DIRECTOR OF COMPLIANCE

0000950123-16-015335.txt : 20160310 0000950123-16-015335.hdr.sgml : 20160310 20160309191324 ACCESSION NUMBER: 0000950123-16-015335 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160310 DATE AS OF CHANGE: 20160309 EFFECTIVENESS DATE: 20160310 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sonora Investment Management, LLC CENTRAL INDEX KEY: 0001418539 IRS NUMBER: 205656392 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17012 FILM NUMBER: 161495795 BUSINESS ADDRESS: STREET 1: 2343 E BROADWAY BLVD, STE 116 CITY: TUCSON STATE: AZ ZIP: 85719 BUSINESS PHONE: (520) 624-4554 MAIL ADDRESS: STREET 1: 2343 E BROADWAY BLVD, STE 116 CITY: TUCSON STATE: AZ ZIP: 85719 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001418539 XXXXXXXX 12-31-2015 12-31-2015 Sonora Investment Management, LLC

2343 E BROADWAY BLVD, STE 116 TUCSON AZ 85719

13F HOLDINGS REPORT 028-17012 N SARA S. RAMOS DIRECTOR OF COMPLIANCE 520-624-4554 SARA S. RAMOS TUCSON AZ 03-07-2016 0 902 383915 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3D SYSTEMS CORP COM 88554D205 0 20 SH SOLE 20 0 0 3M CO COM 88579Y101 1653 10975 SH SOLE 10975 0 0 AAB NATIONAL CO COM 000303107 0 181 SH SOLE 181 0 0 AAR CORP NOTE 2.25% 3/1/2016 000361AM7 1973 1975000 SH SOLE 1975000 0 0 AARONS INC COM 002535201 4 200 SH SOLE 200 0 0 ABAKAN INC COM 00258J107 3 98700 SH SOLE 98700 0 0 ABBOTT LABS COM 002824100 33 745 SH SOLE 745 0 0 ABBVIE INC COM 00287Y109 27 454 SH SOLE 454 0 0 ABERDEEN ASIA-PACIFI COM 003009107 5 1000 SH SOLE 1000 0 0 ACADIA PHARMA INC COM 004225108 111 3100 SH SOLE 3100 0 0 ACCELERATE DIAGNOSTI COM 00430H102 39 1795 SH SOLE 1795 0 0 ACCENTURE PLC COM G1151C101 2 20 SH SOLE 20 0 0 ACE LTD COM H0023R105 4 30 SH SOLE 30 0 0 ADOBE SYSTEMS INC COM 00724F101 2805 29862 SH SOLE 29862 0 0 ADVANTAGE OIL & GAS COM 00762L101 980 192890 SH SOLE 188890 0 4000 ADVISORS DISCIPLINED COM 00771K193 1 2 SH SOLE 2 0 0 AETNA INC COM 00817Y108 30 275 SH SOLE 275 0 0 AETNA INC NOTE 2.75% 11/15/2022 008117AP8 6 6000 SH SOLE 6000 0 0 AETNA INC NOTE 3.95% 9/1/2020 00817YAH1 68 65000 SH SOLE 65000 0 0 AFLAC INC COM 001055102 2 35 SH SOLE 35 0 0 AGERE SYSTEMS INC COM 0 12 310 SH SOLE 310 0 0 AGL RESOURCES INC COM 001204106 108 1700 SH SOLE 1700 0 0 AIRCASTLE LTD COM G0129K104 104 5000 SH SOLE 5000 0 0 AKAMIA TECHNOLOGIES COM 00971T101 16 300 SH SOLE 300 0 0 AKRON OH NOTE 5.00% 12/1/2021 010033YX0 27 25000 SH SOLE 25000 0 0 ALAMOS GOLD INC COM 011532108 4 1194 SH SOLE 1194 0 0 ALCATEL-LUCENT COM 013904305 0 86 SH SOLE 86 0 0 ALCOA INC NOTE 5.40% 4/15/2021 013817AV3 33 34000 SH SOLE 34000 0 0 ALERIAN MLP ETF COM 00162Q866 12 1000 SH SOLE 1000 0 0 ALEXANDRIA CV PREFERRED 1. PREFERRED 015271505 115 4178 SH SOLE 4178 0 0 ALIBABA GROUP HLDG A COM 01609W102 8 100 SH SOLE 100 0 0 ALIGN TECHNOLOGY INC COM 016255101 658 9985 SH SOLE 9985 0 0 ALKERMES PLC COM G01767105 40 500 SH SOLE 500 0 0 ALLIANCE RES PARTNER REIT, MLP 01877R108 3 200 SH SOLE 200 0 0 ALLSTATE COR PREFERRED PREFERRED 020002408 24 940 SH SOLE 940 0 0 ALLSTATE COR PREFERRED PREFERRED 020002804 28 1000 SH SOLE 1000 0 0 ALLTEL CORPORATION NOTE 6.75% 4/1/2028 016090AA0 1 2000 SH SOLE 2000 0 0 ALPHABET INC CL A COM 02079K305 1868 2401 SH SOLE 2371 0 30 ALPHABET INC CL C COM 02079K107 3134 4130 SH SOLE 4100 0 30 ALPINE TTL DYNAMIC D ETF 021060108 4 500 SH SOLE 500 0 0 ALTRIA GROUP INC COM 02209S103 469 8063 SH SOLE 8063 0 0 ALTRIUS MINERALS COR COM 020936100 23 3200 SH SOLE 3200 0 0 AMAG PHARMACEUTICALS NOTE 2.50% 2/15/2019 00163UAA4 1940 1540000 SH SOLE 1530000 0 10000 AMAZON.COM INC COM 023135106 71 105 SH SOLE 105 0 0 AMBARELLA INC COM G037AX101 14 250 SH SOLE 250 0 0 AMBEV SA COM 02319V103 11 2500 SH SOLE 2500 0 0 AMER MUNI POWER OH NOTE 6.00% 2/15/2027 02765UDA9 22 20000 SH SOLE 20000 0 0 AMEREN CORP COM 023608102 15 353 SH SOLE 353 0 0 AMERICA MOVIL SAB DE COM 02364W105 3 200 SH SOLE 200 0 0 AMERICAN AIRLINES GR COM 02376R102 21 499 SH SOLE 499 0 0 AMERICAN CAPITAL HOL COM 02503V109 0 200 SH SOLE 200 0 0 AMERICAN ELECTRIC PO COM 025537101 72 1229 SH SOLE 1229 0 0 AMERICAN EXPRESS CNT CD 02587DF78 5 5000 SH SOLE 5000 0 0 AMERICAN TOWER CORP COM 029912201 14 140 SH SOLE 140 0 0 AMERICAN WATER WORKS COM 030420103 12 200 SH SOLE 200 0 0 AMERISOURCEBERGEN CO COM 03073E108 6 55 SH SOLE 55 0 0 AMPHENOL CORP COM 032095101 10 200 SH SOLE 200 0 0 AMR CORP REIT, MLP 001ESC102 0 400 SH SOLE 400 0 0 ANADARKO PETROLEUM C COM 032511107 1 21 SH SOLE 21 0 0 ANALOG DEVICES INC COM 032654105 22 400 SH SOLE 400 0 0 ANCHORAGE AK NOTE 5.00% 10/1/2021 033161RA0 26 25000 SH SOLE 25000 0 0 ANHEUSER BUSCH INBEV COM 035229103 63 500 SH SOLE 500 0 0 ANHEUSER-BUSCH INC NOTE 5.00% 3/1/2019 035229CW1 29 27000 SH SOLE 27000 0 0 ANI PHARMA INC NOTE 3.00% 12/1/2019 00182CAA1 39 40000 SH SOLE 40000 0 0 ANTARES PHARMA INC COM 036642106 4 3000 SH SOLE 3000 0 0 APACHE CORP COM 037411105 2 43 SH SOLE 43 0 0 APPLE INC COM 037833100 7088 67336 SH SOLE 67336 0 0 APPLIED MATERIALS IN COM 038222105 0 3 SH SOLE 3 0 0 APTOSE BIOSCIENCES I COM 03835T200 0 8 SH SOLE 8 0 0 ARBUTUS BIOPHARMA CO COM 03879J100 0 20 SH SOLE 20 0 0 ARCELORMITTAL S.A. PREFERRED L0302D178 1 200 SH SOLE 200 0 0 ARCH COAL INC COM 039380100 0 500 SH SOLE 500 0 0 ARCHER DANIELS MIDLA COM 039483102 15 400 SH SOLE 400 0 0 ARCOS DORADOS HLDG I COM G0457F107 0 100 SH SOLE 100 0 0 ARES CAP CORP COM 04010L103 21 1459 SH SOLE 1459 0 0 ARISTA NETWORKS INC COM 040413106 21 270 SH SOLE 270 0 0 ARIZONA MINING INC COM 040521106 2 10000 SH SOLE 10000 0 0 ARKEMA SA COM 041232109 0 5 SH SOLE 5 0 0 ARM HLDG PLC COM 042068106 18 400 SH SOLE 400 0 0 ARTHUR J GALLAGHER & COM 363576109 2320 56675 SH SOLE 56675 0 0 ASSOCIATED BANC PREFERRED PREFERRED 045488400 26 1000 SH SOLE 1000 0 0 AT&T INC COM 00206R102 418 12136 SH SOLE 12136 0 0 AT&T INC NOTE 5.50% 2/1/2018 00206RAJ1 4 4000 SH SOLE 4000 0 0 ATLAS AIR WORLDWIDE NOTE 2.25% 6/1/2022 049164BH8 2634 3185000 SH SOLE 3185000 0 0 AURICO METALS INC COM 05157J108 0 520 SH SOLE 520 0 0 AUST & NEW ZEALAND B COM 052528304 30 1500 SH SOLE 1500 0 0 AUSTIN TX ISD NOTE 5.00% 8/1/2022 052430KT1 18 15000 SH SOLE 15000 0 0 AUSTIN TX WTR & WST NOTE 5.00% 11/15/2023 052476Q35 12 10000 SH SOLE 10000 0 0 AUTOZONE INC COM 053332102 104 140 SH SOLE 140 0 0 AVIS BUDGET CAR NOTE 4.88% 11/15/2017 053773AT4 1665 1630000 SH SOLE 1630000 0 0 AVONDALE AZ MDC NOTE 5.00% 7/1/2022 054319DW5 26 25000 SH SOLE 25000 0 0 AZ BD REGENTS UNIV NOTE 5.00% 7/1/2024 04048RLZ7 12 10000 SH SOLE 10000 0 0 AZ HLTH FAC AUTH NOTE 4.00% 1/1/2044 040507NS0 31 30000 SH SOLE 30000 0 0 AZ ST CTFS PART NOTE 5.00% 9/1/2024 040588E31 18 15000 SH SOLE 15000 0 0 AZ ST LOTTERY NOTE 5.00% 7/1/2023 040624AV0 11 10000 SH SOLE 10000 0 0 AZ ST TRANS BRD HWY NOTE 5.00% 7/1/2022 040654UD5 12 10000 SH SOLE 10000 0 0 AZ ST TRANS BRD HWY NOTE 5.00% 7/1/2021 040654UL7 12 10000 SH SOLE 10000 0 0 AZ ST TRANS BRD HWY NOTE 5.00% 7/1/2018 040654NV3 25 25000 SH SOLE 25000 0 0 AZ ST TRANS BRD HWY NOTE 5.00% 7/1/2017 040654PP4 51 50000 SH SOLE 50000 