0000899243-22-038086.txt : 20221209
0000899243-22-038086.hdr.sgml : 20221209
20221209161812
ACCESSION NUMBER: 0000899243-22-038086
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221207
FILED AS OF DATE: 20221209
DATE AS OF CHANGE: 20221209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: King Theodore Walker Cheng-De
CENTRAL INDEX KEY: 0001773585
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38289
FILM NUMBER: 221455005
MAIL ADDRESS:
STREET 1: UNIT 1502, 15TH FLOOR
STREET 2: 99 HENNESSY ROAD
CITY: WANCHAI
STATE: K3
ZIP: 999077
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Avaya Holdings Corp.
CENTRAL INDEX KEY: 0001418100
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261119726
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: co Avaya Inc
STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: (908) 953-6000
MAIL ADDRESS:
STREET 1: co Avaya Inc
STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200
CITY: DURHAM
STATE: NC
ZIP: 27713
FORMER COMPANY:
FORMER CONFORMED NAME: Sierra Holdings Corp
DATE OF NAME CHANGE: 20071109
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2022-12-07
0
0001418100
Avaya Holdings Corp.
AVYA
0001773585
King Theodore Walker Cheng-De
UNIT 1502, 15TH FLOOR, 99 HENNESSY ROAD
WANCHAI, HONG KONG
K3
999077
HONG KONG
0
0
1
0
Common Stock
13231350
D
2.25% Convertible Senior Notes due 2023
27.76
2022-12-07
4
P
0
618000
157463.63
A
2023-06-15
Common Stock
22262
618000
D
2.25% Convertible Senior Notes due 2023
27.76
2023-06-15
Common Stock
36023
1000000
D
2.25% Convertible Senior Notes due 2023
27.76
2023-06-15
Common Stock
36023
1000000
D
Put Option (obligation to buy)
1.50
2023-03-17
Common Stock
5000000
50000
D
On or after March 15, 2023, and until the close of business on the second scheduled trading day immediately preceding the maturity date, holders may convert the Convertible Senior Notes at the holders' option. Holders may convert the Convertible Senior Notes, at the holders' option, prior to March 15, 2023 only under the following circumstances: (a) during any calendar quarter, if the last reported sale price of the Company's common stock for at least 20 trading days (whether or not consecutive) during a period of 30 consecutive trading days ending on, and including, the last trading day of the immediately preceding calendar quarter is greater than or equal to 130% of the conversion price on each applicable trading day;
(Continued footnote 1) (b) during the five business day period after any five consecutive trading day period (the "Measurement Period") in which the trading price per $1,000 principal amount of the Convertible Senior Notes for each trading day of the Measurement Period was less than 98% of the product of the last reported sales price of the Company's common stock and the conversion rate on each such trading day; or (c) upon the occurrence of specified corporate events.
These are put option contracts written by the Reporting Person which provide that the Reporting Person will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option. Exchange-traded options are immediately exercisable and remain exercisable until expiration.
/s/ Theodore Walker Cheng-De King
2022-12-09