EX-FILING FEES 11 d819800dexfilingfees.htm EX-FILING FEES EX-FILING FEES

Exhibit (s)

Calculation of Filing Fee Table

FORM N-2

(Form Type)

SLR INVESTMENT CORP.

(Exact Name of Registrant as Specified in its Charter)

Table 1: Newly Registered and Carry Forward Securities

 

                         
    

Security

Type

 

Security

Class

Title

 

Fee

Calculation

or Carry

Forward

Rule

 

Amount

Registered

 

Proposed

Maximum

Offering

Price Per

Unit

 

Maximum

Aggregate

Offering

Price

 

Fee

Rate

 

Amount of

Registration

Fee

 

Carry

Forward

Form

Type

 

Carry

Forward

File

Number

 

Carry

Forward

Initial

effective

date

 

Filing Fee

Previously

Paid In

Connection

with

Unsold

Securities

to be

Carried

Forward

 
Newly Registered Securities
                         
Fees to be paid                          
                         
Fees Previously Paid                          
 
Carry Forward Securities
                         
Carry Forward Securities   Equity   Common Stock, $0.001 par value per share (1)                      
                         
Carry Forward Securities   Equity   Preferred Stock, $0.01 par value per share (1)                      
                         
Carry Forward Securities   Other   Warrants (1)                      
                         
Carry Forward Securities   Other   Subscription Rights (2)                      
                         
Carry Forward Securities   Debt   Debt Securities (3)                      
                         
Carry Forward Securities   Unallocated (Universal) Shelf   Unallocated (Universal) Shelf   Rule 415(a)(6)       $1,000,000,000(4)(5)       N-2   333-255662   April 30, 2021   $138,137.50(5)
                 
    Total Offering Amounts    $1,000,000,000(4)(5)(6)   —             
                 
    Total Fees Previously Paid      $138,137.50(5)            
                 
    Total Fee Offsets      —             
                 
    Net Fee Due        —                     

 

(1)

Subject to Note 6 below, there is being registered hereunder an indeterminate number of shares of common stock, preferred stock, or warrants as may be sold, from time to time. Warrants represent rights to purchase common stock, preferred stock or debt securities.

(2)

Subject to Note 6 below, there is being registered hereunder an indeterminate number of subscription rights as may be sold, from time to time, representing rights to purchase common stock.

(3)

Subject to Note 6 below, there is being registered hereunder an indeterminate principal amount of debt securities as may be sold, from time to time. If any debt securities are issued at an original issue discount, then the offering price shall be in such greater principal amount as shall result in an aggregate price to investors not to exceed $1,000,000,000.

(4)

Estimated pursuant to Rule 457(o) solely for the purposes of determining the registration fee. The proposed maximum offering price per security will be determined, from time to time, by SLR Investment Corp. (the “Registrant”) in connection with the sale by the Registrant of the securities registered under this registration statement.

(5)

Pursuant to Rule 415(a)(6) under the Securities Act of 1933, as amended (the “Securities Act”), the Registrant is carrying forward to this Registration Statement $1,000,000,000 in aggregate offering price of unsold securities (the “Unsold Securities”) that were previously registered for sale under the Registrant’s Registration Statement on Form N-2 (File No. 333-255662), which was initially filed by the Registrant on April 30, 2021 (the “Prior Registration Statement”). The Registrant previously paid filing fees in the aggregate of $138,137.50 relating to the Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the filing fees previously paid with respect to the Unsold Securities will continue to be applied to such Unsold Securities. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of Unsold Securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.

(6)

In no event will the aggregate offering price of all securities issued from time to time pursuant to this registration statement exceed $1,000,000,000.