0001209191-21-040653.txt : 20210615 0001209191-21-040653.hdr.sgml : 20210615 20210615171332 ACCESSION NUMBER: 0001209191-21-040653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210615 DATE AS OF CHANGE: 20210615 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henry Michael CENTRAL INDEX KEY: 0001419895 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35535 FILM NUMBER: 211019538 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILLY'S, INC. CENTRAL INDEX KEY: 0001524025 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 452164791 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: (949) 609-5599 MAIL ADDRESS: STREET 1: 10 WHATNEY CITY: IRVINE STATE: CA ZIP: 92618 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-06-11 0 0001524025 TILLY'S, INC. TLYS 0001419895 Henry Michael C/O TILLY'S, INC. 10 WHATNEY IRVINE CA 92618 0 1 0 0 CFO Class A Common Stock 2021-06-11 4 M 0 6250 9.82 A 58750 D Class A Common Stock 2021-06-11 4 M 0 17500 6.74 A 76250 D Class A Common Stock 2021-06-11 4 M 0 26250 8.69 A 102500 D Class A Common Stock 2021-06-11 4 M 0 19688 11.33 A 122188 D Class A Common Stock 2021-06-11 4 M 0 12500 11.41 A 134688 D Class A Common Stock 2021-06-11 4 M 0 10000 4.13 A 144688 D Class A Common Stock 2021-06-11 4 S 0 92188 15.8049 D 52500 D Stock Option (Right to Buy) 9.82 2021-06-11 4 M 0 6250 0.00 D 2025-06-01 Class A Common Stock 6250 0 D Stock Option (Right to Buy) 6.74 2021-06-11 4 M 0 17500 0.00 D 2026-03-28 Class A Common Stock 17500 0 D Stock Option (Right to Buy) 8.69 2021-06-11 4 M 0 26250 0.00 D 2027-03-27 Class A Common Stock 26250 0 D Stock Option (Right to Buy) 11.33 2021-06-11 4 M 0 19688 0.00 D 2028-03-28 Class A Common Stock 19688 6562 D Stock Option (Right to Buy) 11.41 2021-06-11 4 M 0 12500 0.00 D 2029-03-19 Class A Common Stock 12500 12500 D Stock Option (Right to Buy) 4.13 2021-06-11 4 M 0 10000 0.00 D 2030-03-31 Class A Common Stock 10000 30000 D The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $15.42 to $16.24. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price noted in this footnote. The option vests in four equal annual installments on each of the four anniversaries of the grant date, subject to the Reporting Person's continued employment with or service to the Issuer through the applicable vesting date. /s/ Michael L. Henry 2021-06-15