0001418100-21-000118.txt : 20211207 0001418100-21-000118.hdr.sgml : 20211207 20211207161446 ACCESSION NUMBER: 0001418100-21-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211203 FILED AS OF DATE: 20211207 DATE AS OF CHANGE: 20211207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spears Stephen CENTRAL INDEX KEY: 0001824179 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38289 FILM NUMBER: 211476128 MAIL ADDRESS: STREET 1: C/O AVAYA STREET 2: 2605 MERIDIAN PKWY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avaya Holdings Corp. CENTRAL INDEX KEY: 0001418100 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 261119726 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: co Avaya Inc STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: (908) 953-6000 MAIL ADDRESS: STREET 1: co Avaya Inc STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Holdings Corp DATE OF NAME CHANGE: 20071109 4 1 wf-form4_163891167159076.xml FORM 4 X0306 4 2021-12-03 0 0001418100 Avaya Holdings Corp. AVYA 0001824179 Spears Stephen C/O AVAYA HOLDINGS CORP. 2605 MERIDIAN PARKWAY, SUITE 200 DURHAM NC 27713 0 1 0 0 EVP and Chief Revenue Officer Common Stock - Restricted Stock Units 2021-12-03 4 M 0 16992 0 D 188898 D Common Stock, par value $0.01 per share 2021-12-03 4 A 0 43259 0 A 81992 D Common Stock, par value $0.01 per share 2021-12-03 4 F 0 7664 19.21 D 74328 D Common Stock, par value $0.01 per share 2021-12-03 4 F 0 11847 18.57 D 62481 D Represents the number of shares of common stock, par value $0.01 per share of Avaya Holdings Corp. ("Common Stock"), which vested pursuant to various Restricted Stock Unit (each, an "RSU") awards. These RSUs were previously reported on Table I on a Form 4. Consists of RSUs previously reported on a Form 4 in Table I that have not, as of yet, vested in accordance with their terms. Each RSU represents a contingent right to receive, at vesting, one share of Common Stock. Includes (i) 26,267 shares of Common Stock granted to the reporting person pursuant to such person's election, pursuant to the Avaya Holdings Corp. Stock Bonus Program (the "Stock Bonus Program"), to receive a portion of their Annual Incentive Bonus award for fiscal 2021 as Common Stock and (ii) the 16,992 shares issued upon the vesting of RSUs noted in footnote 1. Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the vesting of RSUs. Pursuant to the terms and conditions of the Avaya Holdings Corp. 2019 Equity Incentive Plan, withholding taxes were calculated based on the closing price of Common Stock on December 2, 2021, the date immediately preceding the December 3rd vesting date. Represents the number of shares of Common Stock withheld by Avaya Holdings Corp. to cover tax withholding obligations in connection with the receipt of shares pursuant to the Stock Bonus Program. Pursuant to the terms of the Stock Bonus Program, withholding taxes were calculated based on the closing price of Common Stock on December 3, 2021. /s/ Sara R. Bucholtz, as attorney in fact for Stephen Spears 2021-12-03