Voted For For
457 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Supervisors' Report Issuer Voted For For
458 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Annual Report Issuer Voted For For
459 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Accounts and Reports Issuer Voted For For
460 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Allocation of Profits/Dividends Issuer Voted For For
461 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
462 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Investment Asset Allocation Issuer Voted For For
463 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Authority to Give Guarantees Issuer Voted Abstain Against
464 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 BNP Paribas Investment Partners BE Holding SA Issuer Voted Abstain Against
465 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Shanghai Shengyuan Real Estate (Group) Issuer Voted Abstain Against
466 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Board Authorization Issuer Voted Abstain Against
467 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Other Parties Issuer Voted Abstain Against
468 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Elect ZHANG Ming as Director Issuer Voted For For
469 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Elect SONG Chunfeng as Supervisor Issuer Voted Against Against
470 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Adjustments to Directors' and Supervisors' Allowances Issuer Voted For For
471 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Elect Lawrence CHU Sheng Yu as Director Issuer Voted For For
472 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Elect Carman CHAN Wah Man as Director Issuer Voted For For
473 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Type Issuer Voted Against Against
474 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Term Issuer Voted Against Against
475 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Interest rate Issuer Voted Against Against
476 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Issuer, issue size and issue method Issuer Voted Against Against
477 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Issue price Issuer Voted Against Against
478 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Security and other credit enhancement arrangements Issuer Voted Against Against
479 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Use of proceeds Issuer Voted Against Against
480 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Issue target and placement arrangements Issuer Voted Against Against
481 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Guarantee measures for repayment Issuer Voted Against Against
482 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Listing of debt financing instruments Issuer Voted Against Against
483 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Validity period Issuer Voted Against Against
484 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Authorization for issuance Issuer Voted Against Against
485 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Authority to Issue Domestic and/or H Shares w/o Preemptive Rights Issuer Voted Against Against
486 Haitong Securities Company Limited 6837 Y2988F101 05/26/2016 Amendments to Articles Issuer Voted For For
487 Hanwha Corp. 000880 Y3065M100 03/25/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
488 Hanwha Corp. 000880 Y3065M100 03/25/2016 Amendments to Articles Issuer Voted Against Against
489 Hanwha Corp. 000880 Y3065M100 03/25/2016 Election of Directors (Slate) Issuer Voted Against Against
490 Hanwha Corp. 000880 Y3065M100 03/25/2016 Election of Audit Committee Member: KIM Chang Rok Issuer Voted For For
491 Hanwha Corp. 000880 Y3065M100 03/25/2016 Directors' Fees Issuer Voted For For
492 HCL Technologies Limited HCLTECH Y3121G147 03/05/2016 Non-Voting Meeting Note N/A Voted N/A For
493 HCL Technologies Limited HCLTECH Y3121G147 03/05/2016 Non-Voting Meeting Note N/A Voted N/A For
494 HCL Technologies Limited HCLTECH Y3121G147 03/05/2016 Scheme of Arrangement Issuer Voted For For
495 HCL Technologies Limited HCLTECH Y3121G147 12/22/2015 Accounts and Reports Issuer Voted For For
496 HCL Technologies Limited HCLTECH Y3121G147 12/22/2015 Elect Sudhindar Krishan Khanna Issuer Voted For For
497 HCL Technologies Limited HCLTECH Y3121G147 12/22/2015 Appointment of Auditor and Authority to Set Fees Issuer Voted Abstain Against
498 HCL Technologies Limited HCLTECH Y3121G147 12/22/2015 Elect Thomas Sieber Issuer Voted For For
499 HCL Technologies Limited HCLTECH Y3121G147 12/22/2015 Implementation of 2004 Stock Option Plan Through Trust Issuer Voted For For
500 HCL Technologies Limited HCLTECH Y3121G147 12/22/2015 Acquisition of Shares on Secondary Market by Trust Issuer Voted For For
501 Highwealth Construction Corp. 2542 Y31959102 06/13/2016 Non-Voting Meeting Note N/A Voted N/A For
502 Highwealth Construction Corp. 2542 Y31959102 06/13/2016 Amendments to Articles Issuer Voted For For
503 Highwealth Construction Corp. 2542 Y31959102 06/13/2016 Accounts and Reports Issuer Voted For For
504 Highwealth Construction Corp. 2542 Y31959102 06/13/2016 Allocation of Profits/Dividends Issuer Voted For For
505 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Non-Voting Meeting Note N/A Voted N/A For
506 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Amendments to Articles Issuer Voted For For
507 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Accounts and Reports Issuer Voted For For
508 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Allocation of Profits/Dividends Issuer Voted For For
509 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Capitalization of Profits and Issuance of New Shares Issuer Voted For For
510 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Amendments to Procedural Rules: Acquisition and Disposal of Assets Issuer Voted For For
511 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Amendments to Procedural Rules: Capital Loans Issuer Voted For For
512 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Amendments to Procedural Rules: Endorsements and Guarantees Issuer Voted For For
513 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Amendments to Procedural Rules: Derivatives Trading Issuer Voted For For
514 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Amendments to Procedural Rules: Election of Directors Issuer Voted For For
515 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect GOU Tai-Ming Issuer Voted For For
516 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect LU Fang-Ming Issuer Voted For For
517 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect TAI Jeng-wu Issuer Voted For For
518 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect CHEN Jen-Gwo Issuer Voted For For
519 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect HUANG Ching-Yuan Issuer Voted Against Against
520 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect SUNG Hsueh-Jen Issuer Voted For For
521 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect FU Li-Chen Issuer Voted For For
522 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect LEE Kai-Fu Issuer Voted For For
523 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Elect CHAN Chi-Shean Issuer Voted For For
524 Hon Hai Precision Industry Co., Ltd. 2317 Y36861105 06/22/2016 Non-compete Restrictions for Directors Issuer Voted For For
525 Hyundai Engineering & Construction 000720 Y38382100 03/11/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
526 Hyundai Engineering & Construction 000720 Y38382100 03/11/2016 Election of Directors (Slate) Issuer Voted For For
527 Hyundai Engineering & Construction 000720 Y38382100 03/11/2016 Election of Audit Committee Members (Slate) Issuer Voted For For
528 Hyundai Engineering & Construction 000720 Y38382100 03/11/2016 Directors' Fees Issuer Voted For For
529 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
530 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Elect HYUN Jeong Eun Issuer Voted For For
531 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Elect LEE Seon Jae Issuer Voted Against Against
532 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Elect KIM Sang Nam Issuer Voted For For
533 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Elect SOHN Won Ik Issuer Voted For For
534 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Elect KIM Yu Jong Issuer Voted For For
535 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Elect JANG Si Il Issuer Voted For For
536 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Election of Audit Committee Member: LEE Seon Jae Issuer Voted Against Against
537 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Election of Audit Committee Member: KIM Yu Jong Issuer Voted For For
538 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Election of Audit Committee Member: JANG Si Il Issuer Voted For For
539 Hyundai Securities Co., Ltd. 003450 Y3850E107 03/18/2016 Directors' Fees Issuer Voted For For
540 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Non-Voting Meeting Note N/A Voted N/A For
541 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Directors' Report Issuer Voted For For
542 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Supervisors' Report Issuer Voted For For
543 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Elect YI Huiman as Director Issuer Voted Against Against
544 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Elect SHEN Si Issuer Voted For For
545 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Elect ZHANG Wei as Supervisor Issuer Voted For For
546 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Elect SHEN Bingxi Issuer Voted For For
547 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Accounts and Reports Issuer Voted For For
548 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Allocation of Profits/Dividends Issuer Voted For For
549 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 2016 Fixed Asset Investment Plan Issuer Voted For For
550 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Authority to Issue Tier II Capital Instruments Issuer Voted For For
551 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
552 Industrial & Commercial Bank Of China 1398 Y3990B112 06/24/2016 Non-Voting Meeting Note N/A Voted N/A For
553 Industrial and Commercial Bank Of China 1398 Y3990B112 12/21/2015 Non-Voting Meeting Note N/A Voted N/A For
554 Industrial and Commercial Bank Of China 1398 Y3990B112 12/21/2015 Non-Voting Meeting Note N/A Voted N/A For
555 Industrial and Commercial Bank Of China 1398 Y3990B112 12/21/2015 Elect HONG Yongmiao as Director Issuer Voted For For
556 Industrial and Commercial Bank Of China 1398 Y3990B112 12/21/2015 Elect YANG Siu Shun as Director Issuer Voted For For
557 Industrial and Commercial Bank Of China 1398 Y3990B112 12/21/2015 Elect QU Qiang as Supervisor Issuer Voted For For
558 Industrial and Commercial Bank Of China 1398 Y3990B112 12/21/2015 Amendments to Plan on Authorization of Shareholders' General Meeting Issuer Voted For For
559 Industrial and Commercial Bank Of China 1398 Y3990B112 12/21/2015 2014 Payment Plan of Remuneration to Directors and Supervisors Issuer Voted For For
560 Infosys Limited INFY 456788108 04/03/2016 Adoption of the Stock Incentive Compensation Plan 2015 Issuer Voted For For
561 Infosys Limited INFY 456788108 04/03/2016 Extend Stock Incentive Compensation Plan 2015 to Subsidiaries Issuer Voted For For
562 Infosys Limited INFY 456788108 04/03/2016 Elect Jeffrey Lehman Issuer Voted For For
563 Infosys Limited INFY 456788108 04/03/2016 Elect Punita Kumar-Sinha Issuer Voted For For
564 Infosys Limited INFY 456788108 04/03/2016 Appoint Vishal Sikka (CEO and Managing Director); Approval of Remuneration Issuer Voted For For
565 Infosys Limited INFY 456788108 06/18/2016 Accounts and Reports Issuer Voted For For
566 Infosys Limited INFY 456788108 06/18/2016 Allocation of Profits/Dividends Issuer Voted For For
567 Infosys Limited INFY 456788108 06/18/2016 Elect Vishal Sikka Issuer Voted For For
568 Infosys Limited INFY 456788108 06/18/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
569 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Non-Voting Meeting Note N/A Voted N/A For
570 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Accounts and Allocation of Profits/Dividends Issuer Voted For For
571 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Amendments to Articles Issuer Voted For For
572 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Elect CHOI Gwang Guk Issuer Voted For For
573 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Elect OH Won Jong Issuer Voted For For
574 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Elect YOON Seong Bo Issuer Voted For For
575 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Elect HAN Seung Ho Issuer Voted For For
576 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Elect KIM Sang Il Issuer Voted For For
577 Kangwon Land, Inc. 035250 Y4581L105 03/30/2016 Directors' Fees Issuer Voted For For
578 KIA Motors Corporation 000270 Y47601102 03/18/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
579 KIA Motors Corporation 000270 Y47601102 03/18/2016 Election of Directors (Slate) Issuer Voted Against Against
580 KIA Motors Corporation 000270 Y47601102 03/18/2016 Election of Audit Committee Member: NAM Sang Goo Issuer Voted For For
581 KIA Motors Corporation 000270 Y47601102 03/18/2016 Directors' Fees Issuer Voted For For
582 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Non-Voting Meeting Note N/A Voted N/A For
583 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Non-Voting Meeting Note N/A Voted N/A For
584 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Accounts and Reports Issuer Voted For For
585 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Allocation of Profits/Dividends Issuer Voted For For
586 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Elect CHEUNG Kwok Wing Issuer Voted For For
587 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Elect CHANG Wing Yiu Issuer Voted For For
588 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Elect CHEN Maosheng Issuer Voted For For
589 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Elect CHEUNG Ming Man Issuer Voted For For
590 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Directors' Fees Issuer Voted For For
591 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
592 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
593 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Authority to Repurchase Shares Issuer Voted For For
594 Kingboard Chemical Holdings, Ltd. 148 G52562140 05/23/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
595 Korea Electric Power Corp. 015760 Y48406105 02/22/2016 Elect CHO Hwan Ik as CEO Issuer Voted Against Against
596 Korea Electric Power Corp. 015760 Y48406105 02/22/2016 Non-Voting Meeting Note N/A Voted N/A For
597 Korea Electric Power Corp. 015760 Y48406105 03/22/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
598 Korea Electric Power Corp. 015760 Y48406105 03/22/2016 Directors' Fees Issuer Voted For For
599 Korea Electric Power Corp. 015760 Y48406105 04/25/2016 Elect LEE Sung Han Issuer Voted Against Against
600 Korea Electric Power Corp. 015760 Y48406105 04/25/2016 Election of Audit Committee Member: LEE Sung Han Issuer Voted Against Against
601 Korea Electric Power Corp. 015760 Y48406105 04/25/2016 Election of Audit Committee Member: JO Jeon Hyuk Issuer Voted Against Against
602 Korea Electric Power Corp. 015760 Y48406105 04/25/2016 Non-Voting Meeting Note N/A Voted N/A For
603 Korea Electric Power Corp. 015760 Y48406105 08/27/2015 Non-Voting Meeting Note N/A Voted N/A For
604 Korea Electric Power Corp. 015760 Y48406105 08/27/2015 Elect KIM Si Ho Issuer Voted For For
605 Korea Electric Power Corp. 015760 Y48406105 08/27/2015 Elect PARK Sung Chul Issuer Voted For For
606 Korea Electric Power Corp. 015760 Y48406105 08/27/2015 Elect HYUN Sang Kwon Issuer Voted For For
607 Korea Electric Power Corp. 015760 Y48406105 12/10/2015 Elect RYU Hyang Ryeol Issuer Voted For For
608 Korea Electric Power Corp. 015760 Y48406105 12/10/2015 Non-Voting Meeting Note N/A Voted N/A For
609 KT&G Corporation 033780 Y49904108 03/18/2016 Accounts and Allocation of Profits/Dividends Issuer Voted For For
610 KT&G Corporation 033780 Y49904108 03/18/2016 Amendments to Articles Issuer Voted For For
611 KT&G Corporation 033780 Y49904108 03/18/2016 Elect KOH Sang Gon Issuer Voted For For
612 KT&G Corporation 033780 Y49904108 03/18/2016 Elect YOON Hae Soo Issuer Voted For For
613 KT&G Corporation 033780 Y49904108 03/18/2016 Elect LEE Eun Kyung Issuer Voted For For
614 KT&G Corporation 033780 Y49904108 03/18/2016 Elect KIM Heung Ryul Issuer Voted For For
615 KT&G Corporation 033780 Y49904108 03/18/2016 Elect KOH Sang Gon Issuer Voted For For
616 KT&G Corporation 033780 Y49904108 03/18/2016 Elect LEE Eun Kyung Issuer Voted For For
617 KT&G Corporation 033780 Y49904108 03/18/2016 Directors' Fees Issuer Voted For For
618 KT&G Corporation 033780 Y49904108 10/07/2015 Elect BAEK Bok In as CEO Issuer Voted For For
619 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Non-Voting Meeting Note N/A Voted N/A For
620 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Non-Voting Meeting Note N/A Voted N/A For
621 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Accounts and Reports Issuer Voted For For
622 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Allocation of Profits/Dividends Issuer Voted For For
623 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Elect Raymond LEE Man Chun Issuer Voted Against Against
624 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Elect Ross LI King Wai Issuer Voted For For
625 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Elect POON Chung Kwong Issuer Voted For For
626 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Elect Tony WONG Kai Tung Issuer Voted For For
627 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Elect Peter A. Davies Issuer Voted For For
628 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Elect David CHAU Shing Yim Issuer Voted Against Against
629 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Directors' Fees for 2015 Issuer Voted For For
630 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Directors' Fees for 2016 Issuer Voted For For
631 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
632 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
633 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Authority to Repurchase Shares Issuer Voted For For
634 Lee and Man Paper Manufacturing Limited 2314 G5427W130 05/09/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
635 Lukoil OAO LKOH 69343P105 06/23/2016 Accounts and Reports; Allocation of Profits/Dividends Issuer Take No Action TNA Against
636 Lukoil OAO LKOH 69343P105 06/23/2016 Non-Voting Agenda Item N/A Take No Action TNA Against
637 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Vagit Y. Alekperov Issuer Take No Action TNA Against
638 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Victor V. Blazheev Issuer Take No Action TNA Against
639 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Toby T. Gati Issuer Take No Action TNA Against
640 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Valery I. Grayfer Issuer Take No Action TNA Against
641 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Igor S. Ivanov Issuer Take No Action TNA Against
642 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Nikolai M. Nikolaev Issuer Take No Action TNA Against
643 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Ravil U. Maganov Issuer Take No Action TNA Against
644 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Roger Munnings Issuer Take No Action TNA Against
645 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Richard H. Matzke Issuer Take No Action TNA Against
646 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Guglielmo Moscato Issuer Take No Action TNA Against
647 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Ivan Pictet Issuer Take No Action TNA Against
648 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Leonid A. Fedun Issuer Take No Action TNA Against
649 Lukoil OAO LKOH 69343P105 06/23/2016 Appointment of CEO Issuer Take No Action TNA Against
650 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Ivan N. Vrublevsky Issuer Take No Action TNA Against
651 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Pavel A. Suloev Issuer Take No Action TNA Against
652 Lukoil OAO LKOH 69343P105 06/23/2016 Elect Aleksandr V. Surkov Issuer Take No Action TNA Against
653 Lukoil OAO LKOH 69343P105 06/23/2016 Directors' Fees (FY2015) Issuer Take No Action TNA Against
654 Lukoil OAO LKOH 69343P105 06/23/2016 Directors' Fees (FY2016) Issuer Take No Action TNA Against
655 Lukoil OAO LKOH 69343P105 06/23/2016 Audit Commission Fees (FY2015) Issuer Take No Action TNA Against
656 Lukoil OAO LKOH 69343P105 06/23/2016 Audit Commission Fees (FY2016) Issuer Take No Action TNA Against
657 Lukoil OAO LKOH 69343P105 06/23/2016 Appointment of Auditor Issuer Take No Action TNA Against
658 Lukoil OAO LKOH 69343P105 06/23/2016 Amendments to Articles Issuer Take No Action TNA Against
659 Lukoil OAO LKOH 69343P105 06/23/2016 Amendments to General Meeting Regulations Issuer Take No Action TNA Against
660 Lukoil OAO LKOH 69343P105 06/23/2016 Amendments to Board of Directors Regulations Issuer Take No Action TNA Against
661 Lukoil OAO LKOH 69343P105 06/23/2016 Amendments to Management Board Regulations Issuer Take No Action TNA Against
662 Lukoil OAO LKOH 69343P105 06/23/2016 D&O Insurance Issuer Take No Action TNA Against
663 Lukoil OAO LKOH 69343P105 06/23/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
664 Lukoil OAO LKOH 69343P105 06/23/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
665 Lukoil OAO LKO 69343P105 12/14/2015 Non-Voting Meeting Note N/A Voted N/A For
666 Lukoil OAO LKO 69343P105 12/14/2015 Non-Voting Meeting Note N/A Voted N/A For
667 Lukoil OAO LKO 69343P105 12/14/2015 3Q2015 Dividend Issuer Voted For For
668 Lukoil OAO LKO 69343P105 12/14/2015 Directors' Fees Issuer Voted For For
669 Lukoil OAO LKO 69343P105 12/14/2015 Amendments to Articles Issuer Voted For For
670 Lukoil OAO LKO 69343P105 12/14/2015 Declaration of Shareholder Type Issuer Voted For Against
671 Lukoil OAO LKO 69343P105 12/14/2015 Non-Voting Meeting Note N/A Voted N/A For
672 Magnit PAO MGNT 55953Q202 06/02/2016 Annual Report Issuer Take No Action TNA Against
673 Magnit PAO MGNT 55953Q202 06/02/2016 Financial Statements Issuer Take No Action TNA Against
674 Magnit PAO MGNT 55953Q202 06/02/2016 Allocation of Profits/Dividends Issuer Take No Action TNA Against
675 Magnit PAO MGNT 55953Q202 06/02/2016 Non-Voting Agenda Item N/A Take No Action TNA Against
676 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Aleksandr V. Aleksandrov Issuer Take No Action TNA Against
677 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Sergey N. Galitsky Issuer Take No Action TNA Against
678 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Vladimir E. Gordeychuk Issuer Take No Action TNA Against
679 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Alexander L. Zayonts Issuer Take No Action TNA Against
680 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Khachatur E. Pombykhchan Issuer Take No Action TNA Against
681 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Aleksey A. Pshenichny Issuer Take No Action TNA Against
682 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Aslan Y. Shkhachemukov Issuer Take No Action TNA Against
683 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Roman G. Yefimenko Issuer Take No Action TNA Against
684 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Angela V. Udovichenko Issuer Take No Action TNA Against
685 Magnit PAO MGNT 55953Q202 06/02/2016 Elect Denis A. Fedotov Issuer Take No Action TNA Against
686 Magnit PAO MGNT 55953Q202 06/02/2016 Appointment of Auditor (RAS) Issuer Take No Action TNA Against
687 Magnit PAO MGNT 55953Q202 06/02/2016 Appointment of Auditor (IFRS) Issuer Take No Action TNA Against
688 Magnit PAO MGNT 55953Q202 06/02/2016 Related Party Transaction with AO Tander (Loan Agreement) Issuer Take No Action TNA Against
689 Magnit PAO MGNT 55953Q202 06/02/2016 Related Party Transaction with Russian Agricultural Bank (Supplemental Agreement) Issuer Take No Action TNA Against
690 Magnit PAO MGNT 55953Q202 06/02/2016 Related Party Transaction with Alfa Bank (Guarantee Agreement) Issuer Take No Action TNA Against
691 Magnit PAO MGNT 55953Q202 06/02/2016 Related Party Transaction with Rosbank (Guarantee Agreement) Issuer Take No Action TNA Against
692 Magnit PAO MGNT 55953Q202 06/02/2016 Related Party Transaction with Sberbank (Guarantee Agreement) Issuer Take No Action TNA Against
693 Magnit PAO MGNT 55953Q202 06/02/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
694 Magnit PAO MGNT 55953Q202 09/24/2015 Interim Dividend 2Q2015 Issuer Voted For For
695 Magnit PAO MGNT 55953Q202 09/24/2015 Related Party Transaction (Credit Agreement) Issuer Voted For For
696 Magnit PAO MGNT 55953Q202 09/24/2015 Related Party Transaction (Guarantee Agreement) Issuer Voted For For
697 Magnit PAO MGNT 55953Q202 12/22/2015 Interim Dividends 3Q2015 Issuer Voted For For
698 Magnit PAO MGNT 55953Q202 12/22/2015 Major Transactions (JSC Tander) Issuer Voted For For
699 Magnit PAO MGNT 55953Q202 12/22/2015 Major Transactions (JSC Russian Agricultural Bank) Issuer Voted For For
700 Magnit PAO MGNT 55953Q202 12/22/2015 Major Transactions (JSC ALFA-BANK) Issuer Voted For For
701 Magnit PAO MGNT 55953Q202 12/22/2015 Major Transactions (PJSC Sberbank) Issuer Voted For For
702 Magnit PAO MGNT 55953Q202 12/22/2015 Related Party Transactions (PJSC ROSBANK) Issuer Voted For For
703 Magnit PAO MGNT 55953Q202 12/22/2015 Related Party Transactions (PJSC Sberbank of Russia) Issuer Voted For For
704 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Accounts and Reports Issuer Voted For For
705 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Allocation of Profits/Dividends Issuer Voted For For
706 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Elect Zaharuddin Mohd Nor Issuer Voted For For
707 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Elect Ismail Shahudin Issuer Voted For For
708 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Elect TAN Tat Wai Issuer Voted For For
709 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Elect Edwin Gerungan Issuer Voted For For
710 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Appointment of Auditor Issuer Voted For For
711 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted For For
712 Malayan Banking Berhad MAYBANK Y54671105 04/07/2016 Authority to Issue Shares under Dividend Reinvestment Plan Issuer Voted For For
