0001104659-22-059611.txt : 20220512 0001104659-22-059611.hdr.sgml : 20220512 20220512181032 ACCESSION NUMBER: 0001104659-22-059611 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220503 FILED AS OF DATE: 20220512 DATE AS OF CHANGE: 20220512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALEXANDER LAURENCE CENTRAL INDEX KEY: 0001418236 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39982 FILM NUMBER: 22919413 MAIL ADDRESS: STREET 1: C/O ROK ENTERTAINMENT GROUP ROK HOUSE STREET 2: HOLYHEAD ROAD, ALBRIGHTON CITY: WOLVERHAMPTON STATE: X0 ZIP: WV7 3AU ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Energy Vault Holdings, Inc. CENTRAL INDEX KEY: 0001828536 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 853230987 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 93161 BUSINESS PHONE: 805-852-0000 MAIL ADDRESS: STREET 1: 4360 PARK TERRACE DRIVE STREET 2: SUITE 100 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 93161 FORMER COMPANY: FORMER CONFORMED NAME: Novus Capital Corp II DATE OF NAME CHANGE: 20201015 3 1 tm2215422d1_3seq1.xml OWNERSHIP DOCUMENT X0206 3 2022-05-03 0 0001828536 Energy Vault Holdings, Inc. NRGV 0001418236 ALEXANDER LAURENCE 4360 PARK TERRACE DRIVE, SUITE 100 WESTLAKE VILLAGE CA 91361 0 1 0 0 Chief Marketing Officer Restricted Stock Units 0.00 Common Stock 270940 D In connection with the merger described in that certain Business Combination Agreement and Plan of Reorganization, dated as of September 8, 2021, by and among Novus Capital Corporation II, now known as Energy Vault Holdings, Inc. ("Energy Vault Holdings") (the "Issuer"), NCCII Merger Corp. ("Merger Sub"), and Energy Vault, Inc. ("Energy Vault"), pursuant to which Merger Sub merged with and into Energy Vault, with Energy Vault surviving as a wholly-owned subsidiary of the Issuer (the "Merger"), the Reporting Person received restricted stock units ("RSUs") in Issuer in exchange for, and pursuant to the assumption and conversion of, 40,000 restricted stock units of Energy Vault. Subject to the satisfaction of both a liquidity event requirement and service-based requirement, each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The liquidity event requirement was satisfied upon the closing of the Merger. The RSUs will accordingly vest upon the satisfaction of the service-based requirement, which provides that the RSUs will vest or have vested as follows: with respect to 50% of the RSUs on the closing of the Merger, with respect to 25% of the RSUs on August 31, 2019 and with respect to 1/48th of the RSUs each month thereafter, subject to the Reporting Person's continuous service with the Issuer through each vesting date. /s/ Daniel Gunning, Attorney in Fact 2022-05-12 EX-24 2 tm2215422d1_ex24.htm EXHIBIT 24

 

Exhibit 24

 

POWER OF ATTORNEY

 

The undersigned, as a Section 16 reporting person of Energy Vault Holdings, Inc., a Delaware corporation (the “Company”), hereby constitutes and appoints each of Dan Gunning, Daniel Reichert and Meredith Burke as the undersigned's true and lawful attorney-in-fact to:

 

(1)               complete and execute Form ID, “Update Passphrase Confirmation” form and Forms 3, 4 and 5 and other forms and all amendments thereto as such attorney-in-fact shall in his or her discretion determined to be required or advisable pursuant to Section 16 of the Securities Exchange Act of 1934 (as amended) and the rules and regulations promulgated thereunder, or any successor laws and regulations, as a consequence of the undersigned's ownership, acquisition or disposition of securities of the Company; and

 

(2)               do all acts necessary in order to file such forms with the Securities and Exchange Commission, any securities exchange or national association, the Company and such other person or agency as the attorney-in-fact shall deem appropriate.

 

The undersigned hereby ratifies and confirms all that said attorneys-in-fact and agents shall do or cause to be done by virtue hereof. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with the Securities Exchange Act of 1934 (as amended).

 

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.

 

IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of May 12, 2022.

   

  /s/ Laurence Alexander
  LAURENCE ALEXANDER