0001418100-22-000057.txt : 20220517 0001418100-22-000057.hdr.sgml : 20220517 20220517170552 ACCESSION NUMBER: 0001418100-22-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220515 FILED AS OF DATE: 20220517 DATE AS OF CHANGE: 20220517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Speed Kevin CENTRAL INDEX KEY: 0001778611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38289 FILM NUMBER: 22935640 MAIL ADDRESS: STREET 1: AVAYA STREET 2: 350 MT. KEMBLE AVENUE CITY: MORRISTOWN STATE: NJ ZIP: 07960 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avaya Holdings Corp. CENTRAL INDEX KEY: 0001418100 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261119726 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: co Avaya Inc STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: (908) 953-6000 MAIL ADDRESS: STREET 1: co Avaya Inc STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Holdings Corp DATE OF NAME CHANGE: 20071109 4 1 wf-form4_165282143526856.xml FORM 4 X0306 4 2022-05-15 0 0001418100 Avaya Holdings Corp. AVYA 0001778611 Speed Kevin C/O AVAYA HOLDINGS CORP. 2605 MERIDIAN PARKWAY, SUITE 200 DURHAM NC 27713 0 1 0 0 GVP, Controller & CAO Common Stock - Restricted Stock Units 2022-05-15 4 M 0 955 0 D 39118 D Common Stock, par value $0.01 per share 2022-05-15 4 A 0 955 0 A 13133 D Common Stock, par value $0.01 per share 2022-05-15 4 M 0 1408 0 A 14541 D Common Stock, par value $0.01 per share 2022-05-15 4 F 0 836 6.33 D 13705 D Restricted Stock Units 0.0 2022-05-15 4 M 0 1408 0 D Common Stock 1408.0 4230 D Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were previously reported on Table I on a Form 4. These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. These shares of Common Stock represent RSUs that have vested as set forth in Table II. The terms of these RSUs permit Avaya Holdings Corp. to settle the RSUs, upon vesting, with cash or, under certain circumstances, Common Stock as more fully described in footnote 5. Avaya Holdings Corp. determined to settle these RSUs with Common Stock. Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Each of these RSUs represents a contingent right to receive, at vesting, an amount in cash equal to (x) the number of vested RSUs multiplied by (y) the closing price of one share of Common Stock on the trading day immediately preceding the settlement date; provided, that to the extent there are shares of Common Stock available under the Avaya Holdings Corp. 2019 Equity Incentive Plan when the applicable portion of RSUs are settled and an effective registration statement is on file with the Securities and Exchange Commission for such shares, Avaya Holdings Corp. may deliver one share of Common Stock for each vested RSU. Represents RSUs that have vested as the Common Stock set forth in Table I. Represents RSUs granted on December 6, 2019 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan, with 33.34% vesting on February 15, 2021 and 8.33% vesting each May 15, August 15, November 15 and February 15 thereafter. /s/ Danielle Bagatta, as attorney in fact for Kevin Speed 2022-05-17