0 0 AZ ST TRANSN BRD NOTE 5.00% 7/1/2022 040647DP1 12 10000 SH SOLE 10000 0 0 AZ TRANS BRD HWY NOTE 5.00% 7/1/2022 040654VE2 12 10000 SH SOLE 10000 0 0 AZ TRANS EXCISE TAX NOTE 5.00% 7/1/2021 040649KZ7 12 10000 SH SOLE 10000 0 0 AZ TRANS EXCISE TAX NOTE 5.00% 7/1/2016 040649HJ7 26 25000 SH SOLE 25000 0 0 AZ WTR INFRA FA REV NOTE 5.00% 10/1/2021 040688MM2 12 10000 SH SOLE 10000 0 0 B&G FOODS INC COM 05508R106 42 1200 SH SOLE 1200 0 0 BAIDU INC COM 056752108 9 50 SH SOLE 50 0 0 BALL CORP COM 058498106 15 200 SH SOLE 200 0 0 BANCFIRST CORP OK COM 05945F103 6 101 SH SOLE 101 0 0 BANCO BILBAO VIZCAYA COM 00709P108 5 633 SH SOLE 633 0 0 BANK OF AMERICA NOTE 5.63% 7/1/2020 06051GEC9 8 7000 SH SOLE 7000 0 0 BANK OF AMERICA NOTE 5.70% 1/24/2022 06051GEM7 8 7000 SH SOLE 7000 0 0 BANK OF AMERICA CORP COM 060505104 29 1720 SH SOLE 1720 0 0 BANK OF MONTREAL COM 063671101 3 50 SH SOLE 50 0 0 BANNING CA FIN AGY NOTE 5.00% 6/1/2021 066614AN8 21 20000 SH SOLE 20000 0 0 BARRICK GOLD CORP COM 067901108 9 1200 SH SOLE 1200 0 0 BAXALTA INC COM 07177M103 49 1245 SH SOLE 1245 0 0 BAXTER INTL COM 071813109 47 1245 SH SOLE 1245 0 0 BCE INC COM 05534B760 108 2800 SH SOLE 2800 0 0 BECTON DICKINSON & C COM 075887109 97 631 SH SOLE 631 0 0 BELOIT WI SD NOTE 3.00% 4/1/2020 080680GD7 26 25000 SH SOLE 25000 0 0 BENTON CNTY WA SD#1 NOTE 5.00% 12/1/2021 082887NB2 18 15000 SH SOLE 15000 0 0 BERKSHIRE HATHAWAY I COM 084670702 820 6210 SH SOLE 6210 0 0 BHP BILLITON LTD COM 088606108 3 128 SH SOLE 128 0 0 BIGHUB.COM INC COM 089865109 0 500 SH SOLE 500 0 0 BIOGEN IDEC INC COM 09062X103 6 18 SH SOLE 18 0 0 BIOMARIN PHARMA INC COM 09061G101 71 675 SH SOLE 675 0 0 BIOMARIN PHARMA INC NOTE 1.50% 10/15/2020 09061GAF8 8124 6060000 SH SOLE 6060000 0 0 BLACKSTONE GRP LP REIT, MLP 09253U108 159 5447 SH SOLE 5447 0 0 BOEING CO COM 097023105 48 335 SH SOLE 335 0 0 BOJANGLES' INC COM 097488100 33 2050 SH SOLE 2050 0 0 BOSTON BEER CO COM 100557107 15 75 SH SOLE 75 0 0 BOSTON PROPERTIES IN REIT, MLP 101121101 10 81 SH SOLE 81 0 0 BOTTOMLINE TECH INC NOTE 1.50% 12/1/2017 101388AA4 4152 3685000 SH SOLE 3685000 0 0 BP PLC ADR COM 055622104 116 3715 SH SOLE 3715 0 0 BP PRUDHOE BAY ROYAL COM 055630107 39 1575 SH SOLE 1575 0 0 BRF SA ADR COM 10552T107 14 1000 SH SOLE 1000 0 0 BRISTOL-MYERS SQUIBB COM 110122108 635 9238 SH SOLE 9238 0 0 BRITANNIA MINING INC COM 11040Y104 0 945 SH SOLE 945 0 0 BROADSOFT INC NOTE 1.50% 7/1/2018 11133BAB8 3491 3250000 SH SOLE 3220000 0 30000 BROWARD CNTY FL ARP NOTE 5.00% 10/1/2021 114894RP5 12 10000 SH SOLE 10000 0 0 BUCKEYE PTNRS REIT, MLP 118230101 89 1350 SH SOLE 1350 0 0 BUNGE LTD COM G16962105 4 52 SH SOLE 52 0 0 BUNGE LTD PREFERRED G16962204 2582 27750 SH SOLE 27750 0 0 CA HLTH FACS FA REV NOTE 5.00% 4/1/2037 13033F6M7 51 50000 SH SOLE 50000 0 0 CA INC NOTE 5.38% 12/1/2019 12673PAC9 16 15000 SH SOLE 15000 0 0 CA ST PUB WRKS BD LS NOTE 6.00% 4/1/2027 130685TZ3 58 50000 SH SOLE 50000 0 0 CABOT CORP COM 127055101 17 406 SH SOLE 406 0 0 CABOT MICROELECTRONI COM 12709P103 6 148 SH SOLE 148 0 0 CABOT OIL & GAS CORP COM 127097103 0 24 SH SOLE 24 0 0 CALAMOS GLBL DYN INC COM 12811L107 11 1600 SH SOLE 1600 0 0 CALCASIE PAR LA SD3 NOTE 4.00% 2/15/2019 128533ED4 38 35000 SH SOLE 35000 0 0 CALIFORNIA RES CORP COM 13057Q107 0 39 SH SOLE 39 0 0 CALL 3D SYSTEMS CORP CALL 0 0 2 SH Call SOLE 2 0 0 CALL APPLE INC CALL 0 11 4 SH Call SOLE 4 0 0 CALL COEUR MINING IN CALL 0 0 1 SH Call SOLE 1 0 0 CALL FACEBOOK INC CALL 0 14 3 SH Call SOLE 3 0 0 CALL FREEPORT MCMORA CALL 0 0 3 SH Call SOLE 3 0 0 CALL GILEAD SCIENCES CALL 0 4 2 SH Call SOLE 2 0 0 CALL GOOGLE INC CALL 0 66 2 SH Call SOLE 2 0 0 CALL ISIS PHARMA INC CALL 0 2 2 SH Call SOLE 2 0 0 CALL ISIS PHARMA INC CALL 0 26 10 SH Call SOLE 10 0 0 CALL ISIS PHARMACEUT CALL 0 14 5 SH Call SOLE 5 0 0 CALL ISIS PHARMECEUT CALL 0 35 10 SH Call SOLE 10 0 0 CALL NEW GOLD INC CALL 0 0 10 SH Call SOLE 10 0 0 CALL PROSHARES US S& CALL 0 0 2 SH Call SOLE 2 0 0 CALL QUALCOMM 10/16/ CALL 0 0 5 SH Call SOLE 5 0 0 CALL SEABRIDGE GOLD CALL 0 0 16 SH Call SOLE 16 0 0 CALL VECTORS GOLD MI CALL 0 0 7 SH Call SOLE 7 0 0 CALL VISA INC CALL 0 11 4 SH Call SOLE 4 0 0 CALL VISA INC CALL 0 21 8 SH Call SOLE 8 0 0 CAMARILLO CA CDC TA NOTE 6.00% 9/1/2041 13177LEH2 56 50000 SH SOLE 50000 0 0 CAMBRIA SHAREHOLDER ETF 132061201 6 200 SH SOLE 200 0 0 CAMDEN PROPERTY TRUS COM 133131102 54 700 SH SOLE 700 0 0 CAMECO CORP COM 13321L108 76 6175 SH SOLE 6175 0 0 CANADIAN APT PPTYS REIT, MLP 134921105 19 1000 SH SOLE 1000 0 0 CANADIAN NATIONAL RA COM 136375102 4 75 SH SOLE 75 0 0 CANADIAN PACIFIC RAI COM 13645T100 29 227 SH SOLE 227 0 0 CAPITAL ONE FINL NOTE 6.15% 9/1/2016 14040HAN5 8 8000 SH SOLE 8000 0 0 CAPITAL ONE FINL COR COM 14040H105 2 27 SH SOLE 27 0 0 CAPSTONE THERAPEUTIC COM 14068E113 0 2000 SH SOLE 2000 0 0 CARDINAL HEALTH INC COM 14149Y108 21 231 SH SOLE 231 0 0 CARNIVAL CORP COM 143658300 5 100 SH SOLE 100 0 0 CATERPILLAR FINL SVC NOTE 7.05% 10/1/2018 14912L4D0 9 8000 SH SOLE 8000 0 0 CATERPILLAR INC COM 149123101 10 140 SH SOLE 140 0 0 CDEX INC COM 12507E205 0 200 SH SOLE 200 0 0 CELGENE CORP COM 151020104 119 994 SH SOLE 994 0 0 CEL-SCI CORP COM 150837508 3 7593 SH SOLE 7593 0 0 CEMEX SA DE CV COM 151290889 12 2163 SH SOLE 2163 0 0 CEMEX SAB NOTE 3.25% 3/15/2016 151290BB8 385 380000 SH SOLE 380000 0 0 CENOVUS ENERGY INC COM 15135U109 8 622 SH SOLE 622 0 0 CENTURYLINK INC NOTE 6.45% 6/15/2021 156700AR7 2 2000 SH SOLE 2000 0 0 CENTURYTEL INC COM 156700106 80 3175 SH SOLE 3175 0 0 CEPHEID INC COM 15670R107 18 500 SH SOLE 500 0 0 CEPHEID INC NOTE 1.25% 2/1/2021 15670RAC1 7722 8565000 SH SOLE 8495000 0 70000 CHARLES & COLVARD LT COM 159765106 1 800 SH SOLE 800 0 0 CHARLES SCHWAB CORP COM 808513105 33 1000 SH SOLE 1000 0 0 CHART INDUSTRIES INC NOTE 2.00% 8/1/2018 16115QAC4 1556 1810000 SH SOLE 1790000 0 20000 CHEVRON CORP COM 166764100 678 7540 SH SOLE 7540 0 0 CHIMERA INVESTMENT COM 16934Q208 1 80 SH SOLE 80 0 0 CHINA MOBILE LTD (HO COM 16941M109 23 400 SH SOLE 400 0 0 CHIPOTLE MEXICAN GRI COM 169656105 1 3 SH SOLE 3 0 0 CINCINNATI FINANCIAL COM 172062101 244 4125 SH SOLE 4125 0 0 CINEMARK HOLDINGS IN COM 17243V102 67 2000 SH SOLE 2000 0 0 CISCO SYSTEMS INC COM 17275R102 245 9038 SH SOLE 9038 0 0 CISCO SYSTEMS INC NOTE 4.95% 2/15/2019 17275RAE2 2 1667 SH SOLE 1667 0 0 CISCO SYSTEMS INC NOTE 5.50% 2/22/2016 17275RAC6 20 20000 SH SOLE 20000 0 0 CITIGROUP INC COM 172967424 1 25 SH SOLE 25 0 0 CITIGROUP INC NOTE 6.00% 8/15/2017 172967EH0 3 3000 SH SOLE 3000 0 0 CITIGROUP INC NOTE 3.88% 10/25/2023 172967HD6 17 16000 SH SOLE 16000 0 0 CITRIX SYSTEMS INC COM 177376100 11 150 SH SOLE 150 0 0 CITY OF PHOENIX NOTE 5.00% 7/1/2017 75902JAG4 37 35000 SH SOLE 35000 0 0 CITY OF SAN ANTONIO NOTE 5.00% 2/1/2023 7962533W0 18 15000 SH SOLE 15000 0 0 CLARK CNTY NV SD NOTE 4.00% 6/15/2016 181059KQ8 36 35000 SH SOLE 35000 0 0 CLARK CNTY WA PUD00 NOTE 5.00% 1/1/2018 181108UK5 38 35000 SH SOLE 35000 0 0 CLASSIFIED AD INC COM 00089Y109 0 156 SH SOLE 156 0 0 CLEAN ENERGY FUELS C COM 184499101 64 17640 