Document

Avaya Holdings Corp. (“Avaya” or the “Company”) prepared this Conflict Minerals Report (the “Report”) for the reporting period from January 1 to December 31, 2021. The Report provides the information required by the provisions of Rule 13(p)(1) under the Securities Exchange Act of 1934 and the instructions to Form SD which require companies that file reports with the Securities and Exchange Commission (the "SEC") under Exchange Act Sections 13(a) or 15(d), whether or not the issuer is required to file such reports, to annually disclose the use of conflict minerals originating from “covered countries,” defined as the Democratic Republic of the Congo (the “DRC”) and adjoining countries and not from recycled or scrap sources that are necessary to the functionality or production of a manufactured product. Conflict minerals are identified as columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, or simply tantalum, tin, tungsten and gold (collectively, “Conflict Minerals” or “3TG”). Use of the terms “Avaya” or the “Company” in this Report refers to Avaya Holdings Corp., a Delaware corporation, and its consolidated subsidiaries taken as a whole, unless the context otherwise indicates. The Report is publicly available on the Company’s website at: https://www.avaya.com/en/about-avaya/corporate-responsibility/.

The Company has conducted a reasonable country of origin inquiry (“RCOI”) and subsequent due diligence according to the 5-step approach detailed in the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition (“OECD Guidance”), an internationally recognized due diligence framework, to determine if it knows or has reason to believe that the 3TGs identified in the Company’s products originated from sources in the covered countries. As a downstream user of minerals, the Company contracts the manufacture of products with electronic manufacturing suppliers (“EMS”). Given the size of the Company’s supply chain and the fact that the Company does not have direct relationships with the mines and/or the smelters and refiners (the “SOR”) providing the minerals, it is challenging to identify all of the relevant source mines. As such, the Company relies on industry initiatives (principally, the Responsible Minerals Initiative or “RMI”), manufacturing partners and parts suppliers with whom the Company has direct relationships to determine the source of the 3TGs in the Company’s products. The Company utilizes RCOI data provided by the RMI and relies on audits performed by the RMI to assess the SORs’ conformance to the Responsible Minerals Assurance Process (“RMAP”).

The results from the Conflict Minerals Reporting Templates (“CMRT”) returned by the suppliers showed 267 reported, eligible SORs involved in the Company’s supply chain. Of the 267 SORs, all could be found on the Smelter Lookup Tab of the CMRT. These 267 SORs (listed in Appendix A) are either “conformant” (229), “active” (32) or “not active” (6). The RMI Smelter Database is a list of possible smelters being tracked by the RMI of the Responsible Business Alliance (“RBA”) and it identifies the status of each of the smelters. RMI uses an independent third-party audit of SOR management systems and sourcing practices to validate smelters' management processes for alignment to the OECD Guidance and RMAP procedures.

Avaya is a global leader in digital communications products, solutions, and services for businesses of all sizes, delivering most of its technology through software and services. The Company enables organizations around the globe to succeed by creating intelligent communications experiences for clients, their employees and their customers. The Company builds innovative open, converged unified communications and collaboration ("UCC") and contact center ("CC") software solutions to enhance and simplify communications and collaboration in the cloud, on-premises or a hybrid of both. The Company's global, experienced team of professionals delivers award-winning services from initial planning and design to seamless implementation and integration, to ongoing managed operations, optimization, training, and support.

The Company shifted its entire comprehensive software portfolio to Avaya OneCloud, which offers significant capabilities across contact center (OneCloud CCaaS), unified communications and collaboration (OneCloud UCaaS), and communications platform as a service (OneCloud CPaaS). The Avaya OneCloud open, composable platform approach uniquely positions the Company to address a customer’s needs in creating a Digital Workplace for their campus-based and remote employees through Unified Communications and Collaboration and the Customer Experience Center, the Company’s name for contact centers, helping clients deliver tangible business results.

•Avaya OneCloud UCaaS solutions enable organizations to reimagine collaborative work environments and help companies increase employee productivity, improve customer service and reduce costs. With Avaya OneCloud UCaaS, organizations can provide their workers with a single app for all-channel calling, messaging, meetings, and team collaboration with the same ease of use as existing consumer apps. Avaya embeds communications directly into the apps, browsers and devices employees use every day, giving them a more natural, efficient, and flexible way to connect, engage, respond, and share where and how they want.