713 Micro-Star International Co., Ltd. 2377 Y6037K110 06/16/2016 Non-Voting Meeting Note N/A Voted N/A For
714 Micro-Star International Co., Ltd. 2377 Y6037K110 06/16/2016 Amendments to Articles Issuer Voted For For
715 Micro-Star International Co., Ltd. 2377 Y6037K110 06/16/2016 Accounts and Reports Issuer Voted For For
716 Micro-Star International Co., Ltd. 2377 Y6037K110 06/16/2016 Allocation of Profits/Dividends Issuer Voted For For
717 Micro-Star International Co., Ltd. 2377 Y6037K110 06/16/2016 Allocation of Profits/Dividends Issuer Voted For For
718 Mobile Telesystems PJSC MTSS 607409109 02/29/2016 Meeting Procedures Issuer Voted For For
719 Mobile Telesystems PJSC MTSS 607409109 02/29/2016 Merger by Absorption Issuer Voted For For
720 Mobile Telesystems PJSC MTSS 607409109 02/29/2016 Amendments to Articles Issuer Voted For For
721 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Meeting Procedures Issuer Voted For For
722 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Accounts and Reports; Allocation of Profits/Dividends Issuer Voted For For
723 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Alexander Gorbunov Issuer Voted Withhold Against
724 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Andrey A. Dubovskov Issuer Voted Withhold Against
725 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Ron Sommer Issuer Voted Withhold Against
726 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Michel  Combes Issuer Voted For For
727 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Stanley Miller Issuer Voted For For
728 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Vsevolod V. Rosanov Issuer Voted Withhold Against
729 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Regina von Flemming Issuer Voted For For
730 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Thomas Holtrop Issuer Voted For For
731 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Mikhail V. Shamolin Issuer Voted Withhold Against
732 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Irina R. Borisenkova Issuer Voted For For
733 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Maxim A. Mamonov Issuer Voted For For
734 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Elect Anatoliy G. Panarin Issuer Voted For For
735 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Appointment of Auditor Issuer Voted For For
736 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Amendments to Charter Issuer Voted For For
737 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Amendments to General Meeting Regulations Issuer Voted For For
738 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Amendments to Board of Directors Regulations Issuer Voted For For
739 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Authority to Reduce Share Capital Issuer Voted For For
740 Mobile Telesystems PJSC MTSS 607409109 06/23/2016 Amendments to Charter (Share Capital) Issuer Voted For For
741 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
742 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
743 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
744 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
745 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Voting Procedures Issuer Take No Action TNA Against
746 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Election of Meeting Bodies Issuer Take No Action TNA Against
747 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Accounts and Reports Issuer Take No Action TNA Against
748 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Allocation of Profits/Dividends Issuer Take No Action TNA Against
749 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Corporate Governance Report Issuer Take No Action TNA Against
750 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Ratification of Board Acts Issuer Take No Action TNA Against
751 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Appointment of Auditor and Authority to Set Fees Issuer Take No Action TNA Against
752 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Presentation of Information on Share Repurchase Issuer Take No Action TNA Against
753 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Authority to Repurchase Shares Issuer Take No Action TNA Against
754 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Elect Oszkar Vilagi to Board of Directors Issuer Take No Action TNA Against
755 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Elect Gyorgy Mosonyi to Supervisory Board Issuer Take No Action TNA Against
756 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Elect Norbert Szivek to Audit Committee Issuer Take No Action TNA Against
757 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Shareholder Proposal Regarding Election of Ivan Miklos to Supervisory Board ShrHoldr Take No Action TNA Against
758 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Shareholder Proposal Regarding Election of Ivan Miklos to Audit Committee ShrHoldr Take No Action TNA Against
759 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by Series "A" Shareholders) ShrHoldr Take No Action TNA Against
760 Mol Hungarian Oil and Gas MOL X5462R112 04/14/2016 Shareholder Proposal Regarding Reduction in Share Capital (To be Approved by General Meeting) ShrHoldr Take No Action TNA Against
761 Mondi plc MNDI S5274K111 05/12/2016 Non-Voting Meeting Note N/A Voted N/A For
762 Mondi plc MNDI S5274K111 05/12/2016 Elect Dominique Reiniche Issuer Voted For For
763 Mondi plc MNDI S5274K111 05/12/2016 Elect Stephen C. Harris Issuer Voted For For
764 Mondi plc MNDI S5274K111 05/12/2016 Elect David Hathorn Issuer Voted For For
765 Mondi plc MNDI S5274K111 05/12/2016 Elect Andrew King Issuer Voted For For
766 Mondi plc MNDI S5274K111 05/12/2016 Elect John E. Nicholas Issuer Voted For For
767 Mondi plc MNDI S5274K111 05/12/2016 Elect Peter Oswald Issuer Voted For For
768 Mondi plc MNDI S5274K111 05/12/2016 Elect Fred Phaswana Issuer Voted For For
769 Mondi plc MNDI S5274K111 05/12/2016 Elect Anne Quinn Issuer Voted For For
770 Mondi plc MNDI S5274K111 05/12/2016 Elect David Williams Issuer Voted For For
771 Mondi plc MNDI S5274K111 05/12/2016 Elect Audit Committee Member (Stephen Harris) Issuer Voted For For
772 Mondi plc MNDI S5274K111 05/12/2016 Elect Audit Committee Member (John Nicholas) Issuer Voted For For
773 Mondi plc MNDI S5274K111 05/12/2016 Elect Audit Committee Member (Anne Quinn) Issuer Voted For For
774 Mondi plc MNDI S5274K111 05/12/2016 Accounts and Reports (Mondi Ltd) Issuer Voted For For
775 Mondi plc MNDI S5274K111 05/12/2016 Remuneration Policy (Mondi Ltd) Issuer Voted For For
776 Mondi plc MNDI S5274K111 05/12/2016 Approve NEDs' Fees (Mondi Ltd) Issuer Voted For For
777 Mondi plc MNDI S5274K111 05/12/2016 Allocation of Profits/Dividends (Mondi Ltd) Issuer Voted For For
778 Mondi plc MNDI S5274K111 05/12/2016 Appointment of Auditor (Mondi Ltd) Issuer Voted For For
779 Mondi plc MNDI S5274K111 05/12/2016 Authority to Set Auditor's Fees (Mondi Ltd) Issuer Voted For For
780 Mondi plc MNDI S5274K111 05/12/2016 Approve Financial Assistance (Mondi Ltd) Issuer Voted For For
781 Mondi plc MNDI S5274K111 05/12/2016 General Authority to Issue Shares (Mondi Ltd) Issuer Voted For For
782 Mondi plc MNDI S5274K111 05/12/2016 General Authority to Issue Special Converting Shares (Mondi Ltd) Issuer Voted For For
783 Mondi plc MNDI S5274K111 05/12/2016 Authority to Issue Shares w/o Preemptive Rights (Mondi Ltd) Issuer Voted For For
784 Mondi plc MNDI S5274K111 05/12/2016 Authority to Repurchase Shares (Mondi Ltd) Issuer Voted For For
785 Mondi plc MNDI S5274K111 05/12/2016 Long-Term Incentive Plan (Mondi Ltd) Issuer Voted For For
786 Mondi plc MNDI S5274K111 05/12/2016 Bonus Share Plan (Mondi Ltd) Issuer Voted For For
787 Mondi plc MNDI S5274K111 05/12/2016 Accounts and Reports (Mondi plc) Issuer Voted For For
788 Mondi plc MNDI S5274K111 05/12/2016 Remuneration Report (Mondi plc) Issuer Voted For For
789 Mondi plc MNDI S5274K111 05/12/2016 Allocation of Profits/Dividends (Mondi plc) Issuer Voted For For
790 Mondi plc MNDI S5274K111 05/12/2016 Appointment of Auditor (Mondi plc) Issuer Voted For For
791 Mondi plc MNDI S5274K111 05/12/2016 Authority to Set Auditor's Fees (Mondi plc) Issuer Voted For For
792 Mondi plc MNDI S5274K111 05/12/2016 Authority to Issue Shares w/ Preemptive Rights (Mondi plc) Issuer Voted For For
793 Mondi plc MNDI S5274K111 05/12/2016 Authority to Issue Shares w/o Preemptive Rights (Mondi plc) Issuer Voted For For
794 Mondi plc MNDI S5274K111 05/12/2016 Authority to Repurchase Shares (Mondi plc) Issuer Voted For For
795 Mondi plc MNDI S5274K111 05/12/2016 Long-Term Incentive Plan (Mondi plc) Issuer Voted For For
796 Mondi plc MNDI S5274K111 05/12/2016 Bonus Share Plan (Mondi plc) Issuer Voted For For
797 NCsoft 036570 Y6258Y104 03/25/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
798 NCsoft 036570 Y6258Y104 03/25/2016 Amendments to Articles Issuer Voted Against Against
799 NCsoft 036570 Y6258Y104 03/25/2016 Election of Non-Executive Director: PARK Byung Moo Issuer Voted Against Against
800 NCsoft 036570 Y6258Y104 03/25/2016 Election of Independent Directors (Slate) Issuer Voted For For
801 NCsoft 036570 Y6258Y104 03/25/2016 Election of Audit Committee Members (Slate) Issuer Voted Against Against
802 NCsoft 036570 Y6258Y104 03/25/2016 Directors' Fees Issuer Voted Against Against
803 NetEase, Inc. NTES 64110W102 09/04/2015 Elect William Lei Ding Issuer Voted For For
804 NetEase, Inc. NTES 64110W102 09/04/2015 Elect Alice Cheng Issuer Voted For For
805 NetEase, Inc. NTES 64110W102 09/04/2015 Elect Denny Lee Issuer Voted For For
806 NetEase, Inc. NTES 64110W102 09/04/2015 Elect Joseph Tong Issuer Voted For For
807 NetEase, Inc. NTES 64110W102 09/04/2015 Elect FENG Lun Issuer Voted For For
808 NetEase, Inc. NTES 64110W102 09/04/2015 Elect Michael Leung Issuer Voted Against Against
809 NetEase, Inc. NTES 64110W102 09/04/2015 Elect Michael Tong Issuer Voted For For
810 NetEase, Inc. NTES 64110W102 09/04/2015 Appointment of Auditor Issuer Voted For For
811 OJSC MMC Norilsk Nickel GMKN 46626D108 09/14/2015 Interim Dividend 2Q2015 Issuer Voted For For
812 OJSC MMC Norilsk Nickel GMKN 46626D108 09/14/2015 Non-Voting Meeting Note N/A Voted N/A For
813 OJSC MMC Norilsk Nickel GMKN ADPV30566 12/19/2015 Non-Voting Meeting Note N/A Voted N/A For
814 OJSC MMC Norilsk Nickel GMKN ADPV30566 12/19/2015 Interim Dividend Issuer Voted For For
815 OJSC MMC Norilsk Nickel GMKN ADPV30566 12/19/2015 Membership in Russian Risk Management Society Issuer Voted For For
816 OJSC MMC Norilsk Nickel GMKN ADPV30566 12/19/2015 Declaration of Shareholder Type Issuer Voted For Against
817 OTP Bank NyRt OTP X60746181 04/15/2016 Non-Voting Meeting Note N/A Voted N/A For
818 OTP Bank NyRt OTP X60746181 04/15/2016 Non-Voting Meeting Note N/A Voted N/A For
819 OTP Bank NyRt OTP X60746181 04/15/2016 Non-Voting Meeting Note N/A Voted N/A For
820 OTP Bank NyRt OTP X60746181 04/15/2016 Non-Voting Meeting Note N/A Voted N/A For
821 OTP Bank NyRt OTP X60746181 04/15/2016 Accounts and Reports; Allocation of Profits/Dividends Issuer Voted For For
822 OTP Bank NyRt OTP X60746181 04/15/2016 Corporate Governance Report Issuer Voted For For
823 OTP Bank NyRt OTP X60746181 04/15/2016 Ratification of Management Acts Issuer Voted For For
824 OTP Bank NyRt OTP X60746181 04/15/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
825 OTP Bank NyRt OTP X60746181 04/15/2016 Amendments to Articles Issuer Voted For For
826 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Sandor Csanyi Issuer Voted For For
827 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Mihaly Baumstark Issuer Voted Against Against
828 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Tibor Biro Issuer Voted Against Against
829 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Tamas Erdei Issuer Voted For For
830 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Istvan Gresa Issuer Voted For For
831 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Antal Kovacs Issuer Voted For For
832 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Antal Pongracz Issuer Voted For For
833 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Laszlo Utassy Issuer Voted For For
834 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Jozsef Voros Issuer Voted Against Against
835 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Laszlo Wolf Issuer Voted For For
836 OTP Bank NyRt OTP X60746181 04/15/2016 Elect Agnes Rudas to Supervisory Board Issuer Voted Abstain Against
837 OTP Bank NyRt OTP X60746181 04/15/2016 Remuneration Guidelines Issuer Voted For For
838 OTP Bank NyRt OTP X60746181 04/15/2016 Directors' Fees Issuer Voted For For
839 OTP Bank NyRt OTP X60746181 04/15/2016 Authority to Repurchase Shares Issuer Voted Against Against
840 OTP Bank NyRt OTP X60746181 04/15/2016 Non-Voting Meeting Note N/A Voted N/A For
841 Pakistan Petroleum Limited PPL Y6611E100 09/30/2015 Accounts and Reports Issuer Voted For For
842 Pakistan Petroleum Limited PPL Y6611E100 09/30/2015 Allocation of Profits/Dividends Issuer Voted For For
843 Pakistan Petroleum Limited PPL Y6611E100 09/30/2015 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
844 Pakistan Petroleum Limited PPL Y6611E100 09/30/2015 Non-Voting Meeting Note N/A Voted N/A For
845 PAO Severstal CHMF 818150302 06/24/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
846 PAO Severstal CHMF 818150302 06/24/2016 Elect Alexey A. Mordashov Issuer Take No Action TNA Against
847 PAO Severstal CHMF 818150302 06/24/2016 Elect Mikhail V. Noskov Issuer Take No Action TNA Against
848 PAO Severstal CHMF 818150302 06/24/2016 Elect Vadim A. Larin Issuer Take No Action TNA Against
849 PAO Severstal CHMF 818150302 06/24/2016 Elect Alexey G. Kulichenko Issuer Take No Action TNA Against
850 PAO Severstal CHMF 818150302 06/24/2016 Elect Vladimir A. Lukin Issuer Take No Action TNA Against
851 PAO Severstal CHMF 818150302 06/24/2016 Elect Philip J. Dayer Issuer Take No Action TNA Against
852 PAO Severstal CHMF 818150302 06/24/2016 Elect Alun D. Bowen Issuer Take No Action TNA Against
853 PAO Severstal CHMF 818150302 06/24/2016 Elect Sakari T. Veykko Issuer Take No Action TNA Against
854 PAO Severstal CHMF 818150302 06/24/2016 Elect Vladimir A. Mau Issuer Take No Action TNA Against
855 PAO Severstal CHMF 818150302 06/24/2016 Elect Alexander A. Auzan Issuer Take No Action TNA Against
856 PAO Severstal CHMF 818150302 06/24/2016 Accounts and Reports Issuer Take No Action TNA Against
857 PAO Severstal CHMF 818150302 06/24/2016 Allocation of Profits/Dividends Issuer Take No Action TNA Against
858 PAO Severstal CHMF 818150302 06/24/2016 1Q2016 Interim Dividend Issuer Take No Action TNA Against
859 PAO Severstal CHMF 818150302 06/24/2016 Elect Nikolay V. Lavrov Issuer Take No Action TNA Against
860 PAO Severstal CHMF 818150302 06/24/2016 Elect Roman I. Antonov Issuer Take No Action TNA Against
861 PAO Severstal CHMF 818150302 06/24/2016 Elect Svetlana V. Guseva Issuer Take No Action TNA Against
862 PAO Severstal CHMF 818150302 06/24/2016 Appointment of Auditor Issuer Take No Action TNA Against
863 PAO Severstal CHMF 818150302 06/24/2016 Amendments to Articles Issuer Take No Action TNA Against
864 PAO Severstal CHMF 818150302 06/24/2016 Related Party Transactions Issuer Take No Action TNA Against
865 PAO Severstal CHMF 818150302 06/24/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
866 PAO Severstal CHMF 818150302 06/24/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
867 PAO Severstal CHMF 818150302 06/24/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
868 Pegatron Corp. 4938 Y6784J100 04/20/2016 Amendments to Articles Issuer Voted For For
869 Pegatron Corp. 4938 Y6784J100 04/20/2016 Non-Voting Meeting Note N/A Voted N/A For
870 Pegatron Corp. 4938 Y6784J100 06/21/2016 Non-Voting Meeting Note N/A Voted N/A For
871 Pegatron Corp. 4938 Y6784J100 06/21/2016 Accounts and Reports Issuer Voted For For
872 Pegatron Corp. 4938 Y6784J100 06/21/2016 Allocation of Profits/Dividends Issuer Voted For For
873 Pegatron Corp. 4938 Y6784J100 06/21/2016 Employee Restricted Shares Plan Issuer Voted For For
874 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect T.H. Tung Issuer Voted Against Against
875 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect Jason Cheng Issuer Voted For For
876 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect C.I. Chia Issuer Voted For For
877 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect C.V. Chen Issuer Voted Against Against
878 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect TING Shou-Chung Issuer Voted For For
879 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect YANG Tze-Kaing Issuer Voted For For
880 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect SCHIVE Chi Issuer Voted For For
881 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect LIAO Syh-Jang Issuer Voted For For
882 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect C.B. Chang Issuer Voted For For
883 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect HUANG Chun-Bao Issuer Voted For For
884 Pegatron Corp. 4938 Y6784J100 06/21/2016 Elect C.S. Yen Issuer Voted For For
885 Pegatron Corp. 4938 Y6784J100 06/21/2016 Non-compete Restrictions for Directors Issuer Voted Against Against
886 Public Bank Berhad PBBANK Y71497104 03/28/2016 Elect LAI Wai Keen Issuer Voted For For
887 Public Bank Berhad PBBANK Y71497104 03/28/2016 Elect TEH Hong Piow Issuer Voted For For
888 Public Bank Berhad PBBANK Y71497104 03/28/2016 Elect TAY Ah Lek Issuer Voted For For
889 Public Bank Berhad PBBANK Y71497104 03/28/2016 Elect LEE Kong Lam Issuer Voted Against Against
890 Public Bank Berhad PBBANK Y71497104 03/28/2016 Elect TANG Wing Chew Issuer Voted For For
891 Public Bank Berhad PBBANK Y71497104 03/28/2016 Elect LAI Wan Issuer Voted Against Against
892 Public Bank Berhad PBBANK Y71497104 03/28/2016 Directors' Fees Issuer Voted For For
893 Public Bank Berhad PBBANK Y71497104 03/28/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
894 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Non-Voting Meeting Note N/A Voted N/A For
895 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Non-Voting Meeting Note N/A Voted N/A For
896 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Non-Voting Meeting Note N/A Voted N/A For
897 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Non-Voting Meeting Note N/A Voted N/A For
898 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Voting Method Issuer Voted For For
899 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Recording Device for Meeting Issuer Voted For For
900 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Election of Presiding Chairman, Individuals to Keep Minutes and Counting Commission Issuer Voted For For
901 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Auditor's Report (Consolidated) Issuer Voted For For
902 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Auditor's Report Issuer Voted For For
903 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Dividend Issuer Voted For For
904 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Allocation of Profits to Reserves Issuer Voted For For
905 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Draft Annual Report Issuer Voted For For
906 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Corporate Governance Report Issuer Voted For For
907 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Amendments to Articles Issuer Voted For For
908 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Amendments to Articles (Auditor's Term) Issuer Voted Against Against
909 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Authority to Issue Shares w/ or w/o Preemptive Rights Issuer Voted Against Against
910 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Directors' Report on Acquired  Treasury Shares Issuer Voted For For
911 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Authority to Repurchase Shares Issuer Voted For For
912 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Elect Gabor Culacsi Issuer Voted For For
913 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Elect Csaba Lantos Issuer Voted For For
914 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Elect Christopher W. Long Issuer Voted For For
915 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Elect Norbert Szivek Issuer Voted Against Against
916 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Directors' Fees Issuer Voted For For
917 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Shareholder Proposal Regarding Directors' Reward ShrHoldr Voted Against Against
918 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Supervisory Board Fees Issuer Voted For For
919 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Appointment of Auditor Issuer Voted For For
920 Richter Gedeon Vegyeszeti Gyar Rt. RICHTER X3124S107 04/26/2016 Authority to Set Auditor's Fees Issuer Voted For For
921 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
922 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Elect LEE In Ho Issuer Voted Against Against
923 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Elect SONG Kwang Soo Issuer Voted Against Against
924 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Elect PARK Jae Wan Issuer Voted For For
925 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Elect YOON Boo Keun Issuer Voted For For
926 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Elect SHIN Jong Kyun Issuer Voted For For
927 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Elect LEE Sang Hoon Issuer Voted For For
928 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Election of Audit Committee Member: LEE In Ho Issuer Voted Against Against
929 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Election of Audit Committee Member: SONG Kwang Soo Issuer Voted Against Against
930 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Directors' Fees Issuer Voted For For
931 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Amendments to Articles Issuer Voted For For
932 Samsung Electronics Co., Ltd. 005930 Y74718100 03/11/2016 Non-Voting Meeting Note N/A Voted N/A For
933 Sberbank SBER 80585Y308 05/27/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
934 Sberbank SBER 80585Y308 05/27/2016 Annual Report Issuer Take No Action TNA Against
935 Sberbank SBER 80585Y308 05/27/2016 Financial Statements Issuer Take No Action TNA Against
936 Sberbank SBER 80585Y308 05/27/2016 Allocation of Profits/Dividends Issuer Take No Action TNA Against
937 Sberbank SBER 80585Y308 05/27/2016 Appointment of Auditor Issuer Take No Action TNA Against
938 Sberbank SBER 80585Y308 05/27/2016 Non-Voting Agenda Item N/A Take No Action TNA Against
939 Sberbank SBER 80585Y308 05/27/2016 Elect Esko Tapani Aho Issuer Take No Action TNA Against
940 Sberbank SBER 80585Y308 05/27/2016 Elect Martin G. Gilman Issuer Take No Action TNA Against
941 Sberbank SBER 80585Y308 05/27/2016 Elect Herman O. Gref Issuer Take No Action TNA Against
942 Sberbank SBER 80585Y308 05/27/2016 Elect Nadezhda Y. Ivanova Issuer Take No Action TNA Against
943 Sberbank SBER 80585Y308 05/27/2016 Elect Sergey M. Ignatyev Issuer Take No Action TNA Against
944 Sberbank SBER 80585Y308 05/27/2016 Elect Alexey L. Kudrin Issuer Take No Action TNA Against
945 Sberbank SBER 80585Y308 05/27/2016 Elect Georgy I. Luntovsky Issuer Take No Action TNA Against
946 Sberbank SBER 80585Y308 05/27/2016 Elect Vladimir A. Mau Issuer Take No Action TNA Against
947 Sberbank SBER 80585Y308 05/27/2016 Elect Gennady G. Melikyan Issuer Take No Action TNA Against
948 Sberbank SBER 80585Y308 05/27/2016 Elect Alessandro Profumo Issuer Take No Action TNA Against
949 Sberbank SBER 80585Y308 05/27/2016 Elect Anton G. Siluanov Issuer Take No Action TNA Against
950 Sberbank SBER 80585Y308 05/27/2016 Elect Sergey G. Sinelnikov-Murylev Issuer Take No Action TNA Against
951 Sberbank SBER 80585Y308 05/27/2016 Elect Dmitry Tulin Issuer Take No Action TNA Against
952 Sberbank SBER 80585Y308 05/27/2016 Elect Nadia Wells Issuer Take No Action TNA Against
953 Sberbank SBER 80585Y308 05/27/2016 Elect Sergei A. Shvetsov Issuer Take No Action TNA Against
954 Sberbank SBER 80585Y308 05/27/2016 Elect Natalya P. Borodina Issuer Take No Action TNA Against
955 Sberbank SBER 80585Y308 05/27/2016 Elect Vladimir M. Volkov Issuer Take No Action TNA Against
956 Sberbank SBER 80585Y308 05/27/2016 Elect Irina Litvinova Issuer Take No Action TNA Against
957 Sberbank SBER 80585Y308 05/27/2016 Elect Tatiana A. Domanskaya Issuer Take No Action TNA Against
958 Sberbank SBER 80585Y308 05/27/2016 Elect Yulia Y. Isakhanova Issuer Take No Action TNA Against
959 Sberbank SBER 80585Y308 05/27/2016 Elect  Alexei E. Minenko Issuer Take No Action TNA Against
960 Sberbank SBER 80585Y308 05/27/2016 Elect Natalia V. Revina Issuer Take No Action TNA Against
961 Sberbank SBER 80585Y308 05/27/2016 Amendments to Articles   Issuer Take No Action TNA Against
962 Sberbank SBER 80585Y308 05/27/2016 D&O Insurance Issuer Take No Action TNA Against
963 Sberbank SBER 80585Y308 05/27/2016 Directors' Fees Issuer Take No Action TNA Against
964 Sberbank SBER 80585Y308 05/27/2016 Non-Voting Agenda Item N/A Take No Action TNA Against
965 Sberbank SBER 80585Y308 05/27/2016 Declaration of Shareholder Type Issuer Take No Action TNA Against
966 Sberbank SBER 80585Y308 05/27/2016 Non-Voting Meeting Note N/A Take No Action TNA Against
967 Sino Biopharmaceutical Limited 1177 G8167W138 11/11/2015 Non-Voting Meeting Note N/A Voted N/A For
968 Sino Biopharmaceutical Limited 1177 G8167W138 11/11/2015 Non-Voting Meeting Note N/A Voted N/A For
969 Sino Biopharmaceutical Limited 1177 G8167W138 11/11/2015 Bonus Share Issuance Issuer Voted For For
970 Sino Biopharmaceutical Limited 1177 G8167W138 11/11/2015 Increase in Authorized Capital Issuer Voted For For
971 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Non-Voting Meeting Note N/A Voted N/A For
972 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Non-Voting Meeting Note N/A Voted N/A For
973 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Non-Voting Meeting Note N/A Voted N/A For
974 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Directors' Report Issuer Voted For For
975 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Supervisors' Report Issuer Voted For For
976 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Accounts and Reports Issuer Voted For For
977 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Allocation of Profits/Dividends Issuer Voted For For
978 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Directors' Fees Issuer Voted For For
979 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Supervisors' Fees Issuer Voted For For
980 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Authority to Give Guarantees Issuer Voted Against Against
