0001418100-22-000057.txt : 20220517
0001418100-22-000057.hdr.sgml : 20220517
20220517170552
ACCESSION NUMBER: 0001418100-22-000057
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220515
FILED AS OF DATE: 20220517
DATE AS OF CHANGE: 20220517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Speed Kevin
CENTRAL INDEX KEY: 0001778611
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38289
FILM NUMBER: 22935640
MAIL ADDRESS:
STREET 1: AVAYA
STREET 2: 350 MT. KEMBLE AVENUE
CITY: MORRISTOWN
STATE: NJ
ZIP: 07960
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avaya Holdings Corp.
CENTRAL INDEX KEY: 0001418100
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261119726
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: co Avaya Inc
STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: (908) 953-6000
MAIL ADDRESS:
STREET 1: co Avaya Inc
STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200
CITY: DURHAM
STATE: NC
ZIP: 27713
FORMER COMPANY:
FORMER CONFORMED NAME: Sierra Holdings Corp
DATE OF NAME CHANGE: 20071109
4
1
wf-form4_165282143526856.xml
FORM 4
X0306
4
2022-05-15
0
0001418100
Avaya Holdings Corp.
AVYA
0001778611
Speed Kevin
C/O AVAYA HOLDINGS CORP.
2605 MERIDIAN PARKWAY, SUITE 200
DURHAM
NC
27713
0
1
0
0
GVP, Controller & CAO
Common Stock - Restricted Stock Units
2022-05-15
4
M
0
955
0
D
39118
D
Common Stock, par value $0.01 per share
2022-05-15
4
A
0
955
0
A
13133
D
Common Stock, par value $0.01 per share
2022-05-15
4
M
0
1408
0
A
14541
D
Common Stock, par value $0.01 per share
2022-05-15
4
F
0
836
6.33
D
13705
D
Restricted Stock Units
0.0
2022-05-15
4
M
0
1408
0
D
Common Stock
1408.0
4230
D
Represents the number of shares of common stock, par value $0.01 per share, of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to a Restricted Stock Unit (each, an "RSU") award. The RSUs were previously reported on Table I on a Form 4.
These securities consist of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock.
These shares of Common Stock represent RSUs that have vested as set forth in Table II. The terms of these RSUs permit Avaya Holdings Corp. to settle the RSUs, upon vesting, with cash or, under certain circumstances, Common Stock as more fully described in footnote 5. Avaya Holdings Corp. determined to settle these RSUs with Common Stock.
Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs.
Each of these RSUs represents a contingent right to receive, at vesting, an amount in cash equal to (x) the number of vested RSUs multiplied by (y) the closing price of one share of Common Stock on the trading day immediately preceding the settlement date; provided, that to the extent there are shares of Common Stock available under the Avaya Holdings Corp. 2019 Equity Incentive Plan when the applicable portion of RSUs are settled and an effective registration statement is on file with the Securities and Exchange Commission for such shares, Avaya Holdings Corp. may deliver one share of Common Stock for each vested RSU.
Represents RSUs that have vested as the Common Stock set forth in Table I.
Represents RSUs granted on December 6, 2019 pursuant to the Avaya Holdings Corp. 2019 Equity Incentive Plan, with 33.34% vesting on February 15, 2021 and 8.33% vesting each May 15, August 15, November 15 and February 15 thereafter.
/s/ Danielle Bagatta, as attorney in fact for Kevin Speed
2022-05-17