0000950170-24-082819.txt : 20240710
0000950170-24-082819.hdr.sgml : 20240710
20240710200556
ACCESSION NUMBER: 0000950170-24-082819
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240708
FILED AS OF DATE: 20240710
DATE AS OF CHANGE: 20240710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Lake Group, L.L.C.
CENTRAL INDEX KEY: 0001418226
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110870
BUSINESS ADDRESS:
STREET 1: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6502338120
MAIL ADDRESS:
STREET 1: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Lake Partners IV, L.P.
CENTRAL INDEX KEY: 0001552054
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110868
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-233-8020
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Lake Technology Investors IV, L.P.
CENTRAL INDEX KEY: 0001672565
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110867
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650)233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Durban Egon
CENTRAL INDEX KEY: 0001651403
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110863
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SLTA SPV-2 (GP), L.L.C.
CENTRAL INDEX KEY: 0001767116
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110866
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650)233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Silver Lake Technology Associates IV, L.P.
CENTRAL INDEX KEY: 0001672566
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110869
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650)233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SLTA IV (GP), L.L.C.
CENTRAL INDEX KEY: 0001672568
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110871
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650)233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SL SPV-2, L.P.
CENTRAL INDEX KEY: 0001767114
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110864
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650)233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SLTA SPV-2, L.P.
CENTRAL INDEX KEY: 0001767115
ORGANIZATION NAME:
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37867
FILM NUMBER: 241110865
BUSINESS ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: (650)233-8120
MAIL ADDRESS:
STREET 1: C/O SILVER LAKE
STREET 2: 2775 SAND HILL ROAD, SUITE 100
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dell Technologies Inc.
CENTRAL INDEX KEY: 0001571996
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
ORGANIZATION NAME: 06 Technology
IRS NUMBER: 800890963
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: ONE DELL WAY
CITY: ROUND ROCK
STATE: TX
ZIP: 78682
BUSINESS PHONE: 800-289-3355
MAIL ADDRESS:
STREET 1: ONE DELL WAY
CITY: ROUND ROCK
STATE: TX
ZIP: 78682
FORMER COMPANY:
FORMER CONFORMED NAME: Dell Technologies Inc
DATE OF NAME CHANGE: 20160825
FORMER COMPANY:
FORMER CONFORMED NAME: Denali Holding Inc.
DATE OF NAME CHANGE: 20130313
4
1
ownership.xml
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2024-07-08
0001571996
Dell Technologies Inc.
DELL
0001672568
SLTA IV (GP), L.L.C.
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
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true
false
true
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0001418226
Silver Lake Group, L.L.C.
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MENLO PARK
CA
94025
true
false
true
false
0001672566
Silver Lake Technology Associates IV, L.P.
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MENLO PARK
CA
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true
false
true
false
0001552054
Silver Lake Partners IV, L.P.
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2775 SAND HILL ROAD, SUITE 100
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CA
94025
true
false
true
false
0001672565
Silver Lake Technology Investors IV, L.P.
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MENLO PARK
CA
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true
false
true
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CA
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2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
true
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true
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0001651403
Durban Egon
C/O SILVER LAKE
2775 SAND HILL ROAD, SUITE 100
MENLO PARK
CA
94025
true
false
false
false
false
Class C Common Stock
2024-07-08
4
M
false
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A
551665
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Held through SL SPV-2, L.P.
Class C Common Stock
2024-07-08
4
M
false
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A
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I
Held through Silver Lake Partners IV, L.P.
Class C Common Stock
2024-07-08
4
M
false
290629
A
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Class C Common Stock
2024-07-08
4
M
false
7900
A
7900
I
Held through Silver Lake Technology Investors IV, L.P.(
Class C Common Stock
2024-07-08
4
M
false
3563
A
3563
I
Held through Silver Lake Technology Investors V, L.P.
Class C Common Stock
2024-07-08
4
S
false
361637
144.68
D
190028
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Held through SL SPV-2, L.P.
Class C Common Stock
2024-07-08
4
S
false
414286
144.68
D
128898
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Held through Silver Lake Partners IV, L.P.
