0001209191-18-031179.txt : 20180517 0001209191-18-031179.hdr.sgml : 20180517 20180517185953 ACCESSION NUMBER: 0001209191-18-031179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180515 FILED AS OF DATE: 20180517 DATE AS OF CHANGE: 20180517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrow John C CENTRAL INDEX KEY: 0001685087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 18844638 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-15 0 0001419625 Apptio Inc APTI 0001685087 Morrow John C 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 0 1 0 0 See Remarks Class A Common Stock 2018-05-15 4 M 0 8075 14.04 A 39425 D Class A Common Stock 2018-05-15 4 S 0 8075 30.00 D 31350 D Class A Common Stock 2018-05-15 4 S 0 1938 30.194 D 29412 D Class A Common Stock 2018-05-16 4 A 0 22500 0.00 A 51912 D Stock Option (right to buy) 14.04 2018-05-15 4 M 0 8075 0.00 D 2027-05-12 Class A Common Stock 8075 24225 D Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 8,075 shares of Class A Common Stock. The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement. Shares sold to pay withholding taxes due in connection with the vesting of certain restricted stock units on May 15, 2018, as required by the terms of the 2016 Equity Incentive Plan and related agreements. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.15 to $30.32. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Includes 29,412 RSUs that represent contingent rights to receive 29,412 shares of the Issuer's Class A Common Stock upon settlement. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement. 1/4th of the RSUs will vest on May 16, 2019 and 1/16th of the remaining RSUs vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date. Includes 51,912 RSUs that represent contingent rights to receive 51,912 shares of the Issuer's Class A Common Stock upon settlement. 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date. Executive Vice President, Corporate Development, General Counsel and Secretary /s/ John Morrow 2017-05-17