981 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Elect WU Yijian Issuer Voted For For
982 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Authority to Issue Debt Financing Instruments Issuer Voted For For
983 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
984 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Appointment of Domestic Auditor and Authority to Set Fees Issuer Voted For For
985 Sinopharm Group Co. Ltd. 1099 Y8008N107 06/16/2016 Appointment of International Auditor and Authority to Set Fees Issuer Voted For For
986 SK Hynix Inc. 000660 Y8085F100 03/18/2016 Accounts and Allocation of Profits/Dividends Issuer Voted For For
987 SK Hynix Inc. 000660 Y8085F100 03/18/2016 Elect KIM Jun Ho Issuer Voted For For
988 SK Hynix Inc. 000660 Y8085F100 03/18/2016 Elect PARK Jung Ho Issuer Voted For For
989 SK Hynix Inc. 000660 Y8085F100 03/18/2016 Directors' Fees Issuer Voted For For
990 SK Hynix Inc. 000660 Y8085F100 03/18/2016 Amendments to Executive Officer Retirement Allowance Policy Issuer Voted For For
991 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Accounts and Allocation of Profits/Dividends Issuer Voted Against Against
992 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Elect KIM Chang Geun Issuer Voted For For
993 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Elect YU Jeong Jun Issuer Voted For For
994 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Elect SHIN Eon Issuer Voted For For
995 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Elect KIM Jun Issuer Voted For For
996 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Elect Ha Yun Gyeong Issuer Voted For For
997 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Election of  Audit Committee Member: HAN Min Hee Issuer Voted For For
998 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Election of  Audit Committee Member: KIM Jun Issuer Voted For For
999 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Directors' Fees Issuer Voted For For
1000 SK Innovation Co., Ltd. 096770 Y8063L103 03/18/2016 Amendments to Executive Officer Retirement Allowance Policy Issuer Voted For For
1001 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Non-Voting Meeting Note N/A Voted N/A For
1002 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Non-Voting Meeting Note N/A Voted N/A For
1003 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Accounts and Reports Issuer Voted For For
1004 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Allocation of Profits/Dividends Issuer Voted For For
1005 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Elect YANG Dongwen Issuer Voted For For
1006 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Elect LU Rongchang Issuer Voted For For
1007 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Elect Henry CHEONG Ying Chew Issuer Voted Against Against
1008 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Directors' Fees Issuer Voted For For
1009 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
1010 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
1011 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Authority to Repurchase Shares Issuer Voted For For
1012 Skyworth Digital Holdings Limited 0751 G8181C100 08/20/2015 Authority to Issue Repurchased Shares Issuer Voted Against Against
1013 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Non-Voting Agenda Item N/A Voted N/A For
1014 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Amendments to Articles Issuer Voted For For
1015 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Resignation of Supervisory Board Members Issuer Voted For For
1016 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Ratification of Supervisory Board Members (DC Brink, JF Mouton and PDJ van den Bosch) Issuer Voted For For
1017 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Non-Voting Agenda Item N/A Voted N/A For
1018 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Claas E. Daun Issuer Voted For For
1019 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Bruno E. Steinhoff Issuer Voted For For
1020 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Christo Wiese Issuer Voted Against Against
1021 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Deenadayalen (Len) Konar Issuer Voted Against Against
1022 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Heather Joan Sonn Issuer Voted For For
1023 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Thierry Guibert Issuer Voted For For
1024 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Angela Kruger-Steinhoff Issuer Voted Against Against
1025 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Jacob Daniel Wiese Issuer Voted For For
1026 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Steve F. Booysen Issuer Voted For For
1027 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Marthinus 'Theunie' Lategan Issuer Voted For For
1028 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Elect Johan Van Zyl Issuer Voted For For
1029 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Non-Voting Agenda Item N/A Voted N/A For
1030 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Non-Voting Agenda Item N/A Voted N/A For
1031 Steinhoff International Holdings Limited SNH N8248H102 05/30/2016 Non-Voting Meeting Note N/A Voted N/A For
1032 Steinhoff International Holdings Limited SHF S8217G106 09/07/2015 Approve Scheme of Arrangement Issuer Voted For For
1033 Steinhoff International Holdings Limited SHF S8217G106 09/07/2015 Amend Articles of Association Issuer Voted For For
1034 Steinhoff International Holdings Limited SHF S8217G106 09/07/2015 Authority to Repurchase Shares Issuer Voted For For
1035 Steinhoff International Holdings Limited SHF S8217G106 09/07/2015 Approve Secondary Listing Issuer Voted For For
1036 Steinhoff International Holdings Limited SHF S8217G106 09/07/2015 Authorisation of Legal Formalities Issuer Voted For For
1037 Super Group Limited SPG S09130154 11/24/2015 Re-elect Valentine Chitalu Issuer Voted For For
1038 Super Group Limited SPG S09130154 11/24/2015 Elect Mariam Cassim Issuer Voted For For
1039 Super Group Limited SPG S09130154 11/24/2015 Appointment of Auditor Issuer Voted For For
1040 Super Group Limited SPG S09130154 11/24/2015 Elect Audit Committee Member (David Rose) Issuer Voted For For
1041 Super Group Limited SPG S09130154 11/24/2015 Elect Audit Committee Member (Mariam Cassim) Issuer Voted For For
1042 Super Group Limited SPG S09130154 11/24/2015 Elect Audit Committee Member (Enos Banda) Issuer Voted For For
1043 Super Group Limited SPG S09130154 11/24/2015 Approve Remuneration Policy Issuer Voted Against Against
1044 Super Group Limited SPG S09130154 11/24/2015 Authority to Issue Shares for Cash Issuer Voted For For
1045 Super Group Limited SPG S09130154 11/24/2015 Authorisation of Legal Formalities Issuer Voted For For
1046 Super Group Limited SPG S09130154 11/24/2015 Approve NEDs' Fees Issuer Voted For For
1047 Super Group Limited SPG S09130154 11/24/2015 Approve Financial Assistance (Section 45) Issuer Voted For For
1048 Super Group Limited SPG S09130154 11/24/2015 Approve Financial Assistance (Section 44) Issuer Voted For For
1049 Super Group Limited SPG S09130154 11/24/2015 Authority to Repurchase Shares Issuer Voted For For
1050 Super Group Limited SPG S09130154 11/24/2015 Approve Conversion of Par Value Shares Issuer Voted For For
1051 Super Group Limited SPG S09130154 11/24/2015 Authority to Increase Authorised Capital Issuer Voted For For
1052 Super Group Limited SPG S09130154 11/24/2015 Amendments to Memorandum Issuer Voted For For
1053 Taiwan Semiconductor Manufacturing Co., Ltd. 2330 874039100 06/07/2016 Amendments to Articles Issuer Voted For For
1054 Taiwan Semiconductor Manufacturing Co., Ltd. 2330 874039100 06/07/2016 Accounts and Reports Issuer Voted For For
1055 Taiwan Semiconductor Manufacturing Co., Ltd. 2330 874039100 06/07/2016 Allocation of Profits/Dividends Issuer Voted For For
1056 Tata Motors Limited TATAMOTORS 876568502 08/13/2015 Accounts and Reports Issuer Voted For For
1057 Tata Motors Limited TATAMOTORS 876568502 08/13/2015 Elect Satish Borwankar Issuer Voted For For
1058 Tata Motors Limited TATAMOTORS 876568502 08/13/2015 Appointment of Auditor and Authority to Set Fees Issuer Voted Against Against
1059 Tata Motors Limited TATAMOTORS 876568502 08/13/2015 Authority to Set Cost Auditor's Fees Issuer Voted For For
1060 Tata Motors Limited TATAMOTORS 876568502 08/13/2015 Authority to Issue Non-Convertible Debentures Issuer Voted For For
1061 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Non-Voting Meeting Note N/A Voted N/A For
1062 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Non-Voting Meeting Note N/A Voted N/A For
1063 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Non-Voting Meeting Note N/A Voted N/A For
1064 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Opening; Election of Presiding Chairman Issuer Voted For For
1065 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Directors' Report Issuer Voted For For
1066 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Auditor's Report Issuer Voted For For
1067 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Accounts Issuer Voted For For
1068 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Ratification of Board Acts Issuer Voted For For
1069 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Allocation of Profits/Dividends Issuer Voted For For
1070 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Directors' Fees Issuer Voted For For
1071 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Ratification of Co-option of  Patrick Raymond Marie Jeantet Issuer Voted For For
1072 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Appointment of Auditor Issuer Voted For For
1073 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Compensation Policy Issuer Voted For For
1074 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Charitable Donations Issuer Voted For For
1075 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Authority to Repurchase Shares Issuer Voted For For
1076 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Presentation of Report on Related Party Transactions Issuer Voted For For
1077 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Presentation of Report on Guarantees Issuer Voted For For
1078 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Authority to Carry out Competing Activities or Related Party Transactions Issuer Voted Against Against
1079 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 Wishes Issuer Voted For For
1080 TAV Havalimanlari Holding A.S. TAVHL M8782T109 03/21/2016 CLOSING Issuer Voted For For
1081 The Bidvest Group Limited BVT S1201R162 05/16/2016 Spin-off Issuer Voted For For
1082 The Bidvest Group Limited BVT S1201R162 05/16/2016 Approve Amendments to Incentive Scheme   Issuer Voted For For
1083 The Bidvest Group Limited BVT S1201R162 05/16/2016 Approve Share Appreciation Rights Plan Issuer Voted For For
1084 The Bidvest Group Limited BVT S1201R162 05/16/2016 Authorisation of Legal Formalities Issuer Voted For For
1085 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 05/27/2016 Non-Voting Meeting Note N/A Voted N/A For
1086 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 05/27/2016 2016 Investment Budget Issuer Voted For For
1087 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 05/27/2016 Establishment of a Subsidiary Issuer Voted For For
1088 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 05/27/2016 Directors' and Supervisors' Remuneration for 2014 Issuer Voted For For
1089 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Non-Voting Meeting Note N/A Voted N/A For
1090 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Directors' Report Issuer Voted For For
1091 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Supervisors' Report Issuer Voted For For
1092 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Accounts and Reports Issuer Voted For For
1093 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Allocation of Profits/Dividends Issuer Voted For For
1094 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
1095 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Elect WANG Zhibin Issuer Voted For For
1096 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
1097 The People's Insurance Company (Group) of China Limited 1339 Y6800A109 06/24/2016 Non-Voting Meeting Note N/A Voted N/A For
1098 Top Glove Corp. Berhad TOPGLOV Y88965101 06/24/2016 Amendments to Articles Issuer Voted For For
1099 Travelsky Technology 0696 Y8972V101 06/28/2016 Non-Voting Meeting Note N/A Voted N/A For
1100 Travelsky Technology 0696 Y8972V101 06/28/2016 Non-Voting Meeting Note N/A Voted N/A For
1101 Travelsky Technology 0696 Y8972V101 06/28/2016 Director's Report Issuer Voted For For
1102 Travelsky Technology 0696 Y8972V101 06/28/2016 Supervisor's Report Issuer Voted For For
1103 Travelsky Technology 0696 Y8972V101 06/28/2016 Accounts and Reports Issuer Voted For For
1104 Travelsky Technology 0696 Y8972V101 06/28/2016 Allocation of Profits/Dividends Issuer Voted For For
1105 Travelsky Technology 0696 Y8972V101 06/28/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
1106 Travelsky Technology 0696 Y8972V101 06/28/2016 Authority to Issue Domestic and H Shares w/o Preemptive Rights Issuer Voted Against Against
1107 Travelsky Technology 0696 Y8972V101 06/28/2016 Authority to Repurchase H Shares Issuer Voted For For
1108 Travelsky Technology 0696 Y8972V101 06/28/2016 Non-Voting Meeting Note N/A Voted N/A For
1109 Travelsky Technology 0696 Y8972V101 06/28/2016 Non-Voting Meeting Note N/A Voted N/A For
1110 Travelsky Technology 0696 Y8972V101 06/28/2016 Non-Voting Meeting Note N/A Voted N/A For
1111 Travelsky Technology 0696 Y8972V101 06/28/2016 Authority to Repurchase H Shares Issuer Voted For For
1112 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Non-Voting Meeting Note N/A Voted N/A For
1113 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Non-Voting Meeting Note N/A Voted N/A For
1114 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Non-Voting Meeting Note N/A Voted N/A For
1115 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Opening; Election of Presiding Chairman Issuer Voted For For
1116 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Directors' Report Issuer Voted For For
1117 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Presentation of Auditors' Reports Issuer Voted For For
1118 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Financial Statements Issuer Voted For For
1119 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Ratification of Board Acts Issuer Voted For For
1120 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Allocation of Profits/Dividends Issuer Voted For For
1121 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Directors' Fees Issuer Voted For For
1122 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Ratification of Co-option of Ogun Sanlier Issuer Voted For For
1123 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Appointment of Auditor Issuer Voted Against Against
1124 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Dividend Policy Issuer Voted For For
1125 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Authority to Repurchase Shares Issuer Voted For For
1126 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Compensation Policy Issuer Voted For For
1127 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Presentation of Report on Guarantees Issuer Voted For For
1128 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Charitable Donations Issuer Voted For For
1129 Turk Hava Yollari A.S THYAO M8926R100 04/04/2016 Wishes and Closing Issuer Voted For For
1130 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Non-Voting Meeting Note N/A Voted N/A For
1131 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Non-Voting Meeting Note N/A Voted N/A For
1132 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Non-Voting Meeting Note N/A Voted N/A For
1133 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Opening; Election of Presiding Chairman Issuer Voted For For
1134 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Minutes Issuer Voted For For
1135 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Presentation of Directors' Reports Issuer Voted For For
1136 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Presentation of Auditors' Reports Issuer Voted For For
1137 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Accounts and Reports Issuer Voted For For
1138 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Ratification of Board Acts Issuer Voted For For
1139 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Charitable Donations Policy Issuer Voted For For
1140 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Limit on Charitable Donations Issuer Voted For For
1141 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Amendments to Articles Issuer Voted For For
1142 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Election of Directors; Board Term Length Issuer Voted Against Against
1143 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Directors' Fees Issuer Voted Against Against
1144 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Appointment of Auditor Issuer Voted For For
1145 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Authority to Repurchase Shares Issuer Voted For For
1146 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Authority to Carry out Competing Activities and Related Party Transactions Issuer Voted Against Against
1147 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Allocation of Profits/Dividends Issuer Voted Against Against
1148 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 Presentation of Report on Guarantees Issuer Voted For For
1149 Turkcell Iletisim Hizmetleri A.S TCELL M8903B102 03/29/2016 CLOSING Issuer Voted For For
1150 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
1151 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
1152 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
1153 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Opening; Election of Presiding Chairman; Minutes Issuer Voted For For
1154 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Presentation of Directors' Reports Issuer Voted For For
1155 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Presentation of Auditors' Reports Issuer Voted For For
1156 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Financial Statements Issuer Voted Against Against
1157 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Amendments to Article 7 Regarding Authorised Capital Issuer Voted Against Against
1158 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Ratification of Board Acts Issuer Voted Against Against
1159 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Ratification of Co-option of Board Members Issuer Voted For For
1160 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Election of Directors Issuer Voted Against Against
1161 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Allocation of Profits/Dividends Issuer Voted For For
1162 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Directors' Fees Issuer Voted For For
1163 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Appointment of Auditor Issuer Voted For For
1164 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Presentation of Report on Compensation Policy Issuer Voted For For
1165 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Charitable Donations Issuer Voted For For
1166 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Authority to Carry out Competing Activities and Related Party Transactions Issuer Voted Against Against
1167 Turkiye Garanti Bankasi A.S GARAN M4752S106 03/31/2016 Presentation of Report on Competing Activities Issuer Voted For For
1168 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
1169 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
1170 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Non-Voting Meeting Note N/A Voted N/A For
1171 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Opening; Election of Presiding Chairman Issuer Voted For For
1172 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Presentation of Directors' and Auditors' Reports Issuer Voted For For
1173 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Financial Statements Issuer Voted Against Against
1174 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Allocation of Profits/Dividends Issuer Voted For For
1175 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Ratification of Co-option of Board Members Issuer Voted For For
1176 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Ratification of Board Acts Issuer Voted Against Against
1177 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Election of Directors and Statutory Auditors Issuer Voted Against Against
1178 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Directors' and Auditors' Fees Issuer Voted For For
1179 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Appointment of Auditor Issuer Voted For For
1180 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Presentation of Report of Charitable Donations Issuer Voted For For
1181 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Authority to Carry out Competing Activities or Related Party Transactions Issuer Voted Against Against
1182 Turkiye Halk Bankasi A.S HALKB M9032A106 03/31/2016 Wishes and Closing Issuer Voted For For
1183 UPL Limited UPL Y9247H166 06/29/2016 Accounts and Reports Issuer Voted For For
1184 UPL Limited UPL Y9247H166 06/29/2016 Allocation of Profits/Dividends Issuer Voted For For
1185 UPL Limited UPL Y9247H166 06/29/2016 Elect Kalyan Mohan Anadimohan Banerjee Issuer Voted Against Against
1186 UPL Limited UPL Y9247H166 06/29/2016 Elect Rajnikant Devidas Shroff Issuer Voted Against Against
1187 UPL Limited UPL Y9247H166 06/29/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
1188 UPL Limited UPL Y9247H166 06/29/2016 Elect Vasant Prakash Gandhi Issuer Voted For For
1189 UPL Limited UPL Y9247H166 06/29/2016 Authority to Set Cost Auditor's Fees Issuer Voted For For
1190 UPL Limited UPL Y9247H166 06/29/2016 Authority to Issue Non-Convertible Debentures Issuer Voted For For
1191 UPL Ltd UNIPHOS Y9247H166 03/29/2016 Non-Voting Meeting Note N/A Voted N/A For
1192 UPL Ltd UNIPHOS Y9247H166 03/29/2016 Scheme of Amalgamation Issuer Voted For For
1193 UPL Ltd UNIPHOS Y9247H166 03/30/2016 Scheme of Amalgamation Issuer Voted For For
1194 UPL Ltd UNIPHOS Y9247H166 03/30/2016 Non-Voting Meeting Note N/A Voted N/A For
1195 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Non-Voting Meeting Note N/A Voted N/A For
1196 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Accounts and Reports Issuer Voted For For
1197 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Allocation of Profits/Dividends Issuer Voted For For
1198 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Allocation of Special Dividend Issuer Voted For For
1199 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Elect DING Mei Qing Issuer Voted Against Against
1200 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Elect Eleutherius HO Yui Pok Issuer Voted For For
1201 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Elect Tan Wee Seng Issuer Voted For For
1202 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Elect BAO Ming Xiao Issuer Voted For For
1203 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Directors' Fees Issuer Voted For For
1204 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
1205 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
1206 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Authority to Repurchase Shares Issuer Voted For For
1207 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Authority to Issue Repurchased Shares Issuer Voted Against Against
1208 Xtep International Holdings Limited 1368 G98277109 04/29/2016 Non-Voting Meeting Note N/A Voted N/A For
1209 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Non-Voting Meeting Note N/A Voted N/A For
1210 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Non-Voting Meeting Note N/A Voted N/A For
1211 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Directors' Report Issuer Voted For For
1212 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Supervisors' Report Issuer Voted For For
1213 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Accounts and Reports Issuer Voted For For
1214 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Allocation of Profits/Dividends Issuer Voted For For
1215 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Final Accounts and Financial Budget Issuer Voted For For
1216 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Appointment of Auditor and Authority to Set Fees Issuer Voted For For
1217 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Appointment of PRC Auditor and Authority to Set Fees Issuer Voted For For
1218 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Authority to Issue Super Short-Term Commercial Papers Issuer Voted For For
1219 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Authority to Issue Super Short-Term Commercial Papers (Authorisation of General Manager) Issuer Voted For For
1220 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Authority to Issue H Shares w/o Preemptive Rights Issuer Voted Against Against
1221 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 05/06/2016 Non-Voting Meeting Note N/A Voted N/A For
1222 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 10/15/2015 Non-Voting Meeting Note N/A Voted N/A For
1223 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 10/15/2015 Non-Voting Meeting Note N/A Voted N/A For
1224 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 10/15/2015 Acquisition Issuer Voted For For
1225 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 10/15/2015 Non-Voting Agenda Item N/A Voted N/A For
1226 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 10/15/2015 Authority to Declare Interim Dividends Issuer Voted For For
1227 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 10/15/2015 Renewal of Authority to Issue Shares w/o Preemptive Rights Issuer Voted Against Against
1228 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 12/22/2015 Non-Voting Meeting Note N/A Voted N/A For
1229 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 12/22/2015 Non-Voting Meeting Note N/A Voted N/A For
1230 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 12/22/2015 Divestiture Issuer Voted For For
1231 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 12/22/2015 Authorization of Legal Formalities Issuer Voted For For
1232 Zhejiang Expressway Co. Ltd. 0576 Y9891F102 12/22/2015 Non-Voting Meeting Note N/A Voted N/A For

