0001209191-17-060455.txt : 20171113 0001209191-17-060455.hdr.sgml : 20171110 20171113185446 ACCESSION NUMBER: 0001209191-17-060455 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171109 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Sachin CENTRAL INDEX KEY: 0001685044 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 171197767 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-09 0 0001419625 Apptio Inc APTI 0001685044 Gupta Sachin 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 1 1 1 0 See Remarks Class A Common Stock 2017-11-09 4 C 0 18400 0.00 A 71954 D Class A Common Stock 2017-11-09 4 S 0 18400 20.9757 D 53554 D Class A Common Stock 2017-11-09 4 C 0 21600 0.00 A 21600 I See footnote Class A Common Stock 2017-11-09 4 S 0 21500 20.9702 D 100 I See footnote Class A Common Stock 2017-11-09 4 S 0 100 21.58 D 0 I See footnote Class A Common Stock 2017-11-10 4 C 0 18400 0.00 A 71954 D Class A Common Stock 2017-11-10 4 S 0 17700 22.1989 D 54254 D Class A Common Stock 2017-11-10 4 S 0 700 22.435 D 53554 D Class A Common Stock 2017-11-10 4 C 0 21600 0.00 A 21600 I See footnote Class A Common Stock 2017-11-10 4 S 0 20700 22.196 D 900 I See footnote Class A Common Stock 2017-11-10 4 S 0 900 22.4319 D 0 I See footnote Class B Common Stock 0.00 2017-11-09 4 C 0 18400 0.00 D Class A Common Stock 18400 4426252 D Class B Common Stock 0.00 2017-11-09 4 C 0 21600 0.00 D Class A Common Stock 21600 878581 I See footnote Class B Common Stock 0.00 2017-11-10 4 C 0 18400 0.00 D Class A Common Stock 18400 4407852 D Class B Common Stock 0.00 2017-11-10 4 C 0 21600 0.00 D Class A Common Stock 21600 856981 I See footnote Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 19,154 shares of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.49. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (7), (8), (10) and (11) to this Form 4. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 754 shares of Class A Common Stock. These shares are held of record by PG GRAT of 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.40. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.42 to $22.41. Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 1,454 shares of Class A Common Stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.42 to $22.465. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.4175 to $22.46. Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date. Includes 599,819 shares previously beneficially owned indirectly through the PG GRAT of 2016 which were distributed to the reporting person on August 14, 2017 and are now beneficially owned directly. Excludes 599,819 shares previously beneficially owned indirectly through the PG GRAT of 2016 which were distributed to the reporting person on August 14, 2017 and are now beneficially owned directly. President and Chief Executive Officer /s/ John Morrow, attorney-in-fact 2017-11-13