0001209191-17-060455.txt : 20171113
0001209191-17-060455.hdr.sgml : 20171110
20171113185446
ACCESSION NUMBER: 0001209191-17-060455
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171109
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gupta Sachin
CENTRAL INDEX KEY: 0001685044
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 171197767
MAIL ADDRESS:
STREET 1: 11100 NE 8TH ST #600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-09
0
0001419625
Apptio Inc
APTI
0001685044
Gupta Sachin
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
1
1
1
0
See Remarks
Class A Common Stock
2017-11-09
4
C
0
18400
0.00
A
71954
D
Class A Common Stock
2017-11-09
4
S
0
18400
20.9757
D
53554
D
Class A Common Stock
2017-11-09
4
C
0
21600
0.00
A
21600
I
See footnote
Class A Common Stock
2017-11-09
4
S
0
21500
20.9702
D
100
I
See footnote
Class A Common Stock
2017-11-09
4
S
0
100
21.58
D
0
I
See footnote
Class A Common Stock
2017-11-10
4
C
0
18400
0.00
A
71954
D
Class A Common Stock
2017-11-10
4
S
0
17700
22.1989
D
54254
D
Class A Common Stock
2017-11-10
4
S
0
700
22.435
D
53554
D
Class A Common Stock
2017-11-10
4
C
0
21600
0.00
A
21600
I
See footnote
Class A Common Stock
2017-11-10
4
S
0
20700
22.196
D
900
I
See footnote
Class A Common Stock
2017-11-10
4
S
0
900
22.4319
D
0
I
See footnote
Class B Common Stock
0.00
2017-11-09
4
C
0
18400
0.00
D
Class A Common Stock
18400
4426252
D
Class B Common Stock
0.00
2017-11-09
4
C
0
21600
0.00
D
Class A Common Stock
21600
878581
I
See footnote
Class B Common Stock
0.00
2017-11-10
4
C
0
18400
0.00
D
Class A Common Stock
18400
4407852
D
Class B Common Stock
0.00
2017-11-10
4
C
0
21600
0.00
D
Class A Common Stock
21600
856981
I
See footnote
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 19,154 shares of Class A Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.49. The
reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (7), (8), (10) and (11) to this Form 4.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 754 shares of Class A Common Stock.
These shares are held of record by PG GRAT of 2016.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.40.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.42 to $22.41.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 1,454 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.42 to $22.465.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.4175 to $22.46.
Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
Includes 599,819 shares previously beneficially owned indirectly through the PG GRAT of 2016 which were distributed to the reporting person on August 14, 2017 and are now beneficially owned directly.
Excludes 599,819 shares previously beneficially owned indirectly through the PG GRAT of 2016 which were distributed to the reporting person on August 14, 2017 and are now beneficially owned directly.
President and Chief Executive Officer
/s/ John Morrow, attorney-in-fact
2017-11-13