Exhibit 1.01
2018 Avaya Holdings Corp. Conflict Minerals Report
Reporting period: January 1, 2018 to December 31, 2018
The Conflict Minerals Report (the “Report”) is publicly available on the Company’s website at: https://www.avaya.com/en/about-avaya/corporate-responsibility.
Exhibit 1.01
Avaya Holdings Corp. is providing this Report for the reporting period January 1 to December 31, 2018. This report is designed to provide the information required by the provisions of Rule 13(p) under the Securities Exchange Act of 1934 and the instructions to Form SD which requires SEC registered companies to annually disclose the use of conflict minerals originating from the Democratic Republic of the Congo (the “DRC”)_or adjoining countries (”covered countries”) and not from recycled or scrap sources that are necessary to the functionality or production of a manufactured product. Conflict minerals are identified as columbite-tantalite (coltan), cassiterite, gold, wolframite or their derivatives, or simply tantalum, tin, tungsten and gold, which are collectively referred to as “Conflict Minerals” or “3TG”. Use of the terms “Avaya” or the “Company” in this Report refers to Avaya Holdings Corp., a Delaware corporation, and its consolidated subsidiaries taken as a whole, unless the context otherwise indicates.
The Company has conducted a reasonable country of origin inquiry (“RCOI”) and subsequent due diligence according to the 5-step approach detailed in Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Third Edition (“OECD Guidance” or “Guidance”), an internationally recognized due diligence framework, to determine if it knows or has reason to believe that the 3TGs identified in the Company’s products originated from sources in the conflict countries. As a downstream user of minerals, the Company contracts the manufacture of products with electronic manufacturing suppliers (“EMSs”), making it challenging to identify all its source mines given the extent of the Company’s supply chain and the Company’s lack of direct relationships with the mines and/or smelters (“SOR”) providing the minerals. The Company is reliant on industry initiatives (principally the Responsible Minerals Initiative or “RMI”), manufacturing partners and parts vendors with whom the Company has direct supplier relationships to determine the source of the Conflict Minerals in the Company’s products. The Company relies on the RMI to audit SORs for Responsible Minerals Assurance Process (“RMAP”) conformance, data on audit status and country of origin information. This Report summarizes the Company’s process to identify and assess products contracted by the Company for manufacture by EMS partners that were sold during the reporting period and contained 3TG.
Executive Summary of the 2018 Conflict Minerals Program
The Company performed a RCOI on the portion of its supply chain which provided products and parts containing 3TGs to determine the source of the 3TGs in such products and parts sold during the reporting period. Eighty-two percent (82%) of such suppliers responded. The results identified in the Conflict Minerals Reporting Template (“CMRT”) returned by the suppliers showed 381 total smelters or refiners (SORs listed in Appendix A attached hereto) involved in the Company’s supply chain, of which 322 could be found on the Standard Smelter List of the Responsible Minerals Assurance Process. These 322 are either “conformant” (254), “active” (8) or “not active” (60). “Conformant” means that the SOR has successfully passed an audit by the RMAP process. “Active” means the SOR is working with the RMI to complete the
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Exhibit 1.01
RMAP. “Not Active” means the SOR is not working with the RMI to become conformant. The other 59 SORs could not be found in the RMAP list and thus are considered “not active” and “not an eligible SOR” for RMAP conformance. These 59 are listed in the second table on Appendix A. The RMAP list of conformant and eligible SORs is produced by the Responsible Minerals Initiative (“RMI”) of the Responsible Business Alliance (“RBA”) and it identifies SORs who are eligible processors and some of which have been found to be conformant within the RMAP standards. RMI uses an independent third-party audit of SOR management systems and sourcing practices to validate smelters' company level management processes for alignment to the OECD Guidance. These results, which are listed in the last column of the second table on Appendix A attached to this Report, indicate a category of “not legitimate SORs”. This category requires additional due diligence with the Company’s direct Suppliers to determine the actual SORs that performed the mineral processing. The additional due diligence will be covered in examination of next year’s CMRT supplier submissions.
The Company cannot be certain about the origin of the Conflict Minerals used by smelters or entities that are not listed as RMAP-conformant SORs. The Company has partnered with Suppliers to obtain more information to determine the status of these smelters and entities. Notwithstanding that the Company was unable to confirm the source of some of the 3TGs used in its products, no independent private sector audit was performed of the Company’s due diligence processes this year.
Avaya Company Overview
Avaya Holdings Corp. (the "Parent" or "Avaya Holdings"), together with its consolidated subsidiaries (collectively, the “Company” or “Avaya”), is a global leader in digital communications products, solutions and services for businesses of all sizes. Avaya builds open, converged and innovative solutions to enhance and simplify communications and collaboration in the cloud, on-premises or a hybrid of both. The Company's global team of professionals delivers services from initial planning and design, to implementation and integration, to ongoing managed operations, optimization, training and support. Currently, the Company manages its business operations in two segments, Products & Solutions and Services. The Company sells directly through its worldwide sales force and indirectly through its global network of channel partners, including distributors, service providers, dealers, value-added sellers, system integrators and business partners that provide sales and services support.
