0001209191-18-049325.txt : 20180904 0001209191-18-049325.hdr.sgml : 20180904 20180904182624 ACCESSION NUMBER: 0001209191-18-049325 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180830 FILED AS OF DATE: 20180904 DATE AS OF CHANGE: 20180904 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrow John C CENTRAL INDEX KEY: 0001685087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 181053439 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-30 0 0001419625 Apptio Inc APTI 0001685087 Morrow John C 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 0 1 0 0 See Remarks Class A Common Stock 2018-08-30 4 S 0 1201 38.20 D 44054 D Class A Common Stock 2018-09-04 4 M 0 2083 0.00 A 46137 D Class A Common Stock 2018-09-04 4 M 0 521 0.00 A 46658 D Class A Common Stock 2018-09-04 4 M 0 313 0.00 A 46971 D Class A Common Stock 2018-09-04 4 M 0 1458 0.00 A 48429 D Class A Common Stock 2018-09-04 4 M 0 2018 0.00 A 50447 D Class A Common Stock 2018-09-04 4 S 0 6393 38.4581 D 44054 D Stock Option (right to buy) 12.64 2018-09-04 4 M 0 2083 0.00 D 2024-09-29 Class A Common Stock 2083 2084 D Stock Option (right to buy) 13.55 2018-09-04 4 M 0 521 0.00 D 2025-02-19 Class A Common Stock 521 3646 D Stock Option (right to buy) 13.99 2018-09-04 4 M 0 313 0.00 D 2025-05-06 Class A Common Stock 313 2500 D Stock Option (right to buy) 14.31 2018-09-04 4 M 0 1458 0.00 D 2025-11-05 Class A Common Stock 1458 32814 D Stock Option (right to buy) 14.04 2018-09-04 4 M 0 2018 0.00 D 2027-05-12 Class A Common Stock 2018 22207 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018. Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement. Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,083 shares of Class A Common Stock. Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,604 shares of Class A Common Stock. Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,917 shares of Class A Common Stock. Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 4,375 shares of Class A Common Stock. Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 6,393 shares of Class A Common Stock. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.21 to $38.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter. 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter. 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter. 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date. Executive Vice President, Corporate Development, General Counsel and Secretary /s/ John Morrow 2018-09-04