Avaya is committed to ethical business conduct and responsible sourcing and the Company works with its global supply chain partners to ensure compliance with Section 1502 of the Dodd–Frank Wall Street Reform and Consumer Protection Act. The international supply chain for these minerals is complex, however, and tracing them is challenging. Many of the raw materials Avaya uses that contain conflict minerals pass through a variety of intermediaries before reaching the Company. Avaya is not a manufacturer and does not purchase directly from the smelters that produce the minerals. Therefore, the Company must rely upon its suppliers to identify the sources of conflict minerals and to declare the conflict-mineral status of their products, as stated in the Company’s Responsible Minerals Policy. The Company also uses supplier

The Company is an affiliate member of the RBA, participates in RBA’s RMI committees, including the Plenary, the Due Diligence Practices Team and the Mineral Reporting Template Team, and utilizes data and results of RMI smelter or refiner audits, which includes cross-recognized audit programs of the London Bullion Market Association (“LBMA”) and Responsible Jewelry Council (“RJC”). The Company also relies on guidance published by the RMI as it relates to downstream companies and incorporates the RMI CMRT, as well as the requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), the OECD Guidance and related supplements for 3TG. The three key elements of the Company’s Conflict Minerals Program (the “Program”) are:

The Company generates a list of products and parts that (1) were contracted to be manufactured for the Company, (2) were sold by the Company in the reporting year, and (3) include 3TG. Products purchased off the shelf from Original Equipment Manufacturers (“OEMs”), and re-sold or passed through without modification, are excluded as the Company is not the manufacturer of those products. This list of in-scope products and parts is further reviewed by comparing it against the Company’s previous year’s RCOI results. This list is then provided to a third-party partner to conduct the Company’s RCOI. The third-party partner works under close supervision of the Company’s Conflict Minerals Program Manager.

The Company outsources the design of some, and the manufacture of all, of its products and solutions. Therefore, the RCOI included the Company’s EMS providers, Original Design Manufacturers and the Company controlled suppliers (the “suppliers”) of parts and components used in the Company designed hardware products and parts that were sold to customers during the calendar year. Finished products and parts obtained from OEMs where the designs are not influenced by the Company (i.e., products or parts which were purchased and included in the Company’s solutions without modification or additional assembly) are excluded from the scope of the RCOI. The Company’s products and parts that contain 3TGs not from recycled or scrap sources, which are in scope pursuant to Dodd-Frank requirements, consist of gateways, routers, servers, network infrastructure equipment and endpoints.

The Company sends all in-scope suppliers a CMRT, along with links to the RMI website which has educational and training materials to facilitate their completion of the CMRT. For this reporting period, 87 suppliers were contacted. The Company also uses the RMI RCOI Database to determine country of origin. Suppliers who do not respond (2 suppliers during this reporting period) to the request to complete the CMRT are escalated to the applicable Company Commodity Manager, who reminds them of their contractual obligation to provide this information. The Company leverages information resources of the RMI, publicly available information published by the LBMA and the RJC, as well as the resources of a third-party consultant to analyze the supplier responses. The results of the information review are used to identify those suppliers for which additional information and due diligence is required. The completed CMRTs and results of any assessments are stored electronically.

•The Company communicates its Responsible Minerals Policy (the “Policy”) to suppliers during the RCOI process. In addition, the Policy is communicated to our supply chain partners and stakeholders via our website (https://www.avaya.com/en/about-avaya/corporate-responsibility/) and referenced in all new RFPs, contracts, and contract revisions with direct material suppliers. The Policy sets the expectation, among other things, that direct material suppliers will “…source minerals [sic 3TG] from non-conflict regions or, if sourced from conflict regions, … verify that the sourcing is conflict-free (i.e., not used to fund conflicts in [c]overed [c]ountries) through a reasonable due diligence program.”

•To resolve grievances that suppliers or SORs may have, the Company uses the publicly available RMI Grievance Mechanism. Suppliers are informed of this Grievance Mechanism in the Company’s Conflict Minerals Supplier Training. The Grievance Mechanism may be used for complaints against the Company, the RMI, the RMI RMAP or auditors used by the RMI, or for other grievances related to Conflict Minerals. The grievances, including corrective actions, are tracked and monitored by the RMI. The following is a link to the Grievance Mechanism: Grievance Mechanism (responsiblemineralsinitiative.org)

The Company evaluates the RCOI information collected using the CMRT, including performing a quality review of the results. If discrepancies, errors, or omissions are identified, the response for that supplier is deemed unacceptable and is returned to the supplier for correction. Approximately 82% of the CMRTs collected for 2021 were acceptable as received or successfully corrected by the supplier and accepted by the Company. Those suppliers (18%) who did not make the corrections requested by the Company were escalated internally in the supply chain organization. The Company reviewed and compared the responses with other information in the Company’s possession (in-house experts, etc.) and, where appropriate, made further inquiries of the relevant suppliers. Suppliers’ failure to respond is captured in the internal periodic supplier evaluation.

The Company follows a defined escalation process for suppliers that do not respond to the request for CMRT data. All in-scope suppliers receive an initial CMRT request email. Those that do not timely respond receive a first reminder, second reminder, final reminder, and escalation emails as necessary. Internal Company buyers are identified for each supplier. Any supplier not responding to the emails is flagged to the Company buyer for further action. The Conflict Minerals Program Team meets regularly to review data collection efforts, engaging Internal Company buyers as necessary to determine next steps, including, where appropriate, providing negative feedback to suppliers and recommending potential contract termination.

