0000899243-18-012811.txt : 20180514
0000899243-18-012811.hdr.sgml : 20180514
20180514212058
ACCESSION NUMBER: 0000899243-18-012811
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180510
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Klein Peter S
CENTRAL INDEX KEY: 0001478007
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 18832766
MAIL ADDRESS:
STREET 1: C/O MICROSOFT CORPORATION
STREET 2: ONE MICROSOFT WAY
CITY: REDMOND
STATE: WA
ZIP: 98052-6399
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-10
0
0001419625
Apptio Inc
APTI
0001478007
Klein Peter S
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
1
0
0
0
Stock Option (right to buy)
9.01
2018-05-10
4
J
0
88127
0.00
D
2023-11-07
Class B Common Stock
88127
0
D
Stock Option (right to buy)
9.01
2018-05-10
4
J
0
88127
0.00
A
2023-11-07
Class A Common Stock
88127
88127
D
Stock Option (right to buy)
14.31
2018-05-10
4
J
0
30000
0.00
D
2025-11-05
Class B Common Stock
30000
0
D
Stock Option (right to buy)
14.31
2018-05-10
4
J
0
30000
0.00
A
2025-11-05
Class A Common Stock
30000
30000
D
The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion, outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.
The option became fully vested and exercisable on November 8, 2017.
1/3rd of the shares subject to the option shall become vested on September 29, 2017 and 1/36th of the shares subject to the option shall vest monthly thereafter for the next 24 months. The option is subject to an early exercise right and may be exercised in full prior to the vesting of the shares underlying the option, subject to the issuer's right of repurchase.
/s/ John Morrow, attorney-in-fact
2018-05-14