SH SOLE 17640 0 0 CLENERGEN CORP COM 185635109 0 10000 SH SOLE 10000 0 0 CME GROUP INC A COM 12572Q105 5 50 SH SOLE 50 0 0 CMS ENERGY CORP COM 125896100 391 10839 SH SOLE 10839 0 0 CNO FINL GROUP INC COM 208464883 0 7 SH SOLE 7 0 0 CNT PUGET SND WA NOTE 5.25% 2/1/2018 155048AY7 11 10000 SH SOLE 10000 0 0 COACH INC COM 189754104 13 400 SH SOLE 400 0 0 COCA-COLA CO COM 191216100 417 9717 SH SOLE 9717 0 0 COCONINO ETC AZ NOTE 4.50% 7/1/2018 191800CY5 38 35000 SH SOLE 35000 0 0 COEUR MINING INC COM 192108504 0 201 SH SOLE 201 0 0 COGNEX CORP COM 192422103 2116 62668 SH SOLE 61408 0 1260 COGNIZANT TECH SOLUL COM 192446102 23 380 SH SOLE 380 0 0 COLUMBIA PIPELINE GR COM 198280109 10 500 SH SOLE 500 0 0 COMCAST CORP A COM 20030N101 6 100 SH SOLE 100 0 0 COMMERCE BANCSHARES COM 200525103 3 67 SH SOLE 67 0 0 CONAGRA FOODS INC COM 205887102 60 1425 SH SOLE 1425 0 0 CONCHO RESOURCES INC COM 20605P101 37 400 SH SOLE 400 0 0 CONOCOPHILLIPS COM 20825C104 1901 40718 SH SOLE 40418 0 300 CONS COMM HLDGS COM 209034107 31 1480 SH SOLE 1480 0 0 CONS DISC SELECT SEC ETF 81369Y407 8 100 SH SOLE 100 0 0 CONSOLIDATED EDISON COM 209115104 34 522 SH SOLE 522 0 0 CONSTELLATION BRANDS COM 21036P108 85 600 SH SOLE 600 0 0 CONTANGO ORE INC COM 21077F100 0 10 SH SOLE 10 0 0 CONTRA COSTA CA P NOTE 6.90% 6/1/2035 21226PKD9 28 25000 SH SOLE 25000 0 0 COPART INC COM 217204106 8 200 SH SOLE 200 0 0 COR OFFICE PPTYS REIT, MLP 22002T108 44 2000 SH SOLE 2000 0 0 CORE MED GROUP INC COM 218684108 0 146 SH SOLE 146 0 0 CORNERSTONE ONDEMAND NOTE 1.50% 7/1/2018 21925YAB9 11605 11790000 SH SOLE 11785000 0 5000 CORNING INC COM 219350105 5787 316598 SH SOLE 314018 0 2580 CORPUS CHRISTI TX NOTE 5.00% 3/1/2022 2201125R3 18 15000 SH SOLE 15000 0 0 CORRECTIONS CORP OF REIT, MLP 22025Y407 53 2000 SH SOLE 2000 0 0 COSTCO WHOLESALE COR COM 22160K105 1693 10482 SH SOLE 10482 0 0 COUGAR OIL & GAS CAN COM 22208A101 0 2000 SH SOLE 2000 0 0 CPI CARD GROUP INC COM 12634H101 4 400 SH SOLE 400 0 0 CROWN CASTLE CNV PREFERRED PREFERRED 228227500 43 400 SH SOLE 400 0 0 CROWN MEDIA HLDG INC COM 228411104 8 1500 SH SOLE 1500 0 0 CST BRANDS INC COM 12646R105 27 680 SH SOLE 680 0 0 CSX CORP COM 126408103 5570 214642 SH SOLE 214602 0 40 CUIDAO HLDG CORP COM 229905302 0 150 SH SOLE 150 0 0 CULLEN/FROST BANKERS COM 229899109 2 35 SH SOLE 35 0 0 CURRENCYSHARES CHINE ETF 23131C107 87 1178 SH SOLE 1178 0 0 CURRENCYSHARES SWISS ETF 23129V109 125 1300 SH SOLE 1300 0 0 CVS HEALTH CORP COM 126650100 1210 12379 SH SOLE 12379 0 0 CYBERARK SOFTWARE LT COM M2682V108 5 100 SH SOLE 100 0 0 DANAHER CORP COM 235851102 2 25 SH SOLE 25 0 0 DASSAULT SYSTEMS SA COM 237545108 12 150 SH SOLE 150 0 0 DAWSON GEOPHYSICAL COM 239360100 0 17 SH SOLE 17 0 0 DEARBORN MI SD NOTE 3.00% 5/1/2018 242595SQ0 26 25000 SH SOLE 25000 0 0 DEGA TECH INC COM 244781100 0 5 SH SOLE 5 0 0 DEPOMED INC NOTE 2.50% 9/1/2021 249908AA2 2595 2270000 SH SOLE 2225000 0 45000 DEUTSCHE BANK NOTE 1.40% 2/13/2017 25152RVR1 8 8000 SH SOLE 8000 0 0 DIAGEO PLC COM 25243Q205 22 200 SH SOLE 200 0 0 DIAMOND EQUITIES INC COM 252592100 0 3000 SH SOLE 3000 0 0 DIGERATI TECH INC COM 25375L206 0 100 SH SOLE 100 0 0 DIGITALGLOBE INC NEW COM 25389M877 6 400 SH SOLE 400 0 0 DIVIDEND CAP DIVRSFI REIT, MLP 25537M100 0 1065 SH SOLE 1065 0 0 DOLBY LABS INC COM 25659T107 0 13 SH SOLE 13 0 0 DOMINION RESOURCES I COM 25746U109 1 19 SH SOLE 19 0 0 DOUGLAS CO SD #1 NOTE 5.00% 1/15/2025 258887CQ9 22 20000 SH SOLE 20000 0 0 DOVER CORP COM 260003108 766 12488 SH SOLE 12488 0 0 DPS LEHMAN BROTHERS REIT, MLP 525ESC711 0 92 SH SOLE 92 0 0 DRIPPING SPRING TX NOTE 5.00% 2/15/2021 262061NX8 12 10000 SH SOLE 10000 0 0 DUKE ENERGY CORP COM 26441C105 25 345 SH SOLE 345 0 0 DYNEGY INC COM 26817R108 2 123 SH SOLE 123 0 0 E DIGITAL CORP COM 26841Y103 0 300 SH SOLE 300 0 0 EARTHWORKS ENTERTAIN COM 27032F200 0 44 SH SOLE 44 0 0 EATON CORP NOTE 2.75% 11/2/2022 278062AC8 6 6000 SH SOLE 6000 0 0 EATON CORP PLC COM 278058102 57 1100 SH SOLE 1100 0 0 EATON VANCE TAX-MANA COM 27828N102 5 420 SH SOLE 420 0 0 EBAY INC COM 278642103 4 144 SH SOLE 144 0 0 EBIX INC COM 278715206 7 200 SH SOLE 200 0 0 ECHO GLOBAL LOGISTIC NOTE 2.50% 5/1/2020 27875TAA9 5336 6100000 SH SOLE 6100000 0 0 ECOLAB INC COM 278865100 20 175 SH SOLE 175 0 0 EDISON INTERNATIONAL COM 281020107 113 1914 SH SOLE 1914 0 0 EGALET CORP COM 28226B104 33 3000 SH SOLE 3000 0 0 EGSHARES INDIA INFRA ETF 268461845 65 6200 SH SOLE 6200 0 0 EL PASO CO COP NOTE 4.50% 12/1/2024 283365GK4 53 50000 SH SOLE 50000 0 0 ELI LILLY & CO COM 532457108 84 1000 SH SOLE 1000 0 0 ELLINGTON FINANCIAL COM 288522303 1 60 SH SOLE 60 0 0 EMC CORP COM 268648102 10 400 SH SOLE 400 0 0 EMERSON ELECTRIC CO COM 291011104 121 2527 SH SOLE 2527 0 0 EMPIRE DISTRICT ELEC COM 291641108 8 300 SH SOLE 300 0 0 ENBRIDGE ENERGY PTNR REIT, MLP 29250R106 12 500 SH SOLE 500 0 0 ENERGY NW WA ELEC R NOTE 5.00% 7/1/2018 29270CWA9 11 10000 SH SOLE 10000 0 0 ENERGY TRANSFER PART REIT, MLP 29273R109 39 1170 SH SOLE 1170 0 0 ENERGY TRNFR EQUITY REIT, MLP 29273V100 14 1000 SH SOLE 1000 0 0 ENERPLUS RESOURCES REIT, MLP 29274D604 94 27530 SH SOLE 26930 0 600 ENI SPA COM 26874R108 15 500 SH SOLE 500 0 0 ENTERPRISE PTNRS REIT, MLP 293792107 280 10944 SH SOLE 10944 0 0 ENVESTNET INC NOTE 1.75% 12/15/2019 29404KAA4 7486 8505000 SH SOLE 8485000 0 20000 EQUITY COMMONWEALTH REIT, MLP 294628102 1094 39464 SH SOLE 38714 0 750 ESECURESOFT CO COM 296423106 0 148 SH SOLE 148 0 0 ESTEE LAUDER COS INC COM 518439104 70 800 SH SOLE 800 0 0 ESTERLINE TECH CORP COM 297425100 16 200 SH SOLE 200 0 0 EVANSVILLE IND REDEV NOTE 6.05% 2/1/2023 299398BK2 34 30000 SH SOLE 30000 0 0 EXACT SCIENCES CORP COM 30063P105 7 800 SH SOLE 800 0 0 EXELISIS INC COM 30161Q104 20 3500 SH SOLE 3500 0 0 EXPEDIA INC NOTE 7.46% 8/15/2018 30212PAB1 8 7000 SH SOLE 7000 0 0 EXPEDIA INC NOTE 5.95% 8/15/2020 30212PAH8 8 7000 SH SOLE 7000 0 0 EXPRESS SCRIPTS HLDG COM 302182100 19 220 SH SOLE 220 0 0 EXTRA SPACE STORAGE REIT, MLP 30225T102 64 723 SH SOLE 723 0 0 EXXON MOBIL CORP COM 30231G102 1970 25268 SH SOLE 25268 0 0 FACEBOOK INC COM 30303M102 210 2003 SH SOLE 2003 0 0 FAIRFAX FINANCE PREFERRED PREFERRED 303901607 6 500 SH SOLE 500 0 0 FAIRFAX FINANCIAL HL COM 303901102 47 100 SH SOLE 100 0 0 FARMINTON MN ISD NOTE 4.00% 2/1/2020 311315UC7 28 25000 SH SOLE 25000 0 0 FEDEX CORP COM 31428X106 52 351 SH SOLE 351 0 0 FERRELLGAS PTNRS LP REIT, MLP 315293100 42 2500 SH SOLE 2500 0 0 FIFTH STREET FINANCE COM 31678A103 2 327 SH SOLE 327 0 0 FINANCIAL SELECT SEC ETF 81369Y605 83 3479 SH SOLE 3479 0 0 FIREEYE INC COM 31816Q101 2 88 SH SOLE 88 0 0 FL DEP OF CHILD/FAM NOTE 5.00% 10/1/2018 34061MAS5 26 25000 SH SOLE 25000 0 0 FLUIDIGM CORP COM 34385P108 5 500 SH SOLE 500 0 0 FLUOR CORP COM 343412102 2 50 SH SOLE 50 0 0 FORD HLDG LLC NOTE 9.30% 3/1/2030 345277AE7 68 50000 SH SOLE 50000 0 0 FORD MOTOR CO COM 345370860 33 2337 SH SOLE 2337 0 0 FORD MOTOR CREDIT NOTE 8.13% 1/15/2020 345397VM2 15 13000 SH SOLE 13000 0 0 FORTUNE BRANDS HOME COM 34964C106 11 203 SH SOLE 203 0 0 