• | Avaya Products & Solutions primarily develops, markets, and sells unified communications and contact center solutions, offered on premises, in the cloud, or as a hybrid solution. These integrate multiple forms of communications, including telephony, e-mail, instant messaging and video. |
• | Avaya Services develops, markets and sells comprehensive end-to-end global service offerings that enable customers to evaluate, plan, design, implement, monitor, manage and optimize even complex enterprise communications networks. |
The Company’s Conflict Minerals Program Overview
Avaya’s Conflict Minerals Program (hereinafter referred to as the “Program) is one element of the Company’s broader human rights policies and programs. The Company is an affiliate member of the RBA and participates in the RBA’s RMI committees, such as the Plenary, the Due Diligence Practices Team and the Mineral Reporting Template Team and uses the results and data from RMI smelter or refiner audits. The Company also uses guidance published by the RMI as it relates to downstream companies and incorporates the RMI Conflict Minerals Reporting Template (“CMRT”), as well as the requirements of the Dodd-Frank
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Exhibit 1.01
Wall Street Reform and Consumer Protection Act (“Dodd-Frank”), the OECD Guidance and related Supplements for tantalum, tin, tungsten and gold, into its Program. As further described below, three key elements of the Program are:
I. | Determination of Product Applicability |
II. | The Reasonable Country of Origin Inquiry (RCOI) |
III. | Due Diligence |
I. | Determination of Product Applicability |
Each year, the Company creates a list of products and parts which it sold in the reporting calendar year that were contracted to be manufactured for the Company and that include 3TG. Products purchased off the shelf from Original Equipment Manufacturers (“OEMs”) were excluded as the Company is not the manufacturer of those products. This list of in-scope products and parts, which was refined by assessing it against the Company’s previous year’s RCOI results, was provided to a third-party partner to conduct the Company’s RCOI.
II. | Reasonable Country of Origin Inquiry (RCOI) |
The Company outsources the design of some, and the manufacture of all, of its products and solutions. Therefore, the RCOI included the Company’s EMS providers, Original Design Manufacturers (“ODMs”) and the Company controlled suppliers (collectively with the EMS providers and the ODMs, the “Suppliers”) of parts and components used in the Company designed hardware products and parts that were sold to customers during calendar year 2018. Finished products and parts obtained from OEMs where the designs were not influenced by the Company (i.e., products or parts which were purchased and included in the Company’s solutions without modification or additional assembly) were excluded from the scope of the RCOI. The Company products and parts identified as containing the 3TGs not from recycled or scrap sources, which are in scope pursuant to Dodd-Frank requirements, consist of gateways, routers, servers, network infrastructure equipment and endpoints. As mentioned above, the Company’s RCOI was conducted using the CMRT, which was provided to in-scope Suppliers, along with educational materials and training to facilitate their completion of the CMRT. The Company also used the RMI RCOI Database to determine country of origin. Suppliers who did not respond to the request to complete the CMRT were escalated to the applicable Avaya Commodity Manager, who reminded them of their contractual obligation to provide this information. In addition, the Company leveraged information resources of the RMI, publicly available information published by the London Bullion Market Association and the Responsible Jewelry Council, as well as the resources of a third-party consultant to analyze the Supplier responses. The results of the information review were used to identify those Suppliers for which additional information and due diligence was required. The results of the assessments and the collected CMRTs were electronically stored.
III. | The Company’s Due Diligence Program (hereinafter referred to as the “DD Program”) |
The Company’s DD Program was designed in accordance with the OECD five step framework, which is the international framework currently recognized for compliance with the Dodd-Frank requirements.
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Exhibit 1.01
Step 1: The Company’s Management System
For its DD Program, the Company has adopted a management system similar in nature to the Company’s Quality and Environmental Management systems by implementing a ‘Plan-Do-Check-Act’ mechanism for its Conflict Minerals processes. Under this DD Program, the Company has undertaken the following actions:
• | The Company developed a Conflict Minerals Policy and communicated it to Suppliers during the RCOI process and during annual supplier engagement forums. The policy and the requirement to provide a CMRT is included in new Requests for Quotations and supplier contracts. This policy is posted on the Company website at https://www.avaya.com/en/documents/conflict-minerals-policy-2018.pdf , and is updated from time to time as needed. The Company also developed Standard Operating Procedures (“SOPs”) that, with the Conflict Minerals Policy, define the Company’s process for conducting the DD Program. A cross-functional team of subject matter experts was assembled from supply chain management, product compliance, product engineering, research and development, and the environmental and legal functions of the Company. Supply chain management leads the team and provides periodic updates to senior management. |
• | The Company is a member of the RBA and participates in RMI as a member, which allowed the Company to learn from other companies regarding their Conflict Minerals plans and processes. This has led to DD Program improvements with greater supply chain and customer transparency. |
• | The Company continued to implement its document control program to manage and retain from year to year the documentation associated with each RCOI and related Due Diligence activities. |
• | The Company partnered with Suppliers to identify the sources of Conflict Minerals in the products and parts that they provide to the Company, as indicated in the RCOI results. Suppliers were also engaged through periodic business reviews and an annual supplier forum to discuss compliance requirements. If significant risks, such as non-conformant smelters, are identified through the DD Program or other means, then it could ultimately cause the Company to suspend trade with, or disengage from, a Supplier. |
• | The Company developed Conflict Minerals Vendor Training to instruct Suppliers on how to perform their own due diligence and how to fill out the CMRT form. |
To resolve grievances that Suppliers or SORs may have, the Company uses the publicly available RMI Grievance Mechanism. Suppliers are informed of this Grievance Mechanism in the Company’s Conflict Minerals Vendor Training. The Grievance Mechanism may be used for complaints against the Company, the RMI, the RMI RMAP or auditors used by the RMI, or for other grievances related to Conflict Minerals. The grievances, including corrective actions, are tracked and monitored by the RMI. Following is a link to the Grievance Mechanism: http://www.responsiblemineralsinitiative.org/responsible-minerals-assurance-process/grievance-mechanism
Step 2: Identify and Assess Risks in the Supply Chain
The Company used the RCOI analysis results to identify Suppliers using SORs that are not engaged in an approved validation scheme (e.g., RMAP, London Bullion Market Association and the Responsible Jewelry Council) and to assess related supply chain risks.
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Exhibit 1.01
Step 3: Design and Implement a Strategy to Respond to Identified Risks
To address the risks in the Company’s supply chain posed by the use of non-RMAP conformant SORs, the Company remains actively involved in the RBA and RMI, including participation in RMI committees such as Plenary, Due Diligence Processes Team and Minerals Reporting Template Team, and in maintaining and executing the Company’s Conflict Minerals Program. The Company continues to work with supply chain partners to address reported non-conformant smelters, including dis-engagement or suspension if necessary. The Company also works with supply chain partners for resolution when requests for smelters in the supply chain to participate in the RMAP list program, or other approved schemes, are met with resistance or are not executed.