 

Registrant: Dunham Funds - Dunham High-Yield Bond Fund   Item 1                               
Investment Company Act file number:  811-22153      
Reporting Period: July 1, 2015 through June 30, 2016      
                   
ITEM 1- PROXY VOTING RECORD
  (a) Issuer's Name (b) Exchange Ticker Symbol (c)"CUSIP" # (d) Shareholder Meeting Date (e) Matter Identification (f) Proposal Type (by issuer or shareholder) (g) Voted (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) (i) Was Vote For or Against Management
There were no proxy votes to report during the Reporting Period.        
                   

Registrant: Dunham Funds – Large Cap Value Fund     Item 1

Investment Company Act File number: 811-22153

Reporting Period: July 1, 2015 through June 30, 2016

 

Bank of America Corporation
Meeting Date: 09/22/2015 Country: USA Primary Security ID: 060505104 Meeting ID: 996669
Record Date: 08/10/2015 Meeting Type: Special Ticker: BAC  
Primary CUSIP: 060505104 Primary ISIN: US0605051046 Primary SEDOL: 2295677  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Approve Bylaw Amendment to Permit Board  Mgmt  Yes  For  Against  Yes  
  to Determine Leadership Structure                 

 

The Procter & Gamble Company
Meeting Date: 10/13/2015 Country: USA Primary Security ID: 742718109 Meeting ID: 1000019
Record Date: 08/14/2015 Meeting Type: Annual Ticker: PG  
Primary CUSIP: 742718109 Primary ISIN: US7427181091 Primary SEDOL: 2704407  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Francis S. Blake   Mgmt   Yes   For   For   No  
                         
  Elect Director Angela F. Braly   Mgmt   Yes   For   For   No  
                         
  Elect Director Kenneth I. Chenault   Mgmt   Yes   For   For   No  
                         
  Elect Director Scott D. Cook   Mgmt   Yes   For   For   No  
                         
  Elect Director Susan Desmond-Hellmann   Mgmt   Yes   For   For   No  
                         
  Elect Director A.G. Lafley   Mgmt   Yes   For   For   No  
                         
  Elect Director Terry J. Lundgren   Mgmt   Yes   For   For   No  
                         
  Elect Director W. James McNerney, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director David S. Taylor   Mgmt   Yes   For   For   No  
                         
  Elect Director Margaret C. Whitman   Mgmt   Yes   For   For   No  
                         
  Elect Director Mary Agnes Wilderotter   Mgmt   Yes   For   For   No  
                         
  Elect Director Patricia A. Woertz   Mgmt   Yes   For   For   No  
                         
  Elect Director Ernesto Zedillo   Mgmt   Yes   For   For   No  
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers' Compensation                      
                         
  Proxy Access   SH   Yes   Against   For   Yes  

 

 

Aetna Inc.
Meeting Date: 10/19/2015 Country: USA Primary Security ID: 00817Y108 Meeting ID: 1001007
Record Date: 09/16/2015 Meeting Type: Special Ticker: AET  
Primary CUSIP: 00817Y108 Primary ISIN: US00817Y1082 Primary SEDOL: 2695921  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Issue Shares in Connection with Merger   Mgmt   Yes   For   For   No  
                         
  Adjourn Meeting   Mgmt   Yes   For   For   No  

 

ARRIS Group, Inc.
Meeting Date: 10/21/2015 Country: USA Primary Security ID: G0551A103 Meeting ID: 1003348
Record Date: 09/10/2015 Meeting Type: Special Ticker: ARRS  
Primary CUSIP: 04269Q100 Primary ISIN: GB00BZ04Y379 Primary SEDOL: BZ04Y37  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Approve Merger Agreement   Mgmt   Yes   For   For   No  
                         
  Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For   No  
                         
  Adjourn Meeting   Mgmt   Yes   For   For   No  

 

 

Parker-Hannifin Corporation
Meeting Date: 10/28/2015 Country: USA Primary Security ID: 701094104 Meeting ID: 1005304
Record Date: 08/31/2015 Meeting Type: Annual Ticker: PH  
Primary CUSIP: 701094104 Primary ISIN: US7010941042 Primary SEDOL: 2671501  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Lee C. Banks   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert G. Bohn   Mgmt   Yes   For   For   No  
                         
  Elect Director Linda S. Harty   Mgmt   Yes   For   For   No  
                         
  Elect Director William E. Kassling   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert J. Kohlhepp   Mgmt   Yes   For   For   No  
                         
  Elect Director Kevin A. Lobo   Mgmt   Yes   For   For   No  
                         
  Elect Director Klaus-Peter Muller   Mgmt   Yes   For   For   No  
                         
  Elect Director Candy M. Obourn   Mgmt   Yes   For   For   No  
                         
  Elect Director Joseph M. Scaminace   Mgmt   Yes   For   For   No  
                         
  Elect Director Wolfgang R. Schmitt   Mgmt   Yes   For   For   No  
                         
  Elect Director Ake Svensson   Mgmt   Yes   For   For   No  
                         
  Elect Director James L. Wainscott   Mgmt   Yes   For   For   No  
                         
  Elect Director Donald E. Washkewicz   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas L. Williams   Mgmt   Yes   For   For   No  
                         
  Adopt Majority Voting for Uncontested   Mgmt   Yes   For   For   No  
  Election of Directors                      
                         
  Eliminate Cumulative Voting   Mgmt   Yes   For   For   No  
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers' Compensation                      
                         
  Approve Executive Incentive Bonus Plan   Mgmt   Yes   For   For   No  

 

 

Cardinal Health, Inc.
Meeting Date: 11/04/2015 Country: USA Primary Security ID: 14149Y108 Meeting ID: 1003329
Record Date: 09/08/2015 Meeting Type: Annual Ticker: CAH  
Primary CUSIP: 14149Y108 Primary ISIN: US14149Y1082 Primary SEDOL: 2175672  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director David J. Anderson   Mgmt   Yes   For   For   No  
                         
  Elect Director Colleen F. Arnold   Mgmt   Yes   For   For   No  
                         
  Elect Director George S. Barrett   Mgmt   Yes   For   For   No  
                         
  Elect Director Carrie S. Cox   Mgmt   Yes   For   For   No  
                         
  Elect Director Calvin Darden   Mgmt   Yes   For   For   No  
                         
  Elect Director Bruce L. Downey   Mgmt   Yes   For   For   No  
                         
  Elect Director Patricia A. Hemingway Hall   Mgmt   Yes   For   For   No  
                         
  Elect Director Clayton M. Jones   Mgmt   Yes   For   For   No  
                         
  Elect Director Gregory B. Kenny   Mgmt   Yes   For   For   No  
                         
  Elect Director Nancy Killefer   Mgmt   Yes   For   For   No  
                         
  Elect Director David P. King   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers' Compensation                      

 

WESTERN DIGITAL CORPORATION
Meeting Date: 11/04/2015 Country: USA Primary Security ID: 958102105 Meeting ID: 1004670
Record Date: 09/08/2015 Meeting Type: Annual Ticker: WDC  
Primary CUSIP: 958102105 Primary ISIN: US9581021055 Primary SEDOL: 2954699  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Martin I. Cole  Mgmt  Yes  For  For  No  
                    
  Elect Director Kathleen A. Cote  Mgmt  Yes  For  For  No  
                    
  Elect Director Henry T. DeNero  Mgmt  Yes  For  For  No  
                    
  Elect Director Michael D. Lambert  Mgmt  Yes  For  For  No  
                    
  Elect Director Len J. Lauer  Mgmt  Yes  For  For  No  
                    
  Elect Director Matthew E. Massengill  Mgmt  Yes  For  For  No  
                    
  Elect Director Stephen D. Milligan  Mgmt  Yes  For  For  No  
                    
  Elect Director Paula A. Price  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Amend Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Amend Qualified Employee Stock Purchase  Mgmt  Yes  For  For  No  
  Plan                 
                    
  Ratify KPMG LLP as Auditors  Mgmt  Yes  For  For  No  

 

 

Oracle Corporation
Meeting Date: 11/18/2015 Country: USA Primary Security ID: 68389X105 Meeting ID: 1005074
Record Date: 09/21/2015 Meeting Type: Annual Ticker: ORCL  
Primary CUSIP: 68389X105 Primary ISIN: US68389X1054 Primary SEDOL: 2661568  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Jeffrey S. Berg  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director H. Raymond Bingham  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Michael J. Boskin  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Safra A. Catz  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Bruce R. Chizen  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director George H. Conrades  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Lawrence J. Ellison  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Hector Garcia-Molina  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Jeffrey O. Henley  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Mark V. Hurd  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Leon E. Panetta  Mgmt  Yes  For  For  No  
                    
  Elect Director Naomi O. Seligman  Mgmt  Yes  For  Withhold  Yes  
                    
  Amend Executive Incentive Bonus Plan  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  Against  Yes  
  Officers' Compensation                 
                    
  Ratify Ernst & Young LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Adopt Quantitative Renewable Energy Goals  SH  Yes  Against  Against  No  
                    
  Proxy Access  SH  Yes  Against  For  Yes  
                    
  Approve Quantifiable Performance Metrics  SH  Yes  Against  For  Yes  
                    
  Amend Corporate Governance Guidelines  SH  Yes  Against  For  Yes  
                    
  Proxy Voting Disclosure, Confidentiality, and  SH  Yes  Against  Against  No  
  Tabulation                 
                    
  Report on Lobbying Payments and Policy  SH  Yes  Against  For  Yes  

 

 

Cisco Systems, Inc.
Meeting Date: 11/19/2015 Country: USA Primary Security ID: 17275R102 Meeting ID: 1006006
Record Date: 09/21/2015 Meeting Type: Annual Ticker: CSCO  
Primary CUSIP: 17275R102 Primary ISIN: US17275R1023 Primary SEDOL: 2198163  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Carol A. Bartz  Mgmt  Yes  For  For  No  
                    
  Elect Director M. Michele Burns  Mgmt  Yes  For  For  No  
                    
  Elect Director Michael D. Capellas  Mgmt  Yes  For  For  No  
                    
  Elect Director John T. Chambers  Mgmt  Yes  For  For  No  
                    
  Elect Director Brian L. Halla  Mgmt  Yes  For  For  No  
                    
  Elect Director John L. Hennessy  Mgmt  Yes  For  For  No  
                    
  Elect Director Kristina M. Johnson  Mgmt  Yes  For  For  No  
                    
  Elect Director Roderick C. McGeary  Mgmt  Yes  For  For  No  
                    
  Elect Director Charles H. Robbins  Mgmt  Yes  For  For  No  
                    
  Elect Director Arun Sarin  Mgmt  Yes  For  For  No  
                    
  Elect Director Steven M. West  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify PricewaterhouseCoopers LLP as  Mgmt  Yes  For  For  No  
  Auditors                 
                    
  Adopt Holy Land Principles  SH  Yes  Against  Against  No  
                    
  Adopt Proxy Access Right  SH  Yes  Against  For  Yes  

 

 

Microsoft Corporation
Meeting Date: 12/02/2015 Country: USA Primary Security ID: 594918104 Meeting ID: 1009125
Record Date: 10/02/2015 Meeting Type: Annual Ticker: MSFT  
Primary CUSIP: 594918104 Primary ISIN: US5949181045 Primary SEDOL: 2588173  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director William H. Gates, lll  Mgmt  Yes  For  For  No  
                    
  Elect Director Teri L. List-Stoll  Mgmt  Yes  For  For  No  
                    
  Elect Director G. Mason Morfit  Mgmt  Yes  For  For  No  
                    
  Elect Director Satya Nadella  Mgmt  Yes  For  For  No  
                    
  Elect Director Charles H. Noski  Mgmt  Yes  For  For  No  
                    
  Elect Director Helmut Panke  Mgmt  Yes  For  For  No  
                    
  Elect Director Sandra E. Peterson  Mgmt  Yes  For  For  No  
                    
  Elect Director Charles W. Scharf  Mgmt  Yes  For  For  No  
                    
  Elect Director John W. Stanton  Mgmt  Yes  For  For  No  
                    
  Elect Director John W. Thompson  Mgmt  Yes  For  For  No  
                    
  Elect Director Padmasree Warrior  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  Against  Yes  
  Officers' Compensation                 
                    
  Ratify Deloitte & Touche LLP as Auditors  Mgmt  Yes  For  For  No  

 

Comcast Corporation
Meeting Date: 12/10/2015 Country: USA Primary Security ID: 20030N101 Meeting ID: 1013807
Record Date: 10/20/2015 Meeting Type: Special Ticker: CMCSA  
Primary CUSIP: 20030N101 Primary ISIN: US20030N1019 Primary SEDOL: 2044545  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Approve Conversion of Securities  Mgmt  Yes  For  For  No  

 

 

Becton, Dickinson and Company
Meeting Date: 01/26/2016 Country: USA Primary Security ID: 075887109 Meeting ID: 1019472
Record Date: 12/04/2015 Meeting Type: Annual Ticker: BDX  
Primary CUSIP: 075887109 Primary ISIN: US0758871091 Primary SEDOL: 2087807  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Basil L. Anderson  Mgmt  Yes  For  For  No  
                    
  Elect Director Catherine M. Burzik  Mgmt  Yes  For  For  No  
                    
  Elect Director Vincent A. Forlenza  Mgmt  Yes  For  For  No  
                    
  Elect Director Claire M. Fraser  Mgmt  Yes  For  For  No  
                    
  Elect Director Christopher Jones  Mgmt  Yes  For  For  No  
                    
  Elect Director Marshall O. Larsen  Mgmt  Yes  For  For  No  
                    
  Elect Director Gary A. Mecklenburg  Mgmt  Yes  For  For  No  
                    
  Elect Director James F. Orr  Mgmt  Yes  For  For  No  
                    
  Elect Director Willard J. Overlock, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Claire Pomeroy  Mgmt  Yes  For  For  No  
                    
  Elect Director Rebecca W. Rimel  Mgmt  Yes  For  For  No  
                    
  Elect Director Bertram L. Scott  Mgmt  Yes  For  For  No  
                    
  Ratify Ernst & Young LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Amend Omnibus Stock Plan  Mgmt  Yes  For  For  No  

 

Nuance Communications, Inc.
Meeting Date: 01/27/2016 Country: USA Primary Security ID: 67020Y100 Meeting ID: 1019481
Record Date: 12/03/2015 Meeting Type: Annual Ticker: NUAN  
Primary CUSIP: 67020Y100 Primary ISIN: US67020Y1001 Primary SEDOL: 2402121  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Paul A. Ricci  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert J. Finocchio  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert J. Frankenberg  Mgmt  Yes  For  Withhold  Yes  
                    
  Elect Director Brett Icahn  Mgmt  Yes  For  For  No  
                    
  Elect Director William H. Janeway  Mgmt  Yes  For  For  No  
                    
  Elect Director Mark R. Laret  Mgmt  Yes  For  For  No  
                    
  Elect Director Katharine A. Martin  Mgmt  Yes  For  For  No  
                    
  Elect Director Philip J. Quigley  Mgmt  Yes  For  For  No  
                    
  Elect Director David S. Schechter  Mgmt  Yes  For  For  No  
                    
  Amend Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  Against  Yes  
  Officers' Compensation                 
                    
  Ratify BDO USA, LLP as Auditors  Mgmt  Yes  For  For  No  

 

 

Raymond James Financial, Inc.
Meeting Date: 02/18/2016 Country: USA Primary Security ID: 754730109 Meeting ID: 1023122
Record Date: 12/23/2015 Meeting Type: Annual Ticker: RJF  
Primary CUSIP: 754730109 Primary ISIN: US7547301090 Primary SEDOL: 2718992  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Charles G. von Arentschildt  Mgmt  Yes  For  For  No  
                    
