0001209191-16-132413.txt : 20160712
0001209191-16-132413.hdr.sgml : 20160712
20160712164514
ACCESSION NUMBER: 0001209191-16-132413
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160712
FILED AS OF DATE: 20160712
DATE AS OF CHANGE: 20160712
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hatteras Financial Corp
CENTRAL INDEX KEY: 0001419521
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 261141886
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 W. FOURTH STREET
STREET 2: SUITE 400
CITY: Winston Salem
STATE: NC
ZIP: 27101
BUSINESS PHONE: 336-760-9347
MAIL ADDRESS:
STREET 1: 751 W. FOURTH STREET
STREET 2: SUITE 400
CITY: Winston Salem
STATE: NC
ZIP: 27101
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Boos Frederick J II
CENTRAL INDEX KEY: 0001431545
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34030
FILM NUMBER: 161764312
MAIL ADDRESS:
STREET 1: 751 W. FOURTH STREET
STREET 2: SUITE 400
CITY: WINSTON SALEM
STATE: NC
ZIP: 27101
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-07-12
1
0001419521
Hatteras Financial Corp
HTS
0001431545
Boos Frederick J II
C/O HATTERAS FINANCIAL CORP.
751 W. FOURTH ST., SUITE 400
WINSTON-SALEM
NC
27101
0
1
0
0
Chief Investment Officer
Common Stock
2016-07-12
4
D
0
167448
D
0
D
Common Stock
2016-07-12
4
D
0
1135
D
0
I
By Atlantic Capital Advisors LLC
Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 10, 2016 (the "Merger Agreement"), by and among Hatteras Financial Corp., Annaly Capital Management, Inc. ("Annaly") and Ridgeback Merger Sub Corporation.
Pursuant to the Merger Agreement, (i) 77,181 shares of restricted common stock vested immediately prior to the Effective Time (as defined in the Merger Agreement) and were cancelled in exchange for the right to receive 1.5226 shares of Annaly restricted common stock per share of common stock, and (ii) 90,267 shares of common stock were exchanged for the right to receive the Offer Consideration or the Common Merger Consideration (each as defined in the Merger Agreement).
Pursuant to the Merger Agreement, each share of common stock was exchanged for the right to receive the Offer Consideration or the Common Merger Consideration (each as defined in the Merger Agreement).
The reporting person is a member of the limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
/s/ Kenneth A. Steele, Attorney-in-Fact
2016-07-12