Step 4: Independent third-party audit of our SOR due diligence practices
As a downstream user of 3TG minerals and a member of the RMI, the Company leverages information from the independent third-party audits of the SORs facilitated by initiatives such as the RMI’s RMAP, London Bullion Market Association and the Responsible Jewelry Council to determine the SORs’ practices. Over time, this effort has resulted in increasing the number of SORs in the Company’s supply chain that are RMAP-conformant. The Company actively participates in RMI activities, including involvement in sub-committees and contributing possible SOR names, to support the Company’s efforts to assess each SOR’s alignment to the OECD Guidance via the RMAP.
Step 5: Annual Reporting on our Supply Chain Due Diligence
The Company continues to provide an annual report of its Supply Chain Due Diligence Practice activities in accordance with the Dodd-Frank requirements, as evidenced by this Report. The Company participated in the RMI CMR Peer Review, which provides an opportunity to have a confidential review of a draft of the Company’s Conflict Mineral Report and receive valuable feedback from that review. Received verbal and written feedback was reviewed and considered for inclusion in the Company’s final Conflict Mineral Report. The Due Diligence results are summarized below.
Efforts to Determine Conflict Minerals Country of Origin and Facilities used to Process Conflict Minerals
The Company’s RCOI process and due diligence to determine the source of 3TGs in the Company’s products is based on data collection and partnership with Suppliers. The Company queried 210 Suppliers for the 2018 RCOI reporting period, of which 172 responded. In these responses, 381 unique SORs were identified as processing 3TGs used in the parts and/or components contained in the Company’s Products. The Company has verified that 254 of the SORs are RMAP-conformant SORs, 8 SORs are actively progressing toward conformance and 60 SORs are in the Not Active status (which is down from 123 in 2017.) The remaining 59 smelters are not found on the RMI Standard Smelter List and therefore may not be actual smelters. These 59 are in a separate table in Appendix A.
The majority of responses received from the Company’s Suppliers during the RCOI were provided at the company level rather than responses specific to the product sold to the Company. One top tier Supplier indicated their inability to obtain more than a 50% response rate from their supply chain, making it impossible to determine the complete list of smelters in the Company’s supply chain. In addition, some SORs identified by the Suppliers were not listed on any conformant smelter or refiners lists by the RMI, the London Bullion Market Association or the Responsible Jewelry Council and could not be confirmed through the Company’s due diligence as actual SORs. As a result, the Company cannot determine its
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Exhibit 1.01
conflict-free status (as defined by Dodd-Frank Act) at either a product or company level because it cannot confirm that the SORs identified provide a complete picture of Conflict Minerals sourcing. Of the information that was verified, the chart on the next page lists the country of origin for the 3TG minerals in the Company’s products.
Country of Origin Results for 3TG in the Company’s Products
Conflict Mineral | Country of Origin | Notes |
Gold | Benin, Bolivia (Plurinational State of), Brazil, Chile, Colombia, Ecuador, Eritrea, Ghana, Guinea, Guyana, Mali, Mauritania, Nicaragua, Niger, Peru, Swaziland, Togo, and South Africa. | |
Tantalum | Austria, Bolivia (Plurinational State of), Brazil, China, Colombia, Ethiopia, Guinea, India, Madagascar, Malaysia, Nigeria, Russian Federation, Sierra Leone, Thailand, Mozambique, Burundi, Rwanda, and DRC. | The reported Tantalum from the DRC and other covered countries came from 15 Smelters all of which have been audited and validated as "conformant" by the Responsible Mineral Initiative (RMI), which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.* |
Tin | Australia, Bolivia (Plurinational State of), Brazil, China, Colombia, Guinea, Indonesia, Laos, Malaysia, Mongolia, Myanmar, Nigeria, Peru, Portugal, Russian Federation, Taiwan, Thailand, Great Britain, Northern Ireland, Venezuela, Burundi, Rwanda, Uganda, and DRC. | The reported Tin from the DRC and other covered countries came from 2 Smelters all of which have been audited and validated as "compliant" by the Responsible Mineral Initiative (RMI), which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.* |
Tungsten | Australia, Bolivia, Brazil, China, Colombia, Guinea, Indonesia, Laos, Malaysia, Mongolia, Myanmar, Nigeria, Peru, Great Britain, Northern Ireland, Russian Federation, Taiwan, Thailand, United States of America, Burundi, Rwanda, and DRC. | The reported Tantalum from the DRC came from 3 Smelters all of which have been audited and validated as "conformant" by the Responsible Mineral Initiative (RMI), which is internationally recognized for managing an independent third-party assessment program in line with the OECD Guidance.* |
*Note: SORs who receive minerals from the DRC and adjoining countries, i.e. Covered Countries, can still be declared conformant to the RMAP process.
The 322 SORs identified by the Company’s in-scope Suppliers, the minerals processed, and their classification in regard to the RMAP list are provided in the table included as Appendix A attached to this Report. A graphical depiction of the 2018 RCOI and due diligence results is provided in Figure 1 as compared to the 2017 results in Figure 2. The validation classifications of the SORs reported in the graphs (Figures 1 and 2) are defined as follows:
• Conformant- These are RMAP-conformant SORs.
• RMAP Active - These are smelters that have committed to undergoing a RMAP audit.
• Not Active - These are smelters that are neither Compliant nor RMAP Active.
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Exhibit 1.01
An additional classification of the SORs which is included only in Appendix A is:
• Not an eligible SOR - These are non-verified smelters or “unknown”.