  Elect Director Shelley G. Broader  Mgmt  Yes  For  For  No  
                    
  Elect Director Jeffrey N. Edwards  Mgmt  Yes  For  For  No  
                    
  Elect Director Benjamin C. Esty  Mgmt  Yes  For  For  No  
                    
  Elect Director Francis S. Godbold  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas A. James  Mgmt  Yes  For  For  No  
                    
  Elect Director Gordon L. Johnson  Mgmt  Yes  For  For  No  
                    
  Elect Director Roderick C. McGeary  Mgmt  Yes  For  For  No  
                    
  Elect Director Paul C. Reilly  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert P. Saltzman  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan N. Story  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Amend Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Ratify KPMG LLP as Auditors  Mgmt  Yes  For  For  No  

 

 

Apple Inc.
Meeting Date: 02/26/2016 Country: USA Primary Security ID: 037833100 Meeting ID: 1021753
Record Date: 12/28/2015 Meeting Type: Annual Ticker: AAPL  
Primary CUSIP: 037833100 Primary ISIN: US0378331005 Primary SEDOL: 2046251  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director James Bell  Mgmt  Yes  For  For  No  
                    
  Elect Director Tim Cook  Mgmt  Yes  For  For  No  
                    
  Elect Director Al Gore  Mgmt  Yes  For  For  No  
                    
  Elect Director Bob Iger  Mgmt  Yes  For  For  No  
                    
  Elect Director Andrea Jung  Mgmt  Yes  For  For  No  
                    
  Elect Director Art Levinson  Mgmt  Yes  For  For  No  
                    
  Elect Director Ron Sugar  Mgmt  Yes  For  For  No  
                    
  Elect Director Sue Wagner  Mgmt  Yes  For  For  No  
                    
  Ratify Ernst & Young LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Amend Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Create Feasibility Plan for Net-Zero GHG  SH  Yes  Against  Against  No  
  Emissions, Including for Major Suppliers                 
                    
  Adopt Policy to Increase Diversity of Senior  SH  Yes  Against  Against  No  
  Management and Board of Directors                 
                    
  Report on Guidelines for Country Selection  SH  Yes  Against  Against  No  
                    
  Adopt Proxy Access Right  SH  Yes  Against  For  Yes  

 

 

QUALCOMM Incorporated
Meeting Date: 03/08/2016 Country: USA Primary Security ID: 747525103 Meeting ID: 1024341
Record Date: 01/11/2016 Meeting Type: Annual Ticker: QCOM  
Primary CUSIP: 747525103 Primary ISIN: US7475251036 Primary SEDOL: 2714923  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Barbara T. Alexander  Mgmt  Yes  For  For  No  
                    
  Elect Director Raymond V. Dittamore  Mgmt  Yes  For  For  No  
                    
  Elect Director Jeffrey W. Henderson  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas W. Horton  Mgmt  Yes  For  For  No  
                    
  Elect Director Paul E. Jacobs  Mgmt  Yes  For  For  No  
                    
  Elect Director Harish Manwani  Mgmt  Yes  For  For  No  
                    
  Elect Director Mark D. McLaughlin  Mgmt  Yes  For  For  No  
                    
  Elect Director Steve Mollenkopf  Mgmt  Yes  For  For  No  
                    
  Elect Director Clark T. 'Sandy' Randt, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Francisco Ros  Mgmt  Yes  For  For  No  
                    
  Elect Director Jonathan J. Rubinstein  Mgmt  Yes  For  For  No  
                    
  Elect Director Anthony J. Vinciquerra  Mgmt  Yes  For  For  No  
                    
  Ratify PricewaterhouseCoopers LLP as  Mgmt  Yes  For  For  No  
  Auditors                 
                    
  Approve Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Proxy Access  SH  Yes  Against  For  Yes  

 

 

M&T Bank Corporation
Meeting Date: 04/19/2016 Country: USA Primary Security ID: 55261F104 Meeting ID: 1034949
Record Date: 02/29/2016 Meeting Type: Annual Ticker: MTB  
Primary CUSIP: 55261F104 Primary ISIN: US55261F1049 Primary SEDOL: 2340168  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Brent D. Baird  Mgmt  Yes  For  For  No  
                    
  Elect Director C. Angela Bontempo  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert T. Brady  Mgmt  Yes  For  For  No  
                    
  Elect Director T. Jefferson Cunningham, III  Mgmt  Yes  For  For  No  
                    
  Elect Director Mark J. Czarnecki  Mgmt  Yes  For  For  No  
                    
  Elect Director Gary N. Geisel  Mgmt  Yes  For  For  No  
                    
  Elect Director Richard A. Grossi  Mgmt  Yes  For  For  No  
                    
  Elect Director John D. Hawke, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Patrick W.E. Hodgson  Mgmt  Yes  For  For  No  
                    
  Elect Director Richard G. King  Mgmt  Yes  For  For  No  
                    
  Elect Director Newton P.S. Merrill  Mgmt  Yes  For  For  No  
                    
  Elect Director Melinda R. Rich  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert E. Sadler, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Denis J. Salamone  Mgmt  Yes  For  For  No  
                    
  Elect Director Herbert L. Washington  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert G. Wilmers  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify PricewaterhouseCoopers LLP as  Mgmt  Yes  For  For  No  
  Auditors                 

 

Public Service Enterprise Group Incorporated
Meeting Date: 04/19/2016 Country: USA Primary Security ID: 744573106 Meeting ID: 1038325
Record Date: 02/19/2016 Meeting Type: Annual Ticker: PEG  
Primary CUSIP: 744573106 Primary ISIN: US7445731067 Primary SEDOL: 2707677  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Willie A. Deese  Mgmt  Yes  For  For  No  
                    
  Elect Director Albert R. Gamper, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director William V. Hickey  Mgmt  Yes  For  For  No  
                    
  Elect Director Ralph Izzo  Mgmt  Yes  For  For  No  
                    
  Elect Director Shirley Ann Jackson  Mgmt  Yes  For  For  No  
                    
  Elect Director David Lilley  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas A. Renyi  Mgmt  Yes  For  For  No  
                    
  Elect Director Hak Cheol (H.C.) Shin  Mgmt  Yes  For  For  No  
                    
  Elect Director Richard J. Swift  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan Tomasky  Mgmt  Yes  For  For  No  
                    
  Elect Director Alfred W. Zollar  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify Deloitte & Touche LLP as Auditors  Mgmt  Yes  For  For  No  

 

 

Regions Financial Corporation
Meeting Date: 04/21/2016 Country: USA Primary Security ID: 7591EP100 Meeting ID: 1035993
Record Date: 02/22/2016 Meeting Type: Annual Ticker: RF  
Primary CUSIP: 7591EP100 Primary ISIN: US7591EP1005 Primary SEDOL: B01R311  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Carolyn H. Byrd  Mgmt  Yes  For  For  No  
                    
  Elect Director David J. Cooper, Sr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Don DeFosset  Mgmt  Yes  For  For  No  
                    
  Elect Director Eric C. Fast  Mgmt  Yes  For  For  No  
                    
  Elect Director O. B. Grayson Hall, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director John D. Johns  Mgmt  Yes  For  For  No  
                    
  Elect Director Ruth Ann Marshall  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan W. Matlock  Mgmt  Yes  For  For  No  
                    
  Elect Director John E. Maupin, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Charles D. McCrary  Mgmt  Yes  For  For  No  
                    
  Elect Director Lee J. Styslinger, III  Mgmt  Yes  For  For  No  
                    
  Ratify Ernst & Young LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 

 

 

Public Storage
Meeting Date: 04/25/2016 Country: USA Primary Security ID: 74460D109 Meeting ID: 1039581
Record Date: 03/01/2016 Meeting Type: Annual Ticker: PSA  
Primary CUSIP: 74460D109 Primary ISIN: US74460D1090 Primary SEDOL: 2852533  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Ronald L. Havner, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Tamara Hughes Gustavson  Mgmt  Yes  For  Against  Yes  
                    
  Elect Director Uri P. Harkham  Mgmt  Yes  For  For  No  
                    
  Elect Director B. Wayne Hughes, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Avedick B. Poladian  Mgmt  Yes  For  For  No  
                    
  Elect Director Gary E. Pruitt  Mgmt  Yes  For  For  No  
                    
  Elect Director Ronald P. Spogli  Mgmt  Yes  For  For  No  
                    
  Elect Director Daniel C. Staton  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify Ernst & Young LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Approve Omnibus Stock Plan  Mgmt  Yes  For  For  No  

 

American Electric Power Company, Inc.
Meeting Date: 04/26/2016 Country: USA Primary Security ID: 025537101 Meeting ID: 1039529
Record Date: 02/29/2016 Meeting Type: Annual Ticker: AEP  
Primary CUSIP: 025537101 Primary ISIN: US0255371017 Primary SEDOL: 2026242  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Nicholas K. Akins  Mgmt  Yes  For  For  No  
                    
  Elect Director David J. Anderson  Mgmt  Yes  For  For  No  
                    
  Elect Director J. Barnie Beasley, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Ralph D. Crosby, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Linda A. Goodspeed  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas E. Hoaglin  Mgmt  Yes  For  For  No  
                    
  Elect Director Sandra Beach Lin  Mgmt  Yes  For  For  No  
                    
  Elect Director Richard C. Notebaert  Mgmt  Yes  For  For  No  
                    
  Elect Director Lionel L. Nowell, III  Mgmt  Yes  For  For  No  
                    
  Elect Director Stephen S. Rasmussen  Mgmt  Yes  For  For  No  
                    
  Elect Director Oliver G. Richard, III  Mgmt  Yes  For  For  No  
                    
  Elect Director Sara Martinez Tucker  Mgmt  Yes  For  For  No  
                    
  Ratify Deloitte & Touche LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 

 

 

Coca-Cola Enterprises, Inc.
Meeting Date: 04/26/2016 Country: USA Primary Security ID: 19122T109 Meeting ID: 1036469
Record Date: 03/01/2016 Meeting Type: Annual Ticker: CCE  
Primary CUSIP: 19122T109 Primary ISIN: US19122T1097 Primary SEDOL: B42BPG9  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Jan Bennink  Mgmt  Yes  For  For  No  
                    
  Elect Director John F. Brock  Mgmt  Yes  For  For  No  
                    
  Elect Director Calvin Darden  Mgmt  Yes  For  For  No  
                    
  Elect Director L. Phillip Humann  Mgmt  Yes  For  For  No  
                    
  Elect Director Orrin H. Ingram, II  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas H. Johnson  Mgmt  Yes  For  For  No  
                    
  Elect Director Veronique Morali  Mgmt  Yes  For  For  No  
                    
  Elect Director Andrea L. Saia  Mgmt  Yes  For  For  No  
                    
  Elect Director Garry Watts  Mgmt  Yes  For  For  No  
                    
  Elect Director Curtis R. Welling  Mgmt  Yes  For  For  No  
                    
  Elect Director Phoebe A. Wood  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify Ernst & Young LLP as Auditors  Mgmt  Yes  For  For  No  

 

 

EOG Resources, Inc.
Meeting Date: 04/26/2016 Country: USA Primary Security ID: 26875P101 Meeting ID: 1040190
Record Date: 02/26/2016 Meeting Type: Annual Ticker: EOG  
Primary CUSIP: 26875P101 Primary ISIN: US26875P1012 Primary SEDOL: 2318024  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Janet F. Clark  Mgmt  Yes  For  For  No  
                    
  Elect Director Charles R. Crisp  Mgmt  Yes  For  For  No  
                    
  Elect Director James C. Day  Mgmt  Yes  For  For  No  
                    
  Elect Director H. Leighton Steward  Mgmt  Yes  For  For  No  
                    
  Elect Director Donald F. Textor  Mgmt  Yes  For  For  No  
                    
  Elect Director William R. Thomas  Mgmt  Yes  For  For  No  
                    
  Elect Director Frank G. Wisner  Mgmt  Yes  For  For  No  
                    
  Ratify Deloitte & Touche LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 

 

SunTrust Banks, Inc.
Meeting Date: 04/26/2016 Country: USA Primary Security ID: 867914103 Meeting ID: 1038297
Record Date: 02/17/2016 Meeting Type: Annual Ticker: STI  
Primary CUSIP: 867914103 Primary ISIN: US8679141031 Primary SEDOL: 2860990  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Dallas S. Clement  Mgmt  Yes  For  For  No  
                    
  Elect Director Paul R. Garcia  Mgmt  Yes  For  For  No  
                    
  Elect Director M. Douglas Ivester  Mgmt  Yes  For  For  No  
                    
  Elect Director Kyle Prechtl Legg  Mgmt  Yes  For  For  No  
                    
  Elect Director Donna S. Morea  Mgmt  Yes  For  For  No  
                    
  Elect Director David M. Ratcliffe  Mgmt  Yes  For  For  No  
                    
  Elect Director William H. Rogers, Jr  Mgmt  Yes  For  For  No  
                    
  Elect Director Frank P. Scruggs, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Bruce L. Tanner  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas R. Watjen  Mgmt  Yes  For  For  No  
                    
  Elect Director Phail Wynn, Jr.  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify Ernst & Young LLP as Auditors  Mgmt  Yes  For  For  No  

 

 

Wells Fargo & Company
Meeting Date: 04/26/2016 Country: USA Primary Security ID: 949746101 Meeting ID: 1039705
Record Date: 03/01/2016 Meeting Type: Annual Ticker: WFC  
Primary CUSIP: 949746101 Primary ISIN: US9497461015 Primary SEDOL: 2649100  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director John D. Baker, II  Mgmt  Yes  For  For  No  
                    
  Elect Director Elaine L. Chao  Mgmt  Yes  For  For  No  
                    
  Elect Director John S. Chen  Mgmt  Yes  For  For  No  
                    
  Elect Director Lloyd H. Dean  Mgmt  Yes  For  For  No  
                    
  Elect Director Elizabeth A. Duke  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan E. Engel  Mgmt  Yes  For  For  No  
                    
  Elect Director Enrique Hernandez, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Donald M. James  Mgmt  Yes  For  For  No  
                    
  Elect Director Cynthia H. Milligan  Mgmt  Yes  For  For  No  
                    
  Elect Director Federico F. Pena  Mgmt  Yes  For  For  No  
                    
  Elect Director James H. Quigley  Mgmt  Yes  For  For  No  
                    
  Elect Director Stephen W. Sanger  Mgmt  Yes  For  For  No  
                    
  Elect Director John G. Stumpf  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan G. Swenson  Mgmt  Yes  For  For  No  
                    
  Elect Director Suzanne M. Vautrinot  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify KPMG LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Require Independent Board Chairman  SH  Yes  Against  Against  No  
                    
  Report on Lobbying Payments and Policy  SH  Yes  Against  Against  No  

 

Ameriprise Financial, Inc.
Meeting Date: 04/27/2016 Country: USA Primary Security ID: 03076C106 Meeting ID: 1040995
Record Date: 02/29/2016 Meeting Type: Annual Ticker: AMP  
Primary CUSIP: 03076C106 Primary ISIN: US03076C1062 Primary SEDOL: B0J7D57  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director James M. Cracchiolo  Mgmt  Yes  For  For  No  
                    
  Elect Director Dianne Neal Blixt  Mgmt  Yes  For  For  No  
                    
  Elect Director Amy DiGeso  Mgmt  Yes  For  For  No  
                    
  Elect Director Lon R. Greenberg  Mgmt  Yes  For  For  No  
                    
  Elect Director Siri S. Marshall  Mgmt  Yes  For  For  No  
                    
  Elect Director Jeffrey Noddle  Mgmt  Yes  For  For  No  
                    
  Elect Director H. Jay Sarles  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert F. Sharpe, Jr.  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify PricewaterhouseCoopers LLP as  Mgmt  Yes  For  For  No  
  Auditors                 

 

 

Bank of America Corporation
Meeting Date: 04/27/2016 Country: USA Primary Security ID: 060505104 Meeting ID: 1040173
Record Date: 03/02/2016 Meeting Type: Annual Ticker: BAC
Primary CUSIP: 060505104 Primary ISIN: US0605051046 Primary SEDOL: 2295677  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Sharon L. Allen  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan S. Bies  Mgmt  Yes  For  For  No  
                    
  Elect Director Jack O. Bovender, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Frank P. Bramble, Sr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Pierre J.P. de Weck  Mgmt  Yes  For  For  No  
                    
  Elect Director Arnold W. Donald  Mgmt  Yes  For  For  No  
                    
  Elect Director Linda P. Hudson  Mgmt  Yes  For  For  No  
                    
  Elect Director Monica C. Lozano  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas J. May  Mgmt  Yes  For  For  No  
                    
  Elect Director Brian T. Moynihan  Mgmt  Yes  For  For  No  
                    
  Elect Director Lionel L. Nowell, III  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas D. Woods  Mgmt  Yes  For  For  No  
                    
  Elect Director R. David Yost  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify PwC as Auditors  Mgmt  Yes  For  For  No  
                    
  Clawback of Incentive Payments  SH  Yes  Against  Against  No  

 

 

General Electric Company
Meeting Date: 04/27/2016 Country: USA Primary Security ID: 369604103 Meeting ID: 1038542
Record Date: 02/29/2016 Meeting Type: Annual Ticker: GE  
Primary CUSIP: 369604103 Primary ISIN: US3696041033 Primary SEDOL: 2380498  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Sebastien M. Bazin  Mgmt  Yes  For  For  No  
                    
  Elect Director W. Geoffrey Beattie  Mgmt  Yes  For  For  No  
                    
  Elect Director John J. Brennan  Mgmt  Yes  For  For  No  
                    
  Elect Director Francisco D' Souza  Mgmt  Yes  For  For  No  
                    
  Elect Director Marijn E. Dekkers  Mgmt  Yes  For  For  No  
                    
  Elect Director Peter B. Henry  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan J. Hockfield  Mgmt  Yes  For  For  No  
                    
  Elect Director Jeffrey R. Immelt  Mgmt  Yes  For  For  No  
                    
  Elect Director Andrea Jung  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert W. Lane  Mgmt  Yes  For  For  No  
                    
  Elect Director Rochelle B. Lazarus  Mgmt  Yes  For  For  No  
                    
  Elect Director Lowell C. McAdam  Mgmt  Yes  For  For  No  
                    
  Elect Director James J. Mulva  Mgmt  Yes  For  For  No  
                    
  Elect Director James E. Rohr  Mgmt  Yes  For  For  No  
                    
  Elect Director Mary L. Schapiro  Mgmt  Yes  For  For  No  
                    
  Elect Director James S. Tisch  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify KPMG LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Report on Lobbying Payments and Policy  SH  Yes  Against  For  Yes  
                    
  Require Independent Board Chairman  SH  Yes  Against  Against  No  
                    
  Adopt Holy Land Principles  SH  Yes  Against  Against  No  
                    
  Restore or Provide for Cumulative Voting  SH  Yes  Against  Against  No  
                    
  Performance-Based and/or Time-Based Equity  SH  Yes  Against  Against  No  
  Awards                 
                    
  Report on Guidelines for Country Selection  SH  Yes  Against  Against  No  

 

 

Marathon Petroleum Corporation
Meeting Date: 04/27/2016 Country: USA Primary Security ID: 56585A102 Meeting ID: 1039185
Record Date: 02/29/2016 Meeting Type: Annual Ticker: MPC  
Primary CUSIP: 56585A102 Primary ISIN: US56585A1025 Primary SEDOL: B3K3L40  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Evan Bayh  Mgmt  Yes  For  For  No  
                    
  Elect Director Charles E. Bunch  Mgmt  Yes  For  For  No  
                    
  Elect Director Frank M. Semple  Mgmt  Yes  For  For  No  
                    
  Ratify PricewaterhouseCoopers LLP as  Mgmt  Yes  For  For  No  
  Auditors                 
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Adopt Proxy Access Right  SH  Yes  Against  For  Yes  
                    
  Report on EHS Incidents and Worker Fatigue  SH  Yes  Against  Against  No  
  Policies                 
                    
  Adopt Quantitative GHG Goals for Products  SH  Yes  Against  Against  No  
  and Operations                 

 

Edison International
Meeting Date: 04/28/2016 Country: USA Primary Security ID: 281020107 Meeting ID: 1040982
Record Date: 02/29/2016 Meeting Type: Annual Ticker: EIX  
Primary CUSIP: 281020107 Primary ISIN: US2810201077 Primary SEDOL: 2829515  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Jagjeet S. Bindra  Mgmt  Yes  For  For  No  
                    
  Elect Director Vanessa C.L. Chang  Mgmt  Yes  For  For  No  
                    
  Elect Director Theodore F. Craver, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director James T. Morris  Mgmt  Yes  For  For  No  
                    
  Elect Director Richard T. Schlosberg, III  Mgmt  Yes  For  For  No  
                    
  Elect Director Linda G. Stuntz  Mgmt  Yes  For  For  No  
                    
  Elect Director William P. Sullivan  Mgmt  Yes  For  For  No  
                    
  Elect Director Ellen O. Tauscher  Mgmt  Yes  For  For  No  
                    
  Elect Director Peter J. Taylor  Mgmt  Yes  For  For  No  
                    
  Elect Director Brett White  Mgmt  Yes  For  For  No  
                    
  Ratify PricewaterhouseCoopers LLP as  Mgmt  Yes  For  For  No  
  Auditors                 
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Amend Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Adopt Proxy Access Right  SH  Yes  Against  For  Yes  

 

 

Johnson & Johnson
Meeting Date: 04/28/2016 Country: USA Primary Security ID: 478160104 Meeting ID: 1039535
Record Date: 03/01/2016 Meeting Type: Annual Ticker: JNJ  
Primary CUSIP: 478160104 Primary ISIN: US4781601046 Primary SEDOL: 2475833  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Mary C. Beckerle  Mgmt  Yes  For  For  No  
                    
