0001417835-24-000082.txt : 20240502
0001417835-24-000082.hdr.sgml : 20240502
20240502093923
ACCESSION NUMBER: 0001417835-24-000082
CONFORMED SUBMISSION TYPE: 25-NSE
CONFIRMING COPY:
PUBLIC DOCUMENT COUNT: 2
FILED AS OF DATE: 20240502
DATE AS OF CHANGE: 20240502
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III
CENTRAL INDEX KEY: 0001537140
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 25-NSE
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-178833
BUSINESS ADDRESS:
STREET 1: 225 PICTORIA DRIVE
STREET 2: SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
BUSINESS PHONE: 631-470-2621
MAIL ADDRESS:
STREET 1: 17605 WRIGHT STREET
CITY: OMAHA
STATE: NE
ZIP: 68130
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Cboe BZX Exchange, Inc.
CENTRAL INDEX KEY: 0001417835
ORGANIZATION NAME:
IRS NUMBER: 000000000
FILING VALUES:
FORM TYPE: 25-NSE
BUSINESS ADDRESS:
STREET 1: 8050 Marshall Drive
STREET 2: Suite 120
CITY: Lenexa
STATE: KS
ZIP: 66214
BUSINESS PHONE: 8162859900
MAIL ADDRESS:
STREET 1: 8050 Marshall Drive
STREET 2: Suite 120
CITY: Lenexa
STATE: KS
ZIP: 66214
25-NSE
1
primary_doc.xml
X0203
0001417835
Cboe BZX Exchange, Inc.
0001537140
NORTHERN LIGHTS FUND TRUST III
333-178833
225 Pictoria Drive
Suite 450
Cincinnati
OH
OHIO
45246
402-895-1600
FPA Global Equity ETF (FPAG)
17 CFR 240.12d2-2(a)(3)
Kyle Murray
VP, Legal Head of Global Listings
2024-05-02
EX-99.25.EX-99.25
2
delistingdetermination.txt
RULE PROVISION NOTICE
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE*
STATED SECURITIES
Cboe BZX Exchange, Inc. hereby notifies the SEC of its intention to remove*
the entire class of the stated securities from listing and registration on*
the Exchange at the opening of business on May 13, 2024, pursuant to*
the provisions of Rule 12d2-2 (a).
[ X ] 17 CFR 240.12d2-2(a)(3) That on April 26, 2024 the instruments*
representing the securities comprising the entire class of this security*
came to evidence, by operation of law or otherwise, other securities*
in substitution therefore and represent no other right except, if such*
be the fact, the right to receive an immediate cash payment.
The Exchange also notifies the Securities and Exchange Commission that as a*
result of the above indicated conditions this security was suspended from*
trading on April 26, 2024.