0001209191-18-030040.txt : 20180514
0001209191-18-030040.hdr.sgml : 20180514
20180514190138
ACCESSION NUMBER: 0001209191-18-030040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180510
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gupta Sachin
CENTRAL INDEX KEY: 0001685044
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 18832549
MAIL ADDRESS:
STREET 1: 11100 NE 8TH ST #600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-10
0
0001419625
Apptio Inc
APTI
0001685044
Gupta Sachin
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
1
1
1
0
See Remarks
Class A Common Stock
2018-05-10
4
C
0
4039852
0.00
A
4093029
D
Class A Common Stock
2018-05-10
4
C
0
462588
0.00
A
462588
I
See footnote
Class A Common Stock
2018-05-10
4
S
0
6700
31.6823
D
4086329
D
Class A Common Stock
2018-05-10
4
S
0
4900
32.5858
D
4081429
D
Class A Common Stock
2018-05-11
4
S
0
11600
30.3383
D
4069829
D
Class B Common Stock
0.00
2018-05-10
4
C
0
4039852
0.00
D
Class A Common Stock
4039852
0
D
Class B Common Stock
0.00
2018-05-10
4
C
0
462588
0.00
D
Class A Common Stock
462588
0
I
See footnote
Stock Option (right to buy)
2.39
2018-05-10
4
J
0
450000
0.00
D
2021-12-19
Class B Common Stock
450000
0
D
Stock Option (right to buy)
2.39
2018-05-10
4
J
0
450000
0.00
A
2021-12-19
Class A Common Stock
450000
450000
D
Stock Option (right to buy)
11.46
2018-05-10
4
J
0
182000
0.00
D
2024-06-17
Class B Common Stock
182000
0
D
Stock Option (right to buy)
11.46
2018-05-10
4
J
0
182000
0.00
A
2024-06-17
Class A Common Stock
182000
182000
D
Stock Option (right to buy)
14.31
2018-05-10
4
J
0
400000
0.00
D
2025-11-05
Class B Common Stock
400000
0
D
Stock Option (right to buy)
14.31
2018-05-10
4
J
0
400000
0.00
A
2025-11-05
Class A Common Stock
400000
400000
D
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,040,229 shares of Class A Common Stock.
These shares are held of record by PG GRAT of 2016.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $32.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (6) and (8) to this Form 4.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,033,529 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.41 to $32.81.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,028,629 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $30.58.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,017,029 shares of Class A Common Stock.
The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation.
In connection with the conversion described in footnote (10), outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.
The option became fully vested and exercisable on October 11, 2015.
The option became fully vested and exercisable on April 1, 2018.
1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.
President and Chief Executive Officer
/s/ John Morrow, attorney-in-fact
2018-05-14