  Elect Director D. Scott Davis  Mgmt  Yes  For  For  No  
                    
  Elect Director Ian E. L. Davis  Mgmt  Yes  For  For  No  
                    
  Elect Director Alex Gorsky  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan L. Lindquist  Mgmt  Yes  For  For  No  
                    
  Elect Director Mark B. McClellan  Mgmt  Yes  For  For  No  
                    
  Elect Director Anne M. Mulcahy  Mgmt  Yes  For  For  No  
                    
  Elect Director William D. Perez  Mgmt  Yes  For  For  No  
                    
  Elect Director Charles Prince  Mgmt  Yes  For  For  No  
                    
  Elect Director A. Eugene Washington  Mgmt  Yes  For  For  No  
                    
  Elect Director Ronald A. Williams  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify PricewaterhouseCoopers LLP as  Mgmt  Yes  For  For  No  
  Auditors                 
                    
  Adopt a Payout Policy Giving Preference to  SH  Yes  Against  Against  No  
  Share Buybacks Over Dividends                 
                    
  Require Independent Board Chairman  SH  Yes  Against  For  Yes  
                    
  Report on Lobbying Payments and Policy  SH  Yes  Against  Against  No  
                    
  Report on Policies for Safe Disposal of  SH  Yes  Against  Against  No  
  Prescription Drugs by Users                 

 

 

Pfizer Inc.
Meeting Date: 04/28/2016 Country: USA Primary Security ID: 717081103 Meeting ID: 1039152
Record Date: 03/01/2016 Meeting Type: Annual Ticker: PFE  
Primary CUSIP: 717081103 Primary ISIN: US7170811035 Primary SEDOL: 2684703  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Dennis A. Ausiello  Mgmt  Yes  For  For  No  
                    
  Elect Director W. Don Cornwell  Mgmt  Yes  For  For  No  
                    
  Elect Director Joseph J. Echevarria  Mgmt  Yes  For  For  No  
                    
  Elect Director Frances D. Fergusson  Mgmt  Yes  For  For  No  
                    
  Elect Director Helen H. Hobbs  Mgmt  Yes  For  For  No  
                    
  Elect Director James M. Kilts  Mgmt  Yes  For  For  No  
                    
  Elect Director Shantanu Narayen  Mgmt  Yes  For  For  No  
                    
  Elect Director Suzanne Nora Johnson  Mgmt  Yes  For  For  No  
                    
  Elect Director Ian C. Read  Mgmt  Yes  For  For  No  
                    
  Elect Director Stephen W. Sanger  Mgmt  Yes  For  For  No  
                    
  Elect Director James C. Smith  Mgmt  Yes  For  For  No  
                    
  Ratify KPMG LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Report on Lobbying Payments and Policy  SH  Yes  Against  For  Yes  
                    
  Give Shareholders Final Say on Election of  SH  Yes  Against  Against  No  
  Directors                 
                    
  Provide Right to Act by Written Consent  SH  Yes  Against  For  Yes  
                    
  Prohibit Tax Gross-ups on Inversions  SH  Yes  Against  Against  No  

 

 

AT&T Inc.
Meeting Date: 04/29/2016 Country: USA Primary Security ID: 00206R102 Meeting ID: 1037971
Record Date: 03/01/2016 Meeting Type: Annual Ticker: T  
Primary CUSIP: 00206R102 Primary ISIN: US00206R1023 Primary SEDOL: 2831811  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Randall L. Stephenson  Mgmt  Yes  For  For  No  
                    
  Elect Director Samuel A. Di Piazza, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Richard W. Fisher  Mgmt  Yes  For  For  No  
                    
  Elect Director Scott T. Ford  Mgmt  Yes  For  For  No  
                    
  Elect Director Glenn H. Hutchins  Mgmt  Yes  For  For  No  
                    
  Elect Director William E. Kennard  Mgmt  Yes  For  For  No  
                    
  Elect Director Michael B. McCallister  Mgmt  Yes  For  For  No  
                    
  Elect Director Beth E. Mooney  Mgmt  Yes  For  For  No  
                    
  Elect Director Joyce M. Roche  Mgmt  Yes  For  For  No  
                    
  Elect Director Matthew K. Rose  Mgmt  Yes  For  For  No  
                    
  Elect Director Cynthia B. Taylor  Mgmt  Yes  For  For  No  
                    
  Elect Director Laura D'Andrea Tyson  Mgmt  Yes  For  For  No  
                    
  Ratify Ernst & Young LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Approve Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Report on Indirect Political Contributions  SH  Yes  Against  For  Yes  
                    
  Report on Lobbying Payments and Policy  SH  Yes  Against  For  Yes  
                    
  Require Independent Board Chairman  SH  Yes  Against  Against  No  

 

 

Berkshire Hathaway Inc.
Meeting Date: 04/30/2016 Country: USA Primary Security ID: 084670702 Meeting ID: 1035741
Record Date: 03/02/2016 Meeting Type: Annual Ticker: BRK.B  
Primary CUSIP: 084670702 Primary ISIN: US0846707026 Primary SEDOL: 2073390  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Warren E. Buffett  Mgmt  Yes  For  For  No  
                    
  Elect Director Charles T. Munger  Mgmt  Yes  For  For  No  
                    
  Elect Director Howard G. Buffett  Mgmt  Yes  For  For  No  
                    
  Elect Director Stephen B. Burke  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan L. Decker  Mgmt  Yes  For  For  No  
                    
  Elect Director William H. Gates, III  Mgmt  Yes  For  For  No  
                    
  Elect Director David S. Gottesman  Mgmt  Yes  For  For  No  
                    
  Elect Director Charlotte Guyman  Mgmt  Yes  For  For  No  
                    
  Elect Director Thomas S. Murphy  Mgmt  Yes  For  For  No  
                    
  Elect Director Ronald L. Olson  Mgmt  Yes  For  For  No  
                    
  Elect Director Walter Scott, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Meryl B. Witmer  Mgmt  Yes  For  For  No  
                    
  Report on Insurance Division's Response to  SH  Yes  Against  For  Yes  
  Climate Change Risks                 

 

American Express Company
Meeting Date: 05/02/2016 Country: USA Primary Security ID: 025816109 Meeting ID: 1041626
Record Date: 03/04/2016 Meeting Type: Annual Ticker: AXP  
Primary CUSIP: 025816109 Primary ISIN: US0258161092 Primary SEDOL: 2026082  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Charlene Barshefsky  Mgmt  Yes  For  For  No  
                    
  Elect Director Ursula M. Burns  Mgmt  Yes  For  For  No  
                    
  Elect Director Kenneth I. Chenault  Mgmt  Yes  For  For  No  
                    
  Elect Director Peter Chernin  Mgmt  Yes  For  For  No  
                    
  Elect Director Ralph de la Vega  Mgmt  Yes  For  For  No  
                    
  Elect Director Anne L. Lauvergeon  Mgmt  Yes  For  For  No  
                    
  Elect Director Michael O. Leavitt  Mgmt  Yes  For  For  No  
                    
  Elect Director Theodore J. Leonsis  Mgmt  Yes  For  For  No  
                    
  Elect Director Richard C. Levin  Mgmt  Yes  For  For  No  
                    
  Elect Director Samuel J. Palmisano  Mgmt  Yes  For  For  No  
                    
  Elect Director Daniel L. Vasella  Mgmt  Yes  For  For  No  
                    
  Elect Director Robert D. Walter  Mgmt  Yes  For  For  No  
                    
  Elect Director Ronald A. Williams  Mgmt  Yes  For  For  No  
                    
  Ratify PricewaterhouseCoopers LLP as  Mgmt  Yes  For  For  No  
  Auditors                 
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Approve Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Prepare Employment Diversity Report  SH  Yes  Against  For  Yes  
                    
  Report on Board Oversight of Privacy and  SH  Yes  Against  For  Yes  
  Data Security and Requests for Customer                 
  Information                 
                    
  Provide Right to Act by Written Consent  SH  Yes  Against  For  Yes  
                    
  Report on Lobbying Payments and Policy  SH  Yes  Against  Against  No  
                    
  Require Independent Board Chairman  SH  Yes  Against  For  Yes  

 

 

The Boeing Company
Meeting Date: 05/02/2016 Country: USA Primary Security ID: 097023105 Meeting ID: 1040990
Record Date: 03/03/2016 Meeting Type: Annual Ticker: BA  
Primary CUSIP: 097023105 Primary ISIN: US0970231058 Primary SEDOL: 2108601  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director David L. Calhoun  Mgmt  Yes  For  For  No  
                    
  Elect Director Arthur D. Collins, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Kenneth M. Duberstein  Mgmt  Yes  For  For  No  
                    
  Elect Director Edmund P. Giambastiani, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Lynn J. Good  Mgmt  Yes  For  For  No  
                    
  Elect Director Lawrence W. Kellner  Mgmt  Yes  For  For  No  
                    
  Elect Director Edward M. Liddy  Mgmt  Yes  For  For  No  
                    
  Elect Director Dennis A. Muilenburg  Mgmt  Yes  For  For  No  
                    
  Elect Director Susan C. Schwab  Mgmt  Yes  For  For  No  
                    
  Elect Director Randall L. Stephenson  Mgmt  Yes  For  For  No  
                    
  Elect Director Ronald A. Williams  Mgmt  Yes  For  For  No  
                    
  Elect Director Mike S. Zafirovski  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 
                    
  Ratify Deloitte & Touche LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Report on Lobbying Payments and Policy  SH  Yes  Against  For  Yes  
                    
  Reduce Ownership Threshold for  SH  Yes  Against  For  Yes  
  Shareholders to Call Special Meeting                 
                    
  Require Independent Board Chairman  SH  Yes  Against  Against  No  
                    
  Report on Weapon Sales to Israel  SH  Yes  Against  Against  No  

 

 

ManpowerGroup Inc.
Meeting Date: 05/03/2016 Country: USA Primary Security ID: 56418H100 Meeting ID: 1035022
Record Date: 02/23/2016 Meeting Type: Annual Ticker: MAN  
Primary CUSIP: 56418H100 Primary ISIN: US56418H1005 Primary SEDOL: 2562490  

 

                 Vote  
        Votable     Vote  Against  
  Proposal Text  Proponent  Proposal  Mgmt Rec  Instruction  Mgmt  
                    
  Elect Director Gina R. Boswell  Mgmt  Yes  For  For  No  
                    
  Elect Director Cari M. Dominguez  Mgmt  Yes  For  For  No  
                    
  Elect Director William Downe  Mgmt  Yes  For  For  No  
                    
  Elect Director John F. Ferraro  Mgmt  Yes  For  For  No  
                    
  Elect Director Patricia Hemingway Hall  Mgmt  Yes  For  For  No  
                    
  Elect Director Roberto Mendoza  Mgmt  Yes  For  For  No  
                    
  Elect Director Ulice Payne, Jr.  Mgmt  Yes  For  For  No  
                    
  Elect Director Jonas Prising  Mgmt  Yes  For  For  No  
                    
  Elect Director Paul Read  Mgmt  Yes  For  For  No  
                    
  Elect Director Elizabeth P. Sartain  Mgmt  Yes  For  For  No  
                    
  Elect Director John R. Walter  Mgmt  Yes  For  For  No  
                    
  Elect Director Edward J. Zore  Mgmt  Yes  For  For  No  
                    
  Amend Executive Incentive Bonus Plan  Mgmt  Yes  For  For  No  
                    
  Amend Omnibus Stock Plan  Mgmt  Yes  For  For  No  
                    
  Ratify Deloitte & Touche LLP as Auditors  Mgmt  Yes  For  For  No  
                    
  Advisory Vote to Ratify Named Executive  Mgmt  Yes  For  For  No  
  Officers' Compensation                 

 

 

PepsiCo, Inc.
Meeting Date: 05/04/2016 Country: USA Primary Security ID: 713448108 Meeting ID: 1040864
Record Date: 02/26/2016 Meeting Type: Annual Ticker: PEP  
Primary CUSIP: 713448108 Primary ISIN: US7134481081 Primary SEDOL: 2681511  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Shona L. Brown   Mgmt   Yes   For   For   No  
                         
  Elect Director George W. Buckley   Mgmt   Yes   For   For   No  
                         
  Elect Director Cesar Conde   Mgmt   Yes   For   For   No  
                         
  Elect Director Ian M. Cook   Mgmt   Yes   For   For   No  
                         
  Elect Director Dina Dublon   Mgmt   Yes   For   For   No  
                         
  Elect Director Rona A. Fairhead   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard W. Fisher   Mgmt   Yes   For   For   No  
                         
  Elect Director William R. Johnson   Mgmt   Yes   For   For   No  
                         
  Elect Director Indra K. Nooyi   Mgmt   Yes   For   For   No  
                         
  Elect Director David C. Page   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert C. Pohlad   Mgmt   Yes   For   For   No  
                         
  Elect Director Lloyd G. Trotter   Mgmt   Yes   For   For   No  
                         
  Elect Director Daniel Vasella   Mgmt   Yes   For   For   No  
                         
  Elect Director Alberto Weisser   Mgmt   Yes   For   For   No  
                         
  Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Amend Omnibus Stock Plan   Mgmt   Yes   For   For   No  
                         
  Establish a Board Committee on Sustainability   SH   Yes   Against   Against   No  
                         
  Report on Plans to Minimize Pesticides’   SH   Yes   Against   Against   No  
  Impact on Pollinators                      
                         
  Adopt Holy Land Principles   SH   Yes   Against   Against   No  
                         
  Adopt Quantitative Renewable Energy Goals   SH   Yes   Against   Against   No  

 

 
PulteGroup, Inc.
Meeting Date: 05/04/2016 Country: USA Primary Security ID: 745867101 Meeting ID: 1048284
Record Date: 03/10/2016 Meeting Type: Annual Ticker: PHM  
Primary CUSIP: 745867101 Primary ISIN: US7458671010 Primary SEDOL: 2708841  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Brian P. Anderson   Mgmt   Yes   For   For   No  
                         
  Elect Director Bryce Blair   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard W. Dreiling   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard J. Dugas, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas J. Folliard   Mgmt   Yes   For   For   No  
                         
  Elect Director Cheryl W. Grise   Mgmt   Yes   For   For   No  
                         
  Elect Director Andre J. Hawaux   Mgmt   Yes   For   For   No  
                         
  Elect Director Debra J. Kelly-Ennis   Mgmt   Yes   For   For   No  
                         
  Elect Director Patrick J. O’Leary   Mgmt   Yes   For   For   No  
                         
  Elect Director James J. Postl   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Amend NOL Rights Plan (NOL Pill)   Mgmt   Yes   For   For   No  
                         
  Require a Majority Vote for the Election of   SH   Yes   Against   For   Yes  
  Directors                      

 

Dover Corporation
Meeting Date: 05/05/2016 Country: USA Primary Security ID: 260003108 Meeting ID: 1043312
Record Date: 03/07/2016 Meeting Type: Annual Ticker: DOV  
Primary CUSIP: 260003108 Primary ISIN: US2600031080 Primary SEDOL: 2278407  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Peter T. Francis   Mgmt   Yes   For   For   No  
                         
  Elect Director Kristiane C. Graham   Mgmt   Yes   For   For   No  
                         
  Elect Director Michael F. Johnston   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert A. Livingston   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard K. Lochridge   Mgmt   Yes   For   For   No  
                         
  Elect Director Bernard G. Rethore   Mgmt   Yes   For   For   No  
                         
  Elect Director Michael B. Stubbs   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen M. Todd   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen K. Wagner   Mgmt   Yes   For   Against   Yes  
                         
  Elect Director Keith E. Wandell   Mgmt   Yes   For   For   No  
                         
  Elect Director Mary A. Winston   Mgmt   Yes   For   For   No  
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Provide Right to Act by Written Consent   Mgmt   Yes   For   For   No  
                         
  Proxy Access   SH   Yes   Against   For   Yes  

 

 
DTE Energy Company
Meeting Date: 05/05/2016 Country: USA Primary Security ID: 233331107 Meeting ID: 1037169
Record Date: 03/08/2016 Meeting Type: Annual Ticker: DTE  
Primary CUSIP: 233331107 Primary ISIN: US2333311072 Primary SEDOL: 2280220  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Gerard M. Anderson   Mgmt   Yes   For   For   No  
                         
  Elect Director David A. Brandon   Mgmt   Yes   For   For   No  
                         
  Elect Director W. Frank Fountain, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Charles G. McClure, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Gail J. McGovern   Mgmt   Yes   For   For   No  
                         
  Elect Director Mark A. Murray   Mgmt   Yes   For   For   No  
                         
  Elect Director James B. Nicholson   Mgmt   Yes   For   For   No  
                         
  Elect Director Charles W. Pryor, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Josue Robles, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Ruth G. Shaw   Mgmt   Yes   For   For   No  
                         
  Elect Director David A. Thomas   Mgmt   Yes   For   For   No  
                         
  Elect Director James H. Vandenberghe   Mgmt   Yes   For   For   No  
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Report on Lobbying Payments and Political   SH   Yes   Against   For   Yes  
  Contributions                      
                         
  Assess Plans to Increase Distributed   SH   Yes   Against   For   Yes  
  Low-Carbon Electricity Generation                      

 

 
Fluor Corporation
Meeting Date: 05/05/2016 Country: USA Primary Security ID: 343412102 Meeting ID: 1036943
Record Date: 03/07/2016 Meeting Type: Annual Ticker: FLR  
Primary CUSIP: 343412102 Primary ISIN: US3434121022 Primary SEDOL: 2696838  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Peter K. Barker   Mgmt   Yes   For   For   No  
                         
  Elect Director Alan M. Bennett   Mgmt   Yes   For   For   No  
                         
  Elect Director Rosemary T. Berkery   Mgmt   Yes   For   For   No  
                         
  Elect Director Peter J. Fluor   Mgmt   Yes   For   For   No  
                         
  Elect Director Deborah D. McWhinney   Mgmt   Yes   For   For   No  
                         
  Elect Director Armando J. Olivera   Mgmt   Yes   For   For   No  
                         
  Elect Director Joseph W. Prueher   Mgmt   Yes   For   For   No  
                         
  Elect Director Matthew K. Rose   Mgmt   Yes   For   For   No  
                         
  Elect Director David T. Seaton   Mgmt   Yes   For   For   No  
                         
  Elect Director Nader H. Sultan   Mgmt   Yes   For   For   No  
                         
  Elect Director Lynn C. Swann   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Report on Political Contributions   SH   Yes   Against   For   Yes  
                         
  Adopt Quantitative Company-wide GHG Goals   SH   Yes   Against   For   Yes  

 

 
International Paper Company
Meeting Date: 05/09/2016 Country: USA Primary Security ID: 460146103 Meeting ID: 1049912
Record Date: 03/15/2016 Meeting Type: Annual Ticker: IP  
Primary CUSIP: 460146103 Primary ISIN: US4601461035 Primary SEDOL: 2465254  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director David J. Bronczek   Mgmt   Yes   For   For   No  
                         
  Elect Director William J. Burns   Mgmt   Yes   For   For   No  
                         
  Elect Director Ahmet C. Dorduncu   Mgmt   Yes   For   For   No  
                         
  Elect Director Ilene S. Gordon   Mgmt   Yes   For   For   No  
                         
  Elect Director Jay L. Johnson   Mgmt   Yes   For   For   No  
                         
  Elect Director Stacey J. Mobley   Mgmt   Yes   For   For   No  
                         
  Elect Director Joan E. Spero   Mgmt   Yes   For   For   No  
                         
  Elect Director Mark S. Sutton   Mgmt   Yes   For   For   No  
                         
  Elect Director John L. Townsend, III   Mgmt   Yes   For   For   No  
                         
  Elect Director William G. Walter   Mgmt   Yes   For   For   No  
                         
  Elect Director J. Steven Whisler   Mgmt   Yes   For   For   No  
                         
  Elect Director Ray G. Young   Mgmt   Yes   For   For   No  
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      

 

 
3M Company
Meeting Date: 05/10/2016 Country: USA Primary Security ID: 88579Y101 Meeting ID: 1042828
Record Date: 03/11/2016 Meeting Type: Annual Ticker: MMM  
Primary CUSIP: 88579Y101 Primary ISIN: US88579Y1010 Primary SEDOL: 2595708  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Sondra L. Barbour   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas ‘Tony’ K. Brown   Mgmt   Yes   For   For   No  
                         
  Elect Director Vance D. Coffman   Mgmt   Yes   For   For   No  
                         
  Elect Director David B. Dillon   Mgmt   Yes   For   For   No  
                         
  Elect Director Michael L. Eskew   Mgmt   Yes   For   For   No  
                         
  Elect Director Herbert L. Henkel   Mgmt   Yes   For   For   No  
                         
  Elect Director Muhtar Kent   Mgmt   Yes   For   For   No  
                         
  Elect Director Edward M. Liddy   Mgmt   Yes   For   For   No  
                         
  Elect Director Gregory R. Page   Mgmt   Yes   For   For   No  
                         
  Elect Director Inge G. Thulin   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert J. Ulrich   Mgmt   Yes   For   For   No  
                         
  Elect Director Patricia A. Woertz   Mgmt   Yes   For   For   No  
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Approve Omnibus Stock Plan   Mgmt   Yes   For   For   No  
                         
  Reduce Ownership Threshold for   SH   Yes   Against   For   Yes  
  Shareholders to Call Special Meetings                      
                         
  Exclude the Impact of Stock Buyback   SH   Yes   Against   Against   No  
  Programs on the Financial Metrics on which                      
  CEO Pay is Based                      

 

 
ConocoPhillips
Meeting Date: 05/10/2016 Country: USA Primary Security ID: 20825C104 Meeting ID: 1044792
Record Date: 03/14/2016 Meeting Type: Annual Ticker: COP  
Primary CUSIP: 20825C104 Primary ISIN: US20825C1045 Primary SEDOL: 2685717  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Richard L. Armitage   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard H. Auchinleck   Mgmt   Yes   For   For   No  
                         
