0001250853-18-000106.txt : 20180726 0001250853-18-000106.hdr.sgml : 20180726 20180726194838 ACCESSION NUMBER: 0001250853-18-000106 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180716 FILED AS OF DATE: 20180726 DATE AS OF CHANGE: 20180726 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Don Hankey Trust CENTRAL INDEX KEY: 0001747743 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53078 FILM NUMBER: 18972884 BUSINESS ADDRESS: STREET 1: 4751 WILSHIRE BLVD., #110 CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: (323) 692-4026 MAIL ADDRESS: STREET 1: 4751 WILSHIRE BLVD., #110 CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANKEY CAPITAL, LLC CENTRAL INDEX KEY: 0001675964 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53078 FILM NUMBER: 18972885 BUSINESS ADDRESS: STREET 1: 4751 WILSHIRE BLVD., #110 CITY: LOS ANGELES STATE: CA ZIP: 90010 BUSINESS PHONE: 323-692-8888 MAIL ADDRESS: STREET 1: 4751 WILSHIRE BLVD., #110 CITY: LOS ANGELES STATE: CA ZIP: 90010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hankey Don CENTRAL INDEX KEY: 0001561288 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-53078 FILM NUMBER: 18972886 MAIL ADDRESS: STREET 1: 4751 WILSHIRE BLVD. STREET 2: SUITE 110 CITY: LOS ANGELES STATE: CA ZIP: 90010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bone Biologics Corp CENTRAL INDEX KEY: 0001419554 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 421743430 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 BURLINGTON WOODS DRIVE, STREET 2: SUITE 100, CITY: BURLINGTON STATE: MA ZIP: 01803 BUSINESS PHONE: (781) 552-4452 MAIL ADDRESS: STREET 1: 2 BURLINGTON WOODS DRIVE, STREET 2: SUITE 100, CITY: BURLINGTON STATE: MA ZIP: 01803 FORMER COMPANY: FORMER CONFORMED NAME: Bone Biologics, Corp. DATE OF NAME CHANGE: 20140924 FORMER COMPANY: FORMER CONFORMED NAME: AFH ACQUISITION X, INC. DATE OF NAME CHANGE: 20071127 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-07-16 0 0001419554 Bone Biologics Corp BBLG 0001561288 Hankey Don 4751 WILSHIRE BLVD. SUITE 110 LOS ANGELES CA 90010 1 1 1 0 Chairman of the Board 0001675964 HANKEY CAPITAL, LLC 4751 WILSHIRE BLVD., #110 LOS ANGELES CA 90010 0 0 1 0 0001747743 Don Hankey Trust 4751 WILSHIRE BLVD., #110 LOS ANGELES CA 90010 0 0 1 0 Common Stock 3865058 I By Hankey Capital, LLC Common Stock 1139240 I By Hankey Capital, LLC Common Stock 361640 I By Don Hankey Trust Common Stock 274240 I By H&H Funding LLC Convertible Notes 1 2019-12-31 Common Stock 7860760 I By Hankey Capital, LLC Warrants 15.8 2019-10-23 Common Stock 237342 I By Hankey Capital, LLC Warrants 15.8 2020-05-04 Common Stock 174051 I By Hankey Capital, LLC Warrants 20.5 2021-02-23 Common Stock 146342 I By Hankey Capital, LLC The share numbers reflect a reverse split of 1:10 effected on July 16, 2018. Consists of shares held by Hankey Capital, LLC ("Hankey Capital"). Hankey Capital is owned by Hankey Investment Company LP ("HIC") of which the Don Hankey Trust (the "Trust") owns a 66.09% interest. HIC is owned by Knight Services Inc. of which the Trust is the sole owner. Don Hankey is the sole trustee of the Trust. Mr. Hankey disclaims beneficial ownership in the shares held by Hankey Capital except to the extent of his pecuniary interest. Consists of shares held by Hankey Capital as collateral for the repayment of convertible notes (the "Notes") issued to Hankey Capital (the "Collateral Shares"). Hankey Capital may not transfer, sell or otherwise dispose of any of the Collateral Shares, except during the existence of Event of Default under the Notes in connection with the exercise of its rights and remedies as a secured lender. Consists of shares held by the Trust. Don Hankey is the sole manager of H&H Funding LLC and is entitled to 50% of Available Cash Flow until certain obligations to Mr. Hankey are paid and thereafter 10%. Mr. Hankey disclaims beneficial ownership except to the extent of his pecuniary interest. The instruments contain limitations on their exercise or conversion to the extent necessary to insure that following the exercise or conversion of such securities the total number of shares then beneficially owned by Hankey Capital and its affiliates would not exceed 4.99% of the total number of issued and outstanding shares. As the provision is no longer relevant, Hankey Capital has sent a notice terminating this provision. Consists of 9,000,000 shares issuable upon conversion of the convertible notes less the Collateral Shares referred to Footnote 3. The shares set forth above do not include up to 2,000,000 shares issuable upon conversion of convertible notes to be issued upon the issuer drawing down on a $2,000,000 credit facility provided by Hankey Capital. /s/ Don Hankey 2018-07-26 /s/ Don Hankey, Manager 2018-07-26 /s/ Don Hankey, Trustee 2018-07-26