FREEPORT-MCMORAN INC COM 35671D857 2 300 SH SOLE 300 0 0 FRESNO CA WTR SY NOTE 6.75% 6/1/2040 358240FC8 45 40000 SH SOLE 40000 0 0 FRONTIER COMM CORP COM 35906A108 23 5000 SH SOLE 5000 0 0 FUELCELL ENERGY INC COM 35952H106 0 50 SH SOLE 50 0 0 GAMCO NATURAL RESOUR COM 36249M106 10 1666 SH SOLE 1666 0 0 GASLOG PARTNERS LP COM Y2687W108 21 1500 SH SOLE 1500 0 0 GEN ELEC CAP REIT, MLP 369622428 26 1000 SH SOLE 1000 0 0 GEN MOTORS FINL NOTE 6.75% 6/1/2018 37045XAB2 15 14000 SH SOLE 14000 0 0 GENER8 MARTIME INC 1 COM Y26889116 0 5 SH SOLE 5 0 0 GENERAL CABLE CORP NOTE 4.50% 11/15/2029 369300AL2 21 35000 SH SOLE 35000 0 0 GENERAL ELECTRIC CAP NOTE 5.75% 8/15/2021 36966R4C7 22 19000 SH SOLE 19000 0 0 GENERAL ELECTRIC CAP NOTE 3.35% 10/17/2016 36962G5H3 20 20000 SH SOLE 20000 0 0 GENERAL ELECTRIC CO COM 369604103 732 23496 SH SOLE 23496 0 0 GENERAL ELECTRIC CO NOTE 5.25% 12/6/2017 369604BC6 16 15000 SH SOLE 15000 0 0 GENERAL ELECTRIC CO REIT, MLP 369622410 26 1000 SH SOLE 1000 0 0 GENERAL MILLS INC COM 370334104 83 1434 SH SOLE 1434 0 0 GENERAL MOLY INC COM 370373102 36 179807 SH SOLE 179807 0 0 GENERAL MOTORS CO, C COM 37045V118 1 57 SH SOLE 57 0 0 GENERAL MOTORS CO, C COM 37045V126 1 57 SH SOLE 57 0 0 GENERAL MOTORS CORP REIT, MLP 370ESC121 0 400 SH SOLE 400 0 0 GENERAL MOTORS CORP REIT, MLP 370ESCBW4 0 15000 SH SOLE 15000 0 0 GENERAL MOTORS CORP REIT, MLP 370ESC9S6 0 15000 SH SOLE 15000 0 0 GENMARK DIAGNOSTICS COM 372309104 3 400 SH SOLE 400 0 0 GENTEX CORP COM 371901109 3 200 SH SOLE 200 0 0 GENUINE PARTS COM 0 1240 14432 SH SOLE 14432 0 0 GILBERT AZ MPC NOTE 4.75% 10/1/2032 375306AU1 10 10000 SH SOLE 10000 0 0 GILEAD SCIENCES INC COM 375558103 857 8465 SH SOLE 8465 0 0 GOL LINHAS AEREAS IN COM 38045R107 2 3040 SH SOLE 3040 0 0 GOLDCORP INC COM 380956409 3 300 SH SOLE 300 0 0 GOLDEN ARCH RESOURCE COM 38079K101 0 4000 SH SOLE 4000 0 0 GOLDEN OCEAN GRP LTD COM G39637106 1 1000 SH SOLE 1000 0 0 GOLDMAN SACHS BANK CD 38147JD90 26 26000 SH SOLE 26000 0 0 GOLDMAN SACHS GROUP COM 38141G104 471 2614 SH SOLE 2614 0 0 GOLDMAN SACHS GROUP NOTE 5.35% 1/15/2016 38141GEE0 3 3334 SH SOLE 3334 0 0 GOLDMAN SACHS GROUP NOTE 7.50% 2/15/2019 38141EA25 16 14000 SH SOLE 14000 0 0 GOLDMAN SACHS GROUP NOTE 5.50% 2/15/2031 38141E2V0 21 20000 SH SOLE 20000 0 0 GOLDMAN SACHS GROUP NOTE 5.50% 6/15/2030 38141ED48 27 25000 SH SOLE 25000 0 0 GOLDMAN SACHS GROUP NOTE 4.20% 12/15/2016 38141E5H8 36 35000 SH SOLE 35000 0 0 GOLDMAN SACHS GROUP NOTE 6.35% 2/15/2034 38143VAA7 59 50000 SH SOLE 50000 0 0 GOODYEAR AZ PUB IMP NOTE 5.00% 7/1/2032 382512BQ3 26 25000 SH SOLE 25000 0 0 GOODYEAR TIRE & RUBB COM 382550101 45 1377 SH SOLE 1377 0 0 GOPRO INC COM 38268T103 1 80 SH SOLE 80 0 0 GOVERNMENT PPTY INCM REIT, MLP 38376A103 630 39715 SH SOLE 39715 0 0 GRAND RAPIDS MI NOTE 5.38% 1/1/2016 386289CJ9 25 25000 SH SOLE 25000 0 0 GRANITE CONSTRUCTION COM 387328107 9 200 SH SOLE 200 0 0 GREATER AZ DEV AUTH NOTE 6.85% 8/1/2019 391577RK1 11 10000 SH SOLE 10000 0 0 GREATER ORLANDO AVIA NOTE 4.50% 10/1/2028 392274ZX7 27 25000 SH SOLE 25000 0 0 GREEN ENERGY GROUP I COM 393036108 0 165 SH SOLE 165 0 0 GREEN FOR ENERGY INC COM 39303X109 0 1000 SH SOLE 1000 0 0 GROWLIFE INC COM 39985X104 0 6600 SH SOLE 6600 0 0 GSI COMMERCE INC NOTE 2.50% 6/1/2027 36238GAD4 28 25000 SH SOLE 25000 0 0 GTE CORP NOTE 6.94% 4/15/2028 362320BA0 53 45000 SH SOLE 45000 0 0 GUINNESS EXPLORATION COM 40204A107 0 100 SH SOLE 100 0 0 H&R BLOCK INC COM 093671105 11 330 SH SOLE 330 0 0 HABIT RESTAURANTS IN COM 40449J103 5 200 SH SOLE 200 0 0 HALLIBURTON CO COM 406216101 24 716 SH SOLE 716 0 0 HANNON ARMSTRONG SUS REIT, MLP 41068X100 19 1000 SH SOLE 1000 0 0 HARLEY-DAVIDSON INC COM 412822108 41 900 SH SOLE 900 0 0 HARRIS CNTY TX NOTE 5.00% 8/15/2026 414005QD3 18 15000 SH SOLE 15000 0 0 HASBRO INC COM 418056107 2 30 SH SOLE 30 0 0 HCP INC REIT, MLP 40414L109 315 8225 SH SOLE 8225 0 0 HEALTHCARE REALTY TR REIT, MLP 421946104 821 28980 SH SOLE 28980 0 0 HEALTHCARE SELECT SE ETF 81369Y209 32 440 SH SOLE 440 0 0 HERITAGE GLOBAL INC COM 42727E107 0 50 SH SOLE 50 0 0 HERTZ CORP NOTE 7.00% 1/15/2028 428040BJ7 8 8000 SH SOLE 8000 0 0 HEWLETT-PACKARD CO NOTE 4.65% 12/9/2021 428236BV4 15 15000 SH SOLE 15000 0 0 HEWLETT-PACKARD CO NOTE 4.38% 9/15/2021 428236BQ5 24 25000 SH SOLE 25000 0 0 HILTON HEAD ISL SC NOTE 3.50% 3/1/2027 432841NM2 32 30000 SH SOLE 30000 0 0 HOLOGIC INC COM 436440101 59 1524 SH SOLE 1524 0 0 HOLOGIC INC NOTE 2.00% 3/1/2042 436440AC5 10869 8099000 SH SOLE 8089000 0 10000 HOME DEPOT INC COM 437076102 2638 19945 SH SOLE 19945 0 0 HOMEAWAY INC NOTE 0.13% 4/1/2019 43739QAB6 3596 3595000 SH SOLE 3595000 0 0 HONEYWELL INTL INC COM 438516106 4 34 SH SOLE 34 0 0 HORIZON PHARMA PLC COM G4617B105 33 1500 SH SOLE 1500 0 0 HOSPITALITY PROP TR REIT, MLP 44106M102 485 18536 SH SOLE 18536 0 0 HTG MOLECULAR DIAG I COM 40434H104 7 1500 SH SOLE 1500 0 0 HUMANA INC COM 444859102 93 522 SH SOLE 522 0 0 HUNTSMAN CORP COM 447011107 164 14420 SH SOLE 14420 0 0 HUSKY ENERGY INC NOTE 7.25% 12/15/2019 448055AF0 8 7000 SH SOLE 7000 0 0 HYATT HOTELS CORP NOTE 3.88% 8/15/2016 448579AC6 132 130000 SH SOLE 130000 0 0 IA ST BRD REGENT HS NOTE 3.00% 9/1/2017 46256QCT1 36 35000 SH SOLE 35000 0 0 IBM CORP NOTE 5.70% 9/14/2017 459200GJ4 2 1666 SH SOLE 1666 0 0 IN ST FA REV NOTE 5.00% 2/1/2019 455057XG9 11 10000 SH SOLE 10000 0 0 INDEPENDENT C CA NOTE 4.20% 9/15/2036 45385LHC0 49 50000 SH SOLE 50000 0 0 INGERSOLL-RAND PLC COM G4766G101 11 200 SH SOLE 200 0 0 INTEL CORP COM 458140100 132 3823 SH SOLE 3823 0 0 INTERCONTINENTAL EXC COM 45865V100 5 18 SH SOLE 18 0 0 INTERDIGITAL INC NOTE 2.50% 3/15/2016 458660AB3 3512 3505000 SH SOLE 3505000 0 0 INTERPUBLIC GROUP OF COM 460690100 0 3 SH SOLE 3 0 0 INTL BUSINESS MACHIN COM 459200101 3 25 SH SOLE 25 0 0 INVENSENSE INC COM 46123D205 8 761 SH SOLE 761 0 0 INVENSENSE INC NOTE 1.75% 11/1/2018 46123DAB2 483 530000 SH SOLE 530000 0 0 INVENTURE FOODS INC COM 461212102 7 1000 SH SOLE 1000 0 0 IONIS PHARMACEUTICAL COM 462222100 7850 126763 SH SOLE 126178 0 585 IPG PHOTONICS CORP COM 44980X109 59 658 SH SOLE 658 0 0 IRVINE CA SPL T NOTE 5.38% 9/1/2033 46360TDV2 24 25000 SH SOLE 25000 0 0 IRVING TX WWKS/SWR NOTE 4.00% 8/15/2019 463831KM8 11 10000 SH SOLE 10000 0 0 ISHARES MSCI EMER MK ETF 464287234 2 60 SH SOLE 60 0 0 ISHARES RUSSELL 1000 ETF 464287614 21 208 SH SOLE 208 0 0 ISHARES RUSSELL 2000 ETF 464287630 36 323 SH SOLE 323 0 0 ISHARES RUSSELL MC G ETF 464287481 2 24 SH SOLE 24 0 0 ISHARES SILVER TRUST ETF 46428Q109 17 1300 SH SOLE 1300 0 0 ISHARES US FIN ETF ETF 464287788 10 109 SH SOLE 109 0 0 ISORAY INC COM 46489V104 5 5000 SH SOLE 5000 0 0 IVY TECH CCLG I NOTE 5.13% 7/1/2025 46603AAW1 51 50000 SH SOLE 50000 0 0 J2 GLOBAL INC NOTE 3.25% 6/15/2029 48123VAC6 12039 9150000 SH SOLE 9150000 0 0 JANEL CORP COM 47077R109 0 40 SH SOLE 40 0 0 JEA FL ELEC SYS REV NOTE 5.00% 10/1/2022 46613C2F1 12 10000 SH SOLE 10000 0 0 JEFFERIES GROUP NOTE 5.13% 4/13/2018 472319AK8 8 8000 SH SOLE 8000 0 0 JEFFERSON COUNTY MO NOTE 4.75% 3/1/2029 473143DQ5 5 5000 SH