Figure 1- 2018 Results
Figure 2- 2017 Results
Future Plans to Mitigate Conflict Minerals Sourcing Risk
The Company plans to implement the following actions with the supply chain to help mitigate the risk of potentially sourcing Conflict Minerals from Suppliers who do not have OECD aligned due diligence measures in place:
• | Perform the RCOI process by December of the Reporting Year to allow additional time for Supplier engagement and due diligence. |
• | Continue to require completion of the CMRT in applicable Requests for Quote (“RFQ”) and from applicable new Suppliers upon award of contract (if not part of an RFQ). |
• | Identify Suppliers that may, based on past performance, need additional due diligence in the future. |
Forward-Looking Statements
This document contains certain “forward-looking statements.” All statements other than statements of historical fact are “forward-looking” statements for purposes of the U.S. federal and state securities laws. These statements may be identified by the use of forward looking terminology such as "anticipate,"
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Exhibit 1.01
"believe," "continue," "could," "estimate," "expect," "intend," "may," "might," “our vision,” "plan," "potential," "preliminary," "predict," "should," "will," or “would” or the negative thereof or other variations thereof or comparable terminology and include, but are not limited to, the Company’s 2018 fiscal year. The Company has based these forward-looking statements on its current expectations, assumptions, estimates and projections. While the Company believes these expectations, assumptions, estimates and projections are reasonable, such forward-looking statements are only predictions and involve known and unknown risks and uncertainties, many of which are beyond its control. These factors are discussed in the Company's Annual Report on Form 10-K and subsequent Quarterly Reports on Form 10-Q filed with the Securities and Exchange Commission (the “SEC”), and may cause its actual results, performance or achievements to differ materially from any future results, performance or achievements expressed or implied by these forward-looking statements. For a further list and description of such risks and uncertainties, please refer to the Company’s filings with the SEC that are available at www.sec.gov. The Company cautions you that the list of important factors included in the Company’s SEC filings may not contain all of the material factors that are important to you. In addition, in light of these risks and uncertainties, the matters referred to in the forward-looking statements contained in this report may not in fact occur. The Company undertakes no obligation to publicly update or revise any forward-looking statement as a result of new information, future events or otherwise, except as otherwise required by law.
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Exhibit 1.01
APPENDIX A
List of Reported Smelters/Refiners Facilities Processing Minerals Used in the Company’s Products as Confirmed by the Responsible Minerals Initiative (RMI) Lists
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
1 | Gold | Abington Reldan Metals, LLC | CID002708 | Not Active |
2 | Gold | Advanced Chemical Company | CID000015 | Conformant |
3 | Gold | African Gold Refinery | CID003185 | Not Active |
4 | Gold | Aida Chemical Industries Co., Ltd. | CID000019 | Conformant |
5 | Gold | Al Etihad Gold Refinery DMCC | CID002560 | Conformant |
6 | Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | CID000035 | Conformant |
7 | Gold | Almalyk Mining and Metallurgical Complex (AMMC) | CID000041 | Conformant |
8 | Gold | AngloGold Ashanti Córrego do Sítio Mineração | CID000058 | Conformant |
9 | Gold | Argor-Heraeus S.A. | CID000077 | Conformant |
10 | Gold | Asahi Pretec Corp. | CID000082 | Conformant |
11 | Gold | Asahi Refining Canada Ltd. | CID000924 | Conformant |
12 | Gold | Asahi Refining USA Inc. | CID000920 | Conformant |
13 | Gold | Asaka Riken Co., Ltd. | CID000090 | Conformant |
14 | Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CID000103 | Not Active |
15 | Gold | AU Traders and Refiners | CID002850 | Conformant |
16 | Gold | Aurubis AG | CID000113 | Conformant |
17 | Gold | Bangalore Refinery | CID002863 | Conformant |
18 | Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | CID000128 | Conformant |
19 | Gold | Boliden AB | CID000157 | Conformant |
20 | Gold | C. Hafner GmbH + Co. KG | CID000176 | Conformant |
21 | Gold | Caridad | CID000180 | Not Active |
22 | Gold | CCR Refinery - Glencore Canada Corporation | CID000185 | Conformant |
23 | Gold | Cendres + Métaux S.A. | CID000189 | Conformant |
24 | Gold | Chimet S.p.A. | CID000233 | Conformant |
25 | Gold | Chugai Mining | CID000264 | RMAP Active |
26 | Gold | Daejin Indus Co., Ltd. | CID000328 | Conformant |
27 | Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 | RMAP Active |
28 | Gold | Degussa Sonne / Mond Goldhandel GmbH | CID002867 | Not Active |
29 | Gold | DODUCO GmbH | CID000362 | Conformant |
30 | Gold | Dowa | CID000401 | Conformant |
31 | Gold | DS PRETECH Co., Ltd. | CID003195 | Conformant |
32 | Gold | DSC (Do Sung Corporation) | CID000359 | Conformant |
33 | Gold | Eco-System Recycling Co., Ltd. | CID000425 | Conformant |
34 | Gold | Elemetal Refining, LLC | CID001322 | Not Active |
35 | Gold | Emirates Gold DMCC | CID002561 | Conformant |
36 | Gold | Fidelity Printers and Refiners Ltd. | CID002515 | Not Active |
37 | Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CID000522 | Not Active |
38 | Gold | Geib Refining Corporation | CID002459 | Conformant |
39 | Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CID001909 | Not Active |
40 | Gold | Guangdong Jinding Gold Limited | CID002312 | Not Active |
41 | Gold | Gujarat Gold Centre | CID002852 | Not Active |
42 | Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CID000651 | Not Active |
