0001209191-18-029662.txt : 20180511 0001209191-18-029662.hdr.sgml : 20180511 20180511181756 ACCESSION NUMBER: 0001209191-18-029662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180509 FILED AS OF DATE: 20180511 DATE AS OF CHANGE: 20180511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrow John C CENTRAL INDEX KEY: 0001685087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 18828222 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-09 0 0001419625 Apptio Inc APTI 0001685087 Morrow John C 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 0 1 0 0 See Remarks Class A Common Stock 2018-05-09 4 C 0 4167 0.00 A 35517 D Class A Common Stock 2018-05-09 4 C 0 1562 0.00 A 37079 D Class A Common Stock 2018-05-09 4 C 0 938 0.00 A 38017 D Class A Common Stock 2018-05-09 4 C 0 4375 0.00 A 42392 D Class A Common Stock 2018-05-09 4 S 0 11042 32.0147 D 31350 D Stock Option (right to buy) 12.64 2018-05-09 4 M 0 4167 0.00 D 2024-09-29 Class B Common Stock 4167 10417 D Class B Common Stock 0.00 2018-05-09 4 M 0 4167 0.00 A Class A Common Stock 4167 4167 D Class B Common Stock 0.00 2018-05-09 4 C 0 4167 0.00 D Class A Common Stock 4167 0 D Stock Option (right to buy) 13.55 2018-05-09 4 M 0 1562 0.00 D 2025-02-19 Class B Common Stock 1562 5730 D Class B Common Stock 0.00 2018-05-09 4 M 0 1562 0.00 A Class A Common Stock 1562 1562 D Class B Common Stock 0.00 2018-05-09 4 C 0 1562 0.00 D Class A Common Stock 1562 0 D Stock Option (right to buy) 13.99 2018-05-09 4 M 0 938 0.00 D 2025-05-06 Class B Common Stock 938 3750 D Class B Common Stock 0.00 2018-05-09 4 M 0 938 0.00 A Class A Common Stock 938 938 D Class B Common Stock 0.00 2018-05-09 4 C 0 938 0.00 D Class A Common Stock 938 0 D Stock Option (right to buy) 14.31 2018-05-09 4 M 0 4375 0.00 D 2025-11-05 Class B Common Stock 4375 38647 D Class B Common Stock 0.00 2018-05-09 4 M 0 4375 0.00 A Class A Common Stock 4375 4375 D Class B Common Stock 0.00 2018-05-09 4 C 0 4375 0.00 D Class A Common Stock 4375 0 D Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 4,167 shares of Class A Common Stock. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 5,729 shares of Class A Common Stock. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 6,667 shares of Class A Common Stock. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 11,042 shares of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.825 to $32.41. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement. 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter. Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date. 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter. 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter. 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. Executive Vice President, Corporate Development, General Counsel and Secretary /s/ John Morrow 2018-05-11