To address the risks in the Company’s supply chain posed by the use of RMAP non-conformant SORs, the Company remains actively involved in the RBA and RMI, including participation in RMI committees such as the Plenary Team, Due Diligence Processes Team and Minerals Reporting Template Team. Participation in these RMI efforts gives the Company access to the RMI smelter auditing efforts, thereby providing Avaya with information to assess supply chain risk from conflict minerals. Avaya works with its supply chain partners to address reported non-conformant smelters, including dis-engagement or suspension, if necessary, although the Company did not find it necessary to exercise dis-engagement or suspension in 2021. Avaya also works with its supply chain partners to resolve smelters’ resistance or refusal to participate in either the RMAP list program or other approved schemes.

As a downstream user of 3TG minerals and a member of the RMI, Avaya leverages information from the independent third-party audits of the SORs facilitated by initiatives such as the RMI’s RMAP, LBMA and the RJC to evaluate the SORs’ practices. Over time, this effort has resulted in increasing the number of SORs in Avaya’s supply chain that are RMAP-conformant. Avaya actively participates in RMI activities, including involvement in sub-committees and contributing possible SOR names, to support efforts to assess each SOR’s alignment to the OECD Guidance via the RMAP.

Avaya’s RCOI process and due diligence to determine the source of 3TGs in the Company’s products is based on data collection and partnership with suppliers. The Company queried 87 suppliers for the 2021 RCOI reporting period, of which 85 responded. The two that did not respond were reported to the Company’s Procurement team and their lack of response was considered in assessing their supply chain risk. Although business with these two companies was not terminated, they were given negative feedback through their supplier scorecard. For those that did respond, 267 unique SORs were identified as processing 3TGs used in the parts and/or components contained in the Company’s products. The Company has verified that 229 (86%) of the SORs are RMAP-conformant SORs, an improvement over 2020, when 75% of the SORs were RMAP-conformant. Thirty-two SORs, 84% of the nonconformant SORs, are making progress toward conformance based on information received from the RMI SOR database, an improvement over 2020, when only 63% of the nonconformant SORs were making progress toward conformance. Six SORs are in the Not Active status, which is a significant improvement from 2020 when there were 30 SORs in the Not Active status.

Avaya requested company level CMRTs from its suppliers and most of the responses received were provided at the company level, rather than specific to the product sold to the Company. Two percent (2%) of suppliers have documented on their CMRT that they are unable to obtain a high response rate from their supply chain, making it impossible to determine the complete list of smelters in the Company’s supply chain. Although Avaya pressed these suppliers to obtain more complete SOR lists, the effort was ultimately unsuccessful. In addition, several SORs identified by the suppliers were not listed on the RMI, LBMA or RJC conformant SORs’ lists. Nor could they be confirmed through the Company’s due diligence as actual SORs. As a result, the Company cannot determine its conflict-free status (as defined by Dodd-Frank) at either a product or company level because it cannot confirm that the SORs identified provide a complete picture of Conflict Minerals sourcing. Of the information that was verified, the chart below lists the country of origin for the 3TG minerals in the Company’s products.


Conflict Mineral	Country of Origin	Notes
Gold	Andorra, Antigua and Barbuda, Argentina, Armenia, Australia, Austria, Azerbaijan, Bahamas, Barbados, Belgium, Benin, Bolivia (Plurinational State of), Botswana, Brazil, Bulgaria, Burkina Faso, Canada, Cayman Islands, Chile, China, Colombia, Costa Rica, Cote d'Ivoire, Cuba, Curacao, Cyprus, Czechia, Denmark, Dominican Republic, Ecuador, Eritrea, Ethiopia, Finland, French Guiana, Georgia, Ghana, Guinea, Guyana, Honduras, Japan, Mexico, Mozambique, Niger, Peru, Philippines, Russian Federation, Rwanda, Sierra Leone, South Africa, South Korea, Swaziland, Sweden, Tanzania, Uganda, United States of America, Vietnam
Tantalum	Australia, Austria, Belarus, Bolivia, Brazil, Burundi, Canada, China, Colombia, Democratic Republic of the Congo, Czechia, Estonia, Ethiopia, France, Germany, Hong Kong, India, Indonesia, Ireland, Israel, Japan, Kazakhstan, Madagascar, Malaysia, Mexico, Mozambique, Myanmar, Namibia, Netherlands, Nigeria, Russian Federation, Rwanda, Sierra Leone, South Korea, Spain, Switzerland, Taiwan, Thailand, Uganda, United Kingdom of Great Britain and Northern Ireland, United States of America, Zimbabwe	The reported tantalum from the DRC and other covered countries consists of 21 Smelters which have been audited and validated as "conformant" by the Responsible Mineral Initiative (“RMI”) and 1 Smelter which is not RMAP conformant (CID000456). RMI is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance *


