0001209191-17-012149.txt : 20170217
0001209191-17-012149.hdr.sgml : 20170217
20170217163701
ACCESSION NUMBER: 0001209191-17-012149
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170214
FILED AS OF DATE: 20170217
DATE AS OF CHANGE: 20170217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CONTRAFECT Corp
CENTRAL INDEX KEY: 0001478069
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 28 WELLS AVENUE
STREET 2: 3RD FLOOR
CITY: YONKERS
STATE: NY
ZIP: 10701
BUSINESS PHONE: 914-207-2300
MAIL ADDRESS:
STREET 1: 28 WELLS AVENUE
STREET 2: 3RD FLOOR
CITY: YONKERS
STATE: NY
ZIP: 10701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ricciardi Lisa
CENTRAL INDEX KEY: 0001418200
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36577
FILM NUMBER: 17621881
MAIL ADDRESS:
STREET 1: C/O SEPRACOR INC.
STREET 2: 84 WATERFORD DRIVE
CITY: MARLBOROUGH
STATE: MA
ZIP: 01752
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-02-14
0
0001478069
CONTRAFECT Corp
CFRX
0001418200
Ricciardi Lisa
40 OLD POST ROAD
RYE
NY
10580
1
0
0
0
Options (Right to Buy)
1.70
2027-02-14
Common Stock, par value $0.0001 per share
30000
D
Grant award made under the ContraFect Corporation Omnibus Incentive Plan. Grant vests over three years, 25% upon commencement date and 25% upon each of next three anniversary dates.
/s/Nancy Dong as attorney-in-fact for Lisa Ricciardi
2017-02-16
EX-24.3_703423
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents that the undersigned hereby constitutes and appoints
each of Michael Messinger and Nancy Dong, signing singly, the undersigned's true
and lawful attorney-in-fact to:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an director of ContraFect Corporation (the "Company") or otherwise,
Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act
of 1934 and the rules thereunder and Forms 144 under the Securities Act of 1933
and the rules thereunder and Form ID and related forms for receiving and
maintaining EDGAR codes (a filing to be made using any such form is referred to
below as a "Form");
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute any such
Form, complete and execute any amendment or amendments thereto, and timely file
such Form with the United States Securities and Exchange Commission and any
stock exchange or similar authority; and
(3) take any other action of any type whatsoever in connection with
the foregoing which, in the opinion of such attorney-in-fact, may be of benefit
to, in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power and
authority to do and perform any and every act and thing whatsoever requisite,
necessary, or proper to be done in the exercise of any of the rights and powers
herein granted, as fully to all intents and purposes as the undersigned might or
could do if personally present, with full power of substitution or revocation,
hereby ratifying and confirming all that such attorney-in-fact, or such
attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be
done by virtue of this power of attorney and the rights and powers herein
granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in
serving in such capacity at the request of the undersigned, are not assuming,
nor is the Company assuming, any of the undersigned's responsibilities to comply
with Section 16 of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4 and 5 and no longer
required to file Form 144s with respect to the undersigned's holdings of and
transactions in securities issued by the Company, unless earlier revoked by the
undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 16 day of February 2017.
/s/ Lisa Ricciardi