0001185185-21-001828.txt : 20211210 0001185185-21-001828.hdr.sgml : 20211210 20211210142131 ACCESSION NUMBER: 0001185185-21-001828 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200430 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Haller Kenneth CENTRAL INDEX KEY: 0001827191 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34294 FILM NUMBER: 211484838 MAIL ADDRESS: STREET 1: 8880 RIO SAN DIEGO DR. STREET 2: SUITE 102 CITY: SAN DIEGO STATE: CA ZIP: 92108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GreenBox POS CENTRAL INDEX KEY: 0001419275 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3131 CAMINO DEL RIO NORTH, SUITE 1400 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 619-631-8261 MAIL ADDRESS: STREET 1: 3131 CAMINO DEL RIO NORTH, SUITE 1400 CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: GreenBox POS, LLC DATE OF NAME CHANGE: 20180613 FORMER COMPANY: FORMER CONFORMED NAME: ASAP Expo, Inc. DATE OF NAME CHANGE: 20071123 4 1 ownership.xml X0306 4 2020-04-30 0 0001419275 GreenBox POS GBOX 0001827191 Haller Kenneth 3131 CAMINO DEL RIO NORTH SUITE 1400 SAN DIEGO CA 92108 0 1 0 0 President of Payments Common Stock, par value $0.001 2020-04-30 4 A 0 17000000 0.48 A 17000000 D Common Stock, par value $0.001 2020-06-24 4 M 0 500000 0.065 A 17500000 D Common Stock, par value $0.001 2021-04-05 4 S 0 26800 15.10 D 2889866 D Common Stock, par value $0.001 2021-04-06 4 S 0 9251 16.66 D 2880615 D Common Stock, par value $0.001 2021-04-06 4 S 0 18300 17.54 D 2862315 D Common Stock, par value $0.001 2021-04-06 4 S 0 12449 18.28 D 2849866 D Common Stock, par value $0.001 2021-04-07 4 S 0 10000 18.44 D 2839866 D Common Stock, par value $0.001 2021-04-08 4 S 0 5383 18.56 D 2834483 D Common Stock, par value $0.001 2021-04-09 4 S 0 6100 16.55 D 2828383 D Common Stock, par value $0.001 2021-04-08 4 S 0 6168 17.44 D 2822215 D Common Stock, par value $0.001 2021-04-12 4 S 0 7000 16.78 D 2815215 D Common Stock, par value $0.001 2021-04-12 4 S 0 9000 17.89 D 2806215 D Common Stock, par value $0.001 2021-05-20 4 S 0 200 10.50 D 2806015 D Common Stock, par value $0.001 2021-05-24 4 S 0 100 10.50 D 2805915 D Common Stock, par value $0.001 2021-05-25 4 S 0 29800 10.18 D 2776115 D Common Stock, par value $0.001 2021-05-26 4 S 0 49682 11.23 D 2726433 D Common Stock, par value $0.001 2021-05-27 4 S 0 90318 10.63 D 2636115 D Common Stock, par value $0.001 2021-06-01 4 S 0 10000 11.99 D 2626115 D Common Stock, par value $0.001 2021-06-07 4 S 0 100000 13.77 D 2526115 D Common Stock, par value $0.001 2021-06-10 4 S 0 23500 14.18 D 2502615 D Common Stock, par value $0.001 2021-06-11 4 S 0 3465 14.05 D 2499150 D Common Stock, par value $0.001 2021-06-14 4 S 0 71045 15.12 D 2428105 D Common Stock, par value $0.001 2021-06-15 4 S 0 1990 14.67 D 2426115 D Common Stock, par value $0.001 2021-07-01 4 S 0 85000 12.04 D 2341115 D Common Stock, par value $0.001 2021-07-02 4 S 0 15000 11.40 D 2326115 D Common Stock, par value $0.001 2021-07-20 4 S 0 6172 9.85 D 2319943 D Common Stock, par value $0.001 2021-07-20 4 A 0 615600 9.79 A 2935543 I Sky Financial Common Stock, par value $0.001 2021-07-21 4 S 0 25000 9.72 D 2910543 D Common Stock, par value $0.001 2021-07-22 4 S 0 48423 9.64 D 2862120 D Common Stock, par value $0.001 2021-07-23 4 S 0 131394 9.86 D 2730726 D Stock Options 0.065 2020-06-24 4 A 0 500000 0.00 A 2020-06-24 2025-06-24 Common Stock, par value $0.001 500000 500000 D Stock Options 0.065 2020-06-24 4 D 0 500000 0.00 D 2020-06-24 2025-06-24 Common Stock, par value $0.001 500000 0 D Stock Options 1.01 2020-12-01 4 A 0 500000 0.00 A 2020-12-01 2026-06-01 Common Stock, par value $0.001 500000 500000 D Stock Options 12.10 2021-06-02 4 A 0 3306 0.00 A 2021-12-01 2031-06-02 Common Stock, par value $0.001 3306 86639 D Stock Options 7.31 2021-08-17 4 A 0 2534213 0.00 A 2021-08-17 2031-08-17 Common Stock, par value $0.001 2534213 2620852 D Stock Options 7.31 2021-09-30 4 D 0 2534213 0.00 D 2021-08-17 2031-08-17 Common Stock, par value $0.001 2534213 86639 D The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 17,500,000 shares of common stock became 2,916,666 shares of common stock. The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 500,000 stock options became 83,333 stock options. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (20) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.94, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.98, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.64, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $17.08, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $18.00, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.24, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.50, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.69, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.04, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.55, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $14.06, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.34, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.19, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.03, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to$10.00, inclusive. THIS FORM 4 IS CONTINUED ON THE FORM 4 FILED IMMEDIATELY AFTER THIS FORM 4. THE FILINGS WERE SEPARATED DUE TO INSUFFICIENT ROOM ON THE FIRST FILING TO SUPPLY ALL OF THE DATA. /s/ Kenneth Haller 2021-12-09