SOLE 5000 0 0 JOHNSON & JOHNSON COM 478160104 3733 36346 SH SOLE 36346 0 0 JOHNSON CONTROLS INC COM 478366107 201 5099 SH SOLE 5099 0 0 JPMORGAN CHASE & CO COM 46625H100 348 5274 SH SOLE 5274 0 0 JPMORGAN CHASE & CO NOTE 7.25% 2/1/2018 073902RU4 15 14000 SH SOLE 14000 0 0 JPMORGAN CHASE & CO NOTE 3.45% 3/1/2016 46625HHX1 20 20000 SH SOLE 20000 0 0 JUNIPER NETWORKS INC COM 48203R104 75 2725 SH SOLE 2725 0 0 KAYNE ANDERSON ENERG COM 48660Q102 2 109 SH SOLE 109 0 0 KENOSHA WI USD NOTE 4.50% 4/1/2016 489836LF1 35 35000 SH SOLE 35000 0 0 KEYCORP COM 493267405 40 300 SH SOLE 300 0 0 KIMBERLY-CLARK CORP COM 494368103 1865 14651 SH SOLE 14651 0 0 KINDER MORGAN INC COM 49456B101 71 4755 SH SOLE 4755 0 0 KINDER MORGAN INC 17 COM 49456B119 0 57 SH SOLE 57 0 0 KING ETC WA SD #408 NOTE 3.00% 12/1/2017 494619BR9 10 10000 SH SOLE 10000 0 0 KLA TENCOR CO NOTE 3.38% 11/1/2019 482480AC4 1030 1020000 SH SOLE 1020000 0 0 KLA-TENCOR CORP COM 482480100 95 1375 SH SOLE 1375 0 0 KLEIN TX ISD NOTE 5.00% 8/1/2023 498531FE7 12 10000 SH SOLE 10000 0 0 KOHL'S CORP COM 500255104 2 40 SH SOLE 40 0 0 KOPIN CORP COM 500600101 44 16050 SH SOLE 16050 0 0 KRAFT HEINZ CO COM 500754106 254 3493 SH SOLE 3493 0 0 KRANESHARES E CHN CM COM 500767702 3 100 SH SOLE 100 0 0 KRISPY KREME DOUGHNU COM 501014104 5 300 SH SOLE 300 0 0 KROGER CO COM 501044101 1 18 SH SOLE 18 0 0 L BRANDS INC NOTE 6.90% 7/15/2017 532716AM9 815 760000 SH SOLE 760000 0 0 L BRANDS INC NOTE 7.00% 5/1/2020 532716AS6 5548 4910000 SH SOLE 4910000 0 0 LAB CORP OF AMER HLD COM 50540R409 2 17 SH SOLE 17 0 0 LAIDLAW ENERGY GROUP COM 50730N101 0 700000 SH SOLE 700000 0 0 LAS VEGAS NV WTR NOTE 5.00% 6/1/2018 5178405M2 27 25000 SH SOLE 25000 0 0 LASERSIGHT INC COM 517924304 0 2 SH SOLE 2 0 0 LEADIS TECH INC COM 52171N103 0 2500 SH SOLE 2500 0 0 LEHMAN BRO HLDG PREFERRED PREFERRED 05252E204 0 600 SH SOLE 600 0 0 LEHMAN BROS HLDGS NOTE 0.00% 2/27/2015 525ESCGU7 1 20000 SH SOLE 20000 0 0 LENNOX INTL INC COM 526107107 6 50 SH SOLE 50 0 0 LEXMARK INTL NOTE 6.65% 6/1/2018 529772AE5 2935 2725000 SH SOLE 2725000 0 0 LIBERTY GLOBAL PLC COM G5480U120 3 66 SH SOLE 66 0 0 LIBERTY GLOBAL PLC C COM G5480U153 0 3 SH SOLE 3 0 0 LIFEAPPS BRANDS INC COM 53190A205 0 1000 SH SOLE 1000 0 0 LINKEDIN CORP COM 53578A108 19 85 SH SOLE 85 0 0 LIVE NATION ENTERTAI COM 538034109 0 6 SH SOLE 6 0 0 LIVE NATION ENTERTAI NOTE 2.50% 5/15/2019 538034AJ8 2504 2465000 SH SOLE 2450000 0 15000 LOCKHEED MARTIN CORP COM 539830109 591 2720 SH SOLE 2720 0 0 LOS ANGELES CA NOTE 7.00% 7/1/2041 544495WB6 58 50000 SH SOLE 50000 0 0 LOWELL COPPER LTD COM 54755T100 5 46000 SH SOLE 46000 0 0 LOWE'S COS INC COM 548661107 28 373 SH SOLE 373 0 0 LUMENTUM HOLDINGS IN COM 55024U109 0 1 SH SOLE 1 0 0 M B I A INC NOTE 7.15% 7/15/2027 55262CAD2 2 2000 SH SOLE 2000 0 0 M/I HOMES INC NOTE 3.00% 3/1/2018 55292PAB1 6243 6330000 SH SOLE 6330000 0 0 MA ST NOTE 5.50% 10/1/2019 57582NSJ5 12 10000 SH SOLE 10000 0 0 MA ST WTR RES AUTH NOTE 5.00% 8/1/2018 576051BG0 11 10000 SH SOLE 10000 0 0 MACQUARIE INFRASTRUC NOTE 2.88% 7/15/2019 55608BAA3 3761 3350000 SH SOLE 3350000 0 0 MAGELLAN MIDSTREAM P REIT, MLP 559080106 462 6804 SH SOLE 6804 0 0 MAGNUM HUNTER RESOUR COM 55973B110 0 200 SH SOLE 200 0 0 MALLINCKRODT PLC COM G5785G107 60 803 SH SOLE 803 0 0 MARATHON OIL CORP COM 565849106 1 100 SH SOLE 100 0 0 MARATHON PETRO CORP COM 56585A102 276 5327 SH SOLE 5327 0 0 MARICOPA AZ CCD NOTE 2.50% 7/1/2019 566795LB4 26 25000 SH SOLE 25000 0 0 MARICOPA AZ SD NOTE 3.75% 7/1/2016 566897TH7 25 25000 SH SOLE 25000 0 0 MARICOPA AZ SD NOTE 4.00% 7/1/2017 567527QY5 26 25000 SH SOLE 25000 0 0 MARICOPA AZ SD #31 NOTE 3.00% 7/1/2021 567150DX2 27 25000 SH SOLE 25000 0 0 MARICOPA AZ SD #4 NOTE 5.00% 7/1/2021 567137F25 18 15000 SH SOLE 15000 0 0 MARICOPA AZ USD #97 NOTE 5.00% 7/1/2016 567438PR1 26 25000 SH SOLE 25000 0 0 MARION COUNTY FL NOTE 4.00% 6/1/2019 56879EFJ3 26 25000 SH SOLE 25000 0 0 MARKET VECTORS AGRIB ETF 57060U605 5 100 SH SOLE 100 0 0 MARKET VECTORS GOLD ETF 57060U100 0 20 SH SOLE 20 0 0 MARKET VECTORS INDIA ETF 57061R551 49 1125 SH SOLE 1125 0 0 MARVELL TECH GRP LTD COM G5876H105 2 210 SH SOLE 210 0 0 MASTERCARD INC COM 57636Q104 56 580 SH SOLE 580 0 0 MATSON INC COM 57686G105 3 80 SH SOLE 80 0 0 MCCORMICK & CO INC COM 579780206 18 210 SH SOLE 210 0 0 MCDONALD'S CORP COM 580135101 152 1290 SH SOLE 1290 0 0 MCDONALDS CORP NOTE 5.35% 3/1/2018 58013MEE0 11 10000 SH SOLE 10000 0 0 MDC HLDG INC COM 552676108 2 97 SH SOLE 97 0 0 MEDBOX INC COM 58405D100 0 100 SH SOLE 100 0 0 MEDCO HLTH SOLUTIONS NOTE 7.13% 3/15/2018 58405UAD4 8 7000 SH SOLE 7000 0 0 MEDICAL PROP TRUST I REIT, MLP 58463J304 61 5300 SH SOLE 5300 0 0 MEDTRONIC INC COM 585055106 46 601 SH SOLE 601 0 0 MEMORIAL PROD PTNR L REIT, MLP 586048100 11 4000 SH SOLE 4000 0 0 MENTOR GRAPHICS CORP NOTE 4.00% 4/1/2031 587200AK2 21 20000 SH SOLE 20000 0 0 MERCADOLIBRE INC COM 58733R102 6 50 SH SOLE 50 0 0 MERCK & CO INC COM 589331107 154 2919 SH SOLE 2919 0 0 MERITAGE HOMES CORP NOTE 4.50% 3/1/2018 59001AAT9 5186 5180000 SH SOLE 5180000 0 0 MERITAGE HOMES CORP NOTE 1.88% 9/15/2032 59001AAR3 7280 7385000 SH SOLE 7385000 0 0 MERITOR INC NOTE 4.00% 2/15/2027 043353AH4 1557 1635000 SH SOLE 1635000 0 0 MERRILL LYNCH PREFERRED PREFERRED 59025D207 27 1055 SH SOLE 1055 0 0 MESA AZ UTIL SYS NOTE 2.25% 7/1/2020 590545UC1 36 35000 SH SOLE 35000 0 0 MESA ROYALTY TRUST O COM 590660106 2 215 SH SOLE 215 0 0 METLIFE INC COM 59156R108 5 100 SH SOLE 100 0 0 MGM RESORTS INTL COM 552953101 1917 84385 SH SOLE 84385 0 0 MI ST BLDG AUTH NOTE 5.00% 4/15/2021 594615BA3 12 10000 SH SOLE 10000 0 0 MIAMI-DADE CN FL NOTE 5.00% 10/1/2016 59334DBT0 26 25000 SH SOLE 25000 0 0 MIAMI-DADE CNTY FL NOTE 3.50% 7/1/2019 59333FKF6 38 35000 SH SOLE 35000 0 0 MICROSOFT CORP COM 594918104 2068 37276 SH SOLE 37276 0 0 MIDDLEBY CORP COM 596278101 32 300 SH SOLE 300 0 0 MINNESOTA ST NOTE 5.00% 11/1/2016 604129SZ0 57 55000 SH SOLE 55000 0 0 MIRACOR DIAGNOSTICS COM 60461S104 0 1215 SH SOLE 1215 0 0 MIRANT CORPORATION REIT, MLP 604675991 0 374 SH SOLE 374 0 0 MO ST HLTH/ED NOTE 5.70% 10/1/2022 6069017U4 10 10000 SH SOLE 10000 0 0 MO ST HWY/TRANS NOTE 5.00% 2/1/2019 60636WJH9 11 10000 SH SOLE 10000 0 0 MOBILE AL NOTE 5.00% 2/15/2017 607114T47 26 25000 SH SOLE 25000 0 0 MONDELEZ INTL INC COM 609207105 109 2428 SH SOLE 2428 0 0 MONOTYPE IMAGING HLD COM 61022P100 1658 70140 SH SOLE 70140 0 0 MONSANTO CO COM 61166W101 87 887 SH SOLE 887 0 0 MOOG INC CL A COM 615394202 51 837 SH SOLE 837 0 0 MORGAN STANLEY NOTE 4.63% 1/16/2034 61760LFF7 12 13000 SH SOLE 13000 0 0 MORGAN STANLEY NOTE 7.30% 5/13/2019 61747YCG8 16 14000 SH SOLE 14000 0 0 MORGAN STANLEY NOTE 4.75% 3/22/2017 61747YDT9 21 20000 SH SOLE 20000 0 0 MOSAIC CO COM 61945A107 1 26 SH SOLE 26 0 0 MOTORS LIQUIDATION C COM 62010U101 0 15 SH SOLE 15 0 0 MP WSTRN ST UNIV NOTE 5.00% 10/1/2020 606432BT8 10 10000 SH SOLE 10000 0 0 MPHASE TECH INC COM 62472C102 0 400 SH SOLE 400 0 0 MS DEV BK SPL OBG NOTE 4.50% 11/1/2020 60534QRG8 26 25000 SH SOLE 25000 0 0 MUELLER WATER