0001185185-22-000125.txt : 20220128 0001185185-22-000125.hdr.sgml : 20220128 20220128173627 ACCESSION NUMBER: 0001185185-22-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20220128 DATE AS OF CHANGE: 20220128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Lindsey CENTRAL INDEX KEY: 0001877052 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34294 FILM NUMBER: 22570359 MAIL ADDRESS: STREET 1: 3131 CAMINO DEL RIO NORTH STREET 2: SUITE 1400 CITY: SAN DIEGO STATE: CA ZIP: 92108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GreenBox POS CENTRAL INDEX KEY: 0001419275 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3131 CAMINO DEL RIO NORTH, SUITE 1400 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 619-631-8261 MAIL ADDRESS: STREET 1: 3131 CAMINO DEL RIO NORTH, SUITE 1400 CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: GreenBox POS, LLC DATE OF NAME CHANGE: 20180613 FORMER COMPANY: FORMER CONFORMED NAME: ASAP Expo, Inc. DATE OF NAME CHANGE: 20071123 4 1 ownership.xml X0306 4 2021-11-11 0 0001419275 GreenBox POS GBOX 0001877052 Lee Lindsey 3131 CAMINO DEL RIO NORTH SUITE 1400 SAN DIEGO CA 92108 0 1 0 0 VP of Legal Affairs Common Stock, par value $0.001 2021-11-11 4 S 0 18257 6.93 D 19679 D Common Stock, par value $0.001 2022-01-20 4 A 0 379 6.60 A 20058 D Common Stock, par value $0.001 2022-01-20 4 A 0 504 4.96 A 20562 D Common Stock, par value $0.001 2022-01-27 4 A 0 1755 4.27 A 22317 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.90 to $7.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) of this Form 4. Ms. Lee earns $2,500 worth of shares of Common Stock monthly, issuable on the 15th day of each month in the number based on the closing price of our Common stock on that date or the next trading day. The issuances for November and December 2021 were delayed and consolidated in one issuance. On January 21, 2022, as part of her quarterly compensation as secretary for the Company, the Board of Directors of the Company granted Ms. Lee 1,755 shares of common stock pursuant to the Company's 2021 Restricted Stock Plan, whereby 1/3 of the shares granted vest immediately upon issuance, an additional 1/3 of the shares shall vest each month thereafter, and all shares vest fully on March 15, 2022. /s/ Lindsey Lee 2022-01-28