0001209191-16-132413.txt : 20160712 0001209191-16-132413.hdr.sgml : 20160712 20160712164514 ACCESSION NUMBER: 0001209191-16-132413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160712 FILED AS OF DATE: 20160712 DATE AS OF CHANGE: 20160712 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hatteras Financial Corp CENTRAL INDEX KEY: 0001419521 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 261141886 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 W. FOURTH STREET STREET 2: SUITE 400 CITY: Winston Salem STATE: NC ZIP: 27101 BUSINESS PHONE: 336-760-9347 MAIL ADDRESS: STREET 1: 751 W. FOURTH STREET STREET 2: SUITE 400 CITY: Winston Salem STATE: NC ZIP: 27101 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Boos Frederick J II CENTRAL INDEX KEY: 0001431545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34030 FILM NUMBER: 161764312 MAIL ADDRESS: STREET 1: 751 W. FOURTH STREET STREET 2: SUITE 400 CITY: WINSTON SALEM STATE: NC ZIP: 27101 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-12 1 0001419521 Hatteras Financial Corp HTS 0001431545 Boos Frederick J II C/O HATTERAS FINANCIAL CORP. 751 W. FOURTH ST., SUITE 400 WINSTON-SALEM NC 27101 0 1 0 0 Chief Investment Officer Common Stock 2016-07-12 4 D 0 167448 D 0 D Common Stock 2016-07-12 4 D 0 1135 D 0 I By Atlantic Capital Advisors LLC Disposed of pursuant to the Agreement and Plan of Merger, dated as of April 10, 2016 (the "Merger Agreement"), by and among Hatteras Financial Corp., Annaly Capital Management, Inc. ("Annaly") and Ridgeback Merger Sub Corporation. Pursuant to the Merger Agreement, (i) 77,181 shares of restricted common stock vested immediately prior to the Effective Time (as defined in the Merger Agreement) and were cancelled in exchange for the right to receive 1.5226 shares of Annaly restricted common stock per share of common stock, and (ii) 90,267 shares of common stock were exchanged for the right to receive the Offer Consideration or the Common Merger Consideration (each as defined in the Merger Agreement). Pursuant to the Merger Agreement, each share of common stock was exchanged for the right to receive the Offer Consideration or the Common Merger Consideration (each as defined in the Merger Agreement). The reporting person is a member of the limited liability company that owns the reported securities. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. /s/ Kenneth A. Steele, Attorney-in-Fact 2016-07-12