0001209191-18-011073.txt : 20180216
0001209191-18-011073.hdr.sgml : 20180216
20180216191836
ACCESSION NUMBER: 0001209191-18-011073
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180214
FILED AS OF DATE: 20180216
DATE AS OF CHANGE: 20180216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gupta Sachin
CENTRAL INDEX KEY: 0001685044
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 18622712
MAIL ADDRESS:
STREET 1: 11100 NE 8TH ST #600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-14
0
0001419625
Apptio Inc
APTI
0001685044
Gupta Sachin
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
1
1
1
0
See Remarks
Class A Common Stock
2018-02-14
4
C
0
18400
0.00
A
71577
D
Class A Common Stock
2018-02-14
4
S
0
18400
25.1974
D
53177
D
Class A Common Stock
2018-02-14
4
C
0
21600
0.00
A
21600
I
See footnote
Class A Common Stock
2018-02-14
4
S
0
21600
25.201
D
0
I
See footnote
Class A Common Stock
2018-02-15
4
C
0
18400
0.00
A
71577
D
Class A Common Stock
2018-02-15
4
S
0
9500
26.0118
D
62077
D
Class A Common Stock
2018-02-15
4
S
0
8900
26.6306
D
53177
D
Class A Common Stock
2018-02-15
4
C
0
21600
0.00
A
21600
I
See footnote
Class A Common Stock
2018-02-15
4
S
0
10701
26.0129
D
10899
I
See footnote
Class A Common Stock
2018-02-15
4
S
0
10899
26.6181
D
0
I
See footnote
Class B Common Stock
0.00
2018-02-14
4
C
0
18400
0.00
D
Class A Common Stock
18400
4205452
D
Class B Common Stock
0.00
2018-02-14
4
C
0
21600
0.00
D
Class A Common Stock
21600
656988
I
See footnote
Class B Common Stock
0.00
2018-02-15
4
C
0
18400
0.00
D
Class A Common Stock
18400
4187052
D
Class B Common Stock
0.00
2018-02-15
4
C
0
21600
0.00
D
Class A Common Stock
21600
635388
I
See footnote
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 18,777 shares of Class A Common Stock. It was previously reported that 754 shares of Class A common stock were received by the Reporting Person in the first quarter of 2017 pursuant to a pro rata distribution of shares by an investment fund, in which the Reporting Person had an ownership interest, but that number was overstated by 377 shares.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.84 to $25.34. The
reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (7), (9), (11), (12) and (13) to this Form 4.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 377 shares of Class A Common Stock.
These shares are held of record by PG GRAT of 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.82 to $25.36.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 18,777 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.31 to $26.30.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 9,277 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.32 to $26.9150.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.30 to $26.29.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.30 to $26.91.
Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
President and Chief Executive Officer
/s/ Frederick Williams, attorney-in-fact
2018-02-16