Class C Common Stock
2024-07-08
4
S
false
212614
144.68
D
92126
I
Held through Silver Lake Partners V DE (AIV), L.P.
Class C Common Stock
2024-07-08
4
S
false
7900
144.68
D
0
I
Held through Silver Lake Technology Investors IV, L.P.
Class C Common Stock
2024-07-08
4
S
false
3563
144.68
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0
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Held through Silver Lake Technology Investors V, L.P.
Class C Common Stock
2024-07-09
4
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false
190028
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0
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Held through SL SPV-2, L.P.
Class C Common Stock
2024-07-09
4
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false
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Class C Common Stock
2024-07-09
4
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false
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Held through Silver Lake Partners V DE (AIV), L.P.
Class C Common Stock
2024-07-09
4
M
false
522809
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Held through SL SPV-2, L.P.
Class C Common Stock
2024-07-09
4
M
false
536690
A
536690
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Held through Silver Lake Partners IV, L.P.
Class C Common Stock
2024-07-09
4
M
false
290510
A
290510
I
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Class C Common Stock
2024-07-09
4
M
false
7897
A
7897
I
Held through Silver Lake Technology Investors IV, L.P.(
Class C Common Stock
2024-07-09
4
M
false
3561
A
3561
I
Held through Silver Lake Technology Investors V, L.P.
Class C Common Stock
2024-07-09
4
S
false
361393
146.66
D
161416
I
Held through SL SPV-2, L.P.
Class C Common Stock
2024-07-09
4
S
false
414736
146.66
D
121954
I
Held through Silver Lake Partners IV, L.P.
Class C Common Stock
2024-07-09
4
S
false
212413
146.66
D
78097
I
Held through Silver Lake Partners V DE (AIV), L.P.
Class C Common Stock
2024-07-09
4
S
false
7897
146.66
D
0
I
Held through Silver Lake Technology Investors IV, L.P.
Class C Common Stock
2024-07-09
4
S
false
3561
146.66
D
0
I
Held through Silver Lake Technology Investors V, L.P.
Class C Common Stock
128808
I
Held through SLTA SPV-2, L.P.
Class C Common Stock
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I
Held through Silver Lake Technology Associates V, L.P.
Class C Common Stock
4661
I
Held through Silver Lake Technology Associates IV, L.P.
Class C Common Stock
201170
I
Held through Silver Lake Group, L.L.C.
Class C Common Stock
1329
I
See footnote
Class C Common Stock
770369
D
Class C Common Stock
27971
I
See footnote
Class B Common Stock
2024-07-08
4
M
false
523024
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D
Class C Common Stock
523024
26005211
I
Held through SL SPV-2, L.P.
Class B Common Stock
2024-07-08
4
M
false
536910
0.00
D
Class C Common Stock
536910
26695655
I
Held through Silver Lake Partners IV, L.P.
Class B Common Stock
2024-07-08
4
M
false
290629
0.00
D
Class C Common Stock
290629
14450323
I
Held through Silver Lake Partners V DE (AIV), L.P.
Class B Common Stock
2024-07-08
4
M
false
7900
0.00
D
Class C Common Stock
7900
392782
I
Held through Silver Lake Technology Investors IV, L.P.
Class B Common Stock
2024-07-08
4
M
false
3563
0.00
D
Class C Common Stock
3563
177122
I
Held through Silver Lake Technology Investors V, L.P.
Class B Common Stock
2024-07-09
4
M
false
522809
0.00
D
Class C Common Stock
522809
25482402
I
Held through SL SPV-2, L.P.
Class B Common Stock
2024-07-09
4
M
false
536690
0.00
D
Class C Common Stock
536690
26158965
I
Held through Silver Lake Partners IV, L.P.
Class B Common Stock
2024-07-09
4
M
false
290510
0.00
D
Class C Common Stock
290510
14159813
I
Held through Silver Lake Partners V DE (AIV), L.P.
Class B Common Stock
2024-07-09
4
M
false
7897
0.00
D
Class C Common Stock
7897
384885
I
Held through Silver Lake Technology Investors IV, L.P.
Class B Common Stock
2024-07-09
4
M
false
3561
0.00
D
Class C Common Stock
3561
173561
I
Held through Silver Lake Technology Investors V, L.P.