PRODUC COM 624758108 13 1500 SH SOLE 1500 0 0 MUURIETA VY CA U NOTE 4.75% 9/1/2036 62719TBJ6 31 30000 SH SOLE 30000 0 0 MYLAN NV COM N59465109 1 20 SH SOLE 20 0 0 MYZIPSOFT INC COM 628703100 0 311 SH SOLE 311 0 0 NA PALLADIUM LTD COM 65704X109 0 1 SH SOLE 1 0 0 NATIONAL RETAIL PPTY REIT, MLP 637417106 184 4591 SH SOLE 4591 0 0 NATL FUEL GAS CO COM 636180101 2 50 SH SOLE 50 0 0 NATL GEN PREFERRED PREFERRED 636220808 25 1000 SH SOLE 1000 0 0 NATL OILWELL VARCO I COM 637071101 10 300 SH SOLE 300 0 0 NAVIENT CORP COM 63938C108 1 90 SH SOLE 90 0 0 NAVIOS MARITIME ACQ COM Y62159101 6 2120 SH SOLE 2120 0 0 NC MUN PWR CA ELEC NOTE 5.00% 1/1/2025 658203X82 12 10000 SH SOLE 10000 0 0 NE PUB PWR DIST NOTE 4.50% 1/1/2024 63968AD77 26 25000 SH SOLE 25000 0 0 NESTLE COM 0 37 500 SH SOLE 500 0 0 NETAPP INC COM 64110D104 8 300 SH SOLE 300 0 0 NETFLIX INC COM 64110L106 13 115 SH SOLE 115 0 0 NEW YORK CMTY BANCOR COM 649445103 29 1800 SH SOLE 1800 0 0 NEW YORK CMTY BANCOR PREFERRED 64944P307 360 7195 SH SOLE 7195 0 0 NEW YORK MTG PREFERRED PREFERRED 649604808 19 1000 SH SOLE 1000 0 0 NEW YORK N Y NOTE 5.00% 8/1/2023 64966LS77 12 10000 SH SOLE 10000 0 0 NEWLINK GENETICS COR COM 651511107 1710 46989 SH SOLE 46584 0 405 NEWMONT MINING CORP COM 651639106 5 275 SH SOLE 275 0 0 NEXPRISE INC COM 65333Q202 0 1 SH SOLE 1 0 0 NEXTERA ENERGY INC COM 65339F101 170 1637 SH SOLE 1637 0 0 NIKE INC COM 654106103 810 12952 SH SOLE 12952 0 0 NISKA GAS STORAGE PT REIT, MLP 654678101 1 329 SH SOLE 329 0 0 NISOURCE INC HOLDING COM 65473P105 10 500 SH SOLE 500 0 0 NOBLE ENERGY INC COM 655044105 50 1519 SH SOLE 1519 0 0 NOGALES AZ MDA NOTE 3.00% 6/1/2017 655275GN9 62 60000 SH SOLE 60000 0 0 NORDIC AMER OFFSHORE COM Y6366T112 0 4 SH SOLE 4 0 0 NORDSON CORP COM 655663102 10 150 SH SOLE 150 0 0 NORDSTROM INC COM 655664100 60 1200 SH SOLE 1200 0 0 NORFOLK SOUTHERN COR COM 655844108 45 538 SH SOLE 538 0 0 NORTHERN TRUST CORP COM 665859104 22 300 SH SOLE 300 0 0 NOVARTIS AG COM 66987V109 12 140 SH SOLE 140 0 0 NOVATO CA RDA NOTE 4.50% 9/1/2034 66988TBB8 25 25000 SH SOLE 25000 0 0 NOW INC COM 67011P100 1 75 SH SOLE 75 0 0 NUANCE COMM INC COM 67020Y100 15 777 SH SOLE 777 0 0 NUANCE COMM INC NOTE 2.75% 11/1/2031 67020YAF7 10511 10380000 SH SOLE 10330000 0 50000 NUVEEN CORE EQUITY A COM 67090X107 10 700 SH SOLE 700 0 0 NVIDIA COM 67066G104 33 1000 SH SOLE 1000 0 0 NXP SEMIS NV COM N6596X109 29 350 SH SOLE 350 0 0 NY ST DORM AUTH PER NOTE 5.00% 2/15/2025 64990EUT2 12 10000 SH SOLE 10000 0 0 NY ST DORM AUTH S/T NOTE 5.00% 3/15/2022 64990ADN2 12 10000 SH SOLE 10000 0 0 OASIS PETRO INC COM 674215108 3 400 SH SOLE 400 0 0 OCCIDENTAL PETRO COR COM 674599015 7 99 SH SOLE 99 0 0 OCLARO INC COM 67555N107 0 14 SH SOLE 14 0 0 OH ST WTR POLL REV NOTE 5.00% 12/1/2021 67766WVL3 12 10000 SH SOLE 10000 0 0 OMDA OIL & GAS INC COM 67087W203 0 1 SH SOLE 1 0 0 OMEGA HLTHCARE INVS REIT, MLP 681936100 114 3260 SH SOLE 3260 0 0 OMNICOM GROUP INC NOTE 5.90% 4/15/2016 681919AS5 8 8000 SH SOLE 8000 0 0 ONCOLOGIX TECH INC COM 68230M209 0 1250 SH SOLE 1250 0 0 ONEOK PARTNERS REIT, MLP 68268N103 19 624 SH SOLE 624 0 0 ONOCOCYTE CORP COM 68235C107 0 50 SH SOLE 50 0 0 ORACLE CORP COM 68389X105 345 9444 SH SOLE 9444 0 0 ORBIT BRANDS CORP COM 68556C108 0 100000 SH SOLE 100000 0 0 ORGANOVO HLDG INC COM 68620A104 6 2400 SH SOLE 2400 0 0 ORLANDO FL UTIL NOTE 4.00% 10/1/2019 686507DN1 28 25000 SH SOLE 25000 0 0 OSIRIS THERAPEUTICS COM 68827R108 7 700 SH SOLE 700 0 0 OUTERWALL INC COM 690070107 1 28 SH SOLE 28 0 0 PA ST TPK COMMN TPK NOTE 5.00% 12/1/2024 709224FX2 12 10000 SH SOLE 10000 0 0 PACIFIC BLUE ENERGY COM 69404A104 0 1000 SH SOLE 1000 0 0 PACTIV LLC NOTE 8.38% 4/15/2027 880394AE1 5 5000 SH SOLE 5000 0 0 PAN AMERICAN SILVER COM 697900108 6 900 SH SOLE 900 0 0 PANDORA MEDIA INC COM 698354107 1 100 SH SOLE 100 0 0 PAPA MURPHY'S HLDG I COM 698814100 4 350 SH SOLE 350 0 0 PARKER-HANNIFIN CORP COM 701094104 29 300 SH SOLE 300 0 0 PATRIOT GOLD CORP COM 70337F103 0 500 SH SOLE 500 0 0 PAYCHEX INC COM 704326107 606 11453 SH SOLE 11453 0 0 PAYPAL HOLDINGS INC COM 70450Y103 5 144 SH SOLE 144 0 0 PEABODY ENERGY NOTE 7.88% 11/1/2026 704549AF1 1 4000 SH SOLE 4000 0 0 PEABODY ENERGY CORP COM 704549104 4 459 SH SOLE 459 0 0 PENGROWTH ENERGY TR REIT, MLP 706902509 1 1500 SH SOLE 1500 0 0 PENTAIR PLC COM H6169Q108 0 8 SH SOLE 8 0 0 PEORIA AZ W/W NOTE 4.00% 7/1/2019 712851AJ3 38 35000 SH SOLE 35000 0 0 PEPSICO INC COM 713448108 1868 18699 SH SOLE 18699 0 0 PEPSICO INC NOTE 5.00% 6/1/2018 713448BH0 2 1667 SH SOLE 1667 0 0 PETROLEO BRASILEIRO COM 71654V408 8 1850 SH SOLE 1850 0 0 PFIZER INC COM 717081103 2294 71079 SH SOLE 71079 0 0 PFIZER INC NOTE 6.20% 3/15/2019 717081DB6 73 65000 SH SOLE 65000 0 0 PHARMAGEN INC COM 71715W106 0 630 SH SOLE 630 0 0 PHILADELPHIA PA NOTE 5.00% 8/1/2016 717813GG8 31 30000 SH SOLE 30000 0 0 PHILIP MORRIS INTL I COM 718172109 539 6126 SH SOLE 6126 0 0 PHILLIPS 66 COM 718546104 1690 20665 SH SOLE 20515 0 150 PHOENIX AZ CVC A NOTE 4.25% 7/1/2018 71883MEZ3 38 35000 SH SOLE 35000 0 0 PHOENIX AZ CVC IMP NOTE 5.00% 7/1/2020 718849BD3 12 10000 SH SOLE 10000 0 0 PHOENIX AZ CVC IMP NOTE 5.00% 7/1/2019 71884ARN1 27 25000 SH SOLE 25000 0 0 PHOENIX AZ WST WTR NOTE 5.00% 7/1/2024 71883PJP3 12 10000 SH SOLE 10000 0 0 PHOENIX AZ WTR NOTE 5.00% 7/1/2022 71883RJQ7 11 10000 SH SOLE 10000 0 0 PHOENIX AZ WTR NOTE 5.00% 7/1/2027 71883RNK5 12 10000 SH SOLE 10000 0 0 PHOTRONICS INC NOTE 3.25% 4/1/2016 719405AH5 761 625000 SH SOLE 625000 0 0 PHYSICIANS REALTY TR REIT, MLP 71943U104 59 3500 SH SOLE 3500 0 0 PIERCE CN WA SD NOTE 3.00% 12/1/2018 720611VJ8 26 25000 SH SOLE 25000 0 0 PIMA CN AZ IDA L NOTE 4.25% 9/1/2023 72177LAS8 53 50000 SH SOLE 50000 0 0 PIMA CN AZ SWR NOTE 5.00% 7/1/2025 721876RH5 12 10000 SH SOLE 10000 0 0 PIMCO 1-5 YR US TIPS ETF 72201R205 36 700 SH SOLE 700 0 0 PITNEY BOWES INC NOTE 4.75% 1/15/2016 72447XAA5 33 33000 SH SOLE 33000 0 0 PLAINS ALL AMERN PPL REIT, MLP 726503105 60 2584 SH SOLE 2584 0 0 PLUM CREEK TIMBER REIT, MLP 729251108 64 1350 SH SOLE 1350 0 0 PNC FINL GP PREFERRED 693475832 3 120 SH SOLE 120 0 0 PNC FINL SVCS GRP IN COM 693475105 2036 21366 SH SOLE 21366 0 0 PORTLAND GENERAL ELE COM 736508847 18 500 SH SOLE 500 0 0 POTASH CORP SASK INC COM 73755L107 2 102 SH SOLE 102 0 0 POWERSHARES DB OIL E COM 73936B507 0 34 SH SOLE 34 0 0 POWERSHARES HIGH YIE COM 73935X302 29 2140 SH SOLE 2140 0 0 PPG INDUSTRIES INC COM 693506107 20 206 SH SOLE 206 0 0 PRAXAIR INC COM 74005P104 3 30 SH SOLE 30 0 0 PRECISION CASTPARTS COM 740189105 48 207 SH SOLE 207 0 0 PRESTIGE BRANDS HOLD COM 74112D101 10 200 SH SOLE 200 0 0 PROCTOR & GAMBLE CO COM 742718109 2305 29026 SH SOLE 29026 0 0 PROGRESSIVE CORP OHI COM 743315103 92 2899 SH SOLE 2899 0 0 PROLOGIS INC REIT, MLP 74340W103 155 3600 SH SOLE 3600 0 0 PROSHARES SHORT DOW COM 74347R701 5 200 SH SOLE 200 0 0 PROSHARES SHORT RE COM 74347X641 4 200 SH SOLE 200 0 0 PROSHARES SHORT S&P COM 74347R503 2 100 SH SOLE 100 0 0 PROSHARES ULTRASHORT COM 74347R883 5 260 SH SOLE 260 0 0 PROSHARES ULTRASHORT