0001209191-18-030040.txt : 20180514 0001209191-18-030040.hdr.sgml : 20180514 20180514190138 ACCESSION NUMBER: 0001209191-18-030040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180510 FILED AS OF DATE: 20180514 DATE AS OF CHANGE: 20180514 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Sachin CENTRAL INDEX KEY: 0001685044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 18832549 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-10 0 0001419625 Apptio Inc APTI 0001685044 Gupta Sachin 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 1 1 1 0 See Remarks Class A Common Stock 2018-05-10 4 C 0 4039852 0.00 A 4093029 D Class A Common Stock 2018-05-10 4 C 0 462588 0.00 A 462588 I See footnote Class A Common Stock 2018-05-10 4 S 0 6700 31.6823 D 4086329 D Class A Common Stock 2018-05-10 4 S 0 4900 32.5858 D 4081429 D Class A Common Stock 2018-05-11 4 S 0 11600 30.3383 D 4069829 D Class B Common Stock 0.00 2018-05-10 4 C 0 4039852 0.00 D Class A Common Stock 4039852 0 D Class B Common Stock 0.00 2018-05-10 4 C 0 462588 0.00 D Class A Common Stock 462588 0 I See footnote Stock Option (right to buy) 2.39 2018-05-10 4 J 0 450000 0.00 D 2021-12-19 Class B Common Stock 450000 0 D Stock Option (right to buy) 2.39 2018-05-10 4 J 0 450000 0.00 A 2021-12-19 Class A Common Stock 450000 450000 D Stock Option (right to buy) 11.46 2018-05-10 4 J 0 182000 0.00 D 2024-06-17 Class B Common Stock 182000 0 D Stock Option (right to buy) 11.46 2018-05-10 4 J 0 182000 0.00 A 2024-06-17 Class A Common Stock 182000 182000 D Stock Option (right to buy) 14.31 2018-05-10 4 J 0 400000 0.00 D 2025-11-05 Class B Common Stock 400000 0 D Stock Option (right to buy) 14.31 2018-05-10 4 J 0 400000 0.00 A 2025-11-05 Class A Common Stock 400000 400000 D Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,040,229 shares of Class A Common Stock. These shares are held of record by PG GRAT of 2016. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $32.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (6) and (8) to this Form 4. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,033,529 shares of Class A Common Stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.41 to $32.81. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,028,629 shares of Class A Common Stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $30.58. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,017,029 shares of Class A Common Stock. The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion described in footnote (10), outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock. The option became fully vested and exercisable on October 11, 2015. The option became fully vested and exercisable on April 1, 2018. 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. President and Chief Executive Officer /s/ John Morrow, attorney-in-fact 2018-05-14