Conflict Mineral	Country of Origin	Notes
Tin	Angola, Argentina, Australia, Austria, Bangladesh, Belarus, Belgium, Benin, Bolivia, Bolivia (Plurinational State of), Brazil, Bulgaria, Burundi, Canada, Chile, China, Colombia, Congo, Democratic Republic of the, Croatia, Cyprus, Czechia, Denmark, Egypt, El Salvador, Estonia, Finland, France, Gabon, Germany, Ghana, Greece, Guernsey, Guinea, Hong Kong, Hungary, India, Indonesia, Ireland, Israel, Italy, Japan, Jordan, Kazakhstan, Laos, Latvia, Lebanon, Libya, Lithuania, Luxembourg, Malaysia, Malta, Mexico, Mongolia, Morocco, Myanmar, Netherlands, New Zealand, Nigeria, Norway, Pakistan, Peru, Philippines, Poland, Portugal, Puerto Rico, Qatar, Romania, Russian Federation, Rwanda, Saudi Arabia, Senegal, Serbia, Singapore, Slovakia, Slovenia, South Africa, South Korea, Spain, Sudan, Sweden, Switzerland, Taiwan, Tanzania, Thailand, Togo, Tunisia, Turkey, Uganda, Ukraine, United Arab Emirates, United States of America, United Kingdom, United Kingdom of Great Britain and Northern Ireland, Uruguay, Venezuela, Vietnam, Virgin Islands, Yemen	The reported tin from the DRC and other covered countries came from 5 smelters all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance. *
Tungsten	Australia, Austria, Belgium, Bolivia, Brazil, Burundi, Canada, China, Colombia, Congo, Democratic Republic of the, Czechia, France, Germany, Hong Kong, Ireland, Israel, Japan, Kazakhstan, Kyrgyzstan, Latvia, Malaysia, Mexico, Mongolia, Myanmar, Nigeria, Peru, Philippines, Portugal, Russian Federation, Rwanda, Singapore, South Korea, Spain, Taiwan, Thailand, Uganda, United Arab Emirates, United Kingdom of Great Britain and Northern Ireland, United States of America, Uzbekistan, Vietnam, Zimbabwe	The reported tungsten from the DRC came from 4 Smelters all of which have been audited and validated as "conformant" by the RMI, which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance. *

This report contains certain "forward-looking statements." All statements other than statements of historical fact are "forward-looking" statements for purposes of the U.S. federal and state securities laws. These statements may be identified by the use of forward-looking terminology such as "anticipate," "believe," "continue," "could,“ "estimate," "expect," "intend," "may," "might," "our vision," "plan," "potential," "preliminary," "predict," "should," "will," or "would" or the negative thereof or other variations thereof or comparable terminology. The Company has based these forward-looking statements on its current expectations, assumptions, estimates and projections. These statements, including the Company’s outlook, do not include the potential impact of any business combinations, asset acquisitions, divestitures, strategic investments or other strategic transactions completed after the date hereof. While the Company believes these expectations, assumptions, estimates and projections are reasonable, such forward-looking statements are only predictions and involve known and unknown risks and uncertainties, many of which are beyond its control. Risks and uncertainties that may cause these forward-looking statements to be inaccurate include, among others, termination or modification of current contracts which could impair attainment of our OneCloud ARR metric; the duration, severity and impact of the coronavirus pandemic ("COVID-19"), the impact of the Russia/Ukraine conflict on the global economy and our business, including impacts from related sanctions and export controls imposed by the U.S., UK and the EU on certain industries and Russian parties as a result of the conflict, as well as responses by the governments of Russia or other jurisdictions and other factors discussed in the Company's Annual Report on Form 10-K and subsequent quarterly reports on Form 10-Q filed with the Securities and Exchange Commission (the "SEC"). These risks and uncertainties may cause the Company’s actual results, performance or achievements to differ materially from any future results, performance or achievements expressed or implied by these forward-looking statements. For a further list and description of such risks and uncertainties, please refer to the Company’s filings with the SEC that are available at www.sec.gov. The Company cautions you that the list of important factors included in the Company’s SEC filings may not contain all of the material factors that are important to you. In addition, in light of these risks and uncertainties, the matters referred to in the forward-looking statements contained in this report may not in fact occur. The Company undertakes no obligation to publicly update or revise any forward-looking statement as a result of new information, future events or otherwise, except as otherwise required by law.

Number

Metal

Smelter Name

Smelter Id

Remarks

Gold

8853 S.p.A.

CID002763

Conformant

Gold

Advanced Chemical Company

CID000015

Conformant

Gold

Aida Chemical Industries Co., Ltd.

CID000019

Conformant

Gold

Al Etihad Gold Refinery DMCC

CID002560

Conformant

Gold

Allgemeine Gold-und Silberscheideanstalt A.G.

CID000035

Conformant

Gold

Almalyk Mining and Metallurgical Complex (AMMC)

CID000041

Conformant

Gold

AngloGold Ashanti Corrego do Sitio Mineracao

CID000058

Conformant

Gold

Argor-Heraeus S.A.

CID000077

Conformant

Gold

Asahi Pretec Corp.

CID000082

Conformant

Gold

Asahi Refining Canada Ltd.

CID000924

Conformant

Gold

Asahi Refining USA Inc.

CID000920

Conformant

Gold

Asaka Riken Co., Ltd.

