0000899243-18-012804.txt : 20180514
0000899243-18-012804.hdr.sgml : 20180514
20180514211539
ACCESSION NUMBER: 0000899243-18-012804
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180510
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morrow John C
CENTRAL INDEX KEY: 0001685087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 18832753
MAIL ADDRESS:
STREET 1: 11100 NE 8TH ST #600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-05-10
0
0001419625
Apptio Inc
APTI
0001685087
Morrow John C
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
0
1
0
0
See Remarks
Stock Option (right to buy)
12.64
2018-05-10
4
J
0
10417
0.00
D
2024-09-30
Class B Common Stock
10417
0
D
Stock Option (right to buy)
12.64
2018-05-10
4
J
0
10417
0.00
A
2024-09-30
Class A Common Stock
10417
10417
D
Stock Option (right to buy)
13.55
2018-05-10
4
J
0
5730
0.00
D
2025-02-19
Class B Common Stock
5730
0
D
Stock Option (right to buy)
13.55
2018-05-10
4
J
0
5730
0.00
A
2025-02-19
Class A Common Stock
5730
5730
D
Stock Option (right to buy)
13.99
2018-05-10
4
J
0
3750
0.00
D
2025-05-06
Class B Common Stock
3750
0
D
Stock Option (right to buy)
13.99
2018-05-10
4
J
0
3750
0.00
A
2025-05-06
Class A Common Stock
3750
3750
D
Stock Option (right to buy)
14.31
2018-05-10
4
J
0
38647
0.00
D
2025-11-05
Class B Common Stock
38647
0
D
Stock Option (right to buy)
14.31
2018-05-10
4
J
0
38647
0.00
A
2025-11-05
Class A Common Stock
38647
38647
D
The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation. In connection with the conversion, outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.
1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.
Executive Vice President, Corporate Development, General Counsel and Secretary
/s/ John Morrow
2018-05-14