COM 74347B201 234 5300 SH SOLE 5300 0 0 PROSHS ULTRA SILVER COM 74347W841 38 1400 SH SOLE 1400 0 0 PROSPECT CAP CORP NOTE 5.88% 3/15/2023 74348TAJ1 2 2000 SH SOLE 2000 0 0 PROSPECT CAPITAL COM 74348T102 2 339 SH SOLE 339 0 0 PROTO LABS INC COM 743713109 14 220 SH SOLE 220 0 0 PRUDENTIAL FINL 5.7% PREFERRED 744320706 10 400 SH SOLE 400 0 0 PS BUSINESS PARKS IN PREFERRED 69360J669 3 114 SH SOLE 114 0 0 QUALCOMM INC COM 747525103 8755 175160 SH SOLE 173765 0 1395 QUANTA SERVICES INC COM 74762E106 6 300 SH SOLE 300 0 0 QUEEN CRK IMP DIS A NOTE 5.00% 1/1/2016 74823PAH7 15 15000 SH SOLE 15000 0 0 QUEST DIAGNOSTIC INC COM 74834L100 1 11 SH SOLE 11 0 0 QUIDEL CORP NOTE 3.25% 12/15/2020 74838JAA9 6759 6960000 SH SOLE 6960000 0 0 RAINBOW CORAL CORP COM 75081A200 0 20 SH SOLE 20 0 0 RAPTOR PHARMA CORP N COM 75382F106 43 8245 SH SOLE 8245 0 0 RAYONIER REIT, MLP 754907103 7 315 SH SOLE 315 0 0 RAYTHEON CO COM 755111507 20 159 SH SOLE 47 0 112 REALTY INCOME CORP REIT, MLP 756109104 294 5700 SH SOLE 5700 0 0 REDMOND WA NOTE 5.00% 12/1/2016 757674KM7 10 10000 SH SOLE 10000 0 0 REGL TRAN DST CO CO NOTE 5.00% 6/1/2022 75913TJE5 11 10000 SH SOLE 10000 0 0 REGULUS THERAPEUTICS COM 75915K101 2 200 SH SOLE 200 0 0 REPUBLIC SERVICES IN COM 760759100 3174 72149 SH SOLE 72149 0 0 REPUBLIC SERVICES IN NOTE 5.00% 3/1/2020 760759AH3 3531 3250000 SH SOLE 3250000 0 0 RESMED INC COM 761152107 21 400 SH SOLE 400 0 0 REYNOLDS AMER INC COM 761713106 231 5000 SH SOLE 5000 0 0 RMR GROUP INC COM 74967R106 32 2251 SH SOLE 2234 0 17 ROBERT HALF INTL INC COM 770323103 2 45 SH SOLE 45 0 0 ROGERS COMM INC COM 775109200 5 150 SH SOLE 150 0 0 ROSEMONT IL NOTE 5.25% 12/1/2022 777543SS9 11 10000 SH SOLE 10000 0 0 ROYAL DUTCH SHELL PL COM 780259206 15 334 SH SOLE 334 0 0 ROYAL GOLD CORP NOTE 2.88% 6/15/2019 780287AA6 9368 10290000 SH SOLE 10275000 0 15000 ROYAL GOLD INC COM 780287108 132 3612 SH SOLE 3612 0 0 RPM INTL INC COM 749685103 2168 49195 SH SOLE 47195 0 2000 RPM INTL INC NOTE 2.25% 12/15/2020 749685AT0 165 145000 SH SOLE 145000 0 0 RR DONNELLEY & SONS NOTE 6.13% 1/15/2017 257867AT8 39 38000 SH SOLE 38000 0 0 RTI INTL METALS INC NOTE 1.63% 10/15/2019 74973WAB3 11738 11485000 SH SOLE 11460000 0 25000 SABINE ROYALTY TRUST COM 785688102 13 500 SH SOLE 500 0 0 SAFEWAY INC NOTE 7.25% 2/1/2031 786514BA6 26 29000 SH SOLE 29000 0 0 SALESFORCE.COM INC COM 79466L302 26 334 SH SOLE 334 0 0 SALT RIVER PRJ AZ NOTE 5.00% 1/1/2025 79575DXA3 27 25000 SH SOLE 25000 0 0 SALT RIVER PROJECT A NOTE 4.00% 1/1/2016 79575DD56 25 25000 SH SOLE 25000 0 0 SALT VERDE AZ FC NOTE 5.00% 12/1/2037 79575EAS7 116 100000 SH SOLE 100000 0 0 SAN JOSE CA ARPT NOTE 6.60% 3/1/2041 798136TS6 61 55000 SH SOLE 55000 0 0 SAN MATEO CA NOTE 4.13% 12/15/2023 799022BY3 16 15000 SH SOLE 15000 0 0 SANDRIDGE PERMIAN TR REIT, MLP 80007A102 5 1600 SH SOLE 1600 0 0 SANGAMO BIOSCIENCES COM 800677106 12 1300 SH SOLE 1300 0 0 SANOFI COM 80105N105 44 1040 SH SOLE 1040 0 0 SANOFI 20RTSF COM 80105N113 0 1634 SH SOLE 1634 0 0 SASOL LTD COM 803866300 1 50 SH SOLE 50 0 0 SAUL CENTERS INC COM 804395101 5 100 SH SOLE 100 0 0 SCANA CORP COM 80589M102 60 1000 SH SOLE 1000 0 0 SCHLUMBERGER LTD COM 806857108 713 10219 SH SOLE 10219 0 0 SCHWAB US LC ETF ETF 808524201 1 20 SH SOLE 20 0 0 SCHWAB US LC VAL ETF ETF 808524409 1 20 SH SOLE 20 0 0 SCHWAB US REIT ETF ETF 808524847 1 16 SH SOLE 16 0 0 SCHWAB US SC ETF ETF 808524607 1 25 SH SOLE 25 0 0 SEABRIDGE GOLD INC COM 811916105 14 1725 SH SOLE 1725 0 0 SEASPAN CORP REIT, MLP Y75638109 4256 269220 SH SOLE 266398 0 2822 SEASPAN CORP PREFERRED PREFERRED Y75638125 151 6037 SH SOLE 6037 0 0 SEATTLE GENETICS INC COM 812578102 27 600 SH SOLE 600 0 0 SECURITY NATL FINL C COM 814785309 2 373 SH SOLE 373 0 0 SELECT INCOME REIT REIT, MLP 81618T100 1578 79615 SH SOLE 78615 0 1000 SEMPRA ENERGY COM 816851109 19 200 SH SOLE 200 0 0 SEQUENOM INC COM 817337405 0 300 SH SOLE 300 0 0 SERVICEMASTER CO LTD NOTE 7.45% 8/15/2027 817609AB6 5 5000 SH SOLE 5000 0 0 SHIP FINANCE INTL COM G81075106 70 4200 SH SOLE 4200 0 0 SILVER WHEATON CORP COM 828336107 89 7151 SH SOLE 7151 0 0 SIMON PROPERTY GROUP NOTE 5.25% 12/1/2016 828807BW6 15 15000 SH SOLE 15000 0 0 SIRIUS XM HLDG INC COM 82966U103 1 300 SH SOLE 300 0 0 SOLOMON ALLIANCE GRP COM 834264103 0 500 SH SOLE 500 0 0 SONOCO PRODUCTS CO COM 835495102 400 9795 SH SOLE 9795 0 0 SOUTH32 LTD COM 84473L105 0 11 SH SOLE 11 0 0 SOUTHERN CO COM 842587107 9 200 SH SOLE 200 0 0 SOUTHERN COPPER CORP COM 84265V105 10 400 SH SOLE 400 0 0 SOUTHMARK CORP COM 844544809 0 124 SH SOLE 124 0 0 SOUTHWEST AIRLINES C COM 844741108 33 765 SH SOLE 765 0 0 SPDR DOW JONES INDUS ETF 252787106 2 10 SH SOLE 10 0 0 SPDR GOLD SHARES ETF ETF 863307104 15 150 SH SOLE 150 0 0 SPDR INDL SLCT SCTR ETF 81369Y704 4 75 SH SOLE 75 0 0 SPDR S&P 500 ETF ETF 78462F103 129 632 SH SOLE 632 0 0 SPDR S&P DIVIDEND ET ETF 78464A763 74 1000 SH SOLE 1000 0 0 SPECTRA ENERGY CORP COM 847560109 11 468 SH SOLE 468 0 0 SPECTRA7 MICROSYSTEM COM 84761T109 0 1000 SH SOLE 1000 0 0 SPECTRAL MED INC COM 847577103 8 13000 SH SOLE 13000 0 0 SPECTRUM PHARMA INC COM 84763A108 1643 272542 SH SOLE 271107 0 1435 SPECTRUM PHARMA INC NOTE 2.75% 12/15/2018 84763AAB4 7164 8205000 SH SOLE 8135000 0 70000 SPORTSEND INC COM 84920D102 0 50 SH SOLE 50 0 0 SPRINT CORP COM 85207U105 7 1839 SH SOLE 1839 0 0 SPROTT RESOURCES CP COM 85207D103 0 1000 SH SOLE 1000 0 0 ST JUDE MEDICAL INC COM 790849103 19 300 SH SOLE 300 0 0 ST LOUIS MO PKG NOTE 6.00% 12/15/2018 791676BK4 5 5000 SH SOLE 5000 0 0 STAG INDUSTRIAL INC REIT, MLP 85254J102 37 2000 SH SOLE 2000 0 0 STARBUCKS CORP COM 855244109 196 3258 SH SOLE 1658 0 1600 STARWOOD HOTELS & RE NOTE 7.15% 12/1/2019 85590AAN4 138 120000 SH SOLE 120000 0 0 STERICYCLE INC COM 858912108 4 34 SH SOLE 34 0 0 STILLWATER MINING CO NOTE 1.75% 10/15/2032 86074QAL6 5793 6105000 SH SOLE 6100000 0 5000 STMICROELETRONICS NV COM 861012102 0 50 SH SOLE 50 0 0 STRYKER CORP COM 863667101 42 450 SH SOLE 450 0 0 SUMMER ENERGY HLDG I COM 865634109 60 54500 SH SOLE 54500 0 0 SUNOCO LOGISTICS PTR REIT, MLP 86764L108 117 4554 SH SOLE 4554 0 0 SUPER DEAL COM INC COM 00210R106 0 153 SH SOLE 153 0 0 SUPERNUS PHARMA INC COM 868459108 0 35 SH SOLE 35 0 0 SUPERVALU INC NOTE 8.00% 5/1/2016 868536AT0 11 11000 SH SOLE 11000 0 0 SYNCHRONOSS TECH INC COM 87157B103 9 250 SH SOLE 250 0 0 SYNCHRONOSS TECH INC NOTE 0.75% 8/15/2019 87157BAA1 4937 4950000 SH SOLE 4895000 0 55000 SYSCO COM 871829107 8 204 SH SOLE 204 0 0 TAIWAN SEMI MANU CO COM 874039100 34 1514 SH SOLE 1514 0 0 TAMPA BAY FL WTR NOTE 5.00% 10/1/2016 875124FA2 10 10000 SH SOLE 10000 0 0 TAPESTRY PHARMA INC COM 876031204 0 20 SH SOLE 20 0 0 TARGET CORP COM 87612E110 983 13533 SH SOLE 13533 0 0 TATA MOTORS LTD COM 876568502 12 400 SH SOLE 400 0 0 TECH SELECT SECTOR S ETF 81369Y803 34 802 SH SOLE 802 0 0 TECK RESOURCES LTD COM 878742204 9 2427 SH SOLE 2427 0 0 TEKLA HC OPP COM 879105104 17 1000 SH SOLE 1000 0 0 TEL OFFSHORE TRUST U REIT, MLP 872382106 0 7 SH SOLE 7 0 0 TELEFONICA BRASIL SA COM 87929A102 0 3 