43 | Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CID000671 | Not Active |
44 | Gold | HeeSung Metal Ltd. | CID000689 | Conformant |
45 | Gold | Heimerle + Meule GmbH | CID000694 | Conformant |
46 | Gold | Heraeus Ltd. Hong Kong | CID000707 | Conformant |
47 | Gold | Heraeus Precious Metals GmbH & Co. KG | CID000711 | Conformant |
Appendix page 1
Exhibit 1.01
APPENDIX A
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
48 | Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 | Not Active |
49 | Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | CID000773 | Not Active |
50 | Gold | HwaSeong CJ Co., Ltd. | CID000778 | Not Active |
51 | Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CID000801 | Conformant |
52 | Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 | Conformant |
53 | Gold | Istanbul Gold Refinery | CID000814 | Conformant |
54 | Gold | Italpreziosi | CID002765 | Conformant |
55 | Gold | Japan Mint | CID000823 | Conformant |
56 | Gold | Jiangxi Copper Co., Ltd. | CID000855 | Conformant |
57 | Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 | Not Active |
58 | Gold | JSC Uralelectromed | CID000929 | Conformant |
59 | Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 | Conformant |
60 | Gold | Kaloti Precious Metals | CID002563 | Not Active |
61 | Gold | Kazakhmys Smelting LLC | CID000956 | RMAP Active |
62 | Gold | Kazzinc | CID000957 | Conformant |
63 | Gold | Kennecott Utah Copper LLC | CID000969 | Conformant |
64 | Gold | KGHM Polska Miedź Spółka Akcyjna | CID002511 | RMAP Active |
65 | Gold | Kojima Chemicals Co., Ltd. | CID000981 | Conformant |
66 | Gold | Korea Zinc Co., Ltd. | CID002605 | Conformant |
67 | Gold | Kyrgyzaltyn JSC | CID001029 | Conformant |
68 | Gold | Kyshtym Copper-Electrolytic Plant ZAO | CID002865 | Not Active |
69 | Gold | L'azurde Company For Jewelry | CID001032 | Not Active |
70 | Gold | L'Orfebre S.A. | CID002762 | Conformant |
71 | Gold | Lingbao Gold Co., Ltd. | CID001056 | Not Active |
72 | Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CID001058 | Not Active |
73 | Gold | LS-NIKKO Copper Inc. | CID001078 | Conformant |
74 | Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CID001093 | Not Active |
75 | Gold | Marsam Metals | CID002606 | Conformant |
76 | Gold | Materion | CID001113 | Conformant |
77 | Gold | Matsuda Sangyo Co., Ltd. | CID001119 | Conformant |
78 | Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 | Conformant |
79 | Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | Conformant |
80 | Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 | Conformant |
81 | Gold | Metalor Technologies S.A. | CID001153 | Conformant |
82 | Gold | Metalor USA Refining Corporation | CID001157 | Conformant |
83 | Gold | Metalúrgica Met-Mex Peñoles S.A. De C.V. | CID001161 | Conformant |
84 | Gold | Mitsubishi Materials Corporation | CID001188 | Conformant |
85 | Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 | Conformant |
86 | Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 | Conformant |
87 | Gold | Modeltech Sdn Bhd | CID002857 | Not Active |
88 | Gold | Morris and Watson | CID002282 | Not Active |
89 | Gold | Morris and Watson Gold Coast | CID002866 | Not Active |
90 | Gold | Moscow Special Alloys Processing Plant | CID001204 | Conformant |
91 | Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | CID001220 | Conformant |
92 | Gold | Navoi Mining and Metallurgical Combinat | CID001236 | Not Active |
93 | Gold | NH Recytech Company | CID003189 | RMAP Active |
94 | Gold | Nihon Material Co., Ltd. | CID001259 | Conformant |
95 | Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 | Conformant |
96 | Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 | Conformant |
97 | Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | CID001326 | Conformant |
98 | Gold | OJSC Novosibirsk Refinery | CID000493 | Conformant |
99 | Gold | PAMP S.A. | CID001352 | Conformant |
Appendix page 2
Exhibit 1.01
APPENDIX A
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
100 | Gold | Pease & Curren | CID002872 | Not Active |
101 | Gold | Penglai Penggang Gold Industry Co., Ltd. | CID001362 | Not Active |
102 | Gold | Planta Recuperadora de Metales SpA | CID002919 | Conformant |
103 | Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 | Conformant |
104 | Gold | PT Aneka Tambang (Persero) Tbk | CID001397 | Conformant |
105 | Gold | PX Précinox S.A. | CID001498 | Conformant |
106 | Gold | QG Refining, LLC | CID003324 | Not Active |
107 | Gold | Rand Refinery (Pty) Ltd. | CID001512 | Conformant |
108 | Gold | Remondis Argentia B.V. | CID002582 | Conformant |
109 | Gold | Republic Metals Corporation | CID002510 | Not Active |
110 | Gold | Royal Canadian Mint | CID001534 | Conformant |
111 | Gold | SAAMP | CID002761 | Conformant |
112 | Gold | Sabin Metal Corp. | CID001546 | Not Active |
113 | Gold | Safimet S.p.A | CID002973 | Conformant |
114 | Gold | SAFINA A.S. | CID002290 | Not Active |
115 | Gold | Sai Refinery | CID002853 | Not Active |
116 | Gold | Samduck Precious Metals | CID001555 | RMAP Active |
117 | Gold | Samwon Metals Corp. | CID001562 | Not Active |
118 | Gold | SAXONIA Edelmetalle GmbH | CID002777 | Conformant |
119 | Gold | Schone Edelmetaal B.V. | CID001573 | Not Active |
120 | Gold | SEMPSA Joyería Platería S.A. | CID001585 | Conformant |
121 | Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 | Not Active |
122 | Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | Conformant |
123 | Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | Conformant |
124 | Gold | Singway Technology Co., Ltd. | CID002516 | Conformant |
125 | Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 | Conformant |
126 | Gold | Solar Applied Materials Technology Corp. | CID001761 | Conformant |
127 | Gold | State Research Institute Center for Physical Sciences and Technology | CID003153 | Not Active |
128 | Gold | Sudan Gold Refinery | CID002567 | Not Active |
129 | Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 | Conformant |
