0001209191-16-106802.txt : 20160308 0001209191-16-106802.hdr.sgml : 20160308 20160308071755 ACCESSION NUMBER: 0001209191-16-106802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160304 FILED AS OF DATE: 20160308 DATE AS OF CHANGE: 20160308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dr Pepper Snapple Group, Inc. CENTRAL INDEX KEY: 0001418135 STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080] IRS NUMBER: 753258232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: (972) 673-7000 MAIL ADDRESS: STREET 1: 5301 LEGACY DRIVE CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: CSAB Inc. DATE OF NAME CHANGE: 20071109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baldwin James L. JR CENTRAL INDEX KEY: 0001432449 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33829 FILM NUMBER: 161490289 MAIL ADDRESS: STREET 1: 5301 LEGACY DR. CITY: PLANO STATE: TX ZIP: 75024 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-04 0 0001418135 Dr Pepper Snapple Group, Inc. DPS 0001432449 Baldwin James L. JR 5301 LEGACY DRIVE PLANO TX 75024 0 1 0 0 Executive Vice President Common Stock 2016-03-04 4 M 0 7120 0.00 A 87658 D Common Stock 2016-03-04 4 J 0 614 0.00 A 88272 D Common Stock 2016-03-04 4 F 0 3245 0.00 D 85027 D Common Stock 2016-03-04 4 M 0 7514 43.82 A 92541 D Common Stock 2016-03-04 4 M 0 9195 51.68 A 101736 D Common Stock 2016-03-04 4 M 0 6877 79.20 A 108613 D Common Stock 2016-03-04 4 S 0 23586 91.631 D 85027 D Restricted Stock Unit 0.00 2016-03-04 4 M 0 7120 0.00 D Common Stock 7120 0 D Employee Stock Option (Right to Buy) 43.82 2016-03-04 4 M 0 7514 43.82 D 2023-03-04 Common Stock 7514 0 D Employee Stock Option (Right to Buy) 51.68 2016-03-04 4 M 0 9195 51.68 D 2024-03-03 Common Stock 9195 9195 D Employee Stock Option (right to buy) 79.20 2016-03-04 4 M 0 6877 79.20 D 2025-03-02 Common Stock 6877 13752 D These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 that vested on March 4, 2016. These shares are restricted stock units (acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in footnote (1) above) that vested on March 4, 2016. Represents shares withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units referenced in footnotes (1) and (2) above. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 4, 2014. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 3, 2015. This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2016. The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $91.31-$91.86. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date. Wayne R. Lewis, attorney in fact 2016-03-08