0001185185-21-001828.txt : 20211210
0001185185-21-001828.hdr.sgml : 20211210
20211210142131
ACCESSION NUMBER: 0001185185-21-001828
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200430
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Haller Kenneth
CENTRAL INDEX KEY: 0001827191
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34294
FILM NUMBER: 211484838
MAIL ADDRESS:
STREET 1: 8880 RIO SAN DIEGO DR.
STREET 2: SUITE 102
CITY: SAN DIEGO
STATE: CA
ZIP: 92108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GreenBox POS
CENTRAL INDEX KEY: 0001419275
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742]
IRS NUMBER: 000000000
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3131 CAMINO DEL RIO NORTH, SUITE 1400
CITY: SAN DIEGO
STATE: CA
ZIP: 92108
BUSINESS PHONE: 619-631-8261
MAIL ADDRESS:
STREET 1: 3131 CAMINO DEL RIO NORTH, SUITE 1400
CITY: SAN DIEGO
STATE: CA
ZIP: 92108
FORMER COMPANY:
FORMER CONFORMED NAME: GreenBox POS, LLC
DATE OF NAME CHANGE: 20180613
FORMER COMPANY:
FORMER CONFORMED NAME: ASAP Expo, Inc.
DATE OF NAME CHANGE: 20071123
4
1
ownership.xml
X0306
4
2020-04-30
0
0001419275
GreenBox POS
GBOX
0001827191
Haller Kenneth
3131 CAMINO DEL RIO NORTH
SUITE 1400
SAN DIEGO
CA
92108
0
1
0
0
President of Payments
Common Stock, par value $0.001
2020-04-30
4
A
0
17000000
0.48
A
17000000
D
Common Stock, par value $0.001
2020-06-24
4
M
0
500000
0.065
A
17500000
D
Common Stock, par value $0.001
2021-04-05
4
S
0
26800
15.10
D
2889866
D
Common Stock, par value $0.001
2021-04-06
4
S
0
9251
16.66
D
2880615
D
Common Stock, par value $0.001
2021-04-06
4
S
0
18300
17.54
D
2862315
D
Common Stock, par value $0.001
2021-04-06
4
S
0
12449
18.28
D
2849866
D
Common Stock, par value $0.001
2021-04-07
4
S
0
10000
18.44
D
2839866
D
Common Stock, par value $0.001
2021-04-08
4
S
0
5383
18.56
D
2834483
D
Common Stock, par value $0.001
2021-04-09
4
S
0
6100
16.55
D
2828383
D
Common Stock, par value $0.001
2021-04-08
4
S
0
6168
17.44
D
2822215
D
Common Stock, par value $0.001
2021-04-12
4
S
0
7000
16.78
D
2815215
D
Common Stock, par value $0.001
2021-04-12
4
S
0
9000
17.89
D
2806215
D
Common Stock, par value $0.001
2021-05-20
4
S
0
200
10.50
D
2806015
D
Common Stock, par value $0.001
2021-05-24
4
S
0
100
10.50
D
2805915
D
Common Stock, par value $0.001
2021-05-25
4
S
0
29800
10.18
D
2776115
D
Common Stock, par value $0.001
2021-05-26
4
S
0
49682
11.23
D
2726433
D
Common Stock, par value $0.001
2021-05-27
4
S
0
90318
10.63
D
2636115
D
Common Stock, par value $0.001
2021-06-01
4
S
0
10000
11.99
D
2626115
D
Common Stock, par value $0.001
2021-06-07
4
S
0
100000
13.77
D
2526115
D
Common Stock, par value $0.001
2021-06-10
4
S
0
23500
14.18
D
2502615
D
Common Stock, par value $0.001
2021-06-11
4
S
0
3465
14.05
D
2499150
D
Common Stock, par value $0.001
2021-06-14
4
S
0
71045
15.12
D
2428105
D
Common Stock, par value $0.001
2021-06-15
4
S
0
1990
14.67
D
2426115
D
Common Stock, par value $0.001
2021-07-01
4
S
0
85000
12.04
D
2341115
D
Common Stock, par value $0.001
2021-07-02
4
S
0
15000
11.40
D
2326115
D
Common Stock, par value $0.001
2021-07-20
4
S
0
6172
9.85
D
2319943
D
Common Stock, par value $0.001
2021-07-20
4
A
0
615600
9.79
A
2935543
I
Sky Financial
Common Stock, par value $0.001
2021-07-21
4
S
0
25000
9.72
D
2910543
D
Common Stock, par value $0.001
2021-07-22
4
S
0
48423
9.64
D
2862120
D
Common Stock, par value $0.001
2021-07-23
4
S
0
131394
9.86
D
2730726
D
Stock Options
0.065
2020-06-24
4
A
0
500000
0.00
A
2020-06-24
2025-06-24
Common Stock, par value $0.001
500000
500000
D
Stock Options
0.065
2020-06-24
4
D
0
500000
0.00
D
2020-06-24
2025-06-24
Common Stock, par value $0.001
500000
0
D
Stock Options
1.01
2020-12-01
4
A
0
500000
0.00
A
2020-12-01
2026-06-01
Common Stock, par value $0.001
500000
500000
D
Stock Options
12.10
2021-06-02
4
A
0
3306
0.00
A
2021-12-01
2031-06-02
Common Stock, par value $0.001
3306
86639
D
Stock Options
7.31
2021-08-17
4
A
0
2534213
0.00
A
2021-08-17
2031-08-17
Common Stock, par value $0.001
2534213
2620852
D
Stock Options
7.31
2021-09-30
4
D
0
2534213
0.00
D
2021-08-17
2031-08-17
Common Stock, par value $0.001
2534213
86639
D
The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 17,500,000 shares of common stock became 2,916,666 shares of common stock.
The company effected a reverse stock split of 1:6 on February 17, 2021. As a result, Mr. Haller's 500,000 stock options became 83,333 stock options.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.02 to $15.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) through (20) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $16.94, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.11 to $17.98, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.64, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.10 to $19.00, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.26 to $19.25, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.12 to $17.08, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.15 to $18.00, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.50 to $17.24, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.53 to $18.50, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.13 to $11.69, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.55 to $11.04, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.10 to $14.55, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.05 to $14.06, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.48 to $15.34, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.87 to $12.19, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.03, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to$10.00, inclusive.
THIS FORM 4 IS CONTINUED ON THE FORM 4 FILED IMMEDIATELY AFTER THIS FORM 4. THE FILINGS WERE SEPARATED DUE TO INSUFFICIENT ROOM ON THE FIRST FILING TO SUPPLY ALL OF THE DATA.
/s/ Kenneth Haller
2021-12-09