0001209191-17-012149.txt : 20170217 0001209191-17-012149.hdr.sgml : 20170217 20170217163701 ACCESSION NUMBER: 0001209191-17-012149 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170214 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONTRAFECT Corp CENTRAL INDEX KEY: 0001478069 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 BUSINESS PHONE: 914-207-2300 MAIL ADDRESS: STREET 1: 28 WELLS AVENUE STREET 2: 3RD FLOOR CITY: YONKERS STATE: NY ZIP: 10701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ricciardi Lisa CENTRAL INDEX KEY: 0001418200 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36577 FILM NUMBER: 17621881 MAIL ADDRESS: STREET 1: C/O SEPRACOR INC. STREET 2: 84 WATERFORD DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-02-14 0 0001478069 CONTRAFECT Corp CFRX 0001418200 Ricciardi Lisa 40 OLD POST ROAD RYE NY 10580 1 0 0 0 Options (Right to Buy) 1.70 2027-02-14 Common Stock, par value $0.0001 per share 30000 D Grant award made under the ContraFect Corporation Omnibus Incentive Plan. Grant vests over three years, 25% upon commencement date and 25% upon each of next three anniversary dates. /s/Nancy Dong as attorney-in-fact for Lisa Ricciardi 2017-02-16 EX-24.3_703423 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents that the undersigned hereby constitutes and appoints each of Michael Messinger and Nancy Dong, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an director of ContraFect Corporation (the "Company") or otherwise, Forms 3, 4 and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder and Forms 144 under the Securities Act of 1933 and the rules thereunder and Form ID and related forms for receiving and maintaining EDGAR codes (a filing to be made using any such form is referred to below as a "Form"); (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form, complete and execute any amendment or amendments thereto, and timely file such Form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4 and 5 and no longer required to file Form 144s with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 16 day of February 2017. /s/ Lisa Ricciardi