130 | Gold | SungEel HiTech | CID002918 | Conformant |
131 | Gold | T.C.A S.p.A | CID002580 | Conformant |
132 | Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 | Conformant |
133 | Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CID001916 | Conformant |
134 | Gold | Tokuriki Honten Co., Ltd. | CID001938 | Conformant |
135 | Gold | Tongling Nonferrous Metals Group Co., Ltd. | CID001947 | Not Active |
136 | Gold | Tony Goetz NV | CID002587 | Not Active |
137 | Gold | TOO Tau-Ken-Altyn | CID002615 | RMAP Active |
138 | Gold | Torecom | CID001955 | Conformant |
139 | Gold | Umicore Brasil Ltda. | CID001977 | Conformant |
140 | Gold | Umicore Precious Metals Thailand | CID002314 | Conformant |
141 | Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 | Conformant |
142 | Gold | United Precious Metal Refining, Inc. | CID001993 | Conformant |
143 | Gold | Universal Precious Metals Refining Zambia | CID002854 | Not Active |
144 | Gold | Valcambi S.A. | CID002003 | Conformant |
145 | Gold | Western Australian Mint trading as The Perth Mint | CID002030 | Conformant |
146 | Gold | WIELAND Edelmetalle GmbH | CID002778 | Conformant |
147 | Gold | Yamamoto Precious Metal Co., Ltd. | CID002100 | Conformant |
148 | Gold | Yokohama Metal Co., Ltd. | CID002129 | Conformant |
149 | Gold | Yunnan Copper Industry Co., Ltd. | CID000197 | Not Active |
150 | Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | Conformant |
151 | Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CID002243 | Conformant |
Appendix page 3
Exhibit 1.01
APPENDIX A
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
152 | Tantalum | Asaka Riken Co., Ltd. | CID000092 | Conformant |
153 | Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 | Conformant |
154 | Tantalum | Conghua Tantalum and Niobium Smeltry | CID000291 | Conformant |
155 | Tantalum | D Block Metals, LLC | CID002504 | Conformant |
156 | Tantalum | Duoluoshan | CID000410 | Not Active |
157 | Tantalum | Exotech Inc. | CID000456 | Conformant |
158 | Tantalum | F&X Electro-Materials Ltd. | CID000460 | Conformant |
159 | Tantalum | FIR Metals & Resource Ltd. | CID002505 | Conformant |
160 | Tantalum | Global Advanced Metals Aizu | CID002558 | Conformant |
161 | Tantalum | Global Advanced Metals Boyertown | CID002557 | Conformant |
162 | Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CID000616 | Conformant |
163 | Tantalum | H.C. Starck Co., Ltd. | CID002544 | Conformant |
164 | Tantalum | H.C. Starck GmbH Goslar | CID002545 | Conformant |
165 | Tantalum | H.C. Starck Hermsdorf GmbH | CID002547 | Conformant |
166 | Tantalum | H.C. Starck Inc. | CID002548 | Conformant |
167 | Tantalum | H.C. Starck Ltd. | CID002549 | Conformant |
168 | Tantalum | H.C. Starck Smelting GmbH & Co. KG | CID002550 | Conformant |
169 | Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | Conformant |
170 | Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 | Conformant |
171 | Tantalum | Jiangxi Tuohong New Raw Material | CID002842 | Conformant |
172 | Tantalum | Jiujiang Janny New Material Co., Ltd. | CID003191 | Conformant |
173 | Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | Conformant |
174 | Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 | Conformant |
175 | Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 | Conformant |
176 | Tantalum | KEMET Blue Metals | CID002539 | Conformant |
177 | Tantalum | KEMET Blue Powder | CID002568 | Conformant |
178 | Tantalum | LSM Brasil S.A. | CID001076 | Conformant |
179 | Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 | Conformant |
180 | Tantalum | Mineração Taboca S.A. | CID001175 | Conformant |
181 | Tantalum | Mitsui Mining & Smelting | CID001192 | Conformant |
182 | Tantalum | Molycorp Silmet A.S. | CID001200 | Conformant |
183 | Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | Conformant |
184 | Tantalum | Power Resources Ltd. | CID002847 | Conformant |
185 | Tantalum | QuantumClean | CID001508 | Conformant |
186 | Tantalum | Resind Indústria e Comércio Ltda. | CID002707 | Conformant |
187 | Tantalum | RFH Tantalum Smeltry Co., Ltd. | CID001522 | Conformant |
188 | Tantalum | Solikamsk Magnesium Works OAO | CID001769 | Conformant |
189 | Tantalum | Taki Chemical Co., Ltd. | CID001869 | Conformant |
190 | Tantalum | Telex Metals | CID001891 | Conformant |
191 | Tantalum | Ulba Metallurgical Plant JSC | CID001969 | Conformant |
192 | Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 | Conformant |
193 | Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CID002307 | Not Active |
194 | Tin | Alpha | CID000292 | Conformant |
195 | Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 | Not Active |
196 | Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | Conformant |
197 | Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | CID003190 | Conformant |
198 | Tin | China Tin Group Co., Ltd. | CID001070 | Conformant |
199 | Tin | CNMC (Guangxi) PGMA Co., Ltd. | CID000278 | Not Active |
200 | Tin | CV Ayi Jaya | CID002570 | Conformant |
201 | Tin | CV Dua Sekawan | CID002592 | Conformant |
202 | Tin | CV Gita Pesona | CID000306 | Conformant |
203 | Tin | CV Serumpun Sebalai | CID000313 | Conformant |
Appendix page 4
Exhibit 1.01
APPENDIX A
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
204 | Tin | CV Tiga Sekawan | CID002593 | Conformant |
205 | Tin | CV United Smelting | CID000315 | Conformant |
206 | Tin | CV Venus Inti Perkasa | CID002455 | Conformant |
207 | Tin | Dowa | CID000402 | Conformant |
208 | Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | CID002572 | Not Active |
209 | Tin | Elmet S.L.U. | CID002774 | Conformant |
210 | Tin | EM Vinto | CID000438 | Conformant |
211 | Tin | Estanho de Rondônia S.A. | CID000448 | Not Active |
212 | Tin | Fenix Metals | CID000468 | Conformant |
213 | Tin | Gejiu Fengming Metallurgy Chemical Plant | CID002848 | Conformant |
214 | Tin | Gejiu Jinye Mineral Company | CID002859 | Conformant |
