0001209191-18-011073.txt : 20180216 0001209191-18-011073.hdr.sgml : 20180216 20180216191836 ACCESSION NUMBER: 0001209191-18-011073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180214 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Sachin CENTRAL INDEX KEY: 0001685044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 18622712 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-14 0 0001419625 Apptio Inc APTI 0001685044 Gupta Sachin 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 1 1 1 0 See Remarks Class A Common Stock 2018-02-14 4 C 0 18400 0.00 A 71577 D Class A Common Stock 2018-02-14 4 S 0 18400 25.1974 D 53177 D Class A Common Stock 2018-02-14 4 C 0 21600 0.00 A 21600 I See footnote Class A Common Stock 2018-02-14 4 S 0 21600 25.201 D 0 I See footnote Class A Common Stock 2018-02-15 4 C 0 18400 0.00 A 71577 D Class A Common Stock 2018-02-15 4 S 0 9500 26.0118 D 62077 D Class A Common Stock 2018-02-15 4 S 0 8900 26.6306 D 53177 D Class A Common Stock 2018-02-15 4 C 0 21600 0.00 A 21600 I See footnote Class A Common Stock 2018-02-15 4 S 0 10701 26.0129 D 10899 I See footnote Class A Common Stock 2018-02-15 4 S 0 10899 26.6181 D 0 I See footnote Class B Common Stock 0.00 2018-02-14 4 C 0 18400 0.00 D Class A Common Stock 18400 4205452 D Class B Common Stock 0.00 2018-02-14 4 C 0 21600 0.00 D Class A Common Stock 21600 656988 I See footnote Class B Common Stock 0.00 2018-02-15 4 C 0 18400 0.00 D Class A Common Stock 18400 4187052 D Class B Common Stock 0.00 2018-02-15 4 C 0 21600 0.00 D Class A Common Stock 21600 635388 I See footnote Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 18,777 shares of Class A Common Stock. It was previously reported that 754 shares of Class A common stock were received by the Reporting Person in the first quarter of 2017 pursuant to a pro rata distribution of shares by an investment fund, in which the Reporting Person had an ownership interest, but that number was overstated by 377 shares. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.84 to $25.34. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (7), (9), (11), (12) and (13) to this Form 4. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 377 shares of Class A Common Stock. These shares are held of record by PG GRAT of 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.82 to $25.36. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 18,777 shares of Class A Common Stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.31 to $26.30. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 9,277 shares of Class A Common Stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.32 to $26.9150. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $26.29. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.30 to $26.91. Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date. President and Chief Executive Officer /s/ Frederick Williams, attorney-in-fact 2018-02-16