SL SPV-2, L.P. ("SPV-2"), Silver Lake Partners IV, L.P. ("SLP IV") and Silver Lake Partners V DE (AIV), L.P. ("SLP V") and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on July 8, 2024 and July 9, 2024 and initiated in-kind distributions of shares of Class C Common Stock on July 9, 2024. The receipt of shares of Class C Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On July 8, 2024 and July 9, 2024 and, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the distributions and sales described in footnote (1) above.
These securities are directly held by SPV-2. The general partner of SPV-2 is SLTA SPV-2, L.P. ("SLTA SPV") and the general partner of SLTA SPV is SLTA SPV-2 (GP), L.L.C. ("SLTA SPV GP").
These securities are directly held by SLP IV. The general partner of SLP IV is Silver Lake Technology Associates IV, L.P. ("SLTA IV") and the general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP").
These securities are directly held by SLP V. The general partner of SLP V is Silver Lake Technology Associates V, L.P. ("SLTA V") and the general partner of SLTA V is SLTA V (GP), L.L.C. ("SLTA V GP").
These securities are directly held by Silver Lake Technology Investors IV, L.P. The general partner of Silver Lake Technology Investors IV, L.P. is SLTA IV and the general partner of SLTA IV is SLTA IV GP.
These securities are directly held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is SLTA V and the general partner of SLTA V is SLTA V GP.
These shares of Class C Common Stock are held by SLTA SPV, including shares received in connection with pro rata distributions made by SPV-2 on July 9, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
These shares of Class C Common Stock are held by SLTA V, including shares received in connection with pro rata distributions made by SLP V on July 9, 2024 The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
These shares of Class C Common Stock are held by SLTA IV, including shares received in connection with pro rata distributions made by SLP IV on July 9, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Reflects shares held by Silver Lake Group, L.L.C. ("SLG"). Shares held includes additional shares of Class C Common Stock received in connection with pro rata distributions made by SPV-2, SLP IV and SLP V on July 9, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
These shares of Common Stock are held by entities in which Mr. Egon Durban may be deemed to have an indirect pecuniary interest, including shares received in connection with the pro rata distributions made by SPV-2, SLP IV and SLP V and their respective affiliates on July 9, 2024. The receipt of such shares of Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
SLG is the managing member of SLTA SPV GP, SLTA IV GP and SLTA V GP. Egon Durban, who serves as a director of the Issuer, also serves as a Co-CEO and Managing Member of SLG. Each of the reporting persons may be deemed a director by deputization of the Issuer.
Represents shares of Class C Common Stock held by Mr. Egon Durban immediately following the receipt of shares in connection with the distributions of shares of Class C Common Stock on July 9, 2024. The receipt of such shares of Class C Common Stock was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
Represents shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members, including shares received in connection with the distributions of shares of Class C Common Stock on July 9, 2024. The receipt of such shares of Class C Common Stock indirectly by Mr. Durban was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.
The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. Because no more than 10 reporting persons can file any one Form 4 through the Securities and Exchange Commission's EDGAR system, certain affiliates of the Reporting Persons have filed a separate Form 4.
By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C.
2024-07-10
By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C.
2024-07-10
By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., general partner of Silver Lake Technology Associates IV, L.P.
2024-07-10
By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., general partner of Silver Lake Technology Associates IV, L.P., general partner of Silver Lake Partners IV, L.P.
2024-07-10
By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., general partner of Silver Lake Technology Associates IV, L.P., general partner of Silver Lake Partners IV, L.P.
2024-07-10
By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA SPV-2 (GP), L.L.C.
2024-07-10
By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA SPV-2 (GP), L.L.C., general partner of SLTA SPV-2, L.P.
2024-07-10
By: /s/ Andrew J. Schader, Managing Director and General Counsel of Silver Lake Group, L.L.C., managing member of SLTA SPV-2 (GP), L.L.C., general partner of SLTA SPV-2, L.P., general partner of SL SPV-2, L.P.
2024-07-10
By: /s/ Andrew J. Schader, Attorney-in-fact for Egon Durban
2024-07-10