SH SOLE 3 0 0 TELEFONICA SA COM 879382208 13 1168 SH SOLE 1168 0 0 TELESITES ORD L XXX COM 0 0 200 SH SOLE 200 0 0 TENNESSEE ST NOTE 5.00% 5/1/2021 880541MN4 11 10000 SH SOLE 10000 0 0 TERRA NITROGEN REIT, MLP 881005201 10 100 SH SOLE 100 0 0 TESLA MOTORS INC COM 88160R101 27 112 SH SOLE 112 0 0 TESLA MOTORS INC NOTE 0.25% 3/1/2019 88160RAB7 14 15000 SH SOLE 15000 0 0 TESORO CORP COM 881609101 544 5159 SH SOLE 5159 0 0 TEXAS INSTRUMENTS IN COM 882508104 11 200 SH SOLE 200 0 0 TEXAS INSTRUMENTS IN NOTE 2.38% 5/16/2016 882508AR5 10 10000 SH SOLE 10000 0 0 TEXAS ROADHOUSE INC COM 882681109 1059 29615 SH SOLE 29615 0 0 THE GAP INC NOTE 5.95% 4/12/2021 364760AK4 4005 3785000 SH SOLE 3785000 0 0 THERMO FISHER SCIENT COM 883556102 4 28 SH SOLE 28 0 0 THERMO TECH TECHS COM 88360H101 0 4900 SH SOLE 4900 0 0 THORNBURG MORTGAGE REIT, MLP 885218800 0 15 SH SOLE 15 0 0 TIME WARNER INC NOTE 9.15% 2/1/2023 887315AM1 26 20000 SH SOLE 20000 0 0 TJX COS INC COM 872540109 5 65 SH SOLE 65 0 0 TOB STLMT CORP NY NOTE 5.00% 6/1/2021 88880TND4 25 25000 SH SOLE 25000 0 0 TOB STLMT CORP NY NOTE 5.00% 6/1/2022 88880TNE2 36 35000 SH SOLE 35000 0 0 TOLL BROTHERS INC NOTE 4.00% 12/31/2018 88947EAP5 7273 7130000 SH SOLE 7130000 0 0 TOTAL SA COM 89151E113 40 900 SH SOLE 900 0 0 TRANS GLOBAL GROUP I COM 89324A109 0 5 SH SOLE 5 0 0 TRANSCANADA CORP COM 89353D107 7 200 SH SOLE 200 0 0 TRANSFORCE INC COM 89366H103 18 1015 SH SOLE 1015 0 0 TRIAD HOSPITALS COM 89579K109 20 530 SH SOLE 530 0 0 TROWE PRICE GROUP IN COM 74144T108 3 35 SH SOLE 35 0 0 TUCSON AZ WTR NOTE 5.00% 7/1/2025 898797CG8 12 10000 SH SOLE 10000 0 0 TUCSON AZ WTR NOTE 4.00% 7/1/2018 8987963X3 25 25000 SH SOLE 25000 0 0 TWITTER INC COM 90184L102 2 75 SH SOLE 75 0 0 TWO HARBORS INVEST REIT, MLP 90187B101 4 539 SH SOLE 539 0 0 TX TRANS ST HWY FD NOTE 5.00% 10/1/2024 88283LJW7 12 10000 SH SOLE 10000 0 0 UGI CORP COM 902681105 63 1875 SH SOLE 1875 0 0 UINV S AL NOTE 5.00% 12/1/2024 914845MJ8 26 25000 SH SOLE 25000 0 0 UNDER ARMOUR INC COM 904311107 15 180 SH SOLE 180 0 0 UNILEVER NV COM 904784709 22 500 SH SOLE 500 0 0 UNION CARBIDE CORP NOTE 7.88% 4/1/2023 905572AD5 30 25000 SH SOLE 25000 0 0 UNION PACIFIC CORP COM 907818108 22 275 SH SOLE 275 0 0 UNITED PARCEL SERVIC COM 911312106 76 790 SH SOLE 790 0 0 UNITED TECH CORP COM 913017109 7 75 SH SOLE 75 0 0 UNITEDHEALTH GROUP I COM 91324P102 5 42 SH SOLE 42 0 0 UNIV AZ MED CTR NOTE 5.50% 7/1/2033 914062EC4 32 25000 SH SOLE 25000 0 0 UNIV PL WA NOTE 5.92% 12/1/2019 91480QDS6 22 20000 SH SOLE 20000 0 0 UNIV TX UNIV NOTE 5.25% 8/15/2018 915137W90 28 25000 SH SOLE 25000 0 0 UNIVERSAL DISPLAY CO COM 91347P105 22 400 SH SOLE 400 0 0 UNVL HEALTH RLTY INC REIT, MLP 91359E109 29 571 SH SOLE 571 0 0 US BANCORP COM 902973304 1075 25200 SH SOLE 25200 0 0 US BANCORP PREFERRED PREFERRED 902973817 475 17695 SH SOLE 17695 0 0 US CRUDE INTL INC COM 911758209 0 500000 SH SOLE 500000 0 0 USA PERFORMANCE PROD COM 90341L102 0 40 SH SOLE 40 0 0 USAS DIGITAL INC COM 90341K104 0 162 SH SOLE 162 0 0 VACCINOGEN INC COM 918641101 1 400 SH SOLE 400 0 0 VALE SA COM 91912E109 8 2350 SH SOLE 2350 0 0 VALEANT PHARMA INTL COM 91911X104 6 60 SH SOLE 60 0 0 VALERO ENERGY CORP COM 91913Y100 1266 17905 SH SOLE 17905 0 0 VALERO ENERGY CORP NOTE 6.13% 2/1/2020 91913YAR1 3107 2815000 SH SOLE 2815000 0 0 VANGUARD EMERGING MA COM 922042858 3 104 SH SOLE 104 0 0 VANGUARD LC ETF ETF 922908637 86 919 SH SOLE 919 0 0 VANGUARD MGC ETF ETF 921910873 4 55 SH SOLE 55 0 0 VANTIV INC COM 92210H105 1312 27661 SH SOLE 27661 0 0 VECTOR GROUP LTD NOTE 5.50% 4/15/2020 92240MBC1 7095 6195000 SH SOLE 6175000 0 20000 VEREIT INC REIT, MLP 92339V100 40 5000 SH SOLE 5000 0 0 VERINT SYSTEMS INC NOTE 1.75% 6/1/2021 92343XAA8 7723 8275000 SH SOLE 8260000 0 15000 VERIZON COMM INC COM 92343V104 3633 78599 SH SOLE 78599 0 0 VERIZON COMMUNICATIO NOTE 6.35% 4/1/2019 92343VAV6 34 30000 SH SOLE 30000 0 0 VERMILION ENERGY INC COM 923725105 22 800 SH SOLE 800 0 0 VERTEX PHARMA INC COM 92532F100 3 20 SH SOLE 20 0 0 VF CORP COM 918204108 4 60 SH SOLE 60 0 0 VIAVI SOLUTIONS INC COM 925550105 0 7 SH SOLE 7 0 0 VISA INC COM 92826C839 85 1100 SH SOLE 1100 0 0 VITROTECH CORP COM 92851M108 0 500 SH SOLE 500 0 0 VODAFONE GROUP PLC COM 92857W209 9 289 SH SOLE 289 0 0 VOXELJET AG COM 92912L107 2 500 SH SOLE 500 0 0 W.R. BERKLEY CORP COM 084423102 6 102 SH SOLE 102 0 0 WABCO HLDG INC COM 92927K102 5 50 SH SOLE 50 0 0 WALGREENS BOOTS ALLI COM 931427108 188 2207 SH SOLE 2207 0 0 WALKER & DUNLOP INC COM 93148P102 17 600 SH SOLE 600 0 0 WAL-MART STORES INC COM 931142103 183 2986 SH SOLE 2986 0 0 WALT DISNEY CO COM 254687106 189 1797 SH SOLE 1797 0 0 WASHINGTON CA USD NOTE 5.00% 8/1/2025 937416BB0 21 20000 SH SOLE 20000 0 0 WASHINGTON ST NOTE 5.00% 2/1/2019 93974CGB0 22 20000 SH SOLE 20000 0 0 WASTE MANAGEMENT INC COM 94106L109 454 8508 SH SOLE 8508 0 0 WEATHERFORD INTL NOTE 5.50% 2/15/2016 947076AB1 25 25000 SH SOLE 25000 0 0 WEBMD HEALTH CORP COM 94770V102 7 150 SH SOLE 150 0 0 WEBMD HEALTH CORP NOTE 2.50% 1/31/2018 94770VAF9 12392 12040000 SH SOLE 12040000 0 0 WEC ENERGY GRP INC COM 976657106 5 92 SH SOLE 92 0 0 WEIGHT WATCHERS INTL COM 948626106 5 200 SH SOLE 200 0 0 WELLS FARGO & CO COM 949746101 4191 77095 SH SOLE 77095 0 0 WELLS FARGO & CO NOTE 5.63% 12/11/2017 949746NX5 11 10000 SH SOLE 10000 0 0 WELLS FARGO & CO PREFERRED PREFERRED 949746879 27 945 SH SOLE 945 0 0 WELLS FARGO & CO PREFERRED PREFERRED 949746366 27 1000 SH SOLE 1000 0 0 WELLS FARGO & CO PREFERRED PREFERRED 949746556 837 32050 SH SOLE 32050 0 0 WELLTOWER INC PREFERRED SE PREFERRED 42217K700 9 350 SH SOLE 350 0 0 WESLACO TX NOTE 5.00% 2/15/2023 950868LX5 26 25000 SH SOLE 25000 0 0 WEST PHARMA SVCS INC COM 955306105 186 3088 SH SOLE 3088 0 0 WESTERN ALLIANCE BAN COM 957638109 32 900 SH SOLE 900 0 0 WESTERN REFINING LOG REIT, MLP 95931Q205 7 300 SH SOLE 300 0 0 WESTROCK COM 96145D105 36 780 SH SOLE 780 0 0 WHIRLPOOL CORP NOTE 2.40% 3/1/2019 963320AQ9 234 235000 SH SOLE 235000 0 0 WHITEWAVE FOODS CO COM 966244105 16 400 SH SOLE 400 0 0 WHOLE FOODS MARKET I COM 966837106 3 100 SH SOLE 100 0 0 WILLIAMS COS INC COM 969457100 4 163 SH SOLE 163 0 0 WIRECARD AG BERLIN O COM D22359133 5 100 SH SOLE 100 0 0 WISDOMTREE INDIA EAR ETF 97717W422 49 2450 SH SOLE 2450 0 0 WISDOMTREE SC ETF ETF 97717W604 19 300 SH SOLE 300 0 0 WP CAREY INC REIT, MLP 92936U109 92 1560 SH SOLE 1560 0 0 WYNDHAM WORLDWIDE CO COM 98310W108 36 500 SH SOLE 500 0 0 WYNDHAM WORLDWIDE CO NOTE 2.95% 3/1/2017 98310WAH1 86 85000 SH SOLE 85000 0 0 XEROX CORP COM 984121103 2101 197638 SH SOLE 197168 0 470 XPO LOGISTICS INC COM 983793100 4 150 SH SOLE 150 0 0 YAHOO! INC COM 984332106 3 100 SH SOLE 100 0 0 YAMANA GOLD INC COM 98462Y100 5 2500 SH SOLE 2500 0 0 YAVAPAI CN AZ CCD NOTE 3.00% 7/1/2021 985204GU4 27 25000 SH SOLE 25000 0 0 YUM! BRANDS INC COM 988498101 37 500 SH SOLE 500 0 0 ZILLOW GROUP INC CL COM 98954M101 3 100 SH SOLE 100 0 0 ZILLOW GROUP INC CL COM 98954M200 5 200 SH SOLE 200 0 0 ZIMMER BIOMET HOLDIN COM 98956P102 33 320 SH SOLE 320 0 0