0001209191-18-010179.txt : 20180214
0001209191-18-010179.hdr.sgml : 20180214
20180214191357
ACCESSION NUMBER: 0001209191-18-010179
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180212
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morrow John C
CENTRAL INDEX KEY: 0001685087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 18615525
MAIL ADDRESS:
STREET 1: 11100 NE 8TH ST #600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-12
0
0001419625
Apptio Inc
APTI
0001685087
Morrow John C
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
0
1
0
0
See Remarks
Class A Common Stock
2018-02-12
4
C
0
6250
0.00
A
37600
D
Class A Common Stock
2018-02-12
4
C
0
1563
0.00
A
39163
D
Class A Common Stock
2018-02-12
4
C
0
937
0.00
A
40100
D
Class A Common Stock
2018-02-12
4
C
0
4375
0.00
A
44475
D
Class A Common Stock
2018-02-12
4
S
0
13125
24.6595
D
31350
D
Stock Option (right to buy)
12.64
2018-02-12
4
M
0
6250
0.00
D
2024-09-29
Class B Common Stock
6250
16667
D
Class B Common Stock
0.00
2018-02-12
4
M
0
6250
0.00
A
Class A Common Stock
6250
6250
D
Class B Common Stock
0.00
2018-02-12
4
C
0
6250
0.00
D
Class A Common Stock
6250
0
D
Stock Option (right to buy)
13.55
2018-02-12
4
M
0
1563
0.00
D
2025-02-19
Class B Common Stock
1563
7292
D
Class B Common Stock
0.00
2018-02-12
4
M
0
1563
0.00
A
Class A Common Stock
1563
1563
D
Class B Common Stock
0.00
2018-02-12
4
C
0
1563
0.00
D
Class A Common Stock
1563
0
D
Stock Option (right to buy)
13.99
2018-02-12
4
M
0
937
0.00
D
2025-05-06
Class B Common Stock
937
4688
D
Class B Common Stock
0.00
2018-02-12
4
M
0
937
0.00
A
Class A Common Stock
937
937
D
Class B Common Stock
0.00
2018-02-12
4
C
0
937
0.00
D
Class A Common Stock
937
0
D
Stock Option (right to buy)
14.31
2018-02-12
4
M
0
4375
0.00
D
2025-11-05
Class B Common Stock
4375
43022
D
Class B Common Stock
0.00
2018-02-12
4
M
0
4375
0.00
A
Class A Common Stock
4375
4375
D
Class B Common Stock
0.00
2018-02-12
4
C
0
4375
0.00
D
Class A Common Stock
4375
0
D
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 6,250 shares of Class A Common Stock.
Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 7,813 shares of Class A Common Stock.
Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 8,750 shares of Class A Common Stock.
Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 13,125 shares of Class A Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Jun 5, 2017.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.41 to $24.885. The
reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.
Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement.
1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.
Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.
Executive Vice President, Corporate Development, General Counsel and Secretary
/s/ Frederick Williams, attorney-in-fact
2018-02-14