CID000090

Conformant

Gold

Aurubis AG

CID000113

Conformant

Gold

Bangalore Refinery

CID002863

Conformant

Gold

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

CID000128

Conformant

Gold

Boliden AB

CID000157

Conformant

Gold

C. Hafner GmbH + Co. KG

CID000176

Conformant

Gold

CCR Refinery - Glencore Canada Corporation

CID000185

Conformant

Gold

Cendres + Metaux S.A.

CID000189

Conformant

Gold

Chimet S.p.A.

CID000233

Conformant

Gold

Chugai Mining

CID000264

Conformant

Gold

Dowa

CID000401

Conformant

Gold

DSC (Do Sung Corporation)

CID000359

Conformant

Gold

Eco-System Recycling Co., Ltd. East Plant

CID000425

Conformant

Gold

Eco-System Recycling Co., Ltd. North Plant

CID003424

Conformant

Gold

Eco-System Recycling Co., Ltd. West Plant

CID003425

Conformant

Gold

Emirates Gold DMCC

CID002561

Conformant

Gold

Geib Refining Corporation

CID002459

Conformant

Gold

Gold Refinery of Zijin Mining Group Co., Ltd.

CID002243

Conformant

Gold

Heimerle + Meule GmbH

CID000694

Conformant

Gold

Heraeus Germany GmbH Co. KG

CID000711

Conformant

Gold

Heraeus Metals Hong Kong Ltd.

CID000707

Conformant

Gold

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

CID000801

Conformant

Gold

Ishifuku Metal Industry Co., Ltd.

CID000807

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

Gold

Istanbul Gold Refinery

CID000814

Conformant

Gold

Italpreziosi

CID002765

Conformant

Gold

Japan Mint

CID000823

Conformant

Gold

Jiangxi Copper Co., Ltd.

CID000855

Conformant

Gold

JSC Novosibirsk Refinery

CID000493

Active

Gold

JSC Uralelectromed

CID000929

Active

Gold

JX Nippon Mining & Metals Co., Ltd.

CID000937

Conformant

Gold

Kazzinc

CID000957

Conformant

Gold

Kennecott Utah Copper LLC

CID000969

Conformant

Gold

KGHM Polska Miedz Spolka Akcyjna

CID002511

Conformant

Gold

Kojima Chemicals Co., Ltd.

CID000981

Conformant

Gold

Korea Zinc Co., Ltd.

CID002605

Conformant

Gold

L'Orfebre S.A.

CID002762

Conformant

Gold

LS-NIKKO Copper Inc.

CID001078

Conformant

Gold

LT Metal Ltd.

CID000689

Conformant

Gold

Marsam Metals

CID002606

Conformant

Gold

Materion

CID001113

Conformant

Gold

Matsuda Sangyo Co., Ltd.

CID001119

Conformant

Gold

Metalor Technologies (Hong Kong) Ltd.

CID001149

Conformant

Gold

Metalor Technologies (Singapore) Pte., Ltd.

CID001152

Conformant

Gold

Metalor Technologies (Suzhou) Ltd.

CID001147

Conformant

Gold

Metalor Technologies S.A.

CID001153

Conformant

Gold

Metalor USA Refining Corporation

CID001157

Conformant

Gold

Metalurgica Met-Mex Penoles S.A. De C.V.

CID001161

Conformant

Gold

Mitsubishi Materials Corporation

CID001188

Conformant

Gold

Mitsui Mining and Smelting Co., Ltd.

CID001193

Conformant

Gold

MMTC-PAMP India Pvt., Ltd.

CID002509

Conformant

Gold

Moscow Special Alloys Processing Plant

CID001204

Active

Gold

Nadir Metal Rafineri San. Ve Tic. A.S.

CID001220

Conformant

Gold

Navoi Mining and Metallurgical Combinat

CID001236

Conformant

Gold

Nihon Material Co., Ltd.

CID001259

Conformant

Gold

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

CID002779

Conformant

Gold

Ohura Precious Metal Industry Co., Ltd.

CID001325

Conformant

Gold

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

CID001326

Active

Gold

PAMP S.A.

CID001352

Conformant

Gold

Planta Recuperadora de Metales SpA

CID002919

Conformant

Gold

Prioksky Plant of Non-Ferrous Metals

CID001386

Active

Gold

PT Aneka Tambang (Persero) Tbk

CID001397

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

Gold

PX Precinox S.A.

CID001498

Conformant

Gold

Rand Refinery (Pty) Ltd.

CID001512

Conformant

Gold

REMONDIS PMR B.V.

CID002582

Conformant

Gold

Royal Canadian Mint

CID001534

Conformant

Gold

SAAMP

CID002761

Conformant

Gold

Safimet S.p.A

CID002973

Conformant

Gold

SAFINA A.S.

CID002290

Conformant

Gold

Samduck Precious Metals

CID001555

Conformant

Gold

SEMPSA Joyeria Plateria S.A.

CID001585

Conformant

Gold

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

CID001622

Conformant

Gold

Sichuan Tianze Precious Metals Co., Ltd.

CID001736

Conformant

Gold

Singway Technology Co., Ltd.