215 | Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 | Conformant |
216 | Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | Conformant |
217 | Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 | Conformant |
218 | Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 | Conformant |
219 | Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CID003116 | Conformant |
220 | Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CID002849 | Conformant |
221 | Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 | Conformant |
222 | Tin | Huichang Jinshunda Tin Co., Ltd. | CID000760 | Conformant |
223 | Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CID000244 | Not Active |
224 | Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 | Conformant |
225 | Tin | Malaysia Smelting Corporation (MSC) | CID001105 | Conformant |
226 | Tin | Melt Metais e Ligas S.A. | CID002500 | Conformant |
227 | Tin | Metallic Resources, Inc. | CID001142 | Conformant |
228 | Tin | Metallo-Chimique N.V. | CID002773 | Conformant |
229 | Tin | Mineração Taboca S.A. | CID001173 | Conformant |
230 | Tin | Minsur | CID001182 | Conformant |
231 | Tin | Mitsubishi Materials Corporation | CID001191 | Conformant |
232 | Tin | Modeltech Sdn Bhd | CID002858 | Conformant |
233 | Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CID001231 | Conformant |
234 | Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 | Not Active |
235 | Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | Conformant |
236 | Tin | O.M. Manufacturing Philippines, Inc. | CID002517 | Conformant |
237 | Tin | Operaciones Metalurgical S.A. | CID001337 | Conformant |
238 | Tin | Pongpipat Company Limited | CID003208 | Not Active |
239 | Tin | PT Aries Kencana Sejahtera | CID000309 | Conformant |
240 | Tin | PT Artha Cipta Langgeng | CID001399 | Conformant |
241 | Tin | PT ATD Makmur Mandiri Jaya | CID002503 | Conformant |
242 | Tin | PT Babel Inti Perkasa | CID001402 | Conformant |
243 | Tin | PT Bangka Prima Tin | CID002776 | Conformant |
244 | Tin | PT Bangka Serumpun | CID003205 | Conformant |
245 | Tin | PT Bangka Tin Industry | CID001419 | Conformant |
246 | Tin | PT Belitung Industri Sejahtera | CID001421 | Conformant |
247 | Tin | PT Bukit Timah | CID001428 | Conformant |
248 | Tin | PT DS Jaya Abadi | CID001434 | Conformant |
249 | Tin | PT Eunindo Usaha Mandiri | CID001438 | Not Active |
250 | Tin | PT Inti Stania Prima | CID002530 | Conformant |
251 | Tin | PT Karimun Mining | CID001448 | Conformant |
252 | Tin | PT Kijang Jaya Mandiri | CID002829 | Conformant |
253 | Tin | PT Lautan Harmonis Sejahtera | CID002870 | Conformant |
254 | Tin | PT Menara Cipta Mulia | CID002835 | Conformant |
255 | Tin | PT Mitra Stania Prima | CID001453 | Conformant |
Appendix page 5
Exhibit 1.01
APPENDIX A
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
256 | Tin | PT Panca Mega Persada | CID001457 | Conformant |
257 | Tin | PT Prima Timah Utama | CID001458 | Conformant |
258 | Tin | PT Refined Bangka Tin | CID001460 | Conformant |
259 | Tin | PT Sariwiguna Binasentosa | CID001463 | Conformant |
260 | Tin | PT Stanindo Inti Perkasa | CID001468 | Conformant |
261 | Tin | PT Sukses Inti Makmur | CID002816 | Conformant |
262 | Tin | PT Sumber Jaya Indah | CID001471 | Conformant |
263 | Tin | PT Timah (Persero) Tbk Kundur | CID001477 | Conformant |
264 | Tin | PT Timah (Persero) Tbk Mentok | CID001482 | Conformant |
265 | Tin | PT Tinindo Inter Nusa | CID001490 | Conformant |
266 | Tin | PT Tommy Utama | CID001493 | Conformant |
267 | Tin | Resind Indústria e Comércio Ltda. | CID002706 | Conformant |
268 | Tin | Rui Da Hung | CID001539 | Conformant |
269 | Tin | Soft Metais Ltda. | CID001758 | Conformant |
270 | Tin | Super Ligas | CID002756 | Not Active |
271 | Tin | Thaisarco | CID001898 | Conformant |
272 | Tin | Tin Technology & Refining | CID003325 | Conformant |
273 | Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 | Not Active |
274 | Tin | White Solder Metalurgia e Mineração Ltda. | CID002036 | Conformant |
275 | Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 | Conformant |
276 | Tin | Yunnan Tin Company Limited | CID002180 | Conformant |
277 | Tungsten | A.L.M.T. TUNGSTEN Corp. | CID000004 | Conformant |
278 | Tungsten | ACL Metais Eireli | CID002833 | Conformant |
279 | Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 | Conformant |
280 | Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 | Conformant |
281 | Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | Conformant |
282 | Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CID000499 | Conformant |
283 | Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | CID002645 | Conformant |
284 | Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CID000875 | Conformant |
285 | Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | Conformant |
286 | Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | Conformant |
287 | Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CID002536 | Not Active |
288 | Tungsten | Global Tungsten & Powders Corp. | CID000568 | Conformant |
289 | Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | Conformant |
290 | Tungsten | H.C. Starck GmbH | CID002541 | Conformant |
291 | Tungsten | H.C. Starck Smelting GmbH & Co.KG | CID002542 | Conformant |
292 | Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 | Conformant |
293 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CID002579 | Conformant |
294 | Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CID000769 | Conformant |
295 | Tungsten | Hunan Litian Tungsten Industry Co., Ltd. | CID003182 | RMAP Active |
296 | Tungsten | Hydrometallurg, JSC | CID002649 | Conformant |
297 | Tungsten | Japan New Metals Co., Ltd. | CID000825 | Conformant |
298 | Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | Conformant |
299 | Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CID002647 | Not Active |
300 | Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | Conformant |