  Elect Director Charles E. Bunch   Mgmt   Yes   For   For   No  
                         
  Elect Director James E. Copeland, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director John V. Faraci   Mgmt   Yes   For   For   No  
                         
  Elect Director Jody L. Freeman   Mgmt   Yes   For   For   No  
                         
  Elect Director Gay Huey Evans   Mgmt   Yes   For   For   No  
                         
  Elect Director Ryan M. Lance   Mgmt   Yes   For   For   No  
                         
  Elect Director Arjun N. Murti   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert A. Niblock   Mgmt   Yes   For   For   No  
                         
  Elect Director Harald J. Norvik   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Report on Lobbying Payments and Policy   SH   Yes   Against   For   Yes  
                         
  Adjust Executive Compensation Program for   SH   Yes   Against   Against   No  
  Reserve Write-Downs                      

 

Equity LifeStyle Properties, Inc.
Meeting Date: 05/10/2016 Country: USA Primary Security ID: 29472R108 Meeting ID: 1042142
Record Date: 03/04/2016 Meeting Type: Annual Ticker: ELS  
Primary CUSIP: 29472R108 Primary ISIN: US29472R1086 Primary SEDOL: 2563125  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Philip Calian   Mgmt   Yes   For   Withhold   Yes  
                         
  Elect Director David Contis   Mgmt   Yes   For   Withhold   Yes  
                         
  Elect Director Thomas Dobrowski   Mgmt   Yes   For   Withhold   Yes  
                         
  Elect Director Thomas Heneghan   Mgmt   Yes   For   For   No  
                         
  Elect Director Tao Huang   Mgmt   Yes   For   For   No  
                         
  Elect Director Marguerite Nader   Mgmt   Yes   For   For   No  
                         
  Elect Director Sheli Rosenberg   Mgmt   Yes   For   For   No  
                         
  Elect Director Howard Walker   Mgmt   Yes   For   For   No  
                         
  Elect Director William Young   Mgmt   Yes   For   Withhold   Yes  
                         
  Elect Director Samuel Zell   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      

 

 
American International Group, Inc.
Meeting Date: 05/11/2016 Country: USA Primary Security ID: 026874784 Meeting ID: 1045446
Record Date: 03/21/2016 Meeting Type: Annual Ticker: AIG  
Primary CUSIP: 026874784 Primary ISIN: US0268747849 Primary SEDOL: 2027342  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director W. Don Cornwell   Mgmt   Yes   For   For   No  
                         
  Elect Director Peter R. Fisher   Mgmt   Yes   For   For   No  
                         
  Elect Director John H. Fitzpatrick   Mgmt   Yes   For   For   No  
                         
  Elect Director Peter D. Hancock   Mgmt   Yes   For   For   No  
                         
  Elect Director William G. Jurgensen   Mgmt   Yes   For   For   No  
                         
  Elect Director Christopher S. Lynch   Mgmt   Yes   For   For   No  
                         
  Elect Director Samuel J. Merksamer   Mgmt   Yes   For   For   No  
                         
  Elect Director George L. Miles, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Henry S. Miller   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert S. Miller   Mgmt   Yes   For   For   No  
                         
  Elect Director Linda A. Mills   Mgmt   Yes   For   For   No  
                         
  Elect Director Suzanne Nora Johnson   Mgmt   Yes   For   For   No  
                         
  Elect Director John A. Paulson   Mgmt   Yes   For   For   No  
                         
  Elect Director Ronald A. Rittenmeyer   Mgmt   Yes   For   For   No  
                         
  Elect Director Douglas M. Steenland   Mgmt   Yes   For   For   No  
                         
  Elect Director Theresa M. Stone   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify PricewaterhouseCoopers LLP as Mgmt   Yes   For   For   No  
  Auditors                      

 

 
Gilead Sciences, Inc.
Meeting Date: 05/11/2016 Country: USA Primary Security ID: 375558103 Meeting ID: 1044811
Record Date: 03/16/2016 Meeting Type: Annual Ticker: GILD  
Primary CUSIP: 375558103 Primary ISIN: US3755581036 Primary SEDOL: 2369174  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director John F. Cogan   Mgmt   Yes   For   For   No  
                         
  Elect Director Kevin E. Lofton   Mgmt   Yes   For   For   No  
                         
  Elect Director John W. Madigan   Mgmt   Yes   For   For   No  
                         
  Elect Director John C. Martin   Mgmt   Yes   For   For   No  
                         
  Elect Director John F. Milligan   Mgmt   Yes   For   For   No  
                         
  Elect Director Nicholas G. Moore   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard J. Whitley   Mgmt   Yes   For   For   No  
                         
  Elect Director Gayle E. Wilson   Mgmt   Yes   For   For   No  
                         
  Elect Director Per Wold-Olsen   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Provide Right to Act by Written Consent   SH   Yes   Against   For   Yes  

 

 
Discover Financial Services
Meeting Date: 05/12/2016 Country: USA Primary Security ID: 254709108 Meeting ID: 1039992
Record Date: 03/14/2016 Meeting Type: Annual Ticker: DFS  
Primary CUSIP: 254709108 Primary ISIN: US2547091080 Primary SEDOL: B1YLC43  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Jeffrey S. Aronin   Mgmt   Yes   For   For   No  
                         
  Elect Director Mary K. Bush   Mgmt   Yes   For   For   No  
                         
  Elect Director Gregory C. Case   Mgmt   Yes   For   For   No  
                         
  Elect Director Candace H. Duncan   Mgmt   Yes   For   For   No  
                         
  Elect Director Joseph F. Eazor   Mgmt   Yes   For   For   No  
                         
  Elect Director Cynthia A. Glassman   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard H. Lenny   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas G. Maheras   Mgmt   Yes   For   For   No  
                         
  Elect Director Michael H. Moskow   Mgmt   Yes   For   For   No  
                         
  Elect Director David W. Nelms   Mgmt   Yes   For   For   No  
                         
  Elect Director Mark A. Thierer   Mgmt   Yes   For   For   No  
                         
  Elect Director Lawrence A. Weinbach   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  

 

 
The Dow Chemical Company
Meeting Date: 05/12/2016 Country: USA Primary Security ID: 260543103 Meeting ID: 1047703
Record Date: 03/14/2016 Meeting Type: Annual Ticker: DOW  
Primary CUSIP: 260543103 Primary ISIN: US2605431038 Primary SEDOL: 2278719  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Ajay Banga   Mgmt   Yes   For   For   No  
                         
  Elect Director Jacqueline K. Barton   Mgmt   Yes   For   For   No  
                         
  Elect Director James A. Bell   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard K. Davis   Mgmt   Yes   For   For   No  
                         
  Elect Director Jeff M. Fettig   Mgmt   Yes   For   For   No  
                         
  Elect Director Andrew N. Liveris   Mgmt   Yes   For   For   No  
                         
  Elect Director Mark Loughridge   Mgmt   Yes   For   For   No  
                         
  Elect Director Raymond J. Milchovich   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert S. Miller   Mgmt   Yes   For   For   No  
                         
  Elect Director Paul Polman   Mgmt   Yes   For   For   No  
                         
  Elect Director Dennis H. Reilley   Mgmt   Yes   For   For   No  
                         
  Elect Director James M. Ringler   Mgmt   Yes   For   For   No  
                         
  Elect Director Ruth G. Shaw   Mgmt   Yes   For   For   No  
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Proxy Access   SH   Yes   Against   For   Yes  

 

Waste Management, Inc.
Meeting Date: 05/12/2016 Country: USA Primary Security ID: 94106L109 Meeting ID: 1043765
Record Date: 03/15/2016 Meeting Type: Annual Ticker: WM  
Primary CUSIP: 94106L109 Primary ISIN: US94106L1098 Primary SEDOL: 2937667  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Bradbury H. Anderson   Mgmt   Yes   For   For   No  
                         
  Elect Director Frank M. Clark, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Andres R. Gluski   Mgmt   Yes   For   For   No  
                         
  Elect Director Patrick W. Gross   Mgmt   Yes   For   For   No  
                         
  Elect Director Victoria M. Holt   Mgmt   Yes   For   For   No  
                         
  Elect Director Kathleen M. Mazzarella   Mgmt   Yes   For   For   No  
                         
  Elect Director John C. Pope   Mgmt   Yes   For   For   No  
                         
  Elect Director W. Robert Reum   Mgmt   Yes   For   For   No  
                         
  Elect Director David P. Steiner   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas H. Weidemeyer   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Pro-rata Vesting of Equity Awards   SH   Yes   Against   For   Yes  

 

 
Boston Properties, Inc.
Meeting Date: 05/17/2016 Country: USA Primary Security ID: 101121101 Meeting ID: 1047405
Record Date: 03/23/2016 Meeting Type: Annual Ticker: BXP  
Primary CUSIP: 101121101 Primary ISIN: US1011211018 Primary SEDOL: 2019479  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Bruce W. Duncan   Mgmt   Yes   For   Against   Yes  
                         
  Elect Director Karen E. Dykstra   Mgmt   Yes   For   For   No  
                         
  Elect Director Carol B. Einiger   Mgmt   Yes   For   For   No  
                         
  Elect Director Jacob A. Frenkel   Mgmt   Yes   For   For   No  
                         
  Elect Director Joel I. Klein   Mgmt   Yes   For   For   No  
                         
  Elect Director Douglas T. Linde   Mgmt   Yes   For   For   No  
                         
  Elect Director Matthew J. Lustig   Mgmt   Yes   For   For   No  
                         
  Elect Director Alan J. Patricof   Mgmt   Yes   For   For   No  
                         
  Elect Director Owen D. Thomas   Mgmt   Yes   For   For   No  
                         
  Elect Director Martin Turchin   Mgmt   Yes   For   For   No  
                         
  Elect Director David A. Twardock   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      

 

 
JetBlue Airways Corporation
Meeting Date: 05/17/2016 Country: USA Primary Security ID: 477143101 Meeting ID: 1048581
Record Date: 03/21/2016 Meeting Type: Annual Ticker: JBLU  
Primary CUSIP: 477143101 Primary ISIN: US4771431016 Primary SEDOL: 2852760  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Peter Boneparth   Mgmt   Yes   For   For   No  
                         
  Elect Director David Checketts   Mgmt   Yes   For   For   No  
                         
  Elect Director Virginia Gambale   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen Gemkow   Mgmt   Yes   For   For   No  
                         
  Elect Director Robin Hayes   Mgmt   Yes   For   For   No  
                         
  Elect Director Ellen Jewett   Mgmt   Yes   For   For   No  
                         
  Elect Director Stanley McChrystal   Mgmt   Yes   For   For   No  
                         
  Elect Director Joel Peterson   Mgmt   Yes   For   For   No  
                         
  Elect Director Frank Sica   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas Winkelmann   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Provide Directors May Be Removed With or   Mgmt   Yes   For   For   No  
  Without Cause                      

 

JPMorgan Chase & Co.
Meeting Date: 05/17/2016 Country: USA Primary Security ID: 46625h100 Meeting ID: 1049997
Record Date: 03/18/2016 Meeting Type: Annual Ticker: JPM  
Primary CUSIP: 46625h100 Primary ISIN: US46625H1005 Primary SEDOL: 2190385  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Linda B. Bammann   Mgmt   Yes   For   For   No  
                         
  Elect Director James A. Bell   Mgmt   Yes   For   For   No  
                         
  Elect Director Crandall C. Bowles   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen B. Burke   Mgmt   Yes   For   For   No  
                         
  Elect Director James S. Crown   Mgmt   Yes   For   For   No  
                         
  Elect Director James Dimon   Mgmt   Yes   For   For   No  
                         
  Elect Director Timothy P. Flynn   Mgmt   Yes   For   For   No  
                         
  Elect Director Laban P. Jackson, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Michael A. Neal   Mgmt   Yes   For   For   No  
                         
  Elect Director Lee R. Raymond   Mgmt   Yes   For   For   No  
                         
  Elect Director William C. Weldon   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Require Independent Board Chairman   SH   Yes   Against   For   Yes  
                         
  Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against   No  
                         
  Prohibit Accelerated Vesting of Awards to   SH   Yes   Against   For   Yes  
  Pursue Government Service                      
                         
  Appoint Committee to Explore the Feasibly to   SH   Yes   Against   Against   No  
  Divest Non-Core Banking Segments                      
                         
  Clawback Amendment   SH   Yes   Against   Against   No  
                         
  Adopt Executive Compensation Philosophy   SH   Yes   Against   Against   No  
  with Social Factors                      

 

 
Northrop Grumman Corporation
Meeting Date: 05/18/2016 Country: USA Primary Security ID: 666807102 Meeting ID: 1047584
Record Date: 03/22/2016 Meeting Type: Annual Ticker: NOC  
Primary CUSIP: 666807102 Primary ISIN: US6668071029 Primary SEDOL: 2648806  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Wesley G. Bush   Mgmt   Yes   For   For   No  
                         
  Elect Director Marianne C. Brown   Mgmt   Yes   For   For   No  
                         
  Elect Director Victor H. Fazio   Mgmt   Yes   For   For   No  
                         
  Elect Director Donald E. Felsinger   Mgmt   Yes   For   For   No  
                         
  Elect Director Ann M. Fudge   Mgmt   Yes   For   For   No  
                         
  Elect Director Bruce S. Gordon   Mgmt   Yes   For   For   No  
                         
  Elect Director William H. Hernandez   Mgmt   Yes   For   For   No  
                         
  Elect Director Madeleine A. Kleiner   Mgmt   Yes   For   For   No  
                         
  Elect Director Karl J. Krapek   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard B. Myers   Mgmt   Yes   For   For   No  
                         
  Elect Director Gary Roughead   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas M. Schoewe   Mgmt   Yes   For   For   No  
                         
  Elect Director James S. Turley   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  

 

 
Amgen Inc.
Meeting Date: 05/19/2016 Country: USA Primary Security ID: 031162100 Meeting ID: 1050260
Record Date: 03/21/2016 Meeting Type: Annual Ticker: AMGN  
Primary CUSIP: 031162100 Primary ISIN: US0311621009 Primary SEDOL: 2023607  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director David Baltimore   Mgmt   Yes   For   For   No  
                         
  Elect Director Frank J. Biondi, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert A. Bradway   Mgmt   Yes   For   For   No  
                         
  Elect Director Francois de Carbonnel   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert A. Eckert   Mgmt   Yes   For   For   No  
                         
  Elect Director Greg C. Garland   Mgmt   Yes   For   For   No  
                         
  Elect Director Fred Hassan   Mgmt   Yes   For   For   No  
                         
  Elect Director Rebecca M. Henderson   Mgmt   Yes   For   For   No  
                         
  Elect Director Frank C. Herringer   Mgmt   Yes   For   For   No  
                         
  Elect Director Tyler Jacks   Mgmt   Yes   For   For   No  
                         
  Elect Director Judith C. Pelham   Mgmt   Yes   For   For   No  
                         
  Elect Director Ronald D. Sugar   Mgmt   Yes   For   For   No  
                         
  Elect Director R. Sanders Williams   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against   No  

 

 
Comcast Corporation
Meeting Date: 05/19/2016 Country: USA Primary Security ID: 20030N101 Meeting ID: 1051497
Record Date: 03/10/2016 Meeting Type: Annual Ticker: CMCSA  
Primary CUSIP: 20030N101 Primary ISIN: US20030N1019 Primary SEDOL: 2044545  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Kenneth J. Bacon   Mgmt   Yes   For   For   No  
                         
  Elect Director Madeline S. Bell   Mgmt   Yes   For   For   No  
                         
  Elect Director Sheldon M. Bonovitz   Mgmt   Yes   For   For   No  
                         
  Elect Director Edward D. Breen   Mgmt   Yes   For   Withhold   Yes  
                         
  Elect Director Joseph J. Collins   Mgmt   Yes   For   Withhold   Yes  
                         
  Elect Director Gerald L. Hassell   Mgmt   Yes   For   Withhold   Yes  
                         
  Elect Director Jeffrey A. Honickman   Mgmt   Yes   For   For   No  
                         
  Elect Director Eduardo G. Mestre   Mgmt   Yes   For   For   No  
                         
  Elect Director Brian L. Roberts   Mgmt   Yes   For   For   No  
                         
  Elect Director Johnathan A. Rodgers   Mgmt   Yes   For   For   No  
                         
  Elect Director Judith Rodin   Mgmt   Yes   For   Withhold   Yes  
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Amend Restricted Stock Plan   Mgmt   Yes   For   For   No  
                         
  Amend Stock Option Plan   Mgmt   Yes   For   For   No  
                         
  Amend Qualified Employee Stock Purchase   Mgmt   Yes   For   For   No  
  Plan                      
                         
  Amend Nonqualified Employee Stock   Mgmt   Yes   For   For   No  
  Purchase Plan                      
                         
  Report on Lobbying Payments and Policy   SH   Yes   Against   For   Yes  
                         
  Pro-rata Vesting of Equity Awards   SH   Yes   Against   For   Yes  
                         
  Require Independent Board Chairman   SH   Yes   Against   For   Yes  
                         
  Approve Recapitalization Plan for all Stock to   SH   Yes   Against   For   Yes  
  Have One-vote per Share                      

 

 
Intel Corporation
Meeting Date: 05/19/2016 Country: USA Primary Security ID: 458140100 Meeting ID: 1048116
Record Date: 03/21/2016 Meeting Type: Annual Ticker: INTC  
Primary CUSIP: 458140100 Primary ISIN: US4581401001 Primary SEDOL: 2463247  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Charlene Barshefsky   Mgmt   Yes   For   For   No  
                         
  Elect Director Aneel Bhusri   Mgmt   Yes   For   For   No  
                         
  Elect Director Andy D. Bryant   Mgmt   Yes   For   For   No  
                         
  Elect Director John J. Donahoe   Mgmt   Yes   For   For   No  
                         
  Elect Director Reed E. Hundt   Mgmt   Yes   For   For   No  
                         
  Elect Director Brian M. Krzanich   Mgmt   Yes   For   For   No  
                         
  Elect Director James D. Plummer   Mgmt   Yes   For   For   No  
                         
  Elect Director David S. Pottruck   Mgmt   Yes   For   For   No  
                         
  Elect Director Frank D. Yeary   Mgmt   Yes   For   For   No  
                         
  Elect Director David B. Yoffie   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Adopt Holy Land Principles   SH   Yes   Against   Against   No  
                         
  Provide Right to Act by Written Consent   SH   Yes   Against   For   Yes  
                         
  Provide Vote Counting to Exclude Abstentions   SH   Yes   Against   Against   No  

 

The Home Depot, Inc.
Meeting Date: 05/19/2016 Country: USA Primary Security ID: 437076102 Meeting ID: 1048239
Record Date: 03/21/2016 Meeting Type: Annual Ticker: HD  
Primary CUSIP: 437076102 Primary ISIN: US4370761029 Primary SEDOL: 2434209  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Gerard J. Arpey   Mgmt   Yes   For   For   No  
                         
  Elect Director Ari Bousbib   Mgmt   Yes   For   For   No  
                         
  Elect Director Gregory D. Brenneman   Mgmt   Yes   For   For   No  
                         
  Elect Director J. Frank Brown   Mgmt   Yes   For   For   No  
                         
  Elect Director Albert P. Carey   Mgmt   Yes   For   For   No  
                         
  Elect Director Armando Codina   Mgmt   Yes   For   For   No  
                         
  Elect Director Helena B. Foulkes   Mgmt   Yes   For   For   No  
                         
  Elect Director Linda R. Gooden   Mgmt   Yes   For   For   No  
                         
  Elect Director Wayne M. Hewett   Mgmt   Yes   For   For   No  
                         
  Elect Director Karen L. Katen   Mgmt   Yes   For   For   No  
                         
  Elect Director Craig A. Menear   Mgmt   Yes   For   For   No  
                         
  Elect Director Mark Vadon   Mgmt   Yes   For   For   No  
                         
  Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Prepare Employment Diversity Report and   SH   Yes   Against   For   Yes  
  Report on Diversity Policies                      
                         
  Reduce Ownership Threshold for   SH   Yes   Against   For   Yes  
  Shareholders to Call Special Meeting                      

 

 
Macy’s, Inc.
Meeting Date: 05/20/2016 Country: USA Primary Security ID: 55616P104 Meeting ID: 1046014
Record Date: 03/24/2016 Meeting Type: Annual Ticker: M  
Primary CUSIP: 55616P104 Primary ISIN: US55616P1049 Primary SEDOL: 2345022  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Francis S. Blake   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For   No  
                         
  Elect Director John A. Bryant   Mgmt   Yes   For   For   No  
                         
  Elect Director Deirdre P. Connelly   Mgmt   Yes   For   For   No  
                         
  Elect Director Leslie D. Hale   Mgmt   Yes   For   For   No  
                         
  Elect Director William H. Lenehan   Mgmt   Yes   For   For   No  
                         
  Elect Director Sara Levinson   Mgmt   Yes   For   For   No  
                         
  Elect Director Terry J. Lundgren   Mgmt   Yes   For   For   No  
                         
  Elect Director Joyce M. Roche   Mgmt   Yes   For   For   No  
                         
  Elect Director Paul C. Varga   Mgmt   Yes   For   For   No  
                         
  Elect Director Craig E. Weatherup   Mgmt   Yes   For   For   No  
                         
  Elect Director Marna C. Whittington   Mgmt   Yes   For   For   No  
                         
  Elect Director Annie Young-Scrivner   Mgmt   Yes   For   For   No  
                         
  Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      

 