CID002516

Conformant

Gold

SOE Shyolkovsky Factory of Secondary Precious Metals

CID001756

Active

Gold

Solar Applied Materials Technology Corp.

CID001761

Conformant

Gold

Sumitomo Metal Mining Co., Ltd.

CID001798

Conformant

Gold

SungEel HiMetal Co., Ltd.

CID002918

Conformant

Gold

T.C.A S.p.A

CID002580

Conformant

Gold

Tanaka Kikinzoku Kogyo K.K.

CID001875

Conformant

Gold

Tokuriki Honten Co., Ltd.

CID001938

Conformant

Gold

TOO Tau-Ken-Altyn

CID002615

Conformant

Gold

Torecom

CID001955

Conformant

Gold

Umicore Precious Metals Thailand

CID002314

Conformant

Gold

Umicore S.A. Business Unit Precious Metals Refining

CID001980

Conformant

Gold

United Precious Metal Refining, Inc.

CID001993

Conformant

Gold

Valcambi S.A.

CID002003

Conformant

Gold

Western Australian Mint (T/a The Perth Mint)

CID002030

Conformant

Gold

WIELAND Edelmetalle GmbH

CID002778

Conformant

100

Gold

Yamakin Co., Ltd.

CID002100

Conformant

101

Gold

Yokohama Metal Co., Ltd.

CID002129

Conformant

102

Gold

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

CID002224

Conformant

103

Gold

AU Traders and Refiners

CID002850

Active

104

Gold

Daye Non-Ferrous Metals Mining Ltd.

CID000343

Active

105

Gold

GCC Gujrat Gold Centre Pvt. Ltd.

CID002852

Active

106

Gold

Great Wall Precious Metals Co., Ltd. of CBPM

CID001909

Active

107

Gold

Guangdong Jinding Gold Limited

CID002312

Active

108

Gold

Hunan Chenzhou Mining Co., Ltd.

CID000767

Active

109

Gold

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

CID000927

Not Active

110

Gold

Kyrgyzaltyn JSC

CID001029

Active

Number

Metal

Smelter Name

Smelter Id

Remarks

111

Gold

Metal Concentrators SA (Pty) Ltd.

CID003575

Conformant

112

Gold

NH Recytech Company

CID003189

Conformant

113

Gold

Shandong Gold Smelting Co., Ltd.

CID001916

Conformant

114

Gold

TSK Pretech

CID003195

Not Active

115

Tungsten

A.L.M.T. Corp.

CID000004

Conformant

116

Tungsten

ACL Metais Eireli

CID002833

Conformant

117

Tungsten

Asia Tungsten Products Vietnam Ltd.

CID002502

Conformant

118

Tungsten

Chenzhou Diamond Tungsten Products Co., Ltd.

CID002513

Conformant

119

Tungsten

China Molybdenum Tungsten Co., Ltd.

CID002641

Conformant

120

Tungsten

Chongyi Zhangyuan Tungsten Co., Ltd.

CID000258

Conformant

121

Tungsten

Fujian Ganmin RareMetal Co., Ltd.

CID003401

Conformant

122

Tungsten

Ganzhou Haichuang Tungsten Co., Ltd.

CID002645

Conformant

123

Tungsten

Ganzhou Huaxing Tungsten Products Co., Ltd.

CID000875

Conformant

124

Tungsten

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

CID002315

Conformant

125

Tungsten

Ganzhou Seadragon W & Mo Co., Ltd.

CID002494

Conformant

126

Tungsten

Global Tungsten & Powders Corp.

CID000568

Conformant

127

Tungsten

Guangdong Xianglu Tungsten Co., Ltd.

CID000218

Conformant

128

Tungsten

H.C. Starck Tungsten GmbH

CID002541

Conformant

129

Tungsten

Hunan Chenzhou Mining Co., Ltd.

CID000766

Conformant

130

Tungsten

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

CID002579

Not Active

131

Tungsten

Hunan Chunchang Nonferrous Metals Co., Ltd.

CID000769

Conformant

132

Tungsten

Hydrometallurg, JSC

CID002649

Conformant

133

Tungsten

Japan New Metals Co., Ltd.

CID000825

Conformant

134

Tungsten

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

CID002551

Conformant

135

Tungsten

Jiangxi Gan Bei Tungsten Co., Ltd.

CID002321

Conformant

136

Tungsten

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

CID002318

Conformant

137

Tungsten

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

CID002317

Conformant

138

Tungsten

Jiangxi Yaosheng Tungsten Co., Ltd.

CID002316

Conformant

139

Tungsten

Kennametal Fallon

CID000966

Conformant

140

Tungsten

Kennametal Huntsville

CID000105

Conformant

141

Tungsten

KGETS Co., Ltd.

CID003388

Conformant

142

Tungsten

Lianyou Metals Co., Ltd.

CID003407

Conformant

143

Tungsten

Malipo Haiyu Tungsten Co., Ltd.

CID002319

Conformant

144

Tungsten

Masan High-Tech Materials

CID002543

Conformant

145

Tungsten

Moliren Ltd.