301 | Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 | Not Active |
302 | Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 | Conformant |
303 | Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | Conformant |
304 | Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CID002535 | Not Active |
305 | Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | Conformant |
306 | Tungsten | Kennametal Fallon | CID000966 | Conformant |
307 | Tungsten | Kennametal Huntsville | CID000105 | Conformant |
Appendix page 6
Exhibit 1.01
APPENDIX A
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
308 | Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 | Conformant |
309 | Tungsten | Moliren Ltd | CID002845 | Conformant |
310 | Tungsten | Niagara Refining LLC | CID002589 | Conformant |
311 | Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | CID002543 | Conformant |
312 | Tungsten | Philippine Chuangxin Industrial Co., Inc. | CID002827 | Conformant |
313 | Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CID002815 | Conformant |
314 | Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | CID001889 | Conformant |
315 | Tungsten | Unecha Refractory metals plant | CID002724 | Conformant |
316 | Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | CID002011 | Not Active |
317 | Tungsten | Wolfram Bergbau und Hütten AG | CID002044 | Conformant |
318 | Tungsten | Woltech Korea Co., Ltd. | CID002843 | Conformant |
319 | Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | Conformant |
320 | Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 | Conformant |
321 | Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CID002830 | Conformant |
322 | Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CID002095 | Conformant |
Appendix page 7
Exhibit 1.01
APPENDIX A
List of Reported Smelters/Refiners Facilities Processing Minerals Used in the Company’s Products Not Confirmed as Legitimate SORs
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
1 | Gold | Aktyubinsk Copper Company TOO | CID000028 | Not Active |
2 | Gold | AURA-II | CID002851 | Not Active |
3 | Gold | Bauer Walser AG | CID000141 | Not Active |
4 | Gold | China National Gold Group Corporation | CID000242 | Not Active |
5 | Gold | Dai-ichi Seiko | CID000339 | Not Active |
6 | Gold | Faggi Enrico S.p.A. | CID002355 | Not Active |
7 | Gold | Korea Metal Co., Ltd. | CID000988 | Not Active |
8 | Gold | OJSC Kolyma Refinery | CID001328 | Not Active |
9 | Gold | PM Sales | CID001372 | Not Active |
10 | Gold | Sichuan Metals & Materials Imp & Exp Co | CID001732 | Not Active |
11 | Gold | So Accurate Group, Inc. | CID001754 | Not Active |
12 | Gold | Zhongkuang Gold Industry Co., Ltd | CID002214 | Not Active |
13 | Tantalum | E.S.R. Electronics | CID002590 | Not Active |
14 | Tantalum | H.C. Starck GmbH Laufenburg | CID002546 | Not Active |
15 | Tantalum | Hi-Temp Specialty Metals, Inc. | CID000731 | Not Active |
16 | Tantalum | King-Tan Tantalum Industry Ltd. | CID000973 | Not Active |
17 | Tantalum | Plansee SE Liezen | CID002540 | Not Active |
18 | Tantalum | Plansee SE Reutte | CID002556 | Not Active |
19 | Tantalum | Tranzact, Inc. | CID002571 | Not Active |
20 | Tantalum | Zhuzhou Cemented Carbide Group Co., Ltd. | CID002232 | Not Active |
21 | Tin | An Thai Minerals Co., Ltd. | CID002825 | Not Active |
22 | Tin | Cooperativa Metalurgica de Rondônia Ltda. | CID000295 | Not Active |
23 | Tin | CV Makmur Jaya | CID000308 | Not Active |
24 | Tin | Da Nang Processing Import and Export Joint Stock | CID003154 | Not Active |
25 | Tin | Dai-ichi Seiko | CID000340 | Not Active |
26 | Tin | Elemetal Refining, LLC | CID001323 | Not Active |
27 | Tin | Feinhütte Halsbrücke GmbH | CID000466 | Not Active |
28 | Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CID001063 | Not Active |
29 | Tin | Metahub Industries Sdn. Bhd. | CID001136 | Not Active |
30 | Tin | Metallum Group Holding NV | CID001143 | Not Active |
31 | Tin | Novosibirsk Processing Plant Ltd. | CID001305 | Not Active |
32 | Tin | PT Alam Lestari Kencana | CID001393 | Not Active |
33 | Tin | PT Babel Surya Alam Lestari | CID001406 | Conformant |
34 | Tin | PT Bangka Kudai Tin | CID001409 | Not Active |
35 | Tin | PT Bangka Putra Karya | CID001412 | Not Active |
36 | Tin | PT Bangka Timah Utama Sejahtera | CID001416 | Not Active |
37 | Tin | PT BilliTin Makmur Lestari | CID001424 | Not Active |
38 | Tin | PT Cipta Persada Mulia | CID002696 | Not Active |
39 | Tin | PT Fang Di MulTindo | CID001442 | Not Active |
40 | Tin | PT HP Metals Indonesia | CID001445 | Not Active |
41 | Tin | PT Justindo | CID000307 | Not Active |
42 | Tin | PT Koba | CID001449 | Not Active |
43 | Tin | PT O.M. Indonesia | CID002757 | Not Active |
44 | Tin | PT Pelat Timah Nusantara Tbk | CID001486 | Not Active |
45 | Tin | PT Seirama Tin Investment | CID001466 | Not Active |
Appendix page 8
Exhibit 1.01
APPENDIX A
Number | Metal | Standard Smelter Name | Smelter Id | Remarks |
46 | Tin | PT Tirus Putra Mandiri | CID002478 | Conformant |
47 | Tin | PT Wahana Perkit Jaya | CID002479 | Not Active |
48 | Tin | Sizer Metals PTE | CID001748 | Not Active |
49 | Tin | univertical international (suzhou) co. ltd | CID001997 | Not Active |
50 | Tin | VQB Mineral and Trading Group JSC | CID002015 | Not Active |
51 | Tin | xinmao tin corp .,ltd | CID003102 | Not Active |
52 | Tin | Zhongshan Jinye Smelting Co., Ltd | CID002220 | Not Active |
53 | Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CID002518 | Not Active |
54 | Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CID000345 | Not Active |
55 | Tungsten | Ganxian Shirui New Material Co., Ltd. | CID002531 | Not Active |
56 | Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CID000868 | Not Active |
57 | Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CID002578 | Not Active |
58 | Tungsten | Pobedit, JSC | CID002532 | Not Active |
59 | Tungsten | Sanher Tungsten Vietnam Co., Ltd. | CID002538 | Not Active |
Appendix page 9