0000899243-22-029450.txt : 20220822 0000899243-22-029450.hdr.sgml : 20220822 20220822171040 ACCESSION NUMBER: 0000899243-22-029450 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220809 FILED AS OF DATE: 20220822 DATE AS OF CHANGE: 20220822 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: King Theodore Walker Cheng-De CENTRAL INDEX KEY: 0001773585 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38289 FILM NUMBER: 221184435 MAIL ADDRESS: STREET 1: UNIT 1502, 15TH FLOOR STREET 2: 99 HENNESSY ROAD CITY: WANCHAI STATE: K3 ZIP: 999077 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Avaya Holdings Corp. CENTRAL INDEX KEY: 0001418100 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261119726 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: co Avaya Inc STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: (908) 953-6000 MAIL ADDRESS: STREET 1: co Avaya Inc STREET 2: 2605 MERIDIAN PARKWAY, SUITE 200 CITY: DURHAM STATE: NC ZIP: 27713 FORMER COMPANY: FORMER CONFORMED NAME: Sierra Holdings Corp DATE OF NAME CHANGE: 20071109 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-08-09 0 0001418100 Avaya Holdings Corp. AVYA 0001773585 King Theodore Walker Cheng-De UNIT 1502, 15TH FLOOR, 99 HENNESSY ROAD WANCHAI, HONG KONG K3 999077 HONG KONG 0 0 1 0 Common Stock 2022-08-09 4 P 0 2707 0.6995 A 9001457 D Common Stock 2022-08-09 4 P 0 172133 0.6972 A 9173590 D Common Stock 2022-08-09 4 P 0 79296 0.696 A 9252886 D Common Stock 2022-08-09 4 P 0 7803 0.6995 A 9260689 D Common Stock 2022-08-09 4 P 0 165423 0.6997 A 9426112 D Common Stock 2022-08-09 4 P 0 69351 0.6976 A 9495463 D Common Stock 2022-08-09 4 P 0 3287 0.6977 A 9498750 D Common Stock 2022-08-09 4 P 0 12588 0.69 A 9511338 D Common Stock 2022-08-09 4 P 0 487412 0.6903 A 9998750 D Common Stock 2022-08-09 4 P 0 500000 0.68 A 10498750 D Common Stock 2022-08-09 4 P 0 500000 0.67 A 10998750 D Common Stock 2022-08-09 4 X 0 115000 2.00 A 11113750 D Common Stock 2022-08-09 4 X 0 20500 3.00 A 11134250 D Common Stock 2022-08-09 4 X 0 9600 2.50 A 11143850 D Common Stock 2022-08-09 4 X 0 54800 2.00 A 11198650 D Common Stock 2022-08-10 4 X 0 1700 3.00 A 11200350 D Common Stock 2022-08-10 4 X 0 30500 2.00 A 11230850 D Common Stock 2020-08-10 4 X 0 15000 2.00 A 11245850 D Common Stock 2022-08-11 4 X 0 37500 2.00 A 11283350 D Common Stock 2022-08-11 4 X 0 17400 2.00 A 11300750 D Common Stock 2022-08-15 4 X 0 500 2.50 A 11301250 D Common Stock 2022-08-16 4 X 0 5600 2.00 A 11306850 D Common Stock 2022-08-16 4 X 0 5000 2.00 A 11311850 D Common Stock 2022-08-17 4 X 0 158600 3.00 A 11470450 D Common Stock 2022-08-17 4 X 0 12500 2.00 A 11482950 D Common Stock 2022-08-18 4 X 0 7500 2.00 A 11490450 D Common Stock 2022-08-19 4 X 0 350300 2.00 A 11840750 D Common Stock 2022-08-19 4 X 0 324600 2.50 A 12165350 D Common Stock 2022-08-19 4 X 0 1066000 3.00 A 13231350 D Put Option (obligation to buy) 2.00 2022-08-09 4 X 0 1150 0.00 D 2022-08-19 Common Stock 115000 536100 D Put Option (obligation to buy) 3.00 2022-08-09 4 X 0 205 0.00 D 2022-08-19 Common Stock 20500 1226300 D Put Option (obligation to buy) 2.50 2022-08-09 4 X 0 96 0.00 D 2022-08-19 Common Stock 9600 325100 D Put Option (obligation to buy) 2.00 2022-08-09 4 X 0 548 0.00 D 2022-08-19 Common Stock 54800 481300 D Put Option (obligation to buy) 3.00 2022-08-10 4 X 0 17 0.00 D 2022-08-19 Common Stock 1700 1224600 D Put Option (obligation to buy) 2.00 2022-08-10 4 X 0 305 0.00 D 2022-08-19 Common Stock 30500 450800 D Put Option (obligation to buy) 2.00 2020-08-10 4 X 0 150 0.00 D 2022-08-19 Common Stock 15000 435800 D Put Option (obligation to buy) 2.00 2022-08-11 4 X 0 375 0.00 D 2022-08-19 Common Stock 37500 398300 D Put Option (obligation to buy) 2.00 2022-08-11 4 X 0 174 0.00 D 2022-08-19 Common Stock 17400 380900 D Put Option (obligation to buy) 2.50 2022-08-15 4 X 0 5 0.00 D 2022-08-19 Common Stock 500 324600 D Put Option (obligation to buy) 2.00 2022-08-16 4 X 0 56 0.00 D 2022-08-19 Common Stock 5600 375300 D Put Option (obligation to buy) 2.00 2022-08-16 4 X 0 50 0.00 D 2022-08-19 Common Stock 5000 370300 D Put Option (obligation to buy) 3.00 2022-08-17 4 X 0 1586 0.00 D 2022-08-19 Common Stock 158600 1066000 D Put Option (obligation to buy) 2.00 2022-08-17 4 X 0 125 0.00 D 2022-08-19 Common Stock 12500 357800 D Put Option (obligation to buy) 2.00 2022-08-18 4 X 0 75 0.00 D 2022-08-19 Common Stock 7500 350300 D Put Option (obligation to buy) 2.00 2022-08-19 4 X 0 3503 0.00 D 2022-08-19 Common Stock 350300 0 D Put Option (obligation to buy) 2.50 2022-08-19 4 X 0 3246 0.00 D 2022-08-19 Common Stock 324600 0 D Put Option (obligation to buy) 3.00 2022-08-19 4 X 0 10660 0.00 D 2022-08-19 Common Stock 1066000 0 D These are put option contracts written by the Reporting Person which provide that the Reporting Person will be required to purchase shares of Common Stock at the stated strike price if the counterparty exercises such option. Exchange-traded options are immediately exercisable and remain exercisable until expiration. /s/ Theodore Walker Cheng-De King 2022-08-22