CID002845

Conformant

146

Tungsten

Niagara Refining LLC

CID002589

Conformant

147

Tungsten

Philippine Chuangxin Industrial Co., Inc.

CID002827

Conformant

148

Tungsten

TANIOBIS Smelting GmbH & Co. KG

CID002542

Conformant

149

Tungsten

Unecha Refractory metals plant

CID002724

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

150

Tungsten

Wolfram Bergbau und Hutten AG

CID002044

Conformant

151

Tungsten

Woltech Korea Co., Ltd.

CID002843

Conformant

152

Tungsten

Xiamen Tungsten (H.C.) Co., Ltd.

CID002320

Conformant

153

Tungsten

Xiamen Tungsten Co., Ltd.

CID002082

Conformant

154

Tungsten

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

CID002830

Conformant

155

Tungsten

Albasteel Industria e Comercio de Ligas Para Fundicao Ltd.

CID003427

Active

156

Tungsten

CNMC (Guangxi) PGMA Co., Ltd.

CID000281

Active

157

Tungsten

Cronimet Brasil Ltda

CID003468

Conformant

158

Tungsten

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

CID002313

Not Active

159

Tungsten

JSC "Kirovgrad Hard Alloys Plant"

CID003408

Conformant

160

Tantalum

Asaka Riken Co., Ltd.

CID000092

Conformant

161

Tantalum

Changsha South Tantalum Niobium Co., Ltd.

CID000211

Conformant

162

Tantalum

Guangdong Rising Rare Metals-EO Materials Ltd.

CID000291

Conformant

163

Tantalum

Exotech Inc.

CID000456

Not Active

164

Tantalum

F&X Electro-Materials Ltd.

CID000460

Conformant

165

Tantalum

XIMEI RESOURCES (GUANGDONG) LIMITED

CID000616

Conformant

166

Tantalum

JiuJiang JinXin Nonferrous Metals Co., Ltd.

CID000914

Conformant

167

Tantalum

Jiujiang Tanbre Co., Ltd.

CID000917

Conformant

168

Tantalum

LSM Brasil S.A.

CID001076

Conformant

169

Tantalum

Metallurgical Products India Pvt., Ltd.

CID001163

Conformant

170

Tantalum

Mineracao Taboca S.A.

CID001175

Conformant

171

Tantalum

Mitsui Mining and Smelting Co., Ltd.

CID001192

Conformant

172

Tantalum

NPM Silmet AS

CID001200

Conformant

173

Tantalum

Ningxia Orient Tantalum Industry Co., Ltd.

CID001277

Conformant

174

Tantalum

QuantumClean

CID001508

Conformant

175

Tantalum

Yanling Jincheng Tantalum & Niobium Co., Ltd.

CID001522

Conformant

176

Tantalum

Solikamsk Magnesium Works OAO

CID001769

Conformant

177

Tantalum

Taki Chemical Co., Ltd.

CID001869

Conformant

178

Tantalum

Telex Metals

CID001891

Conformant

179

Tantalum

Ulba Metallurgical Plant JSC

CID001969

Conformant

180

Tantalum

Hengyang King Xing Lifeng New Materials Co., Ltd.

CID002492

Conformant

181

Tantalum

D Block Metals, LLC

CID002504

Conformant

182

Tantalum

FIR Metals & Resource Ltd.

CID002505

Conformant

183

Tantalum

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

CID002506

Conformant

184

Tantalum

XinXing HaoRong Electronic Material Co., Ltd.

CID002508

Conformant

185

Tantalum

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

CID002512

Conformant

186

Tantalum

KEMET de Mexico

CID002539

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

187

Tantalum

TANIOBIS Co., Ltd.

CID002544

Conformant

188

Tantalum

TANIOBIS GmbH

CID002545

Conformant

189

Tantalum

H.C. Starck Hermsdorf GmbH

CID002547

Conformant

190

Tantalum

H.C. Starck Inc.

CID002548

Conformant

191

Tantalum

TANIOBIS Japan Co., Ltd.

CID002549

Conformant

192

Tantalum

TANIOBIS Smelting GmbH & Co. KG

CID002550

Conformant

193

Tantalum

Global Advanced Metals Boyertown

CID002557

Conformant

194

Tantalum

Global Advanced Metals Aizu

CID002558

Conformant

195

Tantalum

Resind Industria e Comercio Ltda.

CID002707

Conformant

196

Tantalum

Jiangxi Tuohong New Raw Material

CID002842

Conformant

197

Tantalum

Power Resources Ltd.

CID002847

Conformant

198

Tin

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

CID000228

Conformant

199

Tin

Alpha

CID000292

Conformant

200

Tin

Gejiu Kai Meng Industry and Trade LLC

CID000942

Active

201

Tin

Dowa

CID000402

Conformant

202

Tin

EM Vinto

CID000438

Conformant

203

Tin

Estanho de Rondonia S.A.

CID000448

Conformant

204

Tin

Fenix Metals

CID000468

Conformant

205

Tin

Gejiu Non-Ferrous Metal Processing Co., Ltd.