 
Coca-Cola Enterprises, Inc.
Meeting Date: 05/24/2016 Country: USA Primary Security ID: 19122T109 Meeting ID: 1051907
Record Date: 04/08/2016 Meeting Type: Special Ticker: CCE  
Primary CUSIP: 19122T109 Primary ISIN: US19122T1097 Primary SEDOL: B42BPG9  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Approve Merger Agreement   Mgmt   Yes   For   For   No  
                         
  Classify the Board of Directors   Mgmt   Yes   For   For   No  
                         
  Adjourn Meeting   Mgmt   Yes   For   For   No  
                         
  Advisory Vote on Golden Parachutes   Mgmt   Yes   For   For   No  

 

Merck & Co., Inc.
Meeting Date: 05/24/2016 Country: USA Primary Security ID: 58933Y105 Meeting ID: 1051919
Record Date: 03/31/2016 Meeting Type: Annual Ticker: MRK  
Primary CUSIP: 58933Y105 Primary ISIN: US58933Y1055 Primary SEDOL: 2778844  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Leslie A. Brun   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas R. Cech   Mgmt   Yes   For   For   No  
                         
  Elect Director Pamela J. Craig   Mgmt   Yes   For   For   No  
                         
  Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas H. Glocer   Mgmt   Yes   For   For   No  
                         
  Elect Director C. Robert Kidder   Mgmt   Yes   For   For   No  
                         
  Elect Director Rochelle B. Lazarus   Mgmt   Yes   For   For   No  
                         
  Elect Director Carlos E. Represas   Mgmt   Yes   For   For   No  
                         
  Elect Director Paul B. Rothman   Mgmt   Yes   For   For   No  
                         
  Elect Director Patricia F. Russo   Mgmt   Yes   For   For   No  
                         
  Elect Director Craig B. Thompson   Mgmt   Yes   For   For   No  
                         
  Elect Director Wendell P. Weeks   Mgmt   Yes   For   For   No  
                         
  Elect Director Peter C. Wendell   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Provide Right to Act by Written Consent   SH   Yes   Against   For   Yes  
                         
  Require Independent Board Chairman   SH   Yes   Against   For   Yes  
                         
  Report on Policies for Safe Disposal of   SH   Yes   Against   Against   No  
  Prescription Drugs by Users                      

 

 
The Allstate Corporation
Meeting Date: 05/24/2016 Country: USA Primary Security ID: 020002101 Meeting ID: 1051904
Record Date: 03/28/2016 Meeting Type: Annual Ticker: ALL  
Primary CUSIP: 020002101 Primary ISIN: US0200021014 Primary SEDOL: 2019952  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Kermit R. Crawford   Mgmt   Yes   For   For   No  
                         
  Elect Director Michael L. Eskew   Mgmt   Yes   For   For   No  
                         
  Elect Director Herbert L. Henkel   Mgmt   Yes   For   For   No  
                         
  Elect Director Siddharth N. (Bobby) Mehta   Mgmt   Yes   For   For   No  
                         
  Elect Director Jacques P. Perold   Mgmt   Yes   For   For   No  
                         
  Elect Director Andrea Redmond   Mgmt   Yes   For   For   No  
                         
  Elect Director John W. Rowe   Mgmt   Yes   For   For   No  
                         
  Elect Director Judith A. Sprieser   Mgmt   Yes   For   For   No  
                         
  Elect Director Mary Alice Taylor   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas J. Wilson   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Require Independent Board Chairman   SH   Yes   Against   For   Yes  
                         
  Report on Political Contributions   SH   Yes   Against   Against   No  

 

 
Chevron Corporation
Meeting Date: 05/25/2016 Country: USA Primary Security ID: 166764100 Meeting ID: 1050714
Record Date: 03/30/2016 Meeting Type: Annual Ticker: CVX  
Primary CUSIP: 166764100 Primary ISIN: US1667641005 Primary SEDOL: 2838555  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Alexander B. Cummings, Jr. -   Mgmt   No              
  Resigned                      
                         
  Elect Director Linnet F. Deily   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert E. Denham   Mgmt   Yes   For   For   No  
                         
  Elect Director Alice P. Gast   Mgmt   Yes   For   For   No  
                         
  Elect Director Enrique Hernandez, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Jon M. Huntsman, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Charles W. Moorman, IV   Mgmt   Yes   For   For   No  
                         
  Elect Director John G. Stumpf   Mgmt   Yes   For   For   No  
                         
  Elect Director Ronald D. Sugar   Mgmt   Yes   For   For   No  
                         
  Elect Director Inge G. Thulin   Mgmt   Yes   For   For   No  
                         
  Elect Director John S. Watson   Mgmt   Yes   For   For   No  
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   Against   Yes  
  Officers’ Compensation                      
                         
  Approve Non-Employee Director Omnibus   Mgmt   Yes   For   For   No  
  Stock Plan                      
                         
  Report on Lobbying Payments and Policy   SH   Yes   Against   For   Yes  
                         
  Adopt Quantitative GHG Goals for Products   SH   Yes   Against   Against   No  
  and Operations                      
                         
  Annually Assess Portfolio Impacts of Policies   SH   Yes   Against   For   Yes  
  to Meet 2 Degree Scenario                      
                         
  Annually Report Reserve Replacements in   SH   Yes   Against   Against   No  
  BTUs                      
                         
  Increase Return of Capital to Shareholders in   SH   Yes   Against   Against   No  
  Light of Climate Change Risks                      
                         
  Report on the Result of Efforts to Minimize   SH   Yes   Against   For   Yes  
  Hydraulic Fracturing Impacts                      
                         
  Require Director Nominee with Environmental   SH   Yes   Against   For   Yes  
  Experience                      
                         
  Amend Bylaws -- Call Special Meetings   SH   Yes   Against   For   Yes  

 

 
Exxon Mobil Corporation
Meeting Date: 05/25/2016 Country: USA Primary Security ID: 30231G102 Meeting ID: 1053160
Record Date: 04/06/2016 Meeting Type: Annual Ticker: XOM  
Primary CUSIP: 30231G102 Primary ISIN: US30231G1022 Primary SEDOL: 2326618  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Michael J. Boskin   Mgmt   Yes   For   For   No  
                         
  Elect Director Peter Brabeck-Letmathe   Mgmt   Yes   For   For   No  
                         
  Elect Director Angela F. Braly   Mgmt   Yes   For   For   No  
                         
  Elect Director Ursula M. Burns   Mgmt   Yes   For   For   No  
                         
  Elect Director Larry R. Faulkner   Mgmt   Yes   For   For   No  
                         
  Elect Director Jay S. Fishman   Mgmt   Yes   For   For   No  
                         
  Elect Director Henrietta H. Fore   Mgmt   Yes   For   For   No  
                         
  Elect Director Kenneth C. Frazier   Mgmt   Yes   For   For   No  
                         
  Elect Director Douglas R. Oberhelman   Mgmt   Yes   For   For   No  
                         
  Elect Director Samuel J. Palmisano   Mgmt   Yes   For   For   No  
                         
  Elect Director Steven S. Reinemund   Mgmt   Yes   For   For   No  
                         
  Elect Director Rex W. Tillerson   Mgmt   Yes   For   For   No  
                         
  Elect Director William C. Weldon   Mgmt   Yes   For   For   No  
                         
  Elect Director Darren W. Woods   Mgmt   Yes   For   For   No  
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Require Independent Board Chairman   SH   Yes   Against   For   Yes  
                         
  Require Director Nominee with Environmental   SH   Yes   Against   For   Yes  
  Experience                      
                         
  Seek Sale of Company/Assets   SH   Yes   Against   Against   No  
                         
  Proxy Access   SH   Yes   Against   For   Yes  
                         
  Disclose Percentage of Females at Each   SH   Yes   Against   Against   No  
  Percentile of Compensation                      
                         
  Report on Lobbying Payments and Policy   SH   Yes   Against   For   Yes  
                         
  Increase Return of Capital to Shareholders in   SH   Yes   Against   Against   No  
  Light of Climate Change Risks                      
                         
  Adopt Policy Acknowledging the Imperative   SH   Yes   Against   For   Yes  
  for 2 Degree Limit                      
                         
  Annually Assess Portfolio Impacts of Policies   SH   Yes   Against   For   Yes  
  to Meet 2 Degree Scenario                      
                         
  Annually Report Reserve Replacements in   SH   Yes   Against   Against   No  
  BTUs                      
                         
  Report on the Result of Efforts to Minimize   SH   Yes   Against   For   Yes  
  Hydraulic Fracturing Impacts                      

 

 
Juniper Networks, Inc.
Meeting Date: 05/25/2016 Country: USA Primary Security ID: 48203R104 Meeting ID: 1048676
Record Date: 03/28/2016 Meeting Type: Annual Ticker: JNPR  
Primary CUSIP: 48203R104 Primary ISIN: US48203R1041 Primary SEDOL: 2431846  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Robert M. Calderoni   Mgmt   Yes   For   For   No  
                         
  Elect Director Gary Daichendt   Mgmt   Yes   For   For   No  
                         
  Elect Director Kevin DeNuccio   Mgmt   Yes   For   For   No  
                         
  Elect Director James Dolce   Mgmt   Yes   For   For   No  
                         
  Elect Director Mercedes Johnson   Mgmt   Yes   For   For   No  
                         
  Elect Director Scott Kriens   Mgmt   Yes   For   For   No  
                         
  Elect Director Rahul Merchant   Mgmt   Yes   For   For   No  
                         
  Elect Director Rami Rahim   Mgmt   Yes   For   For   No  
                         
  Elect Director Pradeep Sindhu   Mgmt   Yes   For   For   No  
                         
  Elect Director William R. Stensrud   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Amend Executive Incentive Bonus Plan   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Reduce Supermajority Vote Requirement   SH   Yes   Against   For   Yes  

 

Pinnacle Foods Inc.
Meeting Date: 05/25/2016 Country: USA Primary Security ID: 72348P104 Meeting ID: 1053861
Record Date: 03/29/2016 Meeting Type: Annual Ticker: PF  
Primary CUSIP: 72348P104 Primary ISIN: US72348P1049 Primary SEDOL: B94DGV0  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Roger Deromedi   Mgmt   Yes   For   For   No  
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Amend Omnibus Stock Plan   Mgmt   Yes   For   For   No  

 

 
Raytheon Company
Meeting Date: 05/26/2016 Country: USA Primary Security ID: 755111507 Meeting ID: 1059590
Record Date: 04/05/2016 Meeting Type: Annual Ticker: RTN  
Primary CUSIP: 755111507 Primary ISIN: US7551115071 Primary SEDOL: 2758051  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Tracy A. Atkinson   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert E. Beauchamp   Mgmt   Yes   For   For   No  
                         
  Elect Director James E. Cartwright   Mgmt   Yes   For   For   No  
                         
  Elect Director Vernon E. Clark   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen J. Hadley   Mgmt   Yes   For   For   No  
                         
  Elect Director Thomas A. Kennedy   Mgmt   Yes   For   For   No  
                         
  Elect Director Letitia A. Long   Mgmt   Yes   For   For   No  
                         
  Elect Director George R. Oliver   Mgmt   Yes   For   For   No  
                         
  Elect Director Michael C. Ruettgers   Mgmt   Yes   For   For   No  
                         
  Elect Director William R. Spivey   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Adopt the Jurisdiction of Incorporation as the   Mgmt   Yes   For   Against   Yes  
  Exclusive Forum for Certain Disputes                      
                         
  Adopt a Payout Policy Giving Preference to   SH   Yes   Against   Against   No  
  Share Buybacks Over Dividends                      
                         
  Proxy Access   SH   Yes   Against   For   Yes  

 

New York Community Bancorp, Inc.
Meeting Date: 06/07/2016 Country: USA Primary Security ID: 649445103 Meeting ID: 1060582
Record Date: 04/12/2016 Meeting Type: Annual Ticker: NYCB  
Primary CUSIP: 649445103 Primary ISIN: US6494451031 Primary SEDOL: 2711656  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Michael J. Levine   Mgmt   Yes   For   For   No  
                         
  Elect Director Ronald A. Rosenfeld   Mgmt   Yes   For   For   No  
                         
  Elect Director Lawrence J. Savarese   Mgmt   Yes   For   For   No  
                         
  Elect Director John M. Tsimbinos   Mgmt   Yes   For   For   No  
                         
  Ratify KPMG LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Declassify the Board of Directors   Mgmt   Yes   For   For   No  
                         
  Proxy Access   SH   Yes   Against   For   Yes  

 

 
Biogen Inc.
Meeting Date: 06/08/2016 Country: USA Primary Security ID: 09062X103 Meeting ID: 1054426
Record Date: 04/11/2016 Meeting Type: Annual Ticker: BIIB  
Primary CUSIP: 09062X103 Primary ISIN: US09062X1037 Primary SEDOL: 2455965  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Alexander J. Denner   Mgmt   Yes   For   For   No  
                         
  Elect Director Caroline D. Dorsa   Mgmt   Yes   For   For   No  
                         
  Elect Director Nancy L. Leaming   Mgmt   Yes   For   For   No  
                         
  Elect Director Richard C. Mulligan   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert W. Pangia   Mgmt   Yes   For   For   No  
                         
  Elect Director Stelios Papadopoulos   Mgmt   Yes   For   For   No  
                         
  Elect Director Brian S. Posner   Mgmt   Yes   For   For   No  
                         
  Elect Director Eric K. Rowinsky   Mgmt   Yes   For   For   No  
                         
  Elect Director George A. Scangos   Mgmt   Yes   For   For   No  
                         
  Elect Director Lynn Schenk   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen A. Sherwin   Mgmt   Yes   For   For   No  
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      

 

 
Target Corporation
Meeting Date: 06/08/2016 Country: USA Primary Security ID: 87612E106 Meeting ID: 1058143
Record Date: 04/11/2016 Meeting Type: Annual Ticker: TGT  
Primary CUSIP: 87612E106 Primary ISIN: US87612E1064 Primary SEDOL: 2259101  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Roxanne S. Austin   Mgmt   Yes   For   For   No  
                         
  Elect Director Douglas M. Baker, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Brian C. Cornell   Mgmt   Yes   For   For   No  
                         
  Elect Director Calvin Darden   Mgmt   Yes   For   For   No  
                         
  Elect Director Henrique De Castro   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert L. Edwards   Mgmt   Yes   For   For   No  
                         
  Elect Director Melanie L. Healey   Mgmt   Yes   For   For   No  
                         
  Elect Director Donald R. Knauss   Mgmt   Yes   For   For   No  
                         
  Elect Director Monica C. Lozano   Mgmt   Yes   For   For   No  
                         
  Elect Director Mary E. Minnick   Mgmt   Yes   For   For   No  
                         
  Elect Director Anne M. Mulcahy   Mgmt   Yes   For   For   No  
                         
  Elect Director Derica W. Rice   Mgmt   Yes   For   For   No  
                         
  Elect Director Kenneth L. Salazar   Mgmt   Yes   For   For   No  
                         
  Elect Director John G. Stumpf   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Report on Guidelines for Country Selection   SH   Yes   Against   Against   No  

 

 
MetLife, Inc.
Meeting Date: 06/14/2016 Country: USA Primary Security ID: 59156R108 Meeting ID: 1059042
Record Date: 04/19/2016 Meeting Type: Annual Ticker: MET  
Primary CUSIP: 59156R108 Primary ISIN: US59156R1086 Primary SEDOL: 2573209  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Cheryl W. Grise   Mgmt   Yes   For   For   No  
                         
  Elect Director Carlos M. Gutierrez   Mgmt   Yes   For   For   No  
                         
  Elect Director R. Glenn Hubbard   Mgmt   Yes   For   For   No  
                         
  Elect Director Steven A. Kandarian   Mgmt   Yes   For   For   No  
                         
  Elect Director Alfred F. Kelly, Jr.   Mgmt   Yes   For   For   No  
                         
  Elect Director Edward J. Kelly, III   Mgmt   Yes   For   For   No  
                         
  Elect Director William E. Kennard   Mgmt   Yes   For   For   No  
                         
  Elect Director James M. Kilts   Mgmt   Yes   For   For   No  
                         
  Elect Director Catherine R. Kinney   Mgmt   Yes   For   For   No  
                         
  Elect Director Denise M. Morrison   Mgmt   Yes   For   For   No  
                         
  Elect Director Kenton J. Sicchitano   Mgmt   Yes   For   For   No  
                         
  Elect Director Lulu C. Wang   Mgmt   Yes   For   For   No  
                         
  Adopt the Jurisdiction of Incorporation as the   Mgmt   Yes   For   Against   Yes  
  Exclusive Forum for Certain Disputes                      
                         
  Ratify Deloitte & Touche LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Require Independent Board Chairman   SH   Yes   Against   For   Yes  
                         
  Provide Right to Act by Written Consent   SH   Yes   Against   For   Yes  

 

 
Equity Residential
Meeting Date: 06/16/2016 Country: USA Primary Security ID: 29476L107 Meeting ID: 1056285
Record Date: 04/08/2016 Meeting Type: Annual Ticker: EQR  
Primary CUSIP: 29476L107 Primary ISIN: US29476L1070 Primary SEDOL: 2319157  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director John W. Alexander   Mgmt   Yes   For   For   No  
                         
  Elect Director Charles L. Atwood   Mgmt   Yes   For   For   No  
                         
  Elect Director Linda Walker Bynoe   Mgmt   Yes   For   For   No  
                         
  Elect Director Connie K. Duckworth   Mgmt   Yes   For   For   No  
                         
  Elect Director Mary Kay Haben   Mgmt   Yes   For   For   No  
                         
  Elect Director Bradley A. Keywell   Mgmt   Yes   For   For   No  
                         
  Elect Director John E. Neal   Mgmt   Yes   For   For   No  
                         
  Elect Director David J. Neithercut   Mgmt   Yes   For   For   No  
                         
  Elect Director Mark S. Shapiro   Mgmt   Yes   For   For   No  
                         
  Elect Director Gerald A. Spector   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen E. Sterrett   Mgmt   Yes   For   For   No  
                         
  Elect Director B. Joseph White   Mgmt   Yes   For   For   No  
                         
  Elect Director Samuel Zell   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      

 

 
Time Warner Inc.
Meeting Date: 06/17/2016 Country: USA Primary Security ID: 887317303 Meeting ID: 1062156
Record Date: 04/20/2016 Meeting Type: Annual Ticker: TWX  
Primary CUSIP: 887317303 Primary ISIN: US8873173038 Primary SEDOL: B63QTN2  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director James L. Barksdale   Mgmt   Yes   For   For   No  
                         
  Elect Director William P. Barr   Mgmt   Yes   For   For   No  
                         
  Elect Director Jeffrey L. Bewkes   Mgmt   Yes   For   For   No  
                         
  Elect Director Stephen F. Bollenbach   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert C. Clark   Mgmt   Yes   For   For   No  
                         
  Elect Director Mathias Dopfner   Mgmt   Yes   For   For   No  
                         
  Elect Director Jessica P. Einhorn   Mgmt   Yes   For   For   No  
                         
  Elect Director Carlos M. Gutierrez   Mgmt   Yes   For   For   No  
                         
  Elect Director Fred Hassan   Mgmt   Yes   For   For   No  
                         
  Elect Director Paul D. Wachter   Mgmt   Yes   For   For   No  
                         
  Elect Director Deborah C. Wright   Mgmt   Yes   For   For   No  
                         
  Ratify Ernst & Young LLP as Auditors   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      

 

 
The Kroger Co.
Meeting Date: 06/23/2016 Country: USA Primary Security ID: 501044101 Meeting ID: 1064889
Record Date: 04/27/2016 Meeting Type: Annual Ticker: KR  
Primary CUSIP: 501044101 Primary ISIN: US5010441013 Primary SEDOL: 2497406  

 

                      Vote  
          Votable       Vote   Against  
  Proposal Text   Proponent   Proposal   Mgmt Rec   Instruction   Mgmt  
                         
  Elect Director Nora A. Aufreiter   Mgmt   Yes   For   For   No  
                         
  Elect Director Robert D. Beyer   Mgmt   Yes   For   For   No  
                         
  Elect Director Anne Gates   Mgmt   Yes   For   For   No  
                         
  Elect Director Susan J. Kropf   Mgmt   Yes   For   For   No  
                         
  Elect Director W. Rodney McMullen   Mgmt   Yes   For   For   No  
                         
  Elect Director Jorge P. Montoya   Mgmt   Yes   For   For   No  
                         
  Elect Director Clyde R. Moore   Mgmt   Yes   For   For   No  
                         
  Elect Director Susan M. Phillips   Mgmt   Yes   For   For   No  
                         
  Elect Director James A. Runde   Mgmt   Yes   For   For   No  
                         
  Elect Director Ronald L. Sargent   Mgmt   Yes   For   For   No  
                         
  Elect Director Bobby S. Shackouls   Mgmt   Yes   For   For   No  
                         
  Advisory Vote to Ratify Named Executive   Mgmt   Yes   For   For   No  
  Officers’ Compensation                      
                         
  Ratify PricewaterhouseCoopers LLP as   Mgmt   Yes   For   For   No  
  Auditors                      
                         
  Report on Human Rights Risk Assessment   SH   Yes   Against   For   Yes  
  Process                      
                         
  Assess Environmental Impact of   SH   Yes   Against   For   Yes  
  Non-Recyclable Packaging                      
                         
  Assess Feasibility and Benefits of Adopting   SH   Yes   Against   For   Yes  
  Quantitative Renewable Energy Goals                      
                         
  Adopt a Payout Policy Giving Preference to   SH   Yes   Against   Against   No  
  Share Buybacks Over Dividends                      

 

 

 

SIGNATURES

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

(Registrant) Dunham Funds
            
   
By (Signature and Title)* /s/ Jeffrey A. Dunham
  Jeffrey A. Dunham, President and Principal Executive Officer

 

Date:  August 24, 2016

 

* Print the name and title of each signing officer under his or her signature.