0001209191-17-036623.txt : 20170531 0001209191-17-036623.hdr.sgml : 20170531 20170531211237 ACCESSION NUMBER: 0001209191-17-036623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170526 FILED AS OF DATE: 20170531 DATE AS OF CHANGE: 20170531 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tocagen Inc CENTRAL INDEX KEY: 0001419041 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 261243872 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3030 BUNKER HILL STREET, SUITE 230 CITY: SAN DIEGO STATE: CA ZIP: 92109 BUSINESS PHONE: (858) 412-8400 MAIL ADDRESS: STREET 1: 3030 BUNKER HILL STREET, SUITE 230 CITY: SAN DIEGO STATE: CA ZIP: 92109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Das Asha CENTRAL INDEX KEY: 0001701647 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38052 FILM NUMBER: 17883038 MAIL ADDRESS: STREET 1: C/O TOCAGEN, INC. STREET 2: 3030 BUNKER HILL ST. STE. 230 CITY: SAN DIEGO STATE: CA ZIP: 92109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-26 0 0001419041 Tocagen Inc TOCA 0001701647 Das Asha C/O TOCAGEN INC. 3030 BUNKER HILL, STE. 230 SAN DIEGO CA 92109 0 1 0 0 SVP & Chief Medical Officer Employee Stock Option (right to buy) 16.32 2017-05-26 4 A 0 130000 0.00 A 2027-05-25 Common Stock 130000 130000 D 1/4th of the shares vest one year after 5/26/2017; the balance of the shares vest in a series of 36 successive equal monthly installments measured from the first anniversary of 5/26/2017. /s/ Mark Foletta, Attorney-in-Fact 2017-05-31