CID000538

Conformant

206

Tin

Gejiu Zili Mining And Metallurgy Co., Ltd.

CID000555

Conformant

207

Tin

Huichang Jinshunda Tin Co., Ltd.

CID000760

Not Active

208

Tin

Melt Metais e Ligas S.A.

CID002500

Active

209

Tin

China Tin Group Co., Ltd.

CID001070

Conformant

210

Tin

Malaysia Smelting Corporation (MSC)

CID001105

Conformant

211

Tin

Metallic Resources, Inc.

CID001142

Conformant

212

Tin

Mineracao Taboca S.A.

CID001173

Conformant

213

Tin

Minsur

CID001182

Conformant

214

Tin

Mitsubishi Materials Corporation

CID001191

Conformant

215

Tin

Jiangxi New Nanshan Technology Ltd.

CID001231

Conformant

216

Tin

O.M. Manufacturing (Thailand) Co., Ltd.

CID001314

Conformant

217

Tin

Operaciones Metalurgicas S.A.

CID001337

Conformant

218

Tin

PT Artha Cipta Langgeng

CID001399

Conformant

219

Tin

PT Bukit Timah

CID001428

Active

220

Tin

PT Babel Surya Alam Lestari

CID001406

Conformant

221

Tin

PT Sukses Inti Makmur

CID002816

Active

222

Tin

PT Mitra Stania Prima

CID001453

Conformant

223

Tin

PT Prima Timah Utama

CID001458

Conformant

224

Tin

PT Refined Bangka Tin

CID001460

Conformant

225

Tin

PT Babel Inti Perkasa

CID001402

Conformant

226

Tin

PT Stanindo Inti Perkasa

CID001468

Conformant

Number

Metal

Smelter Name

Smelter Id

Remarks

227

Tin

PT Timah Tbk Kundur

CID001477

Conformant

228

Tin

PT Timah (Persero) Tbk Mentok

CID001482

Conformant

229

Tin

CV Ayi Jaya

CID002570

Active

230

Tin

PT Tinindo Inter Nusa

CID001490

Conformant

231

Tin

Rui Da Hung

CID001539

Conformant

232

Tin

Soft Metais Ltda.

CID001758

Conformant

233

Tin

Thaisarco

CID001898

Conformant

234

Tin

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

CID001908

Conformant

235

Tin

White Solder Metalurgia e Mineracao Ltda.

CID002036

Conformant

236

Tin

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

CID002158

Conformant

237

Tin

China Yunnan Tin Co Ltd.

CID002180

Conformant

238

Tin

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

CID002572

Active

239

Tin

Magnu's Minerais Metais e Ligas Ltda.

CID002468

Conformant

240

Tin

Nghe Tinh Non-Ferrous Metals Joint Stock Company

CID002573

Active

241

Tin

PT ATD Makmur Mandiri Jaya

CID002503

Conformant

242

Tin

O.M. Manufacturing Philippines, Inc.

CID002517

Conformant

243

Tin

Tuyen Quang Non-Ferrous Metals Joint Stock Company

CID002574

Active

244

Tin

An Vinh Joint Stock Mineral Processing Company

CID002703

Active

245

Tin

Modeltech Sdn Bhd

CID002858

Active

246

Tin

PT Rajehan Ariq

CID002593

Conformant

247

Tin

Pongpipat Company Limited

CID003208

Active

248

Tin

Resind Industria e Comercio Ltda.

CID002706

Conformant

249

Tin

Yunnan Yunfan Non-ferrous Metals Co., Ltd.

CID003397

Active

250

Tin

Metallo Belgium N.V.

CID002773

Conformant

251

Tin

Metallo Spain S.L.U.

CID002774

Conformant

252

Tin

PT Sariwiguna Binasentosa

CID001463

Conformant

253

Tin

Thai Nguyen Mining and Metallurgy Co., Ltd.

CID002834

Conformant

254

Tin

PT Menara Cipta Mulia

CID002835

Conformant

255

Tin

HuiChang Hill Tin Industry Co., Ltd.

CID002844

Conformant

256

Tin

PT Aries Kencana Sejahtera

CID000309

Active

257

Tin

PT Timah Nusantara

CID001486

Active

258

Tin

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

CID003116

Conformant

259

Tin

Chifeng Dajingzi Tin Industry Co., Ltd.

CID003190

Conformant

260

Tin

PT Bangka Serumpun

CID003205

Conformant

261

Tin

CV Venus Inti Perkasa

CID002455

Active

262

Tin

Tin Technology & Refining

CID003325

Conformant

263

Tin

Ma'anshan Weitai Tin Co., Ltd.

CID003379

Conformant

264

Tin

PT Rajawali Rimba Perkasa

CID003381

Conformant


Term	Definition	Statistic

Eligible	RMI recognized smelter eligible for RMAP	267
Conformant	Smelter who passed RMI RMAP audit	229
Active	Eligible smelter who is not yet conformant but is working with the RMI to become conformant	32
Not Active	Un-cooperative and not actively working with the RMI. Also includes